2017-05-02T07:28:15-05:00 2016-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2015-07-01 361877640 Heartland Alliance for Human Needs and Rights HEAR 3126601300 208 South LaSalle Street No 1300 Chicago IL 60604 Brian Registe Chief Financial Officer 3126601300 2017-05-02 1 Wayne Harder P00294296 3126343400 2015 2017-02-10 21:41:12Z Brian Registe 208 South LaSalle Street No 1300 Chicago IL 60604 12211073 0 X www.HeartlandAlliance.org X 1888 IL Heartland Alliance advances the human rights and responds to the human needs of endangered populations particularly the poor, the isolated, and the displaced through the provision of comprehensive and respectful services and the promotion of permanent solutions leading to a more just global society. 15 15 224 2008 0 0 6716622 10005473 481003 744076 191040 163794 1821650 973793 9210315 11887136 701565 757257 0 0 12522523 12942390 0 0 1164795 -2766212 -3745724 10457876 9953923 -1247561 1933213 22562442 24226177 6045872 6022850 16516570 18203327 X Heartland Alliance advances the human rights and responds to the human needs of endangered populations particularly the poor, the isolated, and the displaced through the provision of comprehensive and respectful services and the promotion of permanent solutions leading to a more just global society. 0 0 4478567 452 507251 National Immigrant Justice Center: The Heartland Alliance National Immigrant Justice Center (NIJC) is dedicated to ensuring human rights protections and access to justice for all immigrants, refugees and asylum seekers. NIJC provides direct legal services to and advocates for these populations through policy reform, impact legislation, and public education. With the support of hundreds of pro bono attorneys, NIJC provides legal services to more than 8,000 individuals each year and maintains a success rate of 90 percent in obtaining asylum for those fleeing persecution in their home countries. Since its founding twenty-five years ago, NIJC has been unique in blending individual client advocacy with broad-based systemic change. 1278133 90375 115484 Public Policy and Advocacy: Through our advocacy and research efforts, Heartland Alliance works to change public policies to improve the lives of people living in poverty and danger. Through our advocacy efforts, Heartland Alliance strives to achieve systemic social change that improves the quality of life for people in poverty and danger. Our 120 years of expertise in the trenches providing direct services gives us a unique understanding of the administrative and policy barriers that plague public systems. We work to advance proven solutions and improve government policies at the local, state and federal levels by developing policy proposals, building strategic alliances, and pursuing legislative action. 1221638 664812 473 International Programs: For more than 125 years, Heartland Alliance has been working with globally displaced persons, including refugees, asylum seekers, migrants, and victims of trafficking. Through our efforts working with displaced persons domestically, we have connected with people from their countries of origin and have worked on improving the lives of those living in poverty and danger abroad. Heartland Alliance's international programs focus on vulnerable populations in situations of past or ongoing conflict or disaster, and to work to build the capacity of local organizational partners to provide quality and sustainable systems of care and protection. 175377 1619 120868 Other Program Services 175377 1619 120868 7153715 1 1 0 1 0 0 0 0 1 0 1 1 1 1 1 1 0 1 0 1 1 1 1 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 66 0 1 224 1 0 1 NI UK 0 0 0 1 1 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X Brian Registe 3126601300 208 South LaSalle Street Suite 1300 Chicago IL 60604 Linda T Coberly Chair 1.00 X X 0 0 0 Allison W McConnell Vice Chair 1.00 X X 0 0 0 Shubhada Ahya Secretary 1.00 X X 0 0 0 Cynthia Fronczak Treasurer 1.00 X X 0 0 0 Robert H Tucker Past Treasurer 1.00 X X 0 0 0 Mary L Ahern Director 1.00 X 0 0 0 Mike Downing Past Director 1.00 X 0 0 0 Lisa W Haag Director 1.00 X 0 0 0 Alan G Harder Director 1.00 X 0 0 0 Kelly Laidler Past Director 1.00 X 0 0 0 Christopher Lueking Past Director 1.00 X 0 0 0 Barry McInerney Past Director 1.00 X 0 0 0 Glenn D Newman Director 1.00 X 0 0 0 Karen E Otto Director 1.00 X 0 0 0 Jorge Perez Past Director 1.00 X 0 0 0 Marita Rhea Director 1.00 X 0 0 0 Susan H Rider Director 1.00 X 0 0 0 Ryan S Ruskin Director 1.00 X 0 0 0 Jeanne M Sullivan Director 1.00 X 0 0 0 Lynn Todman Director 1.00 X 0 0 0 Evelyn Diaz President/CEO 7.50 42.50 X 87945 0 9961 Sid L Mohn Past President/CEO 7.50 42.50 X 323513 0 19468 Brian Registe Chief Financial Officer 17.50 32.50 X 212632 0 25088 Betsy Leonard VP of External Relations 17.50 32.50 X 147562 0 6614 Mary M McCarthy Senior Director 40.00 X 140727 0 17059 James C Baldwin Chief Accounting Officer 40.00 X 129625 0 17019 Jennifer Creed Senior Director of HR 40.00 X 113518 0 4804 Patricio Cadena Senior Director of Information Tech. 40.00 X 111650 0 12154 Keli Spencer Chief Enterprise Risk Officer 40.00 X 108905 0 37988 1376077 0 150155 9 0 1 0 0 1178977 2083526 6742970 329374 10005473 National Immigrant Justice Center 900099 507251 507251 Public Policy and Advocacy 900099 115484 115484 International Programs 900099 473 473 120868 120868 744076 163794 163794 162375 0 162375 162375 162375 99836 1178977 323937 -224101 -224101 Reimbursement of Shared Services 900099 605000 605000 Intercompany Revenue 900099 294119 294119 Insurance Refund 900099 97144 97144 39256 39256 1035519 11887136 744076 0 1137587 X 198645 198645 947 947 557665 557665 832784 302199 484893 45692 9829399 3606789 5686744 535866 260889 117139 128919 14831 1202354 539857 594145 68352 816964 366817 403704 46443 114937 24853 78154 11930 70455 70455 1357861 259751 943356 154754 3509 759 2386 364 775732 127225 526713 121794 366052 58602 248518 58932 1165047 520933 590954 53160 348950 204205 130964 13781 11190 6548 4200 442 672 672 261806 7412 254394 52786 30890 19811 2085 Repairs and Maintenance 448926 81223 366163 1540 Staff Expenses 195119 114183 73230 7706 Bad Debt Expense 2007 2007 Shared Service Reimburs -8972962 -8972962 52189 25066 27123 9953923 7153715 1635413 1164795 1226224 3236939 3811025 2433918 1725507 1865031 85608 58511 76627 0 621375 628072 2103270 696734 1444244 1406536 6565475 8312398 1754486 1754486 2184873 2241628 3066998 2288658 22562442 24226177 2351995 2360854 135100 305618 259330 123067 284689 0 3014758 3233311 6045872 6022850 X 7777348 9811154 8551187 8204138 188035 188035 16516570 18203327 22562442 24226177 1933213 -246456 0 X 0 1 X 1 1 1 X 18503077 16837517 9040782 6716622 10005473 61103471 18503077 16837517 9040782 6716622 10005473 61103471 61103471 204206 168524 174510 191040 326169 1064449 55539 104322 374653 823358 1035519 2393391 64561311 5879057 0.94640 0.96030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1 1000 1 17640 0 1 43010 1 1000 0 62650 0 Part II-B, Line 1: In FY16, Heartland Alliance for Human Needs and Rights (HA) educated members of Congress via electronic communication, strategic in-person meetings with members of Congress and their staff and occasional coordinated site visits between programs and in-district staff and members of Congress. HA's efforts largely focus on policy and systems change aimed at getting chronically unemployed Americans back to work and immigration and detention policy. In FY16, HA educated members of Illinois General Assembly, administrative officials, and other decision-makers about programs and policies aimed at reducing poverty, including Medicaid, TANF, housing protections, wages and worker rights, retirement savings, and reentry. Additionally, HA educated legislators about the value of providing adequate funding for human services broadly and the consequences that recent cuts to human services and safety-net programs have had on those experiencing poverty. 0 1 X 648156 93019 555137 768765 335407 433358 686349 268308 418041 1406536 Investments in Subsidiaries 1754486 C 1754486 Intercompany Receivable 2241628 C 2241628 Restricted Cash 1932396 Deferred Compensation Plan Assets 356262 2288658 Deferred Rent Liability 1177049 Liability for Self Insurance Claims 1700000 Deferred Compensation Plan Liability 356262 3233311 X 11965847 -246456 325167 78711 11887136 0 11887136 10279090 325167 325167 9953923 0 9953923 Part IV, Line 2b: The organization holds travel funds for immigrant minors and personal expenses for refugees. Part X, Line 2: The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. Management has determined that there are no uncertain tax positions during the reporting periods covered by these consolidated financial statements. The Organization's tax filings are generally no longer subject to examination by the Internal Revenue Service for tax years before 2013. Part XI, Line 2d - Other Adjustments: Special Event Expenses 323,937. Foreign Currency Gain 1,230. Part XII, Line 2d - Other Adjustments: Special Event Expenses 323,937. Foreign Currency Gain 1,230. 1 Sub-Saharan Africa 1 3 Program Services Human rights advocacy on issues of sexual orientation and gender identity; Paralegal services 581761 Sub-Saharan Africa 0 0 Grants to Recipients Located in Region 280168 Sub-Saharan Africa 0 0 Grants to Recipients Located in Region 166735 Central America and the Caribbean 0 0 Program Services Human rights advocacy on isues of sexual orientation and gender identity 66671 South America 0 0 Grants to Recipients Located in Region 39906 Central America and the Caribbean 0 0 Grants to Recipients Located in Region 39452 Central America and the Caribbean 0 0 Grants to Recipients Located in Region 31404 Middle East and North Africa 0 0 Program Services Human rights advocacy on issues of sexual orientation and gender identity 15540 1 3 0 0 1 3 1221637 0 1221637 Sub-Saharan Africa LGBT Advocates Initiatives 195768 Wire Transfer South America LGBT Advocates Initiatives 33731 Wire Transfer Central America and the Caribbean LGBT Advocates Initiatives 31404 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 26091 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 17090 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 14708 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 9817 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 6686 Wire Transfer South America LGBT Advocates Initiatives 6175 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 5007 Wire Transfer Sub-Saharan Africa LGBT Advocates Initiatives 5001 Wire Transfer 11 Pay for transportation/refresment costs of a human rights training Sub-Saharan Africa 145 166735 Pay transportation/refreshment costs of a human rights training Central American and the Caribbean 30 39452 0 0 0 0 0 1 Part I, Line 2: Program Directors monitor grant recipients and compile supporting documentation for use of funds, and periodic financial and programmatic reports. Financial and program reports are reviewed by management monthly and program reports are filed with funders as required for each grant. Annual Human Rights Award Luncheon 723359 711196 12163 56050 3931 Candlelight Ball 448056 374406 73650 10000 89680 75680 5650 57316 1 107398 93375 14023 25630 1278813 1178977 99836 10000 145730 75680 5650 86877 323937 -224101 1 American Bar Association 321 N Clark Street Chicago IL 60654 366110299 501(c)(3) 70128 To support paralegal training program in Nigeria Building Changes 1200 12th Avenue South Suite 1200 Seattle WA 98144 911410450 501(c)(3) 18000 To increase employment opportunities for homeless jobseekers Central Houston Civic Improvement Inc 909 Fannin Suite 1650 Houston TX 77010 760113584 501(c)(3) 18000 To increase employment opportunities for homeless jobseekers Chicago Jobs Council 29 E Madison Street Suite 1700-C Chicago IL 60602 363293115 501(c)(3) 18000 To increase employment opportunities for homeless jobseekers Family Housing Fund 801 Nicollet Mall Suite 1825 Minneapolis MN 55402 411380923 501(c)(3) 18000 To increase employment opportunities for homeless jobseekers United Way of Central Maryland 100 S Charles Street 5th floor Baltimore MD 21201 520591543 501(c)(3) 18000 To increase employment opportunites for homeless jobseekers 6 0 Part I, Line 2: Heartland Alliance requires the organization providing services to submit quarterly reporting. These reports contain a narrative that describes the services provided as well as a financial report comparing expenditures compared to budget. These reports are reviewed and approved by management. X X X X 0 0 0 0 0 0 0 1 0 Sid L Mohn Past President/CEO 302727 0 11000 0 9786 0 8079 0 11389 0 342981 0 0 0 Brian Registe Chief Financial Officer 199872 0 5000 0 7760 0 6134 0 18954 0 237720 0 0 0 Betsy Leonard VP of External Relations 140405 0 2000 0 5157 0 4229 0 2385 0 154176 0 0 0 Mary M McCarthy Senior Director 137773 0 2500 0 454 0 4247 0 12812 0 157786 0 0 0 Part I, Line 7 Sid L. Mohn, Brian Registe, Betsy Leonard, James Baldwin, Mary McCarthy, Jennifer Creed, Patricio Cadena, and Keli Spencer received a discretionary bonus that was determined by the Compensation Committee of the board. X 11 296769 FMV X Auction Items 101 32605 FMV 0 0 1 1 Part I, Column (b): is the number of contributions. Part I, Line 32b: Bernstein was hired to manage Heartland Alliance's liquid assets as investment manager, which includes selling stock donations, investment research and management. Form 990, Part VI, Section B, line 11 The organization's Management Coordination Committee (MCC) serves as the Finance and Audit Committee of the Heartland Alliance Board of Directors. The Committee includes representation from board members of Heartland Alliance, as well as its four subsidiaries. The Committee reviews and approves the Form 990. Every Heartland Alliance board member receives the Form 990 for review and has the opportunity to ask the committee and management any questions prior to filing. Form 990, Part VI, Section B, line 12c All members of the Heartland Alliance Board of Directors, as well as members of the organization's subsidiary Boards of Directors, annually sign a conflict of interest policy, copies of which are retained in the President's office. In addition, all Heartland Alliance senior management, that includes its members of its Business Office Leadership Team (BOLT), Business Initiative & Resource Development (BIRD), and Exectuive Team are required to annually sign the conflict of interest policy. A copy of the Board of Directors policy is posted on a password protected portion of the organization's website, designated for board members. A copy of the policy for management is posted on the organization's intranet. Policy requires disclosure of any situation in which there may be even an appearance of potential conflict of interest. When appropriate, members of the Board of Directors, or senior management, recuse themselves from decision-making if there is any conflict of interest. Relative to board of committee actions, this is reflected in the meeting minutes. The policy is reviewed regularly by the Chief Enterprise Risk Officer of the organization. Additional monitoring is performed by the organization's executive team and the Risk Policy Committee of the Board of Directors. Form 990, Part VI, Section B, line 15 The Compensation Committee of the Heartland Alliance Board of Directors is an independent entity, consisting of the chair and immediate past chair of the Board of Directors. This body conducts the annual performance evaluation of, and determines the compensation for, the organization's President. This body may consult with legal counsel or additional resources in determining fair and competitive compensation for the President of Heartland Alliance. The Executive Compensation Committee also conducts periodic market surveys to assist in establishing the compensation for the President. In addition, the President annually reviews with the Compensation Committee the performance and recommended compensation for the organization's senior executives, including executive directors of the subsidiary entities, and other key members of the executive team. All deliberations and decisions are contemporaneously documented in the minutes. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(d). Form 990, Part IX, line 11g Payroll Services: Program service expenses 3,267. Management and general expenses 11,866. Fundraising expenses 1,947. Total expenses 17,080. Recruiting Fees: Program service expenses 6,848. Management and general expenses 24,872. Fundraising expenses 4,080. Total expenses 35,800. Consulting Fees: Program service expenses 232,308. Management and general expenses 843,689. Fundraising expenses 138,405. Total expenses 1,214,402. Other Professional Fees: Program service expenses 17,328. Management and general expenses 62,929. Fundraising expenses 10,322. Total expenses 90,579. Heartland Human Care Services Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 364053244 Social Services Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 1 Heartland Health Outreach Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363775696 Health Care Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 1 Heartland Housing Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363642952 Low-income Housing IL 501(c)(3) Line 9 Heartland Alliance for Human Needs and Rights 1 Heartland Alliance International LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 300739799 Social Services Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 1 Argyle Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363827013 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Ellis Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363993195 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Diversey Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363945503 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Mayfield Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111300 Low-income Housing IL N/A N/A 0 0 North Avenue Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407589 Low-income Housing IL N/A N/A 0 0 Leland Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364440042 Low-income Housing IL N/A N/A 0 0 Drexel Jazz Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 320062800 Low-income Housing IL N/A N/A 0 0 1218 W Highland Avenue LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261456751 Low-income Housing IL N/A N/A 0 0 Fond Du Lac Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 271343085 Low-income Housing IL N/A N/A 0 0 Hollywood House Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124251 Low-income Housing IL N/A N/A 0 0 Roosevelt Square I Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 710953532 Low-income Housing IL N/A N/A 0 0 Roosevelt Square II Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 861133215 Low-income Housing IL N/A N/A 0 0 Highland MM LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261707959 Low-income Housing IL N/A N/A 0 0 Viceroy Hotel Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 264589189 Low-income Housing IL N/A N/A 0 0 Lathrop Community Partners LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 244602442 Low-income Housing IL N/A N/A 0 0 Halsted Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 461389198 Low-income Housing IL N/A N/A 0 0 Center Buffun LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 900851752 Low-income Housing IL N/A N/A 0 0 Together4Health LLC 17 N State Street Suite 1390 Chicago IL 60602 900901586 Health Home Safety Network IL N/A N/A 0 0 Rethke Washington LLC 208 S LaSalle Street Suite 1300 Chicago IL 60602 364793011 Low-income Housing IL N/A N/A 0 0 Leland Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364363803 Low-income Housing IL N/A C 0 Mayfield Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL N/A C 0 Drexel Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL N/A C 0 North Avenue Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407591 Low-income Housing IL N/A C 0 Heartland ABLA Rental 208 S LaSalle Street Suite 1300 Chicago IL 60604 300209111 Low-income Housing IL N/A C 0 Heartland ABLA Rental II 208 S LaSalle Street Suite 1300 Chicago IL 60604 320154610 Low-income Housing IL N/A C 0 Hollywood Sheridan Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124171 Low-income Housing IL N/A C 0 Viceroy GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 264588742 Low-income Housing IL N/A C 0 Halsted GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 320391528 Low-income Housing IL N/A C 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 Heartland Health Outreach Inc D 68596 Cash provided Heartland Housing Inc J 73172 Cash provided Heartland Human Care Services Inc P 802358 Cash provided Heartland Alliance International LLC P 14500 Cash provided Heartland Health Outreach Inc P 100000 Cash provided Heartland Human Care Services Inc Q 11094649 Cash provided Heartland Health Outreach Inc Q 4992042 Cash provided Heartland Alliance International LLC Q 639020 Cash provided Heartland Human Care Services Inc R 340976 Cash provided Heartland Health Outreach Inc R 311134 Cash provided Heartland Alliance International LLC R 7845132 Cash provided Heartland Human Care Services Inc S 5129252 Cash provided Heartland Alliance International LLC S 730026 Cash provided Heartland Health Outreach Inc S 2358282 Cash provided Heartland Housing Inc S 755402 Cash provided