2017-02-15T11:14:25-06:00 2016-06-30 410746749 CLIFTONLARSONALLEN LLP 370 INTERLOCKEN BLVD SUITE 500 BROOMFIELD CO 80021 990 2015-07-01 850397444 SOUTHWEST CARE CENTER INC SOUT 5059898200 PO BOX 6880 SANTA FE NM 87502 JEFF THOMAS CEO 5059898200 2017-02-14 1 KURT BENNION P01469618 3034668822 2015 2017-02-10 21:41:12Z JEFF THOMAS PO BOX 6880 SANTA FE NM 87502 43542685 0 X WWW.SOUTHWESTCARE.ORG X 1990 NM TO IMPROVE THE HEALTH OF PEOPLE LIVING IN THE CULTURALLY DIVERSE COMMUNITIES OF NORTHERN NEW MEXICO. 13 13 162 70 0 0 5329219 2381404 30761716 38840104 138640 -74690 22911 88078 36252486 41234896 1194819 920021 0 0 8661998 11709661 21702 21683 85881 19562014 26143640 29440533 38795005 6811953 2439891 14733141 18121423 1701536 2390062 13031605 15731361 TO IMPROVE THE HEALTH OF PEOPLE LIVING IN THE CULTURALLY DIVERSE COMMUNITIES OF NORTHERN NEW MEXICO THROUGH ACCESS TO THE HIGHEST QUALITY HEALTH CARE, EDUCATION, RESEARCH AND ADVOCACY. 0 0 33567316 920021 38840104 SOUTHWEST C.A.R.E. CENTER PROVIDES COMPREHENSIVE CARE, RESEARCH, EDUCATION, PREVENTION AND SUPPORT FOR SERVICES TO PEOPLE IN NEW MEXICO. 33567316 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 78 0 162 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NM X ERIC GARRISON 5059898200 PO BOX 6880 SANTA FE NM 87502 DAVID GINSBERG PRESIDENT 1.00 X X 0 0 0 ETHEL HESS VICE PRESIDENT 1.00 X X 0 0 0 JIM COLOMBO TREASURER 1.00 X X 0 0 0 ROXANNE APPLE SECRETARY 1.00 X X 0 0 0 WILL HALM DIRECTOR 1.00 X 0 0 0 GREGG HARTNETT DIRECTOR 1.00 X 0 0 0 RICHARD MARTINEZ DIRECTOR 1.00 X 0 0 0 KEITH ROMERO DIRECTOR 0.00 X 0 0 0 HAL SCHOLIN DIRECTOR 1.00 X 0 0 0 MARY ANN SHEENING PHD DIRECTOR 1.00 X 0 0 0 SARAH STEADMAN DIRECTOR 1.00 X 0 0 0 MICHAEL WILLMS DIRECTOR 1.00 X 0 0 0 JUANITA THORNE-CONNERTY DIRECTOR 1.00 X 0 0 0 JEFF THOMAS CEO 60.00 X 213676 0 8352 GREG WILSON CFO 60.00 X 174746 0 14364 DR TREVOR HAWKINS CMO THROUGH SEPTEMBER 2015 60.00 X 505611 0 16331 DR ANNE FOSTER CMO 60.00 X 213684 0 13423 JEANIE GALLAGHER CHRO 60.00 X 154010 0 15935 WENOAH VEIKLEY COO 60.00 X 149156 0 13178 MICHAEL PALESTINE PHYSICIAN 34.00 X 200749 0 14176 JEFFREY DUNN PHYSICIAN 32.00 X 148327 0 14277 JOEL GALLANT PHYSICIAN 32.00 X 217034 0 20103 BOUDINOT ATTERBURY PHYSICIAN 40.00 X 209371 0 15136 LAURENCE SHANDLER PHYSICIAN 40.00 X 171843 0 2096 2358207 0 147371 21 0 1 0 ROBERT HALF TECHNOLOGY PO BOX 743295 LOS ANGELES CA 90074 TEMPORARY EMPLOYEES 599069 E-MDS PO BOX 2889 CEDAR PARK TX 78630 MEDICAL SOFTWARE AND BILLING 282289 CLIFTONLARSONALLEN 370 INTERLOCKEN BLVD SUITE 500 BROOMFIELD CO 80021 ACCOUNTING SERVICES 125447 STEADY NETWORKS 851 ST MICHAELS DRIVE SANTE FE NM 87505 I.T. SERVICES 113949 4 24035 1887293 470076 2381404 PHARMACY SALES 621400 35040545 35040545 HEALTH CARE SERVICES 621400 2984772 2984772 MEDICAL RESEARCH 621400 814787 814787 38840104 80952 80952 2021583 2177225 -155642 -155642 -155642 85205 24035 130564 -45359 -45359 MISCELLANEOUS INCOME 900099 133437 133437 133437 41234896 38840104 0 13388 61991 61991 858030 858030 1453854 672832 781022 8451381 7001889 1418897 30595 148585 128272 20058 255 776106 637053 131281 7772 879735 682472 191331 5932 91933 91933 47140 47140 21683 21683 48613 48613 1272435 619110 644892 8433 128250 128250 1395336 583493 800632 11211 438941 26595 412346 536774 536774 189903 114983 74920 194446 167096 27350 682664 532478 150186 297886 230050 67836 PHARMACEUTICALS 19938148 19938148 BAD DEBT EXPENSE 549747 549747 STAFF APPRECIATION 111687 32890 78797 RESEARCH 81448 81448 138289 111965 26324 38795005 33567316 5141808 85881 1476770 2421749 1459227 1020827 333719 300548 2255893 2216069 396709 785185 148447 245339 8610803 2587860 5109059 6022943 3528192 5103233 25125 5530 14733141 18121423 1701536 1915760 474302 1701536 2390062 X 12711260 15517160 320345 214201 13031605 15731361 14733141 18121423 2439891 259865 0 X 0 1 X 1 1 1 X 1795477 1996749 2364657 5329219 2381404 13867506 10137412 11437210 17681741 30761716 38840104 108858183 163406 151152 32660 63110 85205 495533 12096295 13585111 20079058 36154045 41306713 123221222 0 0 0 123221222 23453 70704 15680 41148 80952 231937 23453 70704 15680 41148 80952 231937 120830 133437 254267 12119748 13655815 20094738 36316023 41521102 123707426 0.99610 0.99700 0.00190 0.00170 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 473914 473914 0 100000 100000 3733293 1250801 2482492 2117360 709399 1407961 1330647 445819 884828 1329503 181841 1147662 6022943 X 41281819 259865 148710 569230 977805 40304014 48613 882269 930882 41234896 38475919 148710 130564 279274 38196645 48613 549747 598360 38795005 PART IV, LINE 1B: THE STATE OF NEW MEXICO GIVES ANNUAL APPROPRIATIONS TO ITS COUNTIES TO SPEND FOR SPECIFIC PURPOSES. AS PART OF THIS PROGRAM, SANTA FE COUNTY PURCHASED EQUIPMENT THAT IS BEING HELD AND USED BY SOUTHWEST C.A.R.E. CENTER BUT THAT IS NOT RECORDED IN ITS BALANCE SHEET. THIS EQUIPMENT IS STILL OWNED BY SANTA FE COUNTY AND IS RECORDED IN THE COUNTY'S BALANCE SHEET. PART X, LINE 2: THE ORGANIZATION FOLLOWS GUIDANCE IN THE INCOME TAX STANDARD REGARDING THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THE APPLICATION OF THIS STANDARD HAS NO EFFECT ON THE ORGANIZATION'S FINANCIAL STATEMENTS. THE ORGANIZATION IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE ITS TAX-EXEMPT STATUS OR AWARE OF ANY ACTIVITIES THAT ARE SUBJECT TO TAX ON UNRELATED BUSINESS INCOME OR EXCISE OR OTHER TAXES. PART XI, LINE 2D - OTHER ADJUSTMENTS: NET ASSETS RELEASED FROM RESTRICTION 438,666. FUNDRAISING EVENT EXPENSES 130,564. PART XI, LINE 4B - OTHER ADJUSTMENTS: TEMPORARILY RESTRICTED CONTRIBUTIONS 332,522. BAD DEBT EXPENSE 549,747. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 130,564. PART XII, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSE 549,747. X X X X X X 1 JOANNE SMOOGER 7 DOMINGO ROAD SANTE FE NM 87508 EVENT COORDINATION 0 109240 21683 87557 109240 21683 87557 NM A&C GALA 109240 24035 85205 61065 3130 66369 109240 24035 85205 61065 3130 66369 130564 -45359 1 CITY OF SANTE FE 200 LINCOLN AVENUE SANTE FE NM 87501 856000168 CITY OF SANTE FE 20000 COMMUNITY PROTECTION INITIATIVE 1 0 RYAN WHITE PROGRAM ASSISTANCE 545 858030 PART I, LINE 2: SOUTHWEST C.A.R.E. CENTER PROVIDES SPONSORSHIPS AND CONTRIBUTIONS FOR OTHER ORGANIZATIONS' FUNDRAISING EVENTS. SOUTHWEST C.A.R.E. CENTER DOES NOT MONITOR THE CHARITABLE USE OF THOSE AMOUNTS. SOUTHWEST C.A.R.E. CENTER PROVIDES FINANCIAL ASSISTANCE TO INDIVIDUALS AS PART OF GOVERNMENT ASSISTANCE PROGRAMS. ALL ASSISTANCE IS PAID DIRECTLY TO THE BUSINESS THAT THE INDIVIDUAL OWES. AMOUNTS ARE NEVER GIVEN DIRECTLY TO THE INDIVIDUAL. X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 JEFF THOMAS CEO 211428 0 0 0 2248 0 2248 0 6104 0 222028 0 0 0 GREG WILSON CFO 168191 0 5000 0 1555 0 6221 0 8143 0 189110 0 0 0 DR TREVOR HAWKINS CMO THROUGH SEPTEMBER 2015 223399 0 0 0 282212 0 8224 0 8107 0 521942 0 0 0 DR ANNE FOSTER CMO 212617 0 0 0 1067 0 0 0 13423 0 227107 0 0 0 JEANIE GALLAGHER CHRO 146978 0 5000 0 2032 0 2740 0 13195 0 169945 0 0 0 WENOAH VEIKLEY COO 142723 0 5000 0 1433 0 5455 0 7723 0 162334 0 0 0 MICHAEL PALESTINE PHYSICIAN 200749 0 0 0 0 0 5400 0 8776 0 214925 0 0 0 JEFFREY DUNN PHYSICIAN 148327 0 0 0 0 0 2675 0 11602 0 162604 0 0 0 JOEL GALLANT PHYSICIAN 217034 0 0 0 0 0 8165 0 11938 0 237137 0 0 0 BOUDINOT ATTERBURY PHYSICIAN 209371 0 0 0 0 0 3900 0 11236 0 224507 0 0 0 LAURENCE SHANDLER PHYSICIAN 171843 0 0 0 0 0 0 0 2096 0 173939 0 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDES UP TO $20 PER MONTH FOR ANY EMPLOYEE ATTENDING A FITNESS CLUB. TO RECEIVE THE REIMBURSEMENT, THE EMPLOYEE MUST PROVE THAT THEY'RE ATTENDING AT LEAST 12 TIMES PER MONTH. PART I, LINE 4A DR. TREVOR HAWKINS RECEIVED A SEVERANCE PAYMENT OF $281,341 DURING CALENDAR YEAR 2015. ROGER GALLAGHER SPOUSE OF JEANIE GALLAGHER, OFFICER 79299 EMPLOYEE COMPENSATION 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE CFO AND CEO, THEN PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. THE FORM 990 WAS REVIEWED BY THE BOARD OF DIRECTORS AFTER IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY THAT APPLIES TO ALL BOARD MEMBERS, OFFICERS AND COMMITTEE MEMBERS WITH BOARD-DELEGATED POWERS. AN INDIVIDUAL WITH AN ACTUAL OR POSSIBLE CONFLICT DISCLOSES THAT FACT AND ALL MATERIAL FACTS TO THE BOARD OR COMMITTEE MEMBERS. AFTER DISCLOSURE, THAT INDIVIDUAL LEAVES THE MEETING WHILE ALL REMAINING BOARD OR COMMITTEE MEMBERS DETERMINE WHETHER A CONFLICT EXISTS. ASIDE FROM ANSWERING QUESTIONS AND PRESENTING FACTS, THE INTERESTED PERSON IS NOT PRESENT FOR DISCUSSIONS OR VOTES ON THE TRANSACTION. AFTER EVALUATING ALTERNATIVES THAT WOULD NOT INVOLVE A CONFLICT OF INTEREST, THE DISINTERESTED BOARD OR COMMITTEE MEMBERS VOTE ON WHETHER TO ENTER THE TRANSACTION. IF A PERSON FAILS TO DISCLOSE A CONFLICT OF INTEREST, THE BOARD OF COMMITTEE WILL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE MEASURES. EACH COVERED INDIVIDUAL COMPLETES AND SIGNS AN ANNUAL STATEMENT AGREEING TO FOLLOW THIS POLICY. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S COMPENSATION IS EVALUATED ANNUALLY BY THE BOARD OF DIRECTORS, USING A MARKET ANALYSIS PREPARED BY AN INDEPENDENT THIRD PARTY. THE PROCESS IS CONTEMPORANEOUSLY DOCUMENTED. THE OTHER OFFICERS AND KEY EMPLOYEES' COMPENSATION IS EVALUATED BY THE CEO, USING A MARKET ANALYSIS PREPARED BY AN INDEPENDENT THIRD PARTY. THIS PROCESS LAST OCCURED IN 2016. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 IS AVAILABLE UPON REQUEST. IT CAN ALSO BE OBTAINED FROM THE NEW MEXICO ATTORNEY GENERAL'S WEBSITE OR AT WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATIONS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE OT THE PUBLIC.