2016-11-14T04:02:48-00:00 2015-12-31 KPMG LLP 1676 International Drive McLean VA 22102 990 2015-01-01 541734511 American Diabetes Association Research Foundation Inc AMER 7035491500 2451 Crystal Drive Room 900 Arlington VA 22202 Kevin L Hagan Chief Executive Officer 2016-11-07 true Whitney E Blair 7037868000 2016-11-07 2015 2017-02-10 21:41:12Z X Kevin L Hagan 2451 Crystal Drive Suite 900 Arlington VA 22202 38378776 true true 3326 X www.diabetes.org/news-research X 1994 VA The American Diabetes Association Research Foundation, Inc. the Foundation secures major gifts and grants to fund diabetes-related research. Please see complete mission statement in Schedule O 13 12 0 230 0 33315225 38374895 0 3819 3881 0 33319044 38378776 29907579 31821552 0 0 0 862409 1954774 1379854 31862353 33201406 1456691 5177370 39338884 49994347 8808244 13480069 30530640 36514278 X The Foundation was founded to give focus to the American Diabetes Associations research program and to ensure the availability of funds to support research. false false 31821552 31821552 Research 31821552 true true false false false false false false false false false false false false true true true false false true true false false false false false true true true false false false false false false false true true true true false false false false false true false false false true 0 0 0 false false false false false false false false false false X 13 12 false true false false false true true true true false false false true true true true true false AK AL AR AZ CA CO CT DC FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NJ NY OH OK OR PA PR RI SC TN UT VA WA WI WV X X Kevin L Hagan CEO 7035491500 1701 N Beauregard Street Alexandria VA 22311 X Orville G Kolterman MD Chair of the Board 003.00 X X 0 0 0 Karen Talmadge PhD Vice Chair of the Board 004.00 X X 0 0 0 Pearson C Cummin III MBA Secretary-Treasurer 003.00 X X 0 0 0 Kevin L Hagan Effective 6115 Chief Executive Officer 002.00 035.50 X X X 0 343342 28507 John Fitzgerald III Board of Directors 001.00 X 0 0 0 John W Griffin Jr JD Board of Directors 001.00 X 0 0 0 S Daniel Johnson Board of Directors 001.00 X 0 0 0 Peter K Kompaniez JD Board of Directors 001.00 X 0 0 0 Karmeen Kulkarni MS RD BCADM CDE Board of Directors 001.00 X 0 0 0 Martin Myers Board of Directors 001.00 X 0 0 0 Sukumar Nagendran MD Board of Directors 001.00 X 0 0 0 James W Quinn JD Board of Directors 001.00 X 0 0 0 Donald J Wagner Board of Directors 001.00 X 0 0 0 Ralph Yates DO Board of Directors 001.00 X 0 0 0 M Suzanne C Berry Through 33115 Interim Chief Executive Officer 002.00 035.50 X 0 0 0 Deborah L Johnson Departure date 10 Chief Financial Officer 002.00 035.50 X 0 285743 216345 Robert Ratner MD FACP FACE Chief Scientific Medical Officer 002.00 035.50 X 0 418068 1144 Charlotte M Carter SVP Financial Services 002.00 035.50 X 0 164169 20279 1211322 266275 false true false NA 82772 35657156 2634967 38374895 3881 3881 38378776 3881 31584677 31584677 129350 129350 107525 107525 0 0 0 0 0 0 0 1379854 517445 862409 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 33201406 31821552 517445 862409 192541 371386 39059756 49540926 86587 82035 39338884 49994347 8808244 13480069 8808244 13480069 X 30444053 36432243 86587 82035 30530640 36514278 39338884 49994347 X 5177370 -4552 810820 X false true X true false X 34135315 55590601 40345846 33315225 38374895 201761882 34135315 55590601 40345846 33315225 38374895 201761882 7927395 193834487 1753 3388 4222 3819 3881 17063 201778945 0.96060 0.95980 X 0.00000 0.00000 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false Financial derivatives and other financial products Closely-held equity interests Federal income taxes X 38762061 -4552 387837 383285 38378776 38378776 32778423 387837 -810820 -422983 33201406 33201406 X 2 The following was disclosed related to uncertain tax position in the audited financial statements. The American Diabetes Association Research Foundation, Inc. the Foundation is exempt from income taxes under section 501c3 of the Internal Revenue Code the Code and charitable contributions to the Foundation qualify for charitable tax deductions as described in the Code. The Foundation has been classified as an organization that is not a private foundation under Section 509a of the Code. The Foundation recognizes the effect of income tax positions only if those positions more likely than not would not be sustained upon examination by the Internal Revenue Service. The Foundation has analyzed the tax positions taken and has concluded that as of December 31, 2015, there are no uncertain tax positions taken or expected to be take that would require recognition of a liability or asset or disclosure in the financial statements. XII 2 Prior Year Research Grants Award Refunds/Forfeitures 810,820. true North America Program Services Research grants 18000 Europe Including Iceland and Greenland Program Services Research grants 89525 107525 107525 North America Diabetes research grant support to the Canadian Diabetes Association 18000 Check Europe Including Iceland and Greenland Clinical/Translational Research 89525 Check 2 false false false false false false Part I Line 2 The American Diabetes Association and the Canadian Diabetes Association CDA initiated a joint partnership in support of a post-doctoral fellowship. The program is designed to encourage international training of diabetes researchers. The program provides training grants for U.S. post-doctoral fellows in diabetes research performing their work in Canada, as well as Canadian fellows carrying out their fellowship work in the U.S. Also it encourages international scientific discourse. Research awards are administered through the Canadian Diabetes Association. Each grantee is required to submit a detailed annual progress report to CDA which includes a scientific and financial portion, 75 days after the end of each previously committed funding year. A cumulative final report is required within six months after the expiration date of the grant. If the progress report is not received by the due date, all subsequent award payments will be delayed until the obligations for the award are complete. Part I Line 1,2 The American Diabetes Association Research Foundation the Foundation initially approved a clinical/translational research grant to University of Oklahoma in 2012. The researcher subsequently transferred to Queens University in Belfast Northern Ireland and the Foundation allowed the grant to transfer in order to complete the research already started. true University of Southern California 1540 Alcazar Street CHP 100 Los Angeles CA 90033 951642394 501 c3 115000 ADA -BI CKD Award Regents of the University of California at San Diego 9500 Gilman Drive Suite 0954 La Jolla CA 92093 956006144 501c3 115000 ADA -BI CKD Award University of Washington Gerberding Hall G80 Box 351202 Seattle WA 98195 916001537 115 219772 ADA -BI CKD Award Regents of the University of California 1111 Franklin Street 10th Floor Oakland CA 94607 943067788 501c3 124925 ADA-GlaxoSmithKline Award Regents Of The University Of Colorado 1800 Grant Street Suite 600 Denver CO 80203 846000555 501c3 250000 ADA-GlaxoSmithKline Award University of Florida 302 Tigert Hall PO Box 113001 Gainesville FL 32610 596002052 501c3 200000 ADA-GlaxoSmithKline Award Biomedical Research Institute of New 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Research Institute 9500 Euclid Avenue NO J119 Cleveland OH 44195 912153073 501c3 55432 Mentor-Based Postdoctoral Fellowship Baylor College of Medicine One Baylor Plaza Houston TX 77030 741613878 501c3 121180 Mentor-Based Postdoctoral Fellowship Joslin Diabetes Center One Joslin Place Boston MA 02215 042203836 501c3 217432 Mentor-Based Postdoctoral Fellowship University of Texas Southwestern Medical Center at Dallas PO Box 841753 Dallas TX 75284 756002868 170c1 136432 Mentor-Based Postdoctoral Fellowship Children's Hospital Boston PO Box 41444 Boston MA 02115 042774441 501c3 40500 Mentor-Based Postdoctoral Fellowship National Institutes of Health National Institute of Allergy and Infectious 9000 Rockville Pike Bethesda MD 20892 263854996 501c3 53680 Mentor-Based Postdoctoral Fellowship University of Michigan 3003 S State St Rm 1054 Ann Arbor MI 48109 386006309 501c3 40500 Mentor-Based Postdoctoral Fellowship Dana-Farber Cancer Institute 450 Brookline Ave Boston MA 02215 042263040 501c3 40500 Mentor-Based Postdoctoral Fellowship University of Washington Gerberding Hall G80 Box 351202 Seattle WA 98195 916001537 115 40500 Mentor-Based Postdoctoral Fellowship University Of Pittsburgh 116 Atwood Street Suite 201 Pittsburg PA 15260 250965591 501c3 180000 Translational Science Award Louisiana State University Health Sciences Center Shreveport 1501 Kings Highway Shreveport LA 71130 720702002 501c3 169906 Translational Science Award Regents of the University of Colorado 1800 Grant Street Suite 600 Denver CO 80203 846000555 501c3 359950 Translational Science Award University of Connecticut Health Center 263 Farmington Ave Farmington CT 06030 060772160 501c1 180000 Translational Science Award Stanford University School of Medicine 300 Pasteur Drive Stanford CA 94305 941156365 501c3 180000 Translational Science Award The University of Texas Medical Branch 301 University Boulevard Galveston TX 77555 746000949 170c1 179202 Translational Science Award University of Florida 302 Tigert Hall PO Box 113001 Gainesville FL 32610 596002052 501c3 180000 Translational Science Award Wayne State University School of Medicine 5057 Woodward Avenue 13th floor Detroit MI 48202 386028429 501c3 180000 Translational Science Award University of Missouri 5100 Rockhill Road Kansas City MO 64110 440546001 501c3 179904 Translational Science Award Pennington Biomedical Research Center 6400 Perkins Road Baton Rouge LA 70808 726000848 501c3 268596 Translational Science Award Baylor College of Medicine One Baylor Plaza Houston TX 77030 741613878 501c3 180000 Translational Science Award University of Texas Southwestern Medical Center at Dallas PO Box 841753 Dallas TX 75284 756002868 170c1 358793 Translational Science Award 127 1 Junior Faculty Stipen Award 8 84350 Minority Undergraduate Internship 15 45000 Part I Line 2 The American Diabetes Association Research Foundation closely monitors the use of grant funds. Each grantee is required to submit an Annual Progress Report, which includes a scientific and a financial portion, 30 days after the end of each previously committed funding year. Each year of funding after the first is contingent upon approval of the Annual Progress Report and the availability of funds. If the complete report is not received within 90 days after the due date, the award will be terminated. After the completion of the final year of the grant, a Cumulative Final Report, which includes a scientific and financial portion, is due within 60 days after the expiration date of the grant. If the complete final report is not received by the due date, the grantee will not be eligible to apply for any future awards until the obligations for the award are complete. Part II Core awards fall into three primary program types general research awards, career development awards, and training awards. Research awards are designed to support different types of research projects, career development awards are designed to assist young investigators and junior faculty advance in their careers as they establish independence from their mentors, and training awards offer support for post-doctoral fellows as they gain research training experience. Targeted awards are offered periodically as we secure sponsor support, and are usually designed to request research proposals in specific topics. These are usually one time offerings that are not offered again. Overall, the core awards will consider any research topic, but targeted awards are focused on specific fields of research. Pathway awards fall into three main categories Initiator, Accelerator, and Visionary. Our Pathway grants support innovative basic, clinical, translational, epidemiological, behavioral, or health services research relevant to any diabetes type, diabetes-related disease state, or diabetes complication. The Association seeks exceptional candidates from a broad range of disciplines, including medicine, biology, chemistry, computing, physics, mathematics and engineering. All Pathway awards are available by institutional nomination only. Part III Line 1,2 The American Diabetes Association Research Foundation program provides support to undergraduate minority students and young scientists through Junior Faculty Stipend Awards and Minority Undergraduate Internships. The Foundations Junior Faculty Stipend award is designed to support new faculty level investigators. The award supports and individuals salary and research project through an annual loan repayment. The Minority Undergraduate Internship award funds the training of an underrepresented minority undergraduate student as she/he gains valuable experience in diabetes research through a one year internship. true true false false false false false false false Kevin L Hagan Effective 6115 Chief Executive Officer 277249 50000 16093 18500 10007 371849 Deborah L Johnson Departure date 10 Chief Financial Officer 188048 97695 198435 17910 502088 Robert Ratner MD FACP FACE Chief Scientific Medical Officer 415110 2958 1144 419212 Charlotte M Carter SVP Financial Services 163460 710 10745 9533 184448 Part I Line 3 The Chief Executive Officer, the Chief Financial Officer, and Chief Scientific Medical Officer of the American Diabetes Association the Association also serve in these roles for the American Diabetes Association Research Foundation the Foundation. The Principal Officers of the Board of Directors of the Association use an executive compensation committee, compensation studies, and an independent consultant to establish the compensation of the Chief Executive Officer. The Committee also reviews the compensation of the other senior staff to ensure compensation is within the guidlines set by the Committee. Part I Line 4a and 4b The reported compensation in Part II for Deborah L. Johnson, Chief Financial Officer departure date 10/13/15 includes the following severance 32,233 and 457f plan 48,859. The reported deferred compensation includes the following accrued separation compensation of 185,300, retirement of 13,752 and other employee benefits of 17,910. Part I Line 4b The Chief Executive Officer is compensated by the American Diabetes Association and participated its supplemental retirement plan. The reported retirement and other deferred compensation includes contritbutions to the Chief Executive Officers 457f plan in the amount of 18,500 for an annual contributions. Part II Line 1 Kevin L. Hagan began his tenure as Chief Executive Officer of the American Diabetes Association effective June 1, 2015. Part II Line 2 Deborah L. Johnson, Chief Financial Officers employment ended October 13, 2015 with the American Diabetes Association. Janos Peti-Peterdi Grant Review Committee Member 115000 ADA -BI CKD Award Sheila Collins Grant Review Committee Member 103500 Basic Science David A Guertin Grant Review Committee Member 103500 Basic Science Derek LeRoith Grant Review Committee Member 56909 Basic Science Yan Chun Li Grant Review Committee Member 103500 Basic Science Ronald M Lynch Grant Review Committee Member 103500 Basic Science Michael J Quon Grant Review Committee Member 103500 Basic Science Kevin Williams Grant Review Committee Member 103500 Basic Science John Patrick Driver Grant Review Committee Member 103500 Basic Science Justin L Grobe Grant Review Committee Member 103500 Basic Science Kathryn M Haskins Grant Review Committee Member 103500 Basic Science Chih-Hao Lee Grant Review Committee Member 103500 Basic Science Ji Li Grant Review Committee Member 127612 Basic Science Yuguang Shi Grant Review Committee Member 112456 Basic Science Laura Cristina Alonso Grant Review Committee Member 103500 Basic Science Jeffrey S Elmendorf Grant Review Committee Member 103500 Basic Science Yingqun Huang Grant Review Committee Member 103500 Basic Science Jongsoon Lee Grant Review Committee Member 103500 Basic Science Jiandie D Lin Grant Review Committee Member 103500 Basic Science Xin-Liang Ma Grant Review Committee Member 103500 Basic Science Espen Eric Spangenburg Grant Review Committee Member 145414 Basic Science Alexander Staruschenko Grant Review Committee Member 103500 Basic Science Yuxiang Sun Grant Review Committee Member 103500 Basic Science Qingchun Tong Grant Review Committee Member 103500 Basic Science Yong Xia Grant Review Committee Member 103500 Basic Science Yi-Guang Chen Grant Review Committee Member 115000 Basic Science Richard Glenn Kibbey Grant Review Committee Member 115000 Basic Science Jang H Youn Grant Review Committee Member 115000 Basic Science Fredric Kraemer Grant Review Committee Member 103500 Basic Science Todd Michael Brusko Grant Review Committee Member 103500 Basic Science Lily Q Dong Grant Review Committee Member 103500 Basic Science Timothy E Graham Grant Review Committee Member 103500 Basic Science Franck Mauvais-Jarvis Grant Review Committee Member 103500 Basic Science Kelle Harbert Moley Grant Review Committee Member 103500 Basic Science Richard Mark O'Brien Grant Review Committee Member 103500 Basic Science Muthu Periasamy Grant Review Committee Member 140686 Basic Science Joyce Jezerc Repa Grant Review Committee Member 103500 Basic Science Assia C Shisheva Grant Review Committee Member 103500 Basic Science Ling Qi Grant Review Committee Member 155250 Career Development Kristen Jane Nadeau MD Grant Review Committee Member 155250 Career Development Carey Nien-Kai Lumeng Grant Review Committee Member 155250 Career Development Janet K Snell-Bergeon Grant Review Committee Member 155250 Career Development Hubert Ming Tse Grant Review Committee Member 155240 Career Development Burton M Wice Grant Review Committee Member 180000 Clinical Science and Epidemiology Award Allison B Goldfine Grant Review Committee Member 180000 Clinical/Translational Research John Peter Mordes Grant Review Committee Member 192514 Innovation Jane Jin-Hee Kim Grant Review Committee Member 45000 Innovation Anders H Berg Grant Review Committee Member 45000 Innovation Takhar Kasumov Grant Review Committee Member 45000 Mentor-Based Minority Postdoctoral Fellowship Allison B Goldfine Grant Review Committee Member 40500 Mentor-Based Minority Postdoctoral Fellowship Holly A Ingraham Grant Review Committee Member 13838 Mentor-Based Minority Postdoctoral Fellowship Carlos Bernal-Mizrachi Grant Review Committee Member 35374 Mentor-Based Minority Postdoctoral Fellowship David E Cohen Grant Review Committee Member 40500 Mentor-Based Minority Postdoctoral Fellowship Thomas W Gettys Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Rodica Pop-Busui Grant Review Committee Member 58256 Mentor-Based Postdoctoral Fellowship Jonathan Michael Graff Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Michael D Jensen Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Timothy E McGraw Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Satchidananda Panda Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Pere Puigserver Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Steven E Shoelson Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Christian Vaisse Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Morris F White Grant Review Committee Member 40500 Mentor-Based Postdoctoral Fellowship Todd Michael Brusko Grant Review Committee Member 3000 Minority UnderGraduate Internship Justin L Grobe Grant Review Committee Member 3000 Minority UnderGraduate Internship Takhar Kasumov Grant Review Committee Member 3000 Minority UnderGraduate Internship Muthu Periasamy Grant Review Committee Member 3000 Minority UnderGraduate Internship Elizabeth Jane Parks Grant Review Committee Member 179904 Translational Science Award Labros S Sidossis Grant Review Committee Member 179202 Translational Science Award Christopher G Kevil Grant Review Committee Member 169906 Translational Science Award Zhengping Yi Grant Review Committee MemberGrant Review Committee Member 180000 Translational Science Award M Suzanne C Berry Interim Chief Executive Officer 106598 Professional Management Services false LYFECHANNEL Inc Family member of Deborah L Johnson, CFO 50000 Lighthouse software development false Part III Line 1 The Scientific Review Panel follows the requirements of the American Diabetes Associations conflict of interest policy when reviewing grant applications and providing funding recommendations. Members must recuse themselves for institutional, financial and personal conflict of interest. Panel members are not permitted to participate in the grant review process if they are listed as the principal investigator of an application under consideration. In addition, members may not participate in the review of a specific grant if the principal investigator is a close collaborator or close associate of the panel member. Part IV Line 1 M. Suzanne C. Berry, Interim Chief Executive Officer, an employee of Berry 2 Associate provided Interim Chief Executive Officer services to the American Diabetes Association through March 31, 2015. Part IV Line 2 The American Diabetes Association conducted a business transaction with LYFECHANNEL, Inc. for Lighthouse software development. Lighthouse is a digital patient care program that brings together patients, their primary physician, extended care providers and dedicated team of nurses, counselors and dietitians that will re-write the care for people living with diabetes and elevate the impact of great self-management. The CEO of LYFECHANNEL is a brother of Deborah Johnson, CFO of the American Diabetes Association. Prior to the transaction, a full conflict of interest disclosure was made to the Board and terms of the contract were fully vetted by the appropriate members of the Associations management. Form 990, Part I, Line 1 The American Diabetes Association Research Foundation, Inc. the Foundation secures major gifts and grants to fund diabetes-related research. Form 990, Part III, Line 4 Continued 75 Years of Progress in the Fight Against Diabetes Form 990, Part III, Line 4 Continued Did you know that in the United States, diagnosed diabetes has increased by 350 percent in the last 30 years Thats 1.4 million Americans diagnosed every year. Diabetes literally touches everyone. It is dangerous, invasive and unrelenting. Its a chronic disease that spans all ages and walks of life, but targets children, the elderly and minority populations more than others. It costs the United States billions of dollars each year in lost productivity. It is a global epidemic. Form 990, Part III, Line 4 Continued Today nearly 30 million adults and children in the U.S. have diabetes - nearly 10 percent of the population. To make matters worse, 8.1 million of those 30 million dont even know that they have the disease. And yet another troubling trend is emerging. Type 2 diabetes, whose risk factors include a sedentary lifestyle and being overweight, is seen increasingly in children. In fact, between 2002 and 2009, there was a 35 percent increase in type 2 among adolescents. Research suggests that type 2 diabetes behaves differently in children than in adults - progressing more rapidly and aggressively. Form 990, Part III, Line 4 Continued The American Diabetes Association is the only organization dedicated specifically to the research, education and advocacy required to improve the lives of all Americans with diabetes. For 75 years, we have been working on the frontlines to educate at-risk populations, protect the rights of people with diabetes at work, school and other aspects of daily life, pioneer clinical and research breakthroughs and foster a pipeline of the best and brightest scientists. From research labs to the halls of the Capitol to the offices of health care practitioners to communities nationwide, we are there. We envision a life free of diabetes and all its burdens, which is fueled by our mission to prevent and cure diabetes and to improve the lives of all people affected by diabetes. Form 990, Part III, Line 4 Continued Diabetes Research Form 990, Part III, Line 4 Continued Accelerating Progress toward the Next Big Discovery Form 990, Part III, Line 4 Continued Diabetes is an extremely complex disease, caused by a combination of various genetic and environmental factors that progressively lead to an inability to produce or effectively utilize insulin. The complexity of causes conspiring to diminish the bodys production or response to insulin, leading to high blood glucose and eventual development of diabetes, makes finding a single cure particularly difficult. While a cure has been elusive, critical research efforts in recent decades have led to significantly improved patient care, resulting in fewer complications and better health outcomes for individuals with diabetes. Form 990, Part III, Line 4 Continued As a leader in diabetes research, and the only organization dedicated specifically to the research, education and advocacy required to improve the lives of all people with diabetes, the American Diabetes Association funds critical, innovative diabetes research and invests in promising scientists early in their careers. Our direct involvement in diabetes research extends back to the 1940s when Dr. Charles H. Best, one of four scientists credited with discovering insulin, provided the Association with the framework and early leadership for a formalized diabetes research program. Form 990, Part III, Line 4 Continued Since our Research Programs inception in 1952, we have been the leader in funding cutting-edge diabetes research, supporting nearly 4,500 research projects and investing more than 735 million in diabetes research. In 2015, the Association made more than 31 million available to support 354 new and continuing research projects at 144 leading research institutions. The supported projects cover the broad spectrum of research approaches including basic, clinical and translational science and address all types of diabetes, diabetes-related disease states and complications. Form 990, Part III, Line 4 Continued The primary goals of the Associations Research Program are Form 990, Part III, Line 4 Continued Support the highest quality science across the broad spectrum of diabetes research. Form 990, Part III, Line 4 Continued Support investigators early in their careers to encourage them to dedicate their efforts to diabetes research. Form 990, Part III, Line 4 Continued Support innovative research with a high potential to have a significant impact for patients with diabetes. Form 990, Part III, Line 4 Continued Peer Review Process Form 990, Part III, Line 4 Continued One of the factors that sets American Diabetes Association-funded research apart and ensures that we are supporting the very best science is peer review. Peer review is a process whereby grant applications are reviewed and evaluated by individuals who are experts in the field or peers of the individual submitting the grant. Association grant applications all undergo peer review by three or more volunteer experts who are themselves diabetes researchers. Reviewers provide both a score and detailed comments regarding the strengths and weaknesses of each grant they review. Scores from all reviewers for each grant are averaged to arrive at a composite merit score that is then used to determine which grants to support. Form 990, Part III, Line 4 Continued Types of Research Awards Form 990, Part III, Line 4 Continued Research awards are divided into four major categories that reflect our research goals and priorities, provide extraordinary opportunities for researchers from diverse backgrounds, and foster the professional development of young scientists interested in diabetes research. The categories are Investigator-Initiated Awards Core Program Pathway to Stop Diabetes Collaborative Targeted Research and Research Co-Support. Approximately 80 percent of American Diabetes Association-funded research falls under the Core Research Awards. In 2015, the Association moved to a single annual grant application cycle for its Core Research Program, featuring a streamlined grant portfolio. A total of 729 research grant applications were submitted. From those applications, 35 post-doctoral fellowships and 50 research and development grants were selected for funding. Form 990, Part III, Line 4 Continued Research Program Outcomes Form 990, Part III, Line 4 Continued According to a 2015 retrospective Outcomes Research survey, American Diabetes Association-funded researchers show an exemplary commitment to advancing their careers within the field of diabetes research. Within five years of their award Form 990, Part III, Line 4 Continued 99 percent remain in diabetes research Form 990, Part III, Line 4 Continued Average more than five publications per award Form 990, Part III, Line 4 Continued 92 percent receive subsequent funding to continue their research efforts Form 990, Part III, Line 4 Continued Subsequent funding amounted to a total of 260.2 million, which is 7.36 for every 1 invested by the American Diabetes Association Form 990, Part III, Line 4 Continued Pathway to Stop Diabetes Form 990, Part III, Line 4 Continued Launched in 2013, the American Diabetes Associations Pathway to Stop Diabetes initiative aims to inspire a new generation of diabetes researchers who are early in their career or are established but would like to expand their focus on diabetes research. Through awards of 1.625 million over the course of five to seven years, the program allows researchers to have the time and focus needed to explore new ideas. With a goal of funding 100 new diabetes researchers over the next decade, Pathway provides crucial support to individuals focusing on innovative ideas and transformational approaches that will lead to new discoveries in diabetes prevention and treatment. Importantly, Pathway is in addition to ongoing Association research activities and is significantly expanding our research efforts. Form 990, Part III, Line 4 Continued Six new Pathway scientists began their research projects in January 2015. During the 2015 calendar year these new awardees, along with the initial five Pathway scientists, collectively published nine high-impact publications, gave more than 40 presentations at scientific meetings, presented 32 invited lectures and filed one patent application. Two Pathway Scientists earned faculty promotions. This level of accomplishment from just 11 individuals is exceptional. The second annual Pathway to Stop Diabetes Symposium was held at the American Diabetes Associations 75th Scientific Sessions in Boston, bringing together the Mentor Advisory Group, program sponsors and Association leadership to meet the Pathway scientists and hear firsthand about their exciting projects and discoveries. The third annual Pathway to Stop Diabetes grant competition also took place in 2015. The Mentor Advisory Group reviewed 103 outstanding nominations and selected six new Pathway Awardees who began their grants in January 2016. These new awardees bring the Pathway scientist cohort up to 17 outstanding investigators. Form 990, Part III, Line 4 Continued 2015 Research Highlights Form 990, Part III, Line 4 Continued American Diabetes Association-supported researchers made significant progress in understanding how diabetes develops and progresses, and in identifying new ways to combat the disease. Notable advances include the development of a smart insulin patch that uses nanotechnology to successfully regulate blood glucose levels in laboratory mice studies uncovering new links between cognitive health and prediabetes and a better understanding of how diabetes during pregnancy affects the offsprings health. Boehringer Ingelheim provided support for a targeted research initiative addressing unmet research needs in the area of treating diabetes in the setting of chronic kidney disease and renal insufficiency. This initiative resulted in 81 submissions, and three grants were awarded in April 2015 that will build the evidence base informing clinical practice for people with diabetes complicated by kidney disease. Form 990, Part III, Line 4 Continued Headlines from Projects Supported by the American Diabetes Association Research Program in 2015 Form 990, Part III, Line 4 Continued Research to Identify and Correctly Treat Rare Forms of Diabetes Form 990, Part III, Line 4 Continued Pathway to Stop Diabetes Scientist Generates Smart Insulin Patch Form 990, Part III, Line 4 Continued Aerobic Exercise Improves Brain Function for People with Prediabetes Form 990, Part III, Line 4 Continued Study Uncovers Potential New Ways to Prevent Beta Cell Death in Type 2 Diabetes Form 990, Part III, Line 4 Continued Older Adults Motivated to Make Lifestyle Changes Form 990, Part III, Line 4 Continued Improving Pregnancy Outcomes in Obese Mothers Starts with Healthy Eggs Form 990, Part III, Line 4 Continued Very Low Effort Muscular Activity and Diabetes Risk Form 990, Part III, Line 4 Continued The Diabetes-Depression Connection Form 990, Part I, Line 4 Continued Scientific Sessions Form 990, Part III, Line 4 Continued Held annually, Scientific Sessions exemplifies the American Diabetes Associations leadership role in the global diabetes community, while providing a critical platform for driving diabetes awareness. Scientific Sessions is the worlds largest scientific and medical meeting focused on the latest basic and clinical science research related to diabetes and its complications. The 75th Scientific Sessions in Boston showcased the American Diabetes Associations 75th Anniversary. A special exhibit highlighted the history of the American Diabetes Association and of diabetes treatment and care over the past 75 years. With a total attendance of more than 18,000, the meeting met its programmatic and financial goals, while generating more than 17 billion audience media impressions worldwide. A record-breaking number of abstracts regular and late-breaking combined were received for a total of more than 3,600. Form 990, Part VI, Section A, Line 1a The main responsibilities and focus of the Foundations Board is to advance, support, and promote charitable contributions by soliciting major gifts for the purpose of funding the American Diabetes Associations Nationwide Research Program. The Board of Directors of the Foundation provides governance over the activities of the Foundation in accordance with the purposes, policies, and procedures of the American Diabetes Association. The Board delegates to the Foundations Executive Committee responsibility for management of the Foundation when the Board is not in session. The American Diabetes Association provides complete operational support to the Foundation including staff, facilities and administrative processes. The Foundations annual budget and audit process are governed by the American Diabetes Association Board of Directors and Audit Committee. Form 990, Part VI, Section A, Line 3,7a,7b The Foundations affairs are managed by the Foundations Board of Directors. The Board of Directors of the Foundations supervises, directs, and controls the activities of the Foundation in accordance with the mission, purposes, policies and procedures of the American Diabetes Association. The Board delegates to the Foundations Executive Committee responsibility for management of the Foundation when the Board is not in session. The American Diabetes Association provides complete operational support to the Foundation including staff, facilities and administrative processes. The Foundations annual budget and audit process are governed by the American Diabetes Association Board of Directors and Audit Committee. If a vacancy occurs among the Foundations officers for any reason, the Board of Directors of the American Diabetes Association shall fill such position for the unexpired portion of the term. Form 990, Part VI, Section B, Line 11a IRS Form 990 Review Process by the Governing Body Form 990, Part VI, Section B, Line 11a Continued The American Diabetes Association Research Foundation the Foundation draft IRS 990 is reviewed by the American Diabetes Associations Audit Committee. The final and signed IRS from 990 was provided to the Associations Board of Directors prior to filing with the IRS. Form 990, Part VI, Section B, Line 12 Managing a Conflict of Interest Form 990, Part VI, Section B, Line 12c Continued To identify potential conflicts of interest with appropriate due diligence, the Foundations Officers, Directors, and members of the Grant Review Panel must annually disclose any potential conflicts of interest. The American Diabetes Associations Audit Committee and senior staff in legal affairs manage the disclosure and monitoring processes of the Board. The senior staff on the Associations Scientific and Medical Division manage the disclosure and monitoring processes of the Grant Review Panel. Form 990, Part VI, Section B, Line 11a Through review of the annual disclosures and review of the agendas of relevant Board, Committee and other meetings, appropriate efforts are made in advance of the meetings to identify potential conflicts of interest. Each person also has the responsibility to report his/her own conflicts of interest actual or perceived as those conflicts may arise during a meeting. Form 990, Part VI, Section B, Line 12c Research Grants Review Committee Form 990, Part VI, Section B, Line 12c Conflict of Interest COI within the Research Grants Review Committee is managed through a written COI policy and through COI declarations signed both before and after the review cycle. The COI for grant reviewers is self-reported. The primary considerations addressed in the COI policy and program guidelines are as follows - Institutional Individuals are required to recuse themselves from reviewing grants for scientists at the same institution, including any institutions with which they may be negotiating employment. - Financial Individuals are required to recuse themselves from reviewing grants from which they stand to gain financially if the grant is awarded co-PI, collaborator, subcontracts, etc.. Personal Individuals are required to recuse themselves from reviewing grants for investigators with whom they either have a personal or professional relationship collaborators, colleagues or personal friends, or a long standing professional or scientific disagreement that prevents them from unbiased review. Form 990, Part VI, Section B, Line 13 The American Diabetes Association has a written whistleblower policy that applies to the American Diabetes Association Research Foundation. Form 990, Part VI, Section B, Line 14 The American Diabetes Association has a written Document Retention and Destruction policy that applies to the American Diabetes Association Research Foundation. Form 990, Part VI, Section c, Line 17 Filing Jurisdiction-Registration Number Filing Jurisdiction-Registration Number Alabama AL97-256 Minnesota N/A Alaska N/A Mississippi 100000294 Arkansas N/A New Hampshire 5006 California CT81471 New Jersey CH-0581900 Colorado 2002-3003670 New Mexico N/A Connecticut 5084 New York 01/30/65 District of Columbia 981855 North Carolina SL000618 Florida CH1618 North Dakota 7894 Georgia CH-001422 Ohio 01-0239 Hawaii N/A Oklahoma N/A Illinois CO 01-025537 Oregon 16402 Indiana 000103829-000 Pennsylvania No. 21 Kansas 177-257-3SO Rhode Island 95-233 Kentucky 45 South Carolina 641 Louisiana N/A Tennessee 5104 Maine CO-1247 Utah 6536093-Char Maryland 102 Virginia N/A Massachusetts O29317 Washington 7664 Michigan MICS 10326 West Virginia N/A Wisconsin 3020-800 Form 990, Part VI, Section C, Line 19 Document Disclosure The following documents are available on the American Diabetes Association website http//www.diabetes.org Board of Directors, audited Foundation financial statements, IRS Forms 990, and the whistleblower policy. Available subject to request to the American Diabetes Association Legal Affairs department are the following current bylaws, Articles of Incorporation, and the conflict of interest policy. Form 990, Part VII, Section A, Line 4,17,18 The Chief Executive Officer is a non-voting member of the Research Foundation Board of Directors. The Chief Executive Officer, the Chief Financial Officer, and the Chief Scientific Medical Officer are compensated by the American Diabetes Association based on a standard average of 38 hours per week. Form 990, Part VII, Section A, Line 4,15 and 16 Kevin L. Hagan began his tenure as Chief Executive Officer of the American Diabetes Association effective June 1, 2015. Deborah L. Johnson, Chief Financial Officers employment ended October 13, 2015. M. Suzanne C. Berry, Interim Chief Executive Officer term was from August 1, 2014 to February 28, 2015. Form 990, Part XI, Line 9 Other changes in net assets or fund balances of 810,820 reflect prior year research grant award refunds and forfeitures. American Diabetes Association 1701 N Beauregard Street Alexandria VA 22311 131623888 See Part VII OH 501 c 3 7 N/A false American Diabetes Association Property Title Holding Corporation 1701 N Beauregard Street Alexandria VA 22311 541948004 See Part VII VA 501 c 2 N/A American Diabetes Association true false false true false false false false false false false false false true true true false false false false American Diabetes Association c 35657156 Cash American Diabetes Association m,n,o 1379854 FMV Part II Line 1b The mission of the American Diabetes Association is to prevent and cure diabetes and to improve the lives of all people affected by diabetes. Part II Line 2b The American Diabetes Association Property Title Holding Corporation was established to hold title to real property, collect the income therefrom, and remit to the American Diabetes Association.