2016-11-15T14:15:07-06:00 2015-12-31 383133790 ANDREWS HOOPER PAVLIK PLC 5915 EASTMAN AVE STE 100 MIDLAND MI 486406824 990PF 2015-01-01 381437485 THE HERBERT H & GRACE A DOW FOUNDATION HERB 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 JENEE VELASQUEZ EXECUTIVE DIRECTOR 9896313699 2016-11-14 true KELLIE M BOS P00448161 9898357721 2016-11-14 2015 2017-02-10 21:41:12Z X 471890088 X 3112 X 150 150 7132579 7132579 41984 41984 41984 22972822 222211723 22972822 135048 85317 49731 49731 899509 610850 288659 31099887 30758385 338390 218882 54720 164162 1317897 63258 55001 1199638 414893 12650 3876 398367 36273 35637 39650 19825 8325 1928228 1843584 85418 138710 76798 369994 319728 504936 18177 488570 78676 22861 55462 13190 12526 1042776 27055 15067 990260 6104105 2120751 411849 3438365 26101429 23020804 32205534 2120751 411849 26459169 -1105647 28637634 94045 282471 282471 14958287 7320493 7320493 283047 47405 59888 59888 34123 37828 37828 166877192 152208720 152208720 36939 36277 36277 287337402 295840354 295840354 25350109 9246052 15452107 16104057 16104057 485120547 471890088 471890088 331203 212973 16793555 19876000 1411000 1215000 18535758 21303973 X 466584789 450586115 466584789 450586115 485120547 471890088 466584789 -1105647 465479142 14893027 450586115 DOW CHEMICAL COMPANY OPTIONS P 785841 785841 785841 PUBLICLY TRADED SECURITIES P 221425882 199238901 22186981 22186981 22972822 785841 false 25910087 489035716 0.052982 21568987 424604771 0.050798 19807077 387502545 0.051115 20135222 382780201 0.052603 19155730 352406647 0.054357 0.261855 0.052371 437515544 22913127 286376 23199503 27462827 X 286376 286376 286376 326280 326280 39904 39904 false false false false false true true false true true MI true false false false false true WWW.HHDOWFOUNDATION.ORG JENEE VELASQUEZ 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 false false false false true false false false false false false false false false false false false false false false false MICHAEL LLOYD DOW 1018 W MAIN ST MIDLAND MI 48640 VICE PRESIDE 2.00 0 0 0 MACAULEY WHITING JR 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT 20.00 0 0 0 MARGARET E THOMPSON 1018 W MAIN ST MIDLAND MI 48640 SECRETARY 2.00 0 0 0 BONNIE BUCHANAN MATHESON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 SUZANNA MCCUAN 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 DAVID RAMAKER 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 ALDEN LEE HANSON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 RUTH A DOAN 1018 W MAIN ST MIDLAND MI 48640 ASSISTANT SE 2.00 0 0 0 DIANE DOW HULLET 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 ANDREW LIVERIS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 JENEE VELASQUEZ 1018 W MAIN ST MIDLAND MI 48640 EXECUTIVE DI 40.00 218882 14479 0 DELILAH OHRSTROM 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 2.00 0 0 0 BRIAN FRISELLE 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 2.00 0 0 0 STEPHEN CARRAS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 WILLARD MOTT 1018 W MAIN ST MIDLAND MI 48640 TREASURER 10.00 0 0 0 CORRELL WHITING 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 2.00 0 0 0 EDWARD HAYCOCK 1018 W MAIN STREET MIDLAND MI 48640 GARDENS DIRE 40.00 138077 23075 ELIZABETH LUMBERT 1018 W MAIN STREET MIDLAND MI 48640 ASSOCIATE DI 40.00 85778 20869 CHARLES MARTIN 1018 W MAIN STREET MIDLAND MI 48640 HORTICULTURI 40.00 74173 29246 SCOTT SCHULTHEIS 1018 W MAIN STREET MIDLAND MI 48640 HORTICULTURI 40.00 65387 21733 ROY LEFEVRE 1018 W MAIN STREET MIDLAND MI 48640 EMPLOYEE 40.00 64938 16526 15 THE ILES GROUP - MERRILL LYNCH 4805 TOWNE CENTRE ROAD STE 200 SAGINAW MI 48604 INVESTMENT SERV 985197 THREE RIVERS CORPORATION 3069 VANTAGE POINT DR MIDLAND MI 48642 CONSTRUCTION 977440 METCALFE ARCHITECTURE & DESIGN 211 N 13TH ST STE 503 PHILADELPHIA PA 19107 PROJECT DESIGN 235968 SYM FINANCIAL 210 SOUTH MICHIGAN STREET STE 300 MIDLAND MI 48642 INVESTMENT SERV 152160 THOMAS TROMBLEY ELECTRIC 5103 EASTMAN AVE STE 178 MIDLAND MI 48640 ELECTRICAL 128507 7 THE DOW GARDENS, A DIVISION OF THE HERBERT H. & GRACE A.DOW FOUNDATION, IS A BOTANICAL GARDEN THAT DISPLAYS NATIVE AND INTERNATIONALLY SELECTED TREES, SHRUBS, AND HERBACEOUS PLANTS IN LANDSCAPED SETTINGS. FURTHER, 25,000 BEDDING PLANTS, 30,000 SPRING BULBS, AND HUNDREDS OF PERENNIALS ARE PLANTED AND TESTED THROUGHOUT THE GARDENS. THE MISSION OF DOW GARDENS STATES THAT "DOW GARDENS EXIST TO PRESERVE THE HISTORY, ENHANCE THE HORTICULTURAL BEAUTY, AND SHARE THE EDUCATIONAL AND LEISURE TIME VALUE OF THE HERBERT H. AND GRACE A. DOW ESTATE." IN 2015, THE GARDENS HOSTED 140,824 VISITORS. ITS PROFESSIONAL STAFF REFINED THE WEBSITE, WORKED WITH MASS MEDIA, INTERACTED WITH CVB AND CHAMBER OF COMMERCE, AND DEVELOPED A SERIES OF PROGRAMS TO ATTRACT U.S. VISITORS. HIGHLIGHTS INCLUDED AN "ART IN THE GARDEN" EXHIBITIONS FEATURING 'RIBBIT THE EXHIBIT.' IN ADDITION, A SERIES OF MUSICAL PROGRAMS IN THE GARDENS AND SEMINARS FEATURING NATIONALLY ACCLAIMED HORTICULTURISTS WERE HELD. 2015 ADMISSION FEES: AG 3850064 N/A 316382580 14656860 113138777 444178217 444178217 6662673 437515544 21875777 21875777 286376 286376 21589401 21589401 21589401 26459169 1003658 27462827 286376 27176451 21589401 791306 715520 2237422 3227487 6971735 27462827 21589401 5873426 12845161 0 12845161 791306 715520 2237422 3227487 5873426 NONE NONE MACAULEY WHITING JR PRESIDENT 1018 W MAIN STREET MIDLAND MI 486404292 9896313699 HHDOWFDN.ORG/GUIDELINES THERE IS NO FORMAL APPLICATION FORM. APPLICANTS SHOULD SUBMIT A LETTER SETTING FORTH THE NATURE AND POTENTIAL RESULTS OF A PROGRAM FOR WHICH FUNDING IS SOUGHT; THE TOTAL COST OF THE PROJECT INCLUDING ANY ENDOWMENT FOR OPERATIONS; THE AMOUNT OF THE GRANT SOUGHT, AND HOW AND OVER WHAT PERIOD OF TIME THE GRANT MAY BE DISBURSED, AS WELL AS ANY OTHER FUNDING SOURCES BEING SOUGHT FOR THE PROJECT. THE LETTER SHOULD BE ACCOMPANIED BY EVIDENCE OF TAX-EXEMPT STATUS: A DETAILED ORGANIZATIONAL BUDGET, AND THE LATEST AUDITED FINANCIAL STATEMENT; THE NAMES OF MANAGEMENT, AND THE TRUSTEES OR DIRECTORS OF THE ORGANIZATION. PROPOSALS SHOULD INCLUDE PROVISIONS AND PROCEDURES FOR CONTINUING EVALUATION OF PROGRAMS FOR WHICH SUPPORT IS REQUESTED. THE BOARD MEETS DURING THE YEAR TO MAKE FINAL DECISIONS WITH GRANTS TYPICALLY DISBURSED IN DECEMBER. THE FOUNDATION DOES NOT MAKE GRANTS DIRECTLY TO INDIVIDUALS. THE FOUNDATION'S CHARTER LIMITS ITS GRANTS TO MICHIGAN ORGANIZATIONS. THE FOUNDATION CANNOT LEGALLY SUPPORT: ORGANIZATIONS THAT ARE NOT ELIGIBLE TO RECEIVE TAX DEDUCTIBLE CONTRIBUTIONS PER THE INTERNAL REVENUE SERVICE; POLITICAL ORGANIZATIONS; SECTARIAN RELIGIOUS ORGANIZATIONS (EXCEPT THOSE THAT ARE LOCATED IN THE MIDLAND COMMUNITY); OR ORGANIZATIONS THAT PRACTICE DISCRIMINATION BY RACE, SEX, CREED, AGE, OR NATIONAL ORIGIN. THE FOUNDATION DOES NOT ACCEPT PRESET "FORMULAS FOR GIVING" PREPARED BY NONPROFIT AGENCIES. SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 9381934 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 13638870 23020804 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 16719495 16719495 DOW GARDENS ADMISSIONS 235620 HORTICULTURAL CLASSES 36084 HORTICULTURE SUP/EQUIP SALES 20675 PINES ADMISSIONS 2048 OTHER INCOME 14 150 14 7132579 16 41984 25 610850 18 22972822 453220 49731 WEDDINGS 34430 45-3135867 RCP FUND VIII LP 900001 -4448 36-4766444 RCP FUND IX LP 900001 -26058 90-0852883 RCP SEC. OPP. 900001 -6407 32-0457025 RCP FUND X LP 900001 -3381 35-2491286 RCP DIRECT II LP 900001 96 9533 30758385 328857 31096775 1A ADMISSION FEES FOR DOW GARDENS 1B HORTICULTURAL CLASSES FOR CHILDREN & OTHERS 1C HORTICULTURAL SUPPLIES SOLD AS PART OF CHARITABLE ACTIVITIES ASSOCIATED WITH DOW GARDENS 1D MISCELLANEOUS RELATED ACTIVITY RECEIPTS 1E ADMISSIONS FEES FOR THE PINES AREA OF THE GARDENS 11B FEES CHARGED FOR WEDDINGS HELD IN THE GARDENS; ENCOURAGING THE PUBLIC TO UTILIZE THE BEAUTY OF THE GARDENS false false false false false false false false false false ACCOUNTING FEES 39650 19825 8325 SEE ATTACHED LISTING 351831 793457 369994 319728 PIMCO LOW DURATION BOND FUND 36277 36277 DOW CHEMICAL STOCK 103546571 103546571 DODGE & COX PORTFOLIO 7521018 7521018 SANDS CAPITAL 11238023 11238023 WILLIAM BLAIR DFA INTL VALUE PORT 4154572 4154572 DFA INTL VALUE 2967284 2967284 DFA INTL SMALL CAP VALUE 2813394 2813394 DFA US SMALL CAP VALUE 7306021 7306021 DFA US MICRO CAP PORT 4480376 4480376 AMERICAN NEW PERSPECTIVE FUND 5706219 5706219 AMERICAN NEW PERSPECTIVE 2324044 2324044 ISHARES MSCI EMERGING 86913 86913 ISHARES MSCI EAFE SECTOR SPDR ENERGY POWERSHARES DWA EMERG 64285 64285 01-0709496 - OCM REAL ESTATE OPP FMV 180373 180373 03-0469267 - ABORETUM 1 FMV 937893 937893 06-1582470 - ARCH VENTURE FUND V FMV 408695 408695 13-4359956 - NCTI III LIMITED PTRSHP FMV 1934738 1934738 16-1625273 - APJOHN FMV 1052738 1052738 01-0711466 - TGAP VENTURES FMV 257699 257699 20-0751682 - EDF III, LP FMV 1457517 1457517 20-3879026 - ABORETUM 1A FMV 457859 457859 20-8495541 - ABORETUM 2 FMV 550226 550226 26-3599490 - BI HOLDINGS FMV 27-3114657 - ARSENAL VENTURE CAPITAL FMV 3975475 3975475 27-3204697 - RESONANT FUND I FMV 1075235 1075235 36-4119709 - ARCH VENTURE FUND III FMV 17624 17624 36-4142431 - WINDPOINT PARTNERS FMV 124011 124011 36-4276935 - ARCH VENTURE FUND IV FMV 77610 77610 36-4443622 - ARCH DEVELOPMENT FUND 1 FMV 1319759 1319759 38-3431245 - NORTHCOAST FMV 269761 269761 38-3479570 - EDF II LP FMV 844 844 38-3557229 - ARDESTA FMV 42578 42578 43-1963373 - BIOSTAR FMV 47-0859230 - ARCH VENTURE IV-A FMV 15233 15233 51-0381892 - WILSHIRE ASSOCIATES FMV 185265 185265 75-3131501 - SENECA PARTNERS FMV 1062377 1062377 ABSOLUTE RETURN CAYMAN LTD (BAIN) FMV ARCHIPELAGO HOLDINGS FMV 11450618 11450618 ATLANTA SM MID CORE FMV 6488575 6488575 BLACKROCK EQUITY FMV 13885795 13885795 BLACKROCK STRAT INCOME FMV 2604340 2604340 BREP EUROPE IV REAL FMV 3788068 3788068 CAMBAIR SCV FMV 1141007 1141007 CHARTWELL SCV FMV 1347500 1347500 CRESCENT VI MEZZANINE FMV 2830539 2830539 CSP III DISTRESSED FMV 1712393 1712393 DFA EMERGING MARKETS CORE EQTY FMV 2525740 2525740 DFA US SMALL XM VALUE FMV 9511123 9511123 DOUBLELINE TOTAL RETURN FMV 4045464 4045464 DRIEHAUS EMERGING MARKET GROWTH FMV 1046852 1046852 EAGLE SCG FMV 1988757 1988757 FINANCIAL STOCKS OFFSHORE FUND FMV 3581535 3581535 FR XIII GLOBAL ENERGY FMV 324271 324271 GOLDMAN SACHS FMV 3710255 3710255 GOLDMAN SACHS GLOBAL OPP FUND FMV 4960472 4960472 GOLDMAN SACHS VINTAGE VI FMV 1167865 1167865 GSO MEZZANINE FINANCE FMV 3870223 3870223 GUGGENHEIM FMV 7250411 7250411 HERNDON LCV FMV 7463160 7463160 HODGES SMALL CAP FUND INSTITUTIONAL FMV JP MORGAN LCG FMV 16899554 16899554 KKR PRINCIPAL OPPORTUNITIES FMV 3235937 3235937 LS VIII RECOVERY TRUST FMV 1198801 1198801 MARKETFIELD FD FMV 4205740 4205740 MOON CAPITAL GLOBAL FMV 4480828 4480828 OAKTREE CAPITAL MGMT FMV 1595768 1595768 OZOFII ACCESS LTD FMV 8744098 8744098 PALISADE SCG FMV 1850600 1850600 PIMCO CREDIT ABSOLUTE FMV 969594 969594 RCP SECONDARY OPP FMV RENAISSANCE INTERNATIONAL FMV 16575227 16575227 RENAISSANCE VENTURE CAPITAL FMV 1159633 1159633 SCHRODER INTERNATIONAL FMV 10036047 10036047 THORNBURG INTERNATIONAL GROWTH FMV 7607618 7607618 THORNBURG INVT TR FMV 841701 841701 VANGUARD EQUITY FMV 7332003 7332003 VESEY STREET FUND FMV 2192750 2192750 WINTON FUTURE ACCERSS FMV 4984414 4984414 BOSTON LCG FMV 8133836 8133836 GI PARTNERS FMV 1527689 1527689 SIRIOS ACCESS LTD FMV 3962365 3962365 LOCUST WOOD CAPITAL FMV 4692249 4692249 CARLYLE US REALTY FMV 602083 602083 MARATHON ACCESS LTD FMV 4791582 4791582 YORK TOTAL ACCESS FMV 6239987 6239987 GOLDMAN SACHS MULTI MGR FMV 7895241 7895241 SEMINOLE FMV 4858566 4858566 RCP DIRECT II LP FMV 605465 605465 PMC PARTNERS I OFFSHORE FMV 690781 690781 RCP FUND VIII LP FMV 822243 822243 RCP FUND IX LP FMV 207168 207168 BLACKSTONE CAPITAL FMV 849318 849318 EDF VENTURES OPP. FUND FMV 428987 428987 BLACKSTONE ALTERNATIVES FMV 145228 145228 GUGGENHEIM - ML FMV 1710906 1710906 ABRAAJ GROWTH MARKETS FMV 2824153 2824153 DOMESTIC LARGE CAP FMV 4760000 4760000 ASCEND ACCESS FMV 4021600 4021600 LS REAL ESTATE RECOVERY IV FMV 671506 671506 CARLYLE US EQUITY FMV 210000 210000 SX5E ARN ISSUE BAC FMV 9656018 9656018 JOHCM INTL CS FMV 2637788 2637788 JOHCM INTL SELECT CB FMV 2814486 2814486 HODGES SM INTRINSIC CB FMV 9077959 9077959 RCP SECONDARY OPP. II & RCP FUND X FMV 782617 782617 FORTRESS RE OPP. II FMV 1275974 1275974 FORTRESS CREDIT OPP IV FMV 752031 752031 ARBORETUM III FMV 1807573 1807573 ARBORETUM VENTURES IV FMV 121722 121722 PRONAI THERAPEUTICS FMV 254447 254447 SEE ATTACHED 25350109 9246052 16104057 16104057 INDIRECT LEGAL FEES 36273 35637 UNREALIZED LOSS ON INVESTMENTS 14893027 GIFT SHOP & BEVERAGE SALES INSURANCE 873 873 CASH OVER 15 15 PAYROLL 10 10 INFO TECH 74 74 SPECIAL PROJECTS 7680 7680 SUPPLIES 376 376 EXPENSES EMPLOYEE EXPENSES 12333 12675 BANK FEES 38651 25162 13489 INSURANCE 60997 1873 76758 PAYROLL PROCESSING FEES 257 20 345 SUPPLIES 146297 6039 140391 MISCELLANEOUS 12109 11032 CLASSES AND EVENTS 86505 92421 ADVERTISING 36412 26671 SECURITY EXPENSE 1310 1310 INFORMATION TECHNOLOGY & SOFT 47380 44412 POSTAGE 5340 5340 LICENSES & PERMITS 2163 1831 MEMBERSHIPS & SUBSCRIPTIONS 45574 45724 FUEL 8696 8696 PRESIDENT EXPENSES 30867 30617 SPECIAL PROJECTS 497303 478548 FINES, PENALTIES, AND JUDGMEN 1554 DOW GARDENS ADMISSIONS 235620 235620 HORTICULTURAL CLASSES 36084 36084 HORTICULTURE SUP/EQUIP SALES 20675 20675 PINES ADMISSIONS 2048 2048 SEE SCHEDULE - K-1 INVESTMENT 606463 606463 SECURITIES LITIGATION SETTLEM 4387 4387 WEDDINGS 34430 34430 45-3135867 RCP FUND VIII LP -4448 -4448 36-4766444 RCP FUND IX LP -26058 -26058 90-0852883 RCP SEC. OPP. -6407 -6407 32-0457025 RCP FUND X LP -3381 -3381 35-2491286 RCP DIRECT II LP 96 96 DEFERRED TAX LIABILITY 1411000 1215000 INVESTMENT MANAGEMENT FEES 1843584 1843584 CONTRACTED SERVICES 48847 49621 CONSULTANT 35797 35797 GIFT SHOP & BEVERAGE SALES 135048 85317 49731 FOREIGN TAXES 76798 76798 EXCISE TAX 61912