2016-11-15T13:09:38-06:00 2015-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE 4000 INDIANAPOLIS IN 46204 990 2015-01-01 261374263 TUFTS HEALTH PLAN FOUNDATION INC % UMESH KURPAD TUFT 6179729400 705 MOUNT AUBURN STREET WATERTOWN MA 024721508 MAURICE HEBERT CHIEF acctng officer 6179729400 2016-11-14 BENJAMIN PITCHKITES P00362066 3176817000 2015 2017-02-10 21:41:12Z Thomas Croswell 705 Mount Auburn Street Watertown MA 024721508 23678928 false X WWW.TUFTSHEALTHPLANFOUNDATION.ORG X 2007 MA THE FOUNDATION'S MISSION IS TO IMPROVE THE HEALTH AND WELLNESS OF THE DIVERSE COMMUNITIES WE SERVE. 11 7 6 0 0 40000 1574 0 0 2331057 4362859 0 0 2371057 4364433 3559556 3233426 0 0 992400 766790 0 0 0 787442 728438 5339398 4728654 -2968341 -364221 70346960 66687879 193359 462884 70153601 66224995 X SEE SCHEDULE O. false false 2367265 1844076 SEE SCHEDULE O. 1248313 967150 SEE SCHEDULE O. 544938 422200 SEE SCHEDULE O. 4160516 true false false false false false false false false false false false false false true false true true false false true false false false false false false true false true false false false false false false false false false false false false false true false true false true 15 0 true 6 true false true NL BD false false false false false false false false X 11 7 true true false false true true true true true false false true true true true false false false false false MA X UMESH KURPAD 6179729400 705 MOUNT AUBURN STREET WATERTOWN MA 024721508 X DAVID GREEN DIRECTOR 2.0 0.0 X 2000 0 0 JACKIE JENKINS-SCOTT DIRECTOR 1.0 3.0 X 1000 31500 0 VINCENT MOR DIRECTOR 2.0 0.0 X 2000 0 0 THOMAS P O'NEILL III DIRECTOR 3.0 3.0 X 3500 27500 0 JAMES ROOSEVELT President (end 4/15) 0.0 50.0 X X 0 1816682 386889 GEORGE A RUSSELL JR DIRECTOR 2.0 0.0 X 1500 0 0 BARBARA SHATTUCK KOHN DIRECTOR 1.0 0.0 X 500 0 0 STEVEN A TOLMAN DIRECTOR 2.0 0.0 X 0 0 0 CHARLOTTE GOLAR RICHIE DIRECTOR 1.0 0.0 X 1000 0 0 NORA MORENO CARGIE President/Director 50.0 0.0 X X 0 311824 88979 PATRICIA BLAKE DIRECTOR 0.0 50.0 X 0 650558 98095 LOIS CORNELL clerk 0.0 50.0 X 0 765310 104840 ROLAND PRICE TREASURER 0.0 50.0 X 0 415255 102084 UMESH KURPAD CFO 0.0 50.0 X 0 792831 110432 ANNE MARIE BOURISQUOT-KING DIRECTOR-GRANTS & OPERATIONS 50.0 0.0 X 0 164888 17545 RUTH PALOMBO SR PRGRM & HLTH POLICY OFFICER 50.0 0.0 X 0 127409 18800 Stacey Mann Manager, Corporate Citizenship 50.0 0.0 X 0 118723 28193 11500 5222480 955857 0 false true false 0 0 1574 0 1574 0 315797 315797 0 0 0 0 0 23361557 19314495 4047062 4047062 4047062 0 0 0 0 4364433 4362859 3233426 3233426 0 0 0 0 0 0 23500 0 23500 0 0 0 0 0 562990 562990 0 0 0 0 0 0 180300 180300 0 0 0 0 0 0 0 0 0 0 0 0 0 0 38635 0 38635 0 0 0 0 0 0 0 308527 0 308527 0 156503 125203 31300 23408 0 23408 0 8484 0 8484 0 51992 51992 0 0 0 0 0 0 0 0 0 0 43305 0 43305 0 0 0 0 0 67100 0 67100 0 0 0 0 0 18750 0 18750 0 0 0 0 0 3477 0 3477 0 Charges to Affiliates 1574 1259 315 0 OTHER 6683 5346 1337 0 4728654 4160516 568138 0 0 0 0 447757 697130 0 0 3856 0 0 0 0 0 0 0 0 0 1650 0 0 0 0 0 67950922 64123842 1942775 1866907 0 0 0 0 0 0 70346960 66687879 158871 397072 0 0 0 0 0 0 0 0 0 0 0 0 0 0 34488 65812 193359 462884 X 70153601 66224995 0 0 0 0 70153601 66224995 70346960 66687879 -364221 -3564385 0 0 0 0 X false true X true false X X X 1 TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION INC 042674079 9 true 0 0 1 true false true true true false false true false false false false false false false false false true false FORM 990, SCHEDULE A, PART IV, LINE 3B TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. FURNISHED A COPY OF ITS DETERMINATION LETTER AND COMPLETED A PRO FORMA SCHEDULE A, PART III CALCULATION. FORM 990, SCHEDULE A, PART IV, LINE 3C THE FOUNDATION BEGINS DUE DILIGENCE BY REQUIRING A LETTER OF INTENT FROM THE REQUESTING COMMUNITY BASED ORGANIZATION (CBO). THE CBO MUST ALSO UNDERGO A FINANCIAL REVIEW AND BE A 501(C)(3). THIS STATUS IS ALSO CHECKED BY FOUNDATION STAFF. FOR ALL GRANTS THAT ARE AWARDED THE FOUNDATION REQUIRES SITE VISITS TO THE PROGRAMS BY STAFF, AN INTERIM PROGRESS REPORT WITH FOLLOW-UP AS NEEDED AND ONE POST-GRANT FINAL REPORT. FORM 990, SCHEDULE A, PART IV, LINE 6 NO MONETARY SUPPORT IS PROVIDED TO TAHMO. THE FOUNDATION INVESTS IN COMMUNITY THROUGH GRANT MAKING ON BEHALF OF TAHMO AND ADVANCES THE JOINT MISSION "TO IMPROVE THE HEALTH AND WELLNESS OF THE diverse COMMUNITIES WE SERVE." THE FOUNDATION PROVIDES GRANTS TO OTHER SECTION 501(C)(3) ORGANIZATIONS IN THE COMMUNITY TO BOTH SUPPORT THE EXEMPT PURPOSE OF TAHMO AND FULFILL THE FOUNDATION'S EXEMPT PURPOSE. ADDITIONALLY, THE FOUNDATION SUPPORTS THE COMMUNITY THROUGH CORPORATE CITIZENSHIP EFFORTS WHICH INCLUDE VOLUNTEERING IN COMMUNITY THROUGH STRUCTURED ACTIVITIES, AN EMPLOYEE MATCH PROGRAM THAT DOUBLES THE CONTRIBUTIONS MADE TO ELIGIBLE NONPROFITS. THIS BENEFIT IS EXTENDED TO FOUNDATION AND TAHMO BOARD MEMBERS; AND ENTERPRISE-WIDE WORKPLACE GIVING OPPORTUNITIES. FURTHER MONETARY SUPPORT iS NOT REQUIRED IN 2015. 0 Due to TAHP-Holding Company 36696 Due to TAHMO 29116 65812 3354040 -701866 -701866 4055906 308527 308527 4364433 4420127 0 0 4420127 308527 308527 4728654 FORM 990, SCHEDULE D, PART X, LINE 2 ASC 740 (FKA FIN 48) FOOTNOTE IN 2015, THE AUDITED FINANCIAL STATEMENTS FOR THE FOUNDATION DID NOT DISCLOSE AN ASC 740 FOOTNOTE. Central America and the Caribbean 0 0 Investments 13575883 0 0 0 0 13575883 13575883 false false true true false false true BRIGHAM AND WOMEN'S HOSPITAL 75 Francis St Boston MA 02115 042312909 501(C)(3) 28278 OUR GENERATION EXECUTIVE SERVICE CORPS OF NEW ENGLAND 176 FED ST 5-C BOSTON MA 02110 222815597 501(C)(3) 12500 Encore Boston Network KIT CLARK SENIOR SERVICES INC 1500 Dorchester Ave Boston MA 02122 460516856 501(C)(3) 27000 Fit-4-Life MAB COMMUNITY SERVICES INC 200 IVY ST BROOKLINE MA 02446 042109859 501(C)(3) 20000 VISUALLY IMPAIRED ELDERS PROGRAM OPERATION ABLE OF GREATER BOSTON INC 131 TREMONT ST BOSTON MA 02111 042761871 501(C)(3) 23948 ABLE AGEWORKS PARTNERS FOR A HEALTHIER COMMUNITY 280 Chestnut St Springfield MA 01101 043342182 501(C)(3) 12500 PIONEER VLY COALITN ADULTS WITH ASTHMA RI FREE CLINIC 655 BROAD ST PROVIDENCE RI 02907 050501276 501(C)(3) 30500 Hlthy Lifestyles for Today & Tomorrow ROGERSON COMMUNITIES 1 FLORENCE ST BOSTON MA 02131 042104319 501(C)(3) 15000 Rogerson Fitness First SOUTHCOAST VISITING NURSE ASSO INC 200 Mill Rd Fairhaven MA 02719 042105745 501(C)(3) 28020 "Let's Stop Falling" - Home Based Exercise Program SPRINGWELL INC 307 Waverly Oaks Rd 205 Waltham MA 02452 042616064 501(C)(3) 26070 Healthy Living Initiative Transition to Sustainability THE FOOD BANK OF WESTERN MASSACHUSETTS 97 N HATFIELD RD HATFIELD MA 01038 042751023 501(C)(3) 7500 Brown Bag: Food for Elders with Nutrition Education Services UNITED WAY OF TRI-COUNTY 46 Park St Framingham MA 01702 042104231 501(C)(3) 7479 TeleCheck VNA CARE NETWORK & HOSPICE 5 Federal St Danvers MA 01923 042103825 501(C)(3) 7000 Fewer Falls, Safer Seniors WATER WAY ARTS FOR HEALTH & ENERGY INC 1615 BEACON ST BROOKLINE MA 02446 202332178 501(C)(3) 25000 Tai Chi for Healthy Aging WATERTOWN COMMUNITY FOUNDATION PO BOX 334 WATERTOWN MA 02471 300229398 501(C)(3) 22000 WCF Tufts Health Plan Foundation Fund for a "Healthy WatertownCoolidge Square Mural Project WESTBAY COMMUNITY ACTION INC 224 BUTTONWOODS AVE WARWICK RI 02886 050311985 501(C)(3) 21000 Westbay Fall Prevention Program WHITTIER STREET HEALTH CENTER 1125 Tremont St Roxbury MA 02120 042619517 501(C)(3) 72000 Geriatric Chronic Disease Case Management Program and Diabetic Healthy Heart HEBREW SENIOR LIFE 1200 CENTRE ST ROSLINDALE MA 02131 900183119 501(C)(3) 25000 Building Organizational Capacity for a Culturally Competent Future in Aging Services UNIVERSITY OF MASSACHUSETTS FOUNDATION 225 FRANKLIN ST 12 BOSTON MA 02110 046013152 501(C)(3) 95000 Massachusetts Older Driver Safety Summit: Planning a Safe and Mobile Future for Massachusetts and Age-Friendly Boston Initiative: Phase I ALZHEIMER'S DISEASE & rltd DSRDRS ASSO 480 Pleasant St Watertown MA 02472 042731194 501(C)(3) 100000 Greater Boston Outreach and Engagement BERKSHIRES TOMORROW INC 1 Fenn St 2nd Fl PITTSFIELD MA 01201 030572303 501(C)(3) 86000 Berkshire County Age-Friendly Vision 2020 CAMBRIDGE COMMUNITY FOUNDATION 99 BISHOP ALLEN DR CAMBRIDGE MA 02139 046012492 501(C)(3) 30000 Bob Hurlbut Legacy Fund and Matching Grant Program: Healthy Aging R.O.C.S. COASTLINE ELDERLY SERVICES INC 1646 PURCHASE ST NEW BEDFORD MA 02740 030572303 501(C)(3) 100000 Nutrition: The Key to Healthy Aging frnds OF JWSH COMM HSNG FOR THE ELDRLY 30 WALLINGFORD RD BRIGHTON MA 02135 042607197 501(C)(3) 23900 Research on Health Care in Affordable Housing FRIENDS OF THE YARMOUTH CNCIL ON AGING 528 Forest Rd West Yarmouth MA 02673 043330127 501(C)(3) 44000 Yarmouth Age-Friendly Community GREATER BOSTON CHINESE GOLDEN AGE CENTER 75 KNEELAND ST 204 BOSTON MA 02111 237181452 501(C)(3) 36503 Care Coordination for Asian Elders GREATER SPRINGFIELD SENIOR SVCS INC 66 INDUSTRY AVE 9 SPRINGFIELD MA 01104 042510895 501(C)(3) 67975 Get Well/Stay Well HEALTH CARE FOR ALL 30 WINTER ST 1010 BOSTON MA 02108 043071598 501(C)(3) 25000 Reaching MassHealth Members through Ethnic and Local Media HILLTOWN COMMUNITY DEVELOPMENT CORP 387 MAIN RD CHESTERFIELD MA 01012 042741009 501(C)(3) 25000 Hilltown Community Transportation JEWISH FAMILY SERVICE OF METROWEST 475 FRANKLIN ST FRAMINGHAM MA 01702 042730898 501(C)(3) 50000 Ready for Success: A Mid-Late Career Re-entry Program MARTHA'S VINEYARD DONORS COLLABORATIVE 25 Osprey Lane Chilmark MA 02535 900066486 501(C)(3) 81094 Aging Friendly Island Planning & Implementation RHODE ISLAND PARENT INFO NETWORK INC 1210 PONTIAC AVE CRANSTON RI 02920 050457336 501(C)(3) 100000 Building Systems to Empower Older Adults Through Evidenced-Based Self-Management Programs SPRINGFEILD PARTNERS FOR COMM ACTION 721 STATE ST 2nd Fl SPRINGFIELD MA 01109 042374279 501(C)(3) 48335 Go Fresh: Improving Food Systems to Increase Fruit and Vegetable Consumption among Older Adults THE CONVERSATION PROJECT 20 UNIVERSITY RD 7 CAMBRIDGE MA 02138 383017223 501(C)(3) 70000 The Conversation Project (TCP) and Greater Boston Interfaith Organization (GBIO): A Partnership Campaign President and Fellows of Harvard College 1542 Tremont St Boston MA 02120 042103580 501(C)(3) 51400 Expanding the Family Vans Model of Care to Underserved Communities THE LATINO HLTH INSURANCE PROGRAM INC 12 IRVING ST FRAMINGHAM MA 01702 300614874 501(C)(3) 70000 "Mi vida, Mi salud": supporting Latino families with diabetes YWCA OF GREATER LAWRENCE 38 LAWRENCE ST LAWRENCE MA 01840 042130847 501(C)(3) 75000 Lawrence Latino Chronic Disease Self Management Initiative FSG 500 BOYLSTON ST 600 BOSTON MA 02116 202776974 501(C)(3) 303000 Learning community for age-friendly community grantees and Capacity Building and Strategic Advisory Services ELDER SVCS OF THE MERRIMACK VALLEY INC 360 Merrimack St B5 Lawrence MA 01843 042545136 501(C)(3) 175000 Healthy Living Center of Excellence: Improving the Health of Communities through Collaborative Services and Programs CITIZENS' HOUSING AND PLANNING ASSO 18 TREMONT ST BOSTON MA 02108 046138418 501(C)(3) 50000 On Solid Ground Coalition GRANTMAKERS IN AGING INC 2001 JFFRSN DAVIS Hwy ARLINGTON VA 22202 134014982 501(C)(3) 186725 Building the Age-Friendly Movement in Massachusetts, New Hampshire and Rhode Island: Developing Learning Circles and Key Strategic Resources HEALTH RESOURCES IN ACTION 95 Berkeley St Boston MA 02116 042229839 501(C)(3) 35000 Massachusetts Convergence Partnership HOME CARE AIDE FOUNDATION 124 Watertown St 2E Watertown MA 02472 464379388 501(C)(3) 89123 Setting the Agenda: Data driven advocacy to address home care aide policy MASSACHUSETTS LAW REFORM INSTITUTE 99 CHAUNCY ST 5TH FL BOSTON MA 02111 046004303 501(C)(3) 50000 MLRIs Anti-Hunger Advocacy Project MASSACHUSETTS SENIOR ACTION COUNCIL 565 WARREN ST BOSTON MA 02121 042760902 501(C)(3) 75000 Seniors Power Up! Developing Leaders for Civic Engagement! RHODE ISLAND COLLEGE FOUNDATION 600 MOUNT PLEASANT AVE PROVIDENCE RI 02908 056049721 501(C)(3) 41802 BUILDING AN AGE-FRIENDLY RHODE ISLAND THE GREATER BOSTON FOOD BANK 70 SOUTH BAY BOSTON MA 02118 042717782 501(C)(3) 30000 Creating Food Security Networks for Seniors THE SR AGENDA COALITION OF RHODE ISLAND 70 Bath St Providence RI 02908 743261256 501(C)(3) 50000 Senior Voices for Aging in Community WALKBOSTON 45 SCHOOL ST BOSTON MA 02108 223061699 501(C)(3) 56500 Safe Routes for Boston Seniors Gr BOSTON INTERFAITH ORG SPNSRG CMMTE 594 COLUMBIA RD 203 DORCHESTER MA 02125 043355553 501(C)(3) 25000 Increasing Civic Engagement for a Healthier Greater Boston NTNL CMMTE TO PRSRV SOC SEC&MEDICR FNDN 10 G STREET NE WASHINGTON DC 20002 208742654 501(C)(3) 50000 Medicare at Half a Century: Facing the Challenges with Innovative Solutions MASSACHUSETTS PUBLIC HEALTH ASSN 434 JAMAICAWAY JAMAICA PLAIN MA 02130 042326503 501(C)(3) 50000 Advancing Health Equity and Age-friendly Communities 52 0 Form 990, Schedule I Desc of Organization's Procedures for Monitoring the Use of Grants COMMUNITY INVESTORS (GRANTMAKERS) BEGIN DUE DILIGENCE BY REQUIRING A LETTER OF INTENT FROM THE REQUESTING COMMUNITY BASED ORGANIZATION (CBO). THE CBO MUST ALSO UNDERGO A FINANCIAL REVIEW AND BE A 501(C)(3). THIS STATUS IS ALSO CHECKED BY THE FOUNDATION STAFF. FOR ALL GRANTS THAT ARE AWARDED THE FOUNDATION REQUIRES SITE VISITS TO THE PROGRAMS BY STAFF, AN INTERIM PROGRESS REPORT WITH FOLLOW-UP AS NEEDED AND ONE POST-GRANT FINAL REPORT. false true false false false false true false false JAMES ROOSEVELT President (end 4/15) 0 851714 0 830421 0 134547 0 375962 0 10927 0 2203571 0 0 LOIS CORNELL clerk 0 424230 0 289537 0 51543 0 88902 0 15938 0 870150 0 0 ROLAND PRICE TREASURER 0 242050 0 143513 0 29692 0 91835 0 10249 0 517339 0 0 UMESH KURPAD CFO 0 438616 0 299356 0 54859 0 94481 0 15951 0 903263 0 0 ANNE MARIE BOURISQUOT-KING DIRECTOR-GRANTS & OPERATIONS 0 136955 0 27286 0 647 0 16424 0 1121 0 182433 0 0 NORA MORENO CARGIE President/Director 0 250016 0 67587 0 -5779 0 78606 0 10373 0 400803 0 0 PATRICIA BLAKE DIRECTOR 0 362561 0 247448 0 40549 0 82456 0 15639 0 748653 0 0 FORM 990, SCHEDULE J, PART I, LINE 3 SUPPLEMENTAL COMPENSATION INFORMATION THE FOUNDATION USES THE COMPENSATION POLICIES OF ITS SOLE MEMBER, TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO). FORM 990, SCHEDULE J, PART I, LINE 4B THE RELATED ORGANIZATION MAINTAINS AN EXECUTIVE SAVINGS PLAN (ESP) FOR ITS SENIOR MANAGERS WITH THE TITLE DIRECTOR AND ABOVE. THE NUMBERS LISTED ON SCHEDULE J PART II COLUMN C REFLECT BOTH THE EMPLOYEE DEFERRALS AS WELL AS THE EMPLOYER CONTRIBUTIONS TO THE ESP. FORM 990, SCHEDULE J, PART I, LINE 6B SUPPLEMENTAL COMPENSATION INFORMATION THE OFFICERS OF TUFTS HEALTH PLAN FOUNDATION, INC. ARE ELIGIBLE TO PARTICIPATE IN AN EXECUTIVE INCENTIVE PLAN BECAUSE OF THEIR ROLES AT TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. THE EMPLOYEES WHO PARTICIPATE IN THIS PLAN ARE: - JAMES ROOSEVELT - ROLAND PRICE - LOIS CORNELL - NORA MORENO-CARGIE - UMESH KURPAD FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION TO PROVIDE COMMUNITY BENEFITS ABOVE AND BEYOND ITS REGULAR LINES OF BUSINESS, TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO) ESTABLISHED THE TUFTS HEALTH PLAN FOUNDATION, A 501(C)(3) CHARITABLE AND SUPPORTING ORGANIZATION OF TAHMO. THE FOUNDATION ALIGNED ITS MISSION TO THAT OF TUFTS HEALTH PLAN TO LEVERAGE THE PLAN'S GREATEST ASSET (ITS PEOPLE) IN A MORE DELIBERATE WAY ON BEHALF OF COMMUNITY: TO IMPROVE THE HEALTH AND WELLNESS OF THE DIVERSE COMMUNITIES WE SERVE. THE FOUNDATION ACHIEVES THIS MISSION PRIMARILY THROUGH COMMUNITY INVESTMENTS AND CONVENING ACTIVITIES THAT ARE FOCUSED ON HEALTHY LIVING WITH AN EMPHASIS ON OLDER ADULTS, PARTICULARLY THE MOST VULNERABLE IN OUR SOCIETY. FOR ITS GRANTMAKING, THE FOUNDATION EMPHASIZES INITIATIVES THAT INTEGRATE STRATEGIES IN COMMUNITY. THE FOUNDATION FUNDS PROGRAMS THAT TAKE A COMPREHENSIVE APPROACH TO ENGAGE CONSTITUENTS IN MOVING COMMUNITIES toward "age-friendly." That is, they include older adults in POLICIES and PRACTICES RELATED TO COMMUNITY GROWTH AND DEVELOPMENT. THIS TRANSLATES INTO HAVING COMMUNITIES "WHERE WE LIVE AND WORK" CONSIDER MULTIPLE APPROACHES AS WELL AS ESTABLISHED FRAMEWORKS, LIKE THE WORLD HEALTH ORGANIZATIONS, FOR PROMOTING HEALTHY LIVING ACROSS THE LIFESPAN AND ENHANCING QUALITY OF LIFE IN COMMUNITIES AS PEOPLE AGE. AREAS TO CONSIDER INCLUDE COMMUNITY AND HEALTH CARE, HOUSING, TRANSPORTATION, SOCIAL PARTICIPATION, OUTDOOR SPACES AND BUILDING, RESPECT AND SOCIAL INCLUSION, CIVIC PARTICIPATION AND EMPLOYMENT, COMMUNICATIONS AND INFORMATION. THIS APPROACH RECOGNIZES THE WIDE RANGE OF CAPACITIES AND RESOURCES OLDER PEOPLE PROVIDE, ANTICIPATES AND RESPONDS FLEXIBLY TO AGING-RELATED NEEDS AND PREFERENCES, RESPECTS OLDER PEOPLE'S DECISIONS AND LIFESTYLE CHOICES, PROTECTS THOSE WHO ARE MOST VULNERABLE, AND PROMOTES OLDER PEOPLE'S INCLUSION IN AND CONTRIBUTION TO ALL AREAS OF COMMUNITY LIFE. TO ADVANCE THIS COMMUNITY APPROACH, THE FOUNDATION FOCUSES ON THREE STRATEGIC APPROACHES TO INVESTING THAT ENCOURAGE ORGANIZATIONS TO WORK MORE COLLABORATIVELY FOR BROADER IMPACT AND TO POSITION THOSE ORGANIZATIONS TO SCALE OR REPLICATE EFFORTS THAT LEAD TO IMPROVED COMMUNITY OUTCOMES. IN 2015, THE FOUNDATION BEGAN TO FUND IN: (1) SYSTEMS AND BEST PRACTICES- WHICH SUPPORTS HEALTHY LIVING THROUGH HEALTH AND WELLNESS INITIATIVES, WORKFORCE DEVELOPMENT, PURPOSEFUL ENGAGEMENT AND FIELD AND CAPACITY BUILDING ACTIVITIES. (2) POLICY AND ADVOCACY- WHICH ADVANCES POLICY AND ADVOCACY EFFORTS THAT ARE INCLUSIVE OF ISSUES THAT MATTER TO OLDER ADULTS. THIS INCLUDES MOBILIZING DIVERSE STAKEHOLDERS TO CHANGE AND EXPAND ACCESS TO PROGRAMS AND SERVICES. (3) THE PRESIDENT'S LEADERSHIP FUND WHICH SUPPORTS COMMUNITY LEADERS WORKING COLLABORATIVELY TOWARD A COMMON COMMUNITY GOAL. In 2015, THE PRESIDENTS LEADERSHIP FUND WAS RENAMED THE JAMES ROOSEVELT, JR., LEADERSHIP FUND IN RECOGNITION OF THE FORMER TUFTS HEALTH PLAN CEO WHO CREATED THE FOUNDATION. FORM 990, PART III, LINE 4A PROGRAM SERVICE ACCOMPLISHMENTS TO ACCOMPLISH ITS MISSION OF ADDRESSING THE HEALTH AND WELLNESS OF THE DIVERSE COMMUNITIES WE SERVE, ONE OF THE STRATEGIES TUFTS HEALTH PLAN FOUNDATION ENGAGES IN IS GRANTMAKING. IN 2015, THE FOUNDATION MADE 66 GRANTS TOTALING NEARLY $2.9 MILLION TO NONPROFIT ORGANIZATIONS THAT IMPROVE HEALTHY LIVING WITH A FOCUS ON OLDER ADULTS. THE GRANTS ENGAGE MORE THAN 500 COMMUNITY-BASED ORGANIZATIONS. FORM 990, PART III, LINE 4B IN 2015, TUFTS HEALTH PLAN EXPANDED AND IMPROVED ITS CORPORATE CITIZENSHIP PROGRAM LAUNCHED THE PREVIOUS YEAR. THE FACETS OF THE PROGRAM INCLUDE THE FOUNDATION'S INVESTMENTS IN COMMUNITY, THROUGH GRANTS AND SPONSORSHIPS, AS WELL AS INVESTMENTS IN AN EMPLOYEE GIFT MATCH PROGRAM THAT MATCHES BOTH INDIVIDUAL VOLUNTEERING AND/OR FINANCIAL CONTRIBUTIONS TO QUALIFIED NON-PROFIT ORGANIZATIONS UP TO $500 PER EMPLOYEE PER CALENDAR YEAR; ADDITIONALLY THE FOUNDATION WILL DONATE UP TO $5,000 FOR EMPLOYEES DIRECTOR-LEVEL AND ABOVE AND MEMBERS OF THE TAHMO AND FOUNDATION BOARDS OF DIRECTORS WHO FINANCIALLY SUPPORT NON-PROFITS ON WHICH THEY SERVE AS A BOARD MEMBER THE FOUNDATION PROVIDES A MATCH INCENTIVE FOR TEAM-BASED VOLUNTEERING BY EMPLOYEES TO ENCOURAGE GIVING OF TIME TO COMMUNITY. ADDITIONALLY, THE PROGRAM SUPPORTS A COMPANY-WIDE VOLUNTEER DAY, AND DRIVES, WHICH THE FOUNDATION THEN MATCHES. FORM 990, PART VI, LINE 2 IN 2015, THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC.: JAMES ROOSEVELT JACKIE JENKINS-SCOTT THOMAS P. O'NEILL,III LOIS CORNELL UMESH KURPAD ROLAND PRICE PATRICIA BLAKE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS ASSOCIATED HEALTH PLANS, INC.: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE PATRICIA BLAKE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TOTAL HEALTH PLAN, INC.: JAMES ROOSEVELT UMESH KURPAD LOIS CORNELL ROLAND PRICE PATRICIA BLAKE (until June 2015) THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS INSURANCE COMPANY: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS BENEFIT ADMINISTRATORS, INC.: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TAHP BROKERAGE CORPORATION: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE THE FOLLOWING PERSON SERVED AS A BOARD OF MANAGERS MEMBER OR OFFICER FOR CHRISTIE STUDENT HEALTH PLANS LLC: UMESH KURPAD THE FOLLOWING PEOPLE SERVED AS A BOARD OF MANAGERS, MEMBER OR OFFICER FOR TUFTS HEALTH PUBLIC PLANS, INC.: JAMES ROOSEVELT UMESH KURPAD LOIS CORNELL ROLAND PRICE FORM 990, PART VI, LINE 3 DESCRIPTION OF MANAGEMENT ARRANGEMENT THE FOUNDATION IS A SUPPORTING ORGANIZATION OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO). TAHMO AND ITS SUBSIDIARY, TUFTS ASSOCIATED HEALTH PLANS, INC. (TAHP), PROVIDE ADMINISTRATIVE AND MANAGEMENT SERVICES TO THE FOUNDATION. FORM 990, PART VI, LINES 6A AND 7A MEMBERS TUFTS ASSOCIATED HEALTH MAINTENANCE ORGRANIZATION, INC. (TAHMO) AS THE SOLE CORPORATE MEMBER OF THE FOUNDATION, ELECTS THE MEMBERS OF THE FOUNDATION'S GOVERNING BODY. FORM 990, PART VI, LINE 7B DESCR CLASSES OF PERSONS, DECISIONS REQUIRING APPR & TYPE OF VOTING RIGHTS TAHMO, AS THE SOLE CORPORATE MEMBER OF THE FOUNDATION, HAS THE RIGHT TO MAKE CERTAIN DECISIONS REGARDING THE FOUNDATION, AND IS REQUIRED TO APPROVE ANY CHANGES TO THE FOUNDATION'S BYLAWS. FORM 990, PART VI, LINE 11B PROCESS USED BY GOVERNING BODY TO REVIEW 990 THE FORM 990 IS PREPARED IN TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC.'S FINANCE DEPARTMENT, WITH ASSISTANCE FROM OUR EXTERNAL ACCOUNTANTS, ERNST & YOUNG. SOME INFORMATION IS PROVIDED BY THE FOUNDATION'S PRESIDENT AND MANAGING DIRECTOR, AND SECTIONS OF THE FORM ARE REVIEWED BY OUR INSIDE LEGAL COUNSEL. CERTAIN SECTIONS OF THE FORM ARE REVIEWED BY A NUMBER OF SENIOR MANAGERS. OUR CHIEF FINANCIAL OFFICER REVIEWS THE FORM IN ITS ENTIRETY. ONCE THE FORM IS COMPLETE, IN NOVEMBER, IT IS FORWARDED ON TO OUR BOARD OF DIRECTORS AND IT IS THEN SUBMITTED FOR FILING. FORM 990, PART VI, LINEs 12c DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ON AN ONGOING BASIS AND BEFORE ANY GRANTS ARE AWARDED, ALL BOARD MEMBERS AND STAFF MEMBERS ARE ASKED TO DISCLOSE ANY RELATIONSHIPS OR POTENTIAL CONFLICTS OF INTEREST WITH ANY GRANTEES OR BUSINESS PARTNERS. ALSO, THE FOUNDATION BOARD MEMBERS RECEIVE ANNUAL CONFLICTS STATEMENTS, WHICH ARE SUBMITTED AND REVIEWED. DURING THE GRANT REVIEW PROCESS, STAFF MEMBERS WITH AN ACTUAL OR POTENTIAL CONFLICT ARE PERMITTED TO COMMENT ON A PARTICULAR REQUEST, BUT ARE NOT ALLOWED TO PARTICIPATE IN FINAL DECISIONS. DISCLOSURES ARE REPORTED IN THE PORTFOLIO OF GRANTS PRESENTED TO THE BOARD FOR VOTE, AND BOARD MEMBERS ARE AGAIN REQUESTED TO DISCLOSE ANY POTENTIAL CONFLICTS JUST PRIOR TO THE VOTE TAKING PLACE. ANY BOARD MEMBER WITH AN ACTUAL OR POTENTIAL CONFLICT IS PERMITTED TO COMMENT, BUT IS NOT ALLOWED TO VOTE ON THE PARTICULAR MATTER. FORM 990, PART VI, LINE 13 The Foundation has a written whistleblower policy that was approved by the Board of Directors of TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC., the Foundation's sole member. FORM 990, PART VI, LINE 14 The Foundation has a written document retention policy that was approved by the Board of Directors of TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC., the Foundation's sole member. FORM 990, PART VI, LINES 15A AND 15B OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. THE EMPLOYEES OF RELATED ORGANIZATIONS PROVIDE SERVICES TO THE FOUNDATION. THE PRESIDENT IS COMPENSATED SOLELY FOR HIS/HER DUTIES PERFORMED IN THE CAPACITY AS AN EXECUTIVE OF TAHMO AND TAHP. A PORTION OF HIS/HER COMPENSATION IS REMUNERATION FOR DUTIES RELATED TO THE TUFTS HEALTH PLAN FOUNDATION. THE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF DIRECTORS (THE "BOARD") OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION (TUFTS HP OR THE "COMPANY") REVIEWS AND ADMINISTERS TOTAL REMUNERATION OPPORTUNITIES, POLICIES, PROGRAMS, AND MAJOR CHANGES IN TUFTS HP'S BENEFIT PLANS THAT ARE APPLICABLE TO THE OFFICERS AND EXECUTIVES OF THE COMPANY (THE "EXECUTIVES" - THESE INCLUDE THE CEO, COO, AND ALL SENIOR VICE PRESIDENTS), AS WELL AS TO ANY OTHER INDIVIDUAL OR GROUPS THE COMMITTEE DEEMS APPROPRIATE BASED ON ITS INTERPRETATION OF THE DEFINITION OF "DISQUALIFIED PERSONS" IN SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986. THE COMMITTEE IS COMPRISED OF INDEPENDENT DIRECTORS OF THE COMPANY. THE COMMITTEE REPORTS TO THE FULL BOARD OF DIRECTORS. FOR CEO COMPENSATION, THE COMMITTEE REVIEWS THE INFORMATION DESCRIBED BELOW AND RECOMMENDS THE CEO'S COMPENSATION TO THE FULL BOARD FOR ITS APPROVAL. THE COMMITTEE REVIEWS AND APPROVES COMPENSATION RECOMMENDATIONS FROM THE CEO FOR OTHER EXECUTIVES, AND PROVIDES A REPORT TO THE FULL BOARD ON THIS INFORMATION. IT IS THE BOARD'S INTENTION THAT THE COMMITTEE WILL PERFORM ITS DUTIES IN A MANNER THAT WILL ESTABLISH A PRESUMPTION THAT THE TOTAL REMUNERATION OFFERED TO EXECUTIVES AND OTHER "DISQUALIFIED PERSONS" ARE REASONABLE. COMPARABILITY DATA AND REASONABLENESS THE TOTAL COMPENSATION OPPORTUNITIES PROVIDED TO EXECUTIVES OF THE COMPANY ARE INTENDED TO BE COMPETITIVE WITH, AND IN REASONABLE COMPARISON TO, THOSE OPPORTUNITIES PROVIDED BY ORGANIZATIONS IN THOSE BUSINESS SECTORS WITH WHICH THE COMPANY COMPETES FOR EXECUTIVE TALENT. THE BOARD BELIEVES THAT SUCH COMPETITORS ARE NOT LIMITED TO OTHER HEALTHCARE INSTITUTIONS AND THAT COMPARISONS SHOULD BE MADE TO THE COMPENSATION PRACTICES OF A CROSS-SECTION OF BUSINESS SECTORS IN BOTH FOR-PROFIT AND NOT-FOR-PROFIT ORGANIZATIONS, WHEN APPROPRIATE. THE COMMITTEE RETAINS INDEPENDENT COMPENSATION CONSULTANTS TO PROVIDE DATA AS NECESSARY, AND ALSO USES AVAILABLE SOURCES OF INDEPENDENT DATA ON COMPENSATION. PEER ORGANIZATIONS AND PUBLISHED SURVEY SOURCES WILL BE APPROVED BY THE COMMITTEE BASED ON ITS REASONABLE DETERMINATION. THE COMMITTEE MAY ALSO RELY ON MEMBERS OF MANAGEMENT AND OUTSIDE ADVISORS, CONSULTANTS, AND COUNSEL TO PROVIDE MARKET DATA REPORTS, ANALYSIS, AND OPINIONS WITH RESPECT TO COMPENSATION-RELATED MATTERS. THE DATA REVIEWED CONSISTS OF COMPARABLE, RELEVANT MARKET DATA FOR THE COMPANY'S POSITIONS FROM PUBLISHED SURVEYS, AND OTHER AVAILABLE SOURCES, OF HEALTH AND MANAGED CARE INSTITUTIONS AND THE GENERAL INDUSTRY. OTHER SURVEYS OF SPECIALIZED SKILL SETS OR EMPLOYEE ATTRIBUTES CRITICAL TO THE SUCCESS OF THE COMPANY, E.G., ACTUARIAL, LEGAL, ETC., ARE ALSO INCORPORATED AS NEEDED, ALONG WITH GEOGRAPHIC REFERENCES TO THE BOSTON AND NEW ENGLAND LABOR MARKETS. THE COMMITTEE WILL RELY ON THIS MARKET DATA TO ASSESS, DETERMINE, AND VALIDATE COMPENSATION LEVELS FOR THE COMPANY's EXECUTIVES. THE COMMITTEE USES THIS DATA IN ITS REVIEW OF: - SETTING BASE SALARIES - IN LIGHT OF MARKET DATA AND THE INDIVIDUAL'S PERFORMANCE, BACKGROUND, EXPERIENCES, AND PERSONAL SKILLS. BASE SALARY WILL BE SET SO THAT THE TARGETED POSITIONING OF AN EXECUTIVE IS AT THE 50TH PERCENTILE FOR EACH POSITION. ACTUAL BASE SALARY MAY VARY BASED ON SKILLS, BACKGROUND, AND EXPERIENCE - ANNUAL INCENTIVE COMPENSATION - THE COMPANY'S GOAL IS TO PROVIDE COMPETITIVE AND REASONABLE OPPORTUNITIES UNDER THE TERMS OF AN EXECUTIVE ANNUAL INCENTIVE PLAN FOR THE SELECTED POSITIONS WHICH ARE RESPONSIBLE FOR ACHIEVING PERFORMANCE GOALS THAT REFLECT THE OVERALL MISSION OF THE COMPANY, THE STRATEGIC DIRECTION OF THE COMPANY FOR THE PERFORMANCE YEAR, AND THE INDIVIDUAL'S PERFORMANCE DURING THAT YEAR. THE COMMITTEE MAKES EVERY EFFORT TO ESTABLISH A PRESUMPTION THAT THE TOTAL REMUNERATION OPPORTUNITIES PROVIDED TO EXECUTIVES ARE REASONABLE; AS SUCH PRESUMPTION IS CONTEMPLATED IN SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED FROM TIME TO TIME. IN ESTABLISHING THE PRESUMPTION OF REASONABLENESS, THE COMMITTEE MAY ENGAGE THE PROFESSIONAL SERVICES OF INDEPENDENT LEGAL COUNSEL, COMPENSATION EXPERTS, ACCOUNTANTS, AND OTHER EXPERTS AND ADVISORS. TIMING EXECUTIVE BENCHMARKING IS COMPLETED ON AN ANNUAL BASIS. FOR THE CEO, BENCHMARKING IS COMPLETED BY THE EXTERNAL CONSULTANT ENGAGED BY THE COMPENSATION COMMITTEE. FOR ALL OTHER OFFICERS, BENCHMARKING IS COMPLETED BY AN EXTERNAL CONSULTANT EVERY TWO YEARS, AND BY THE INTERNAL COMPENSATION TEAM ON ALTERNATING YEARS. THE ANALYSIS COMPLETED IN Q4, 2013 WAS COMPLETED BY THE EXTERNAL CONSULTANT ENGAGED BY THE COMMITTEE. TO COMPLETE THE ANALYSIS, THE CONSULTANT: - COLLECTED RELEVANT INFORMATION REGARDING THE COMPANY'S OPERATIONS, COMPLEXITY, STRUCTURE, SIZE, AND SCOPE, AS WELL AS RELEVANT BACKGROUND ON THE EXECUTIVES' DUTIES AND SCOPE OF RESPONSIBILITIES; - DETERMINED THE SURVEY SOURCES TO USE IN THE ANALYSIS, BASED ON THE COMPANY'S COMPETITIVE MARKET FOR EXECUTIVE POSITIONS (AS DESCRIBED ABOVE); - MATCHED THE COMPANY'S EXECUTIVE POSITIONS IN THE SURVEYS BASED ON THE COMPANY'S SIZE COMPLEXITY, AND SCOPE, AS WELL AS ACCORDING TO SPECIFIC POSITION RESPONSIBILITIES AND REPORTING RELATIONSHIPS; - VALIDATED THE SURVEY SOURCES AND MARKET MATCHES WITH THE INTERNAL COMPENSATION TEAM TO ENSURE CONSISTENCY; - REVIEWED, COMPILED, AND SUMMARIZED THE DATA IN REPORT FORM. THE REPORT SUMMARIZING THE RESULTS OF THE ANALYSIS WAS PRESENTED TO THE COMPENSATION COMMITTEE FOR DISCUSSION AND DELIBERATION. DOCUMENTATION A SUMMARY OF THE DISCUSSIONS AND DELIBERATIONS OF THE COMMITTEE ARE DOCUMENTED IN THE MEETING MINUTES, WHICH ARE REVIEWED AND APPROVED BY THE COMMITTEE. COPIES OF ALL MEETING MATERIALS DISTRIBUTED PRIOR TO AND DURING THE MEETING ARE MAINTAINED IN THE CORPORATE RECORDS ALONG WITH MEETING MINUTES. FORM 990, PART VI, LINE 19 AVAIL OF GOV DOCS, CONFLICT OF INTEREST POLICY, & FIN STMTS TO GEN PUBLIC THE GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE FOUNDATION ARE AVAILABLE AT ITS HEADQUARTERS IN WATERTOWN, MA. ALL REQUESTS CAN BE MADE TO THE CORPORATE COMMUNICATIONS OR FINANCE DEPARTMENTS. FORM 990, PART VII SUPPLEMENTAL COMPENSATION INFORMATION STEVEN TOLMAN DID NOT EARN COMPENSATION IN 2015. IN LIEU OF COMPENSATION, TUFTS HEALTH PLAN FOUNDATION DONATED AN AMOUNT EQUIVALENT TO THE COMPENSATION HE WOULD HAVE OTHERWISE RECEIVED TO A DESIGNATED CHARITY. TUFTS ASSOC HEALTH MAINTENANCE ORG INC 705 MOUNT AUBURN STREET WATERTOWN MA 02472 042674079 HMO MA 501(C)(4) N/A NA false TUFTS HEALTH PUBLIC PLANS INC 705 MT AUBURN STREET WATERTOWN MA 02472 800721489 HEALTH PLAN MA 501(C)(4) N/A NA false TUFTS ASSOCIATED HEALTH PLANS INC 705 Mount Auburn St WATERTOWN MA 024721508 042985923 MANAGEMENT SVCS MA TAHMO C Corp false INTEGRA PARTNERS HOLDINGS INC 100 WALL ST STE 2502 NEW YORK NY 10005 453032233 MED EQPMT & SPPLS NY TAHMO C CORP false false false false false false false false false false false false false false true false true false false false TUFTS ASSOCIATED HEALTH MAINTENANCE ORG p 602800 ACCRUAL TUFTS ASSOCIATED HEALTH PLANS INC p 147700 ACCRUAL FORM 990, SCHEDULE R, PART V, LINE 1P REIMBURSEMENT PAID TO OTHER ORGANIZATION THE FOUNDATION REIMBURSES TAHMO FOR ALL PAYMENTS DIRECTLY RELATED TO THE FOUNDATION.