2016-11-14T10:34:31-06:00 2016-06-30 351509921 Swartz Retson & Co PC 235 E 86th Avenue Merrillville IN 46410 990 2015-07-01 132890752 Council for Adult and Experiential Learning COUN 3124992600 55 East Monroe No 2710 Chicago IL 60603 GLORIA WAGNER CFO 3124492600 2016-11-14 1 Richard A Young P00367526 2197693616 2015 2017-02-10 21:41:12Z GLORIA WAGNER 55 EAST MONROE CHICAGO IL 60603 9686887 0 X WWW.CAEL.ORG X 1979 IL CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 28 28 77 28 0 0 5017471 2436960 5636565 5698663 1378083 401708 110196 20291 12142315 8557622 0 0 0 0 5652470 6480900 36859 0 0 4968908 4935461 10658237 11416361 1484078 -2858739 15757096 13439403 2081935 2980367 13675161 10459036 X CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 0 0 3077320 1842816 Client Relations: Assists Employers and joint labor - management entities to create learningand career advising projects for both the active and downsized workforce. 2004034 1082878 LEARNING COUNTS: A DIRECT SERVICE TO ADULT LEARNERS, THE ORGANIZATION OPERATES A NATIONAL, ON-LINE SERVICE TO ASSESS ADULTS' LEARNING FROM LIFE AND WORK EXPERIENCE FOR POTENTIAL COLLEGE CREDIT. 1654728 994436 HIGHER EDUCATION: ASSISTS EDUCATIONAL INSTITUTIONS TO PROVIDE ADULTS WITH MEANINGFUL, RELEVANT, AND QUALITY LEARNING EXPERIENCES. 1643237 1798824 ADDITIONALLY, THE ORGANIZATION PROVIDES RESEARCH, FACILITATION AND PLANNING ASSISTANCE TO PUBLIC SECTOR AND HEALTHCARE ORGANIZATIONS DEVELOPING EDUCATION AND TRAINING INITIATIVES. 1643237 1798824 8379319 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 86 0 1 77 0 0 0 0 0 0 0 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 IL X GLORIA WAGNER CFO 3124992688 55 EAST MONROE SUITE 2710 CHICAGO IL 60603 DENNIS DOWDELL TRUSTEE 1.00 X 0 0 0 ALAN DAVIS TRUSTEE 1.00 X 0 0 0 RICH PATTENAUDE TRUSTEE 1.00 X 0 0 0 DANA MOHLER-FARIA TRUSTEE 1.00 X 0 0 0 REY GARCIA TRUSTEE 1.00 X 0 0 0 CAROLE COWAN TRUSTEE 1.00 X 0 0 0 ANTHONY BEEBE TRUSTEE 1.00 X 0 0 0 JOHN COLBORN trEASURER 1.00 X X 0 0 0 JOHN CAVANAUGH vICE CHAIR 1.00 X X 0 0 0 STEVE MIRANDA TRUSTEE 1.00 X 0 0 0 WILLIAM MCKINNEY TRUSTEE 1.00 X 0 0 0 KIMO KIPPEN TRUSTEE 1.00 X 0 0 0 MICHAEL WRIGHT TRUSTEE 1.00 X 0 0 0 FELICE NUDELMAN TRUSTEE 1.00 X 0 0 0 ELSA NUNEZ seCRETARY 1.00 X X 0 0 0 CHRIS BUSTAMANTE Chair 1.00 X X 0 0 0 JACK WARNER TRUSTEE 1.00 X 0 0 0 michael d'ambrose trusTEE 1.00 X 0 0 0 BRUCE LESLIE trusTEE 1.00 X 0 0 0 BARBARA MURPHY truSTEE 1.00 X 0 0 0 DORSEY KENDRICK TRUSTEE 1.00 X 0 0 0 ERIC WINEGARDnER TRUSTEE 1.00 X 0 0 0 ARTHUR F KIRK JR Past Chair 1.00 X 0 0 0 TOM BALANOFF TRUSTEE 1.00 X 0 0 0 JILL WAKEFIELD TRUSTEE 1.00 X 0 0 0 CHARLES MIDDLETON TRUSTEE 1.00 X 0 0 0 Jeanne Beliveau-Dunn truSTEE 1.00 X 0 0 0 Mary-Beth Cooper truSTEE 1.00 X 0 0 0 Deborah L Ford truSTEE 1.00 X 0 0 0 Michael Johnson truSTEE 1.00 X 0 0 0 Teresa Lubbers truSTEE 1.00 X 0 0 0 Annette Parker truSTEE 1.00 X 0 0 0 Brenna Preisser truSTEE 1.00 X 0 0 0 PAMELA TATE CEO 40.00 X 380414 0 19066 GLORIA WAGNER CFO 40.00 X 140769 0 16446 scott campbell VP OF HIGHER EDUCATION 40.00 X 161513 0 9110 GABI ZOLLA COO 40.00 X 156159 0 31016 JOEL SIMON VP of workforce & economic 40.00 X 149799 0 17148 AMY SHERMAN VP of Alliances 40.00 X 124953 0 16856 lynn schroeder vp of client relations 40.00 X 135674 0 11434 jo winger de rondon VP of Development 32.00 X 113458 0 27791 Robert Sautter Director of Finance/Controller 40.00 X 122949 0 13931 1485688 0 162798 14 0 1 0 Super Humane LLC 4119 Decatur St Denver CO 80211 IT Services 510624 next street Financial LLC 184 dudley street suite 200 roxbury MA 02119 strategic consultants 289753 2 2436960 2436960 CONTRACT REVENUE & CONSULTING 611710 5073541 5073541 MEMBERSHIP DUES 900099 234723 234723 CONFERENCE REGISTRATION FEES 611710 230545 230545 OTHER PROGRAM FEES 900099 134392 134392 PUBLICATIONS 511130 25462 25462 5698663 197995 197995 1332978 1129265 203713 203713 203713 OTHER INCOME 900099 20291 20291 20291 8557622 5718954 0 401708 X 929701 453060 476641 4483473 3777226 706247 169858 144535 25323 506925 415649 91276 390943 307524 83419 21933 21933 65325 65325 60000 60000 1431964 1250742 181222 254314 149607 104707 347901 150675 197226 457455 943 456512 544902 430953 113949 432931 392477 40454 20415 20415 425670 334316 91354 85459 1166 84293 OUTREACH 527888 478839 49049 other 259304 91607 167697 11416361 8379319 3037042 0 1700558 1159085 449471 46662 1566600 976541 1507834 826929 146715 251280 2599965 1532462 793551 1067503 8719545 9111403 872822 0 15757096 13439403 617056 602288 320268 297875 1004759 2000000 139852 80204 2081935 2980367 X 8978384 7851617 4696777 2607419 13675161 10459036 15757096 13439403 -2858739 -357386 0 X X 0 1 X 1 0 X 4847748 2404834 5289906 5017471 2436960 19996919 4847748 2404834 5289906 5017471 2436960 19996919 8616159 11380760 137359 114447 124355 169447 197995 743603 46248 97731 197474 110196 20291 471940 21212462 24223394 0.53650 0.49850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 60000 60000 11356361 11416361 720818 180205 0 0 622575 630586 682912 720818 2656891 3985337 60000 30000 90000 60000 240000 155644 157647 170728 180205 664224 996336 39077 1258 40335 39040 37 39077 38994 46 39040 38936 58 38994 38878 58 38936 1.00000 0 0 262848 148121 114727 2337117 1384341 952776 1067503 Payable under agency agreement 80204 80204 X 8200636 -357386 400 -356986 8557622 0 8557622 11416761 400 400 11416361 0 11416361 Part V, Line 4: THE ENDOWMENT WAS CREATED BY THE BOARD TO MAKE AWARDS TO HONOR INDIVIDUALS WHO HAVE MADE SIGNIFICANT CONTRIBUTIONS IN THE FIELD OF ADULT AND EXPERIENTIAL LEARNING AS SELECTED BY THE BOARD OF TRUSTEES. Part X, Line 2: THE ORGANIZATION HAS ADOPTED THE PROVISIONS OF STANDARDS RELATING TO UNCERTAIN TAX POSITIONS. WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES IS RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. MANAGEMENT BELIEVES THAT THE CURRENT AND THREE PRIOR TAX PERIODS REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 PAMELA TATE CEO 380414 0 0 0 0 0 12833 0 6233 0 399480 0 0 0 GLORIA WAGNER CFO 140769 0 0 0 0 0 7038 0 9408 0 157215 0 0 0 scott campbell VP OF HIGHER EDUCATION 161513 0 0 0 0 0 8076 0 1034 0 170623 0 0 0 GABI ZOLLA COO 156159 0 0 0 0 0 7808 0 23208 0 187175 0 0 0 JOEL SIMON VP of workforce & economic 149799 0 0 0 0 0 7490 0 9658 0 166947 0 0 0 Part I, Line 1a THE PRESIDENT UPGRADES TO FIRST CLASS 25 - 30% OF THE TIME, FOR WHICH THE ORGANIZATION PAYS. Form 990, Part VI, Section A, line 8b THE CAEL BOARD OF TRUSTEES MEETS SEMI-ANNUALLY AND BOARD MINUTES ARE COMPILED. THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES MEET QUARTERLY. MINUTES ARE TAKEN. HOWEVER, ANY RECOMMENDATIONS FROM THE FINANCE COMMITTEE THAT REQUIRE BOARD ACTION ARE SENT TO ALL BOARD MEMBERS FOR FEEDBACK AND A VOTE. Form 990, Part VI, Section B, line 11 THE ORGANIZATION'S CFO & Director of Finance/Controller, & COO REVIEW THE FORM 990 PRIOR TO FILING. Then sent to Finance Committee of Board before filing. Form 990, Part VI, Section B, line 12c The board members sign a Conflict of Interest Statement annually. Form 990, Part VI, Section B, line 15 THE BOARD SHALL APPOINT A COMPENSATION AND CONFLICTS COMMITTEE, CONSISTING OF NOT LESS THAN THREE PERSONS, TO ADDRESS TRANSACTIONS AND DISQUALIFIED PERSONS. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL REVIEW TRANSACTIONS WITH DISQUALIFIED PERSONS. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL CONSIDER AND BE AUTHORIZED TO HIRE A DISINTERESTED THIRD PARTY TO REVIEW THE TRANSACTION FOR DETERMINATION OF WHETHER IT CONSTITUTES AN EXCESS BENEFIT TRANSACTION. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL IDENTIFY ON AN ANNUAL BASIS A LIST OF DISQUALIFIED PERSONS, AND OBTAIN THEIR ACKNOWLEDGEMENT OF THE INTERMEDIATE SANCTIONS POLICY. ALL DISINTERESTED PERSONS SHALL INFORM CAEL IF THEY HAVE A FINANCIAL INTEREST IN A TRANSACTION WITH CAEL. THE BOARD AND/OR THE COMPENSATION AND CONFLICTS COMMITTEE SHALL OBTAIN AND RELY UPON APPROPRIATE DATA AS TO THE COMPARABILITY OF THE TRANSACTION WITH UNRELATED PARTIES. THE MINUTES OF THE BOARD MEETINGS AND ALL COMMITTEES SHALL INCLUDE THE ADEQUATELY DOCUMENTED BASIS FOR DETERMINATION WITH RESPECT TO ANY TRANSACTION AND A "ROLL CALL" RECORD OF ANY VOTE TAKEN. DURING THE FISCAL YEAR REPORTED HEREIN, THE ORGANIZATION USED AN INDEPENDENT THIRD PARTY TO OBTAIN COMPARABILITY DATA AS PREVIOUSLY MENTIONED TO ASSIST IN DETERMINING COMPENSATION FOR THE CEO. THE RESULTS WERE REVIEWED BY THE COMPENSATION AND CONFLICTS COMMITTEE AND DOCUMENTED IN MINUTES. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST STATEMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. Form 990, Part IX, line 11g trainers, advisors, temps: Program service expenses 1,250,742. Management and general expenses 181,222. Fundraising expenses 0. Total expenses 1,431,964. FORM 990, PART XII, LINE 2C: NO CHANGES HAVE BEEN MADE TO THE AUDIT OVERSIGHT OR INDEPENDENT ACCOUNTANT SELECTION PROCESSES FROM THE PRIOR YEAR.