2016-11-14T10:21:00-06:00 2016-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2015-07-01 610445834 THE HOME OF THE INNOCENTS INC HOME 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 GORDON S BROWN PRESIDENT & CEO 5025961000 2016-11-08 1 CHRISTINE N KOENIG P01022180 5024269660 2015 2017-02-10 21:41:12Z PAUL W ROBINSON 1100 EAST MARKET STREET LOUISVILLE KY 402061874 35804519 0 X WWW.HOMEOFTHEINNOCENTS.ORG X 1880 KY TO PROVIDE LOVING CARE TO ABUSED, ABANDONED, NEGLECTED AND MEDICALLY FRAGILE CHILDREN. 31 31 757 175 0 0 6623497 5233484 25463205 27092682 1272596 455625 172759 271934 33532057 33053725 0 0 0 0 19039388 21439251 0 0 630174 13525130 13937333 32564518 35376584 967539 -2322859 87331373 76684733 22427329 14289911 64904044 62394822 X THE HOME OF THE INNOCENTS HAS BEEN OUR REGION'S OPEN ARMS TO CHILDREN IN CRISIS SINCE 1880. THE HOME PROVIDES LOVING, THERAPEUTIC CARE TO CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT AND NEGLECT, AS WELL AS SKILLED CARE TO MEDICALLY FRAGILE CHILDREN AND CHILDREN WITH OTHER SPEICAL NEEDS. 0 0 5506052 3542482 CRISIS CARE SERVICES - PROVIDE EMERGENCY AND LONG-TERM SHELTER, RESIDENTIAL TREATMENT, CRISIS INTERVENTION, AND RESPITE SERVICES FOR CHILDREN FROM BIRTH TO AGE 18 WHO ARE VICTIMS OF ABUSE, ABANDONMENT, NEGLECT, OR FAMILY CRISIS. CHILDREN ARE ACCEPTED 24 HOURS A DAY, 365 DAYS A YEAR. RESIDENTIAL CAPACITY IS 95 BEDS. THE HOME PROVIDED 419 CHILDREN WITH 26,607 DAYS OF CARE IN THE EMERGENCY SHELTER AND RESIDENTIAL TREATMENT PROGRAMS. 5531176 3232228 OUTPATIENT SERVICES - PROVIDE A FULL RANGE OF ASSESSMENT AND TREATMENT SERVICES INCLUDING MEDICAL, DENTAL, RADIOLOGY, AUDIOLOGY, PSYCHO-SOCIAL, PSYCHIATRIC, PHARMACY, BEHAVIORAL HEALTH, AND REHABILITATIVE THERAPIES FOR CHILDREN WITH DISABILITIES; LOW-INCOME CHILDREN; AND CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT, AND/OR NEGLECT. 15483030 16523285 KOSAIR CHARITIES PEDIATRIC CONVALESCENT CENTER (KCPCC) - CARES FOR CHILDREN WITH SEVERE DISABILITIES. THESE CHILDREN HAVE MEDICAL NEEDS THAT REQUIRE 24-HOUR SKILLED CARE; SOME ARE DEPENDENT ON VENTILATORS, RESPIRATORS AND FEEDING TUBES, AND ALL ARE IN WHEELCHAIRS AND HAVE LIMITED VERBAL COMMUNICATION ABILITIES. IF IT WERE NOT FOR HOME OF THE INNOCENTS, MANY OF THESE CHILDREN WOULD HAVE TO GROW UP IN A HOSPITAL. THE KCPCC STAFF CARE FOR CHILDREN FROM BIRTH TO AGE 21 AND CAN ACCOMMODATE 76 CHILDREN. LAST YEAR, THE HOME SERVED 105 CHILDREN WITH LONG-TERM AND RESPITE CARE. 977390 558655 RESIDENTIAL SERVICES - A 22-BED PROGRAM SPECIALIZING IN SERVING PREGNANT AND PARENTING TEEN GIRLS WHO HAVE BEEN ABUSED, ABANDONED, OR NEGLECTED. 1396123 1407531 THERAPEUTIC LOVING FOSTER CARE (TLC) - A FAMILY-BASED ALTERNATIVE TO INSTITUTIONAL TREATMENT FOR CHILDREN WITH SERIOUS EMOTIONAL AND BEHAVIORAL CONDITIONS. TLC FOCUSES ON CREATING "FOREVER FAMILIES" THROUGH SAFE FAMILY REUNIFICATION WHENEVER POSSIBLE, AND WHEN THAT'S NOT POSSIBLE VIA ADOPTION. THE HOME'S THERAPEUTIC LOVING FOSTER CARE PROGRAM HELPED 130 CHILDREN AND, AT THE END OF THE FISCAL YEAR, HAD 44 LICENSED FOSTER HOMES. SEVEN CHILDREN FOUND "FOREVER FAMILIES" THROUGH ADOPTION FROM FOSTER CARE. 316864 OTHER PROGRAM SERVICES - SCHOOL LUNCH PROGRAM AND MISCELLANEOUS INCOME TO SUPPORT OTHER PROGRAM ACTIVITIES. 2859657 1828501 HOME TO HOME SERVICES - SERVICES INCLUDE: 1)AFTERCARE AND FOLLOW-UP SERVICES TO ASSIST AT-RISK YOUNG ADULTS, AGES 18 - 24, WITH THE TRANSITION TO INDEPENDENT LIVING IN THE COMMUNITY. ALL ARE HOMELESS AND SOME HAVE BEEN IN FOSTER CARE OR ARE VICTIMS OF DOMESTIC VIOLENCE. EMPHASIS IS PLACED ON EMPLOYMENT, EDUCATION, AND LIFE-SKILLS DEVELOPMENT WITH THE GOAL OF SELF-SUFFICIENCY. THE HOME'S AFTERCARE PROGRAM ASSISTED 218 HOMELESS AND AT-RISK YOUNG ADULTS AND THEIR CHILDREN WITH CASE MANAGEMENT, HOUSING, EDUCATION, EMPLOYMENT AND LIFE-SKILLS. THE CORNERSTONE PEER SUPPORT GROUP CONTINUES TO BE THE FOUNDATION OF THE AFTERCARE PROGRAM'S SUCCESS. 2)COMMUNITY BASED SERVICES ARE IN-HOME PROGRAMS OFFERING THERAPEUTIC SUPPORT FOR SEVERELY EMOTIONALLY DISTURBED CHILDREN AND AT-RISK FAMILIES TO DECREASE OR MINIMIZE THE CHILD'S RISK OF IMMINENT HOSPITALIZATION OR OUT-OF-HOME PLACEMENT. 5233170 4111551 31753428 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 69 0 1 757 1 0 0 0 0 0 0 0 0 0 0 X 31 31 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 KY X DAVID MCDONALD SR VP FINANCE 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 INGRID ADAMS DIRECTOR 2.00 X 0 0 0 DAVE BREWER DIRECTOR 2.00 X 0 0 0 JULEE CARUCCI SECRETARY 2.00 X X 0 0 0 SCOTT HERRMANN DIRECTOR 2.00 X 0 0 0 HOWARD HOLLOMAN DIRECTOR 2.00 X 0 0 0 DERRICK LITTLEJOHN 2ND VICE CHAIRPERSON 2.00 X X 0 0 0 PHIL MCCAULEY TREASURER 2.00 X X 0 0 0 AMY SPEARS DIRECTOR 2.00 X 0 0 0 DOUG PHILLIPS DIRECTOR 2.00 X 0 0 0 CARL THOMAS DIRECTOR 2.00 X 0 0 0 KIRK CARTER DIRECTOR 2.00 X 0 0 0 BRAD CASE DIRECTOR 2.00 X 0 0 0 KATHY PELLEGRINO CHAIRPERSON 2.00 X X 0 0 0 THE REV CANON AMY REAL COULTAS DIRECTOR 2.00 X 0 0 0 SYLVIA GLASSMAN DIRECTOR 2.00 X 0 0 0 MICKEY BROWN DIRECTOR 2.00 X 0 0 0 JOEY CONELY DIRECTOR 2.00 X 0 0 0 DON NIX DIRECTOR 2.00 X 0 0 0 ROBERT OGBURN DIRECTOR 2.00 X 0 0 0 TONY GEORGES DIRECTOR 2.00 X 0 0 0 ED WEINBERG DIRECTOR 2.00 X 0 0 0 THE REV DR JADY KOCH DIRECTOR 2.00 X 0 0 0 DENISE VAUGHT 1ST VICE CHAIRPERSON 2.00 X X 0 0 0 GREP STUMP DIRECTOR 2.00 X 0 0 0 YVONNE AUSTIN DIRECTOR 2.00 X 0 0 0 RUTH DAVIS DIRECTOR 2.00 X 0 0 0 LINDA ENGEL DIRECTOR 2.00 X 0 0 0 BRAD ENNIS DIRECTOR 2.00 X 0 0 0 VIRGINIA FRAZIER DIRECTOR 2.00 X 0 0 0 DIANE GEORGES DIRECTOR 2.00 X 0 0 0 DR RITA GREER DIRECTOR 2.00 X 0 0 0 DAVID MCDONALD SR VP FINANCE 45.00 X 127746 0 4466 GORDON BROWN PRESIDENT/CEO (RETIRED) 45.00 X 282554 0 6313 PAUL W ROBINSON PRESIDENT/CEO 45.00 X 0 0 0 JUDITH BLOOR EXECUTIVE VP 45.00 X 110809 0 2378 MATTHEW GAUCK PHARMACY MANAGER 45.00 X 116593 0 4275 EULALIE FEE COO 45.00 X 133259 0 4289 770961 0 21721 5 0 1 0 UNIVERSITY OF LOUISVILLE RESEARCH FOUNDA UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 MEDICAL SERVICES 324967 WALKER MECHANICAL 1400 W JEFFERSON ST LOUISVILLE KY 40203 PLUMBING, HVAC 191847 2 450792 213596 1698013 2871083 29420 5233484 PEDIATRIC CONVALESCENT CENTER 900099 16523285 16523285 CRISIS CARE SERVICES 900099 3542482 3542482 OUTPATIENT SERVICES 900099 3232228 3232228 HOME TO HOME SERVICES 900099 1828501 1828501 THERAPEUTIC LOVING FOSTER CARE 900099 1407531 1407531 558655 558655 27092682 506351 506351 2640562 2691288 -50726 -50726 -50726 14576 213596 59506 -44930 -44930 SCHOOL LUNCH PROGRAM 900099 186051 186051 MISCELLANEOUS INCOME 900099 130813 130813 316864 33053725 27409546 0 410695 405161 101290 303871 17104280 15583256 1160925 360099 162140 134685 24093 3362 2429335 2139145 226118 64072 1338335 1162600 144628 31107 93531 3786 89745 47055 47055 105930 105930 2218604 2155628 18828 44148 108392 64994 21652 21746 166568 105178 39957 21433 974788 953672 15704 5412 99903 92478 7080 345 205575 204741 615 219 3014148 2868658 133219 12271 408181 396991 8550 2640 SUPPLIES 2527107 2515609 9107 2391 REPAIRS AND MAINTENANCE 751452 557212 182097 12143 FOSTER PARENT EXPENSE 745972 745972 RESIDENT EXPENSES 472066 472066 1998061 1495467 453808 48786 35376584 31753428 2992982 630174 1760380 1604824 92696 92219 1600735 1464056 5271039 4822189 13139500 5500000 120441 173216 358818 364330 67985137 24796697 45555619 43188440 17844078 18029472 150380 150380 1437687 1295607 87331373 76684733 3080340 2733829 19314622 11519485 32367 36597 22427329 14289911 X 61345556 58230799 664901 1371238 2893587 2792785 64904044 62394822 87331373 76684733 X -2322859 -71751 -114612 X 0 1 X 1 1 1 X 5264258 4638559 7664434 6623497 5233484 29424232 5264258 4638559 7664434 6623497 5233484 29424232 2804415 26619817 607799 628811 663449 680531 506351 3086941 253634 278829 364115 233947 316864 1447389 33958562 118102825 0.78390 0.76480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 103 0 0 0 103 0 PART II-B, LINE 1: DUES PAID TO VARIOUS ORGANIZATIONS OF WHICH A PORTION IS UTILIZED FOR LOBBYING ACTIVITIES. 19739970 536116 162324 626097 19812313 17205890 2132041 1386300 984261 19739970 15686017 2328141 2312970 3121238 17205890 15393069 480500 2430859 2618411 15686017 15357783 633898 888583 1487195 15393069 0.86000 0.14000 1 0 6237153 6237153 49519362 16661540 32857822 12228622 8135157 4093465 43188440 PATIENTS' DEPOSITS 30978 CHARITABLE GIFT ANNUITIES 5619 36597 X 32927868 -71751 -54106 -125857 33053725 0 33053725 35436090 59506 59506 35376584 0 35376584 PART V, LINE 4: INVESTMENTS ARE HELD AS BOTH BOARD-DESIGNATED AND DONOR-DESIGNATED FOR ENDOWMENT. INVESTMENTS HELD FOR DONOR-DESIGNATED ENDOWMENT PROVIDE INCOME FOR USE IN THE OPERATIONS OF THE HOME OR FOR FUTURE NEEDS. INVESTMENTS HELD FOR BOARD-DESIGNATED ENDOWMENT ARE SET ASIDE TO PROVIDE INCOME FOR OPERATING SHORTFALLS (IF ANY) AND TO PROVIDE RESERVES FOR FUTURE OPERATING NEEDS. PART X, LINE 2: THE HOME OF THE INNOCENTS, INC. IS EXEMPT FROM FEDERAL, STATE AND LOCAL INCOME TAXES AS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE HOME OF THE INNOCENTS, INC. FILES AN INFORMATIONAL TAX RETURN IN THE U.S. FEDERAL JURISDICTION. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE HOME'S TAX EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE DISREGARDED ENTITIES FOR FEDERAL, STATE AND LOCAL INCOME TAX PURPOSES. THE ACTIVITIES OF HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE INCLUDED IN THE HOME OF THE INNOCENTS, INC. INFORMATIONAL TAX FILINGS. AS OF JUNE 30, 2016 AND 2015, THE HOME DID NOT HAVE ANY ACCRUED INTEREST OR PENALTIES RELATED TO INCOME TAX LIABILITIES, AND NO INTEREST OR PENALTIES HAVE BEEN CHARGED TO OPERATIONS FOR THE YEARS THEN ENDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 59,506. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -113,612. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 59,506. BACKYARD BBQ 80628 74592 6036 106 5744 13984 11191 HEROES OF THE HOME 127348 121348 6000 350 6050 11435 4171 1 20196 17656 2540 3214 1833 1428 228172 213596 14576 456 15008 27252 16790 59506 -44930 X X X 0 0 0 0 0 0 0 0 0 GORDON BROWN PRESIDENT/CEO (RETIRED) 278237 0 0 0 4317 0 0 0 6313 0 288867 0 0 0 X 6 15932 FAIR MARKET VALUE X FOOD ITEMS 2 9200 FAIR MARKET VALUE X PRINTING 1 4288 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 DIRECTORS TONY GEORGES AND DIANE GEORGES ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS CIRCULATED TO THE BOARD OF DIRECTORS PRIOR TO A REGULARLY SCHEDULED MEETING, NOTING THAT THE FORM WOULD BE REVIEWED AND APPROVED AT THE NEXT MEETING AND TO CALL IF THERE ARE ANY QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER OR COMMITTEE MEMBER SIGNS A CONFLICT OF INTEREST STATEMENT UPON INITIAL APPOINTMENT TO THE BOARD AND ANNUALLY THEREAFTER. SIGNED STATEMENTS BY THE BOARD OF DIRECTORS ARE KEPT IN THE OFFICE OF THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A DEVELOPMENT OF COMPENSATION FOR THE PRESIDENT & CEO INCLUDES ALL OF THE FOLLOWING ELEMENTS: 1) REVIEW AND APPROVAL OF THE BOARD OF DIRECTORS, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE SHALL NOT BE INVOLVED IN THIS REVIEW AND APPROVAL; 2) USING DATA DEEMED TO RELATE TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATION, AND MAY INCLUDE ADVICE FROM CONSULTANTS OR OTHER ADVISORS BECAUSE OF THIER EXPERIENCE AND EXPERTISE IN HELPING BOARDS OF DIRECTORS SET COMPENSATION; 3)CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DETERMINES WHETHER OR NOT TO MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -113,612. TRANSFER TO HOTI REALTY HOLDINGS, INC. -1,000. HOTI REALTY LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY -32824 1153493 THE HOME OF THE INNOCENTS INC HOTI REALTY II LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY -2089336 38017764 THE HOME OF THE INNOCENTS INC HOTI REALTY HOLDINGS INC 1100 EAST MARKET STREET LOUISVILLE KY 40206 263064281 INVESTMENT HOLDING COMPANY KY THE HOME OF THE INNOCENTS INC C -1000 4097500 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 HOTI REALTY HOLDINGS INC R 1000 FAIR MARKET VALUE