2016-11-14T15:27:57-06:00 2015-12-31 131578842 BUCHBINDER TUNICK & CO LLP ONE PENN PLAZA - SUITE 5335 NEW YORK NY 101190219 990 2015-01-01 134079917 1199 SEIUGREATER NEW YORK WORKER PARTICIPATION FUND INC 1199 6464736365 PO BOX 842 NEW YORK NY 10108 SANDI VITO EXECUTIVE DIRECTOR 6464736365 2016-11-09 1 KENNETH PERLMAN CPA P00293700 2126955003 2015 2017-02-10 21:41:12Z SANDI VITO 330 WEST 42ND ST 2ND FL NEW YORK NY 10036 2759918 0 X HTTP://1199SEIUBENEFITS.ORG X LABOR MANAGEMENT COOPERATION ORGANIZ 1999 NY TO OPERATE LABOR MANAGEMENT PROGRAMS 10 10 0 0 0 0 0 0 2706144 2746125 22713 13793 0 0 2728857 2759918 0 0 0 0 0 0 0 0 0 3148986 2687740 3148986 2687740 -420129 72178 4564859 4632987 377270 373220 4187589 4259767 THE EXEMPT PURPOSE OF THE FUND IS TO ESTABLISH AND OPERATE A LABOR MANAGEMENT PARTICIPATION PROGRAM AND TO ESTABLISH AND OPERATE A JOINT EMPLOYMENT PLACEMENT SERVICE. 0 0 THE EXEMPT PURPOSE OF THE FUND IS TO ESTABLISH AND OPERATE A LABOR MANAGEMENT PARTICIPATION PROGRAM AND TO ESTABLISH AND OPERATE A JOINT EMPLOYMENT PLACEMENT SERVICE. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 8 0 1 0 0 0 0 0 0 0 0 0 X 10 10 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 X MARIA ACOSTA CFO 6464736365 330 WEST 42ND STREET 28TH FL NEW YORK NY 10036 MICHAEL BALBONI EMPLOYER TRUSTEE 1.00 5.00 X 0 0 0 JACQUELINE ALLEYNE UNION TRUSTEE 1.00 4.00 X 0 0 0 ROBIN ROSEN EMPLOYER TRUSTEE 1.00 5.00 X 0 0 0 WILLIAM PASCOCELLO EMPLOYER TRUSTEE 1.00 4.00 X 0 0 0 DOUG WISSMANN EMPLOYER TRUSTEE 1.00 4.00 X 0 0 0 JOHN SEALES UNION TRUSTEE 1.00 2.00 X 0 0 0 ALLAN SHERMAN UNION TRUSTEE 1.00 5.00 X 0 0 0 YVONNE ARMSTRONG UNION TRUSTEE 1.00 5.00 X 0 0 0 MILAGROS SILVA UNION TRUSTEE 1.00 3.00 X 0 0 0 ISAAC NORTEY UNION TRUSTEE 1.00 2.00 X 0 0 0 MITRA BEHROOZI CROSS FUNDS EXECUTIVE OFFI 1.00 X 0 59319 22242 DONNA REY CROSS FUNDS CHIEF OPERATING OFFICER 1.00 X 863 38920 15239 FLORENCE WONG DEPUTY DIRECTOR 1.00 X 2898 21748 8279 MARIA ACOSTA CHIEF FINANCIAL OFFICER 1.00 X 628 28318 10900 DEBORAH KING EXECUTIVE DIRECTOR 1.00 X 4805 21837 9448 9194 170142 66108 0 0 0 0 RED HORSE STRATEGIES LLC 55 WASHINGTON STREET SUITE 624 BROOKLYN NY 11201 OTHER SERVICES 596241 LEVY RATNER PC 80 EIGHTH AVENUE FLOOR 8 NEW YORK NY 100115126 LEGAL 150688 RESI COOPER 36 CARRIAGE HOUSE DRIVE JERICHO NY 11753 CONSULTING 150000 MICHAEL BALBONI ESQ PC 519 EIGHTH AVENUE 16TH FLOOR NEW YORK NY 10018 CONSULTING 150000 MILLIMAN INC ONE PENNSYLVANIA PLAZA 38TH FLOOR NEW YORK NY 10119 OTHER SERVICES 113469 5 CONTRIBUTIONS FROM EMP 900099 2746125 2746125 2746125 13793 13793 2759918 2746125 0 13793 20962 25000 63710 8976 LONG TERM CARE ADVOCACY 1107355 CONTRACT ADMINISTRATORS 765810 PROGRAM SALARIES, BENEF 278745 SHARED ALLOCATED EXPENS 163546 253636 2687740 -1794 -14970 3890743 4037087 632828 549357 83620 70545 17168 13075 25914 48438 4564859 4632987 143522 47953 233748 325267 377270 373220 X 4032261 4104451 155328 155316 4187589 4259767 4564859 4632987 72178 0 X X 0 1 X 1 0 51273 45049 6224 18071 13228 4843 14276 12268 2008 13075 DUE TO PARTICIPATING EMPLOYERS - TECHNOLOGY GRANT 155316 DUE TO RELATED ENTITIES 169951 325267 X 2759918 0 2759918 0 2759918 2687740 0 2687740 0 2687740 PART X, LINE 2: FORM 990, PART IV, LINE 11F: US GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FUND AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2015, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2012. FORM 990, PART VI, SECTION A, LINE 2 ALL OF THE UNION TRUSTEES ARE ALSO EMPLOYEES OF 1199SEIU (THE UNION) AND THEREFORE HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. FORM 990, PART VI, SECTION A, LINE 7A THE UNION TRUSTEES ARE APPOINTED BY 1199SEIU UNITED HEALTHCARE WORKERS EAST, AND THE EMPLOYER TRUSTEES ARE APPOINTED BY THE GREATER NEW YORK HEALTH CARE FACILITIES ASSOCIATION, INC. FORM 990, PART VI, SECTION B, LINE 11 THE CHIEF FINANCIAL OFFICER AND FINANCE TEAM REVIEWS THE DRAFT FORM 990 AND CONFER WITH THE ACCOUNTANTS AND LEGAL COUNSEL TO ENSURE THE ACCURACY OF THE RETURN. ANY CONCERNS ARE NOTED AND ADDRESSED AND MANAGEMENT ENSURES THAT THE CHANGES ARE INCORPORATED IN THE FORM 990. THE COMPLETED FORM 990 IS THEN SIGNED BY THE CHIEF FINANCIAL OFFICER. FORM 990, PART VI, SECTION B, LINE 12C AS OF DECEMBER, 2008, TRUSTEES AND EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OR UPDATE TO THE EXECUTIVE DIRECTOR, OR DESIGNEE, THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTERESTS. FOR EACH INTEREST DISCLOSED BY A TRUSTEE, THE EXECUTIVE DIRECTOR OR DESIGNEE WILL DETERMINE WHETHER TO (A) TAKE NO ACTION (B) ASSURE FULL DISCLOSURE TO THE TRUSTEES (C) ASK THE TRUSTEE TO BE RECUSED FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS; AND/OR (D) ASK THE TRUSTEE TO RESIGN. REGARDING EMPLOYEES, COMPLETED CONFLICTS OF INTEREST DISCLOSURE FORMS WILL BE REVIEWED BY THE HUMAN RESOURCES DEPARTMENT AND DISCLOSED CONFLICTS WILL BE REVIEWED BY CHIEF OF HUMAN RESOURCES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE FUNDS EXECUTIVE DIRECTOR AND OTHER KEY EMPLOYEES, IS BASED ON AN EVALUATION OF THE FUNDS BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 SPD AND FINANCIAL REPORTS ARE MADE PUBLIC PURSUANT TO IRS FILING REQUIREMENTS. WRITTEN REQUESTS FOR OTHER INFORMATION WILL BE FORWARDED TO GENERAL COUNSEL'S OFFICE FOR CONSIDERATION. FORM 990, PART XII, LINE 2C: THE FUND'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 1199 SEIU GREATER NY EDUCATION FUND 330 WEST 42ND STREET NEW YORK NY 10036 133753121 TO PROVIDE EDUCATION BENEFITS TO PARTICIPANTS NY 501 (C) (9) N/A N/A 0 1199 SEIUGREATER NY JOB SECURITY FUND 330 WEST 42ND STREET NEW YORK NY 10036 050557207 TO PROVIDE SUPP'L UNEMPLOY & OTHER RELATED BENEFITS TO COVERED PARTICIPANTS. NY 501 (C) (9) N/A N/A 0 1199 SEIU GREATER NY PENSION FUND 330 WEST 42ND STREET NEW YORK NY 10036 136601940 TO PROVIDE PENSION BENEFITS TO PARTICIPANTS NY 401 (A) N/A N/A 0 1199 SEIU GREATER NY BENEFIT FUND 330 WEST 42ND STREET NEW YORK NY 10036 136125570 TO PROVIDE HEALTH BENEFITS TO PARTICIPANTS AND DEPENDENTS NY 501 (C) (9) N/A N/A 0 1199 SEIU GREATER NY CHILDCARE FUND 330 WEST 42ND STREET NEW YORK NY 10036 753086330 TO PROVIDE CHILDCARE BENEFITS TO MEMBERS AND DEPENDENTS NY 501 (C) (9) N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1