2016-10-24T15:50:32-05:00 2016-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2015-07-01 710236867 UNIVERSITY OF THE OZARKS UNIV 4799791000 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 JEFF SCACCIA VP FOR FINANCE AND ADMINISTRAT 4799791000 2016-10-12 1 W LYNDEL LACKEY P00234298 4058482020 2016-10-04 2015 2017-02-10 21:41:12Z RICHARD DUNSWORTH 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 50280408 0 X WWW.OZARKS.EDU X 1852 AR TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 21 21 608 40 -1352 -1352 5911565 8175187 15761566 16975917 5381365 6599458 2439060 2213944 29493556 33964506 10049575 10467472 0 0 10220505 10426733 0 0 1081601 7342050 8735833 27612130 29630038 1881426 4334468 137172792 134451299 2777324 3278373 134395468 131172926 TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 0 0 25003675 10467472 17720837 EDUCATIONAL SERVICES - PROVIDED EDUCATIONAL COURSES TO AN AVERAGE ENROLLMENT OF 616 FULL TIME STUDENTS 25003675 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 49 0 1 608 1 1 1 0 0 0 0 0 0 0 0 0 X 21 21 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X JEFF SCACCIA 4799791310 415 N COLLEGE AVE CLARKSVILLE AR 72830 ALLYN DONAUBAUER TRUSTEE 0.25 X 0 0 0 TASHA BLACKBURN TRUSTEE 0.25 X 0 0 0 ARVID BEAN TRUSTEE 0.25 X 0 0 0 SUSAN SMITH EPPERSON TRUSTEE 0.25 X 0 0 0 ANN FILYAW TRUSTEE 0.25 X 0 0 0 WILLIAM RAIL TRUSTEE 0.25 X 0 0 0 CATHERINE LOWERY TRUSTEE 0.25 X 0 0 0 JUDY BOREHAM TRUSTEE 0.25 X 0 0 0 SUE TULL TRUSTEE 0.25 X 0 0 0 HARVE TAYLOR TRUSTEE 0.25 X 0 0 0 DUDLEY VILES TRUSTEE 0.25 X 0 0 0 JUDY BORCK TRUSTEE 0.25 X 0 0 0 LAURIE FISHER TRUSTEE 0.25 X 0 0 0 SHERILYN POOLE TRUSTEE 0.25 X 0 0 0 SUSAN PINSON TRUSTEE 0.25 X 0 0 0 CHRIS ALLEN TRUSTEE 0.25 X 0 0 0 JAMES BRUNING TRUSTEE 0.25 X 0 0 0 DAVID RAWHOUSER TRUSTEE 0.25 X 0 0 0 PAT CLIFFORD TRUSTEE 0.25 X 0 0 0 MALCOM HALL TRUSTEE 0.25 X 0 0 0 JUDITH KEITH TRUSTEE 0.25 X 0 0 0 RICHARD DUNSWORTH PRESIDENT 40.00 X 205413 0 50920 JEFF SCACCIA VP FOR FINANCE AND ADMINISTRATION 40.00 X 129383 0 14838 TRAVIS FEEZELL PROVOST 40.00 X 116868 0 25836 451664 0 91594 3 0 1 0 EAST HARDING INC 2230 COTTONDALE LANE SUITE 3 LITTLE ROCK AR 72202 CONSTRUCTION 1982160 ARAMARK CAMPUS SERVICES 27310 NETWORK PLACE CHICAGO IL 60673 FOOD SERVICE 1419265 HARNESS ROOFING INC 415 S MAIN HARRISON AR 72601 CONSTRUCTION 400629 JUMP COMPANY 1120 SOUTH 6TH SUITE 502 ST LOUIS MO 63104 BRANDING CONSULTANT 166018 EBSCO INFORMATION SERVICES PO BOX 204661 DALLAS TX 75320 ONLINE MEDIA 154423 5 34772 378683 7761732 599957 8175187 STUDENT TUITION AND FEES 611310 16975917 16975917 16975917 4801959 -62 4802021 361553 361553 1628300 519539 1108761 1108761 1108761 16115951 14318452 1797499 1797499 1797499 1909049 1477911 431138 431138 MISCELLANEOUS INCOME 900099 215128 216418 -1290 ADMINISTRATIVE COST ALLOWANCE 900099 50000 50000 ACTIVITY FEES 900099 29750 29750 17614 17614 312492 33964506 17720837 -1352 8069834 8025128 8025128 2442344 2442344 538029 476884 61145 7722537 6368755 833109 520673 563149 397638 134019 31492 1044717 664523 327564 52630 558301 429482 92758 36061 42606 3856 38750 95225 95225 146086 146086 570799 112562 336026 122211 280752 201162 4639 74951 624056 229378 299446 95232 291526 281947 9579 1314737 1194943 104098 15696 512320 435863 42577 33880 239 239 60792 60792 1530908 1387083 124981 18844 268081 247227 18122 2732 PROVISION FOR BAD DEBT 1489106 1489106 OTHER STUDENT EXPENSES 266862 266862 EQUIPMENT RENTAL & MAIN 243775 219997 18365 5413 ATHLETICS 182167 182167 815796 423413 391321 1062 29630038 25003675 3544762 1081601 20902 612527 2346345 3363801 40024 1930459 437089 693524 4550244 5179786 57170413 28780478 26732503 28389935 35772822 84272399 66828006 9732761 444857 276107 137172792 134451299 1278522 1292815 29511 91359 1302072 1135000 0 620882 167219 138317 2777324 3278373 X 23944489 23551044 28072188 26402444 82378791 81219438 134395468 131172926 137172792 134451299 4334468 -7557010 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 249909 249909 X X 0 98785939 2247408 -805665 733600 4380484 146086 94967512 100980602 1119640 1308643 599983 3833349 189614 98785939 92157588 992063 12359760 621472 3704754 202583 100980602 87538444 580256 9183619 596461 4336095 212175 92157588 92251795 289914 -1624963 499742 2715954 162606 87538444 0.01400 0.85520 0.13080 1 0 514594 795979 1310573 42387499 18394607 23992892 11054357 8623853 2430504 2417984 1762018 655966 28389935 MINERAL INTERESTS 41987 F PRIVATE EQUITIES 9690774 F 9732761 DEPOSITS HELD IN CUSTODY FOR OTHERS 138317 138317 18097764 -7557010 11720 -10318902 -17864192 35961956 -1997450 -1997450 33964506 21320306 11720 1997450 2009170 19311136 10318902 10318902 29630038 PART III, LINE 4: ROCK & MINERAL COLLECTION - ENHANCES SCIENCE CLASS EDUCATION (SPECIFICALLY GEOLOGY). WATERCOLOR PAINTING COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART STUDENTS AND SERVES AS AN EXAMPLE OF WHAT CAN BE CREATED. PFEFFER COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART AND HISTORY STUDENTS AND A GREAT EXAMPLE OF FINE ART. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS, PROFESSORSHIPS, AND MAINTENANCE OF CAMPUS FACILITIES PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS -10,172,816. INVESTMENT EXPENSES -146,086. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -519,539. COST OF GOODS SOLD -1,477,911. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 519,539. COST OF GOODS SOLD 1,477,911. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 10,172,816. INVESTMENT EXPENSES 146,086. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL BROCHURES, NEWSPAPER ADVERTISEMENTS, UNIVERSITY CATALOGS, ETC. INCLUDE THE NONDISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE US DEPARTMENT OF EDUCATION. SEOG, TEACH, AND PELL GRANTS, PERKINS LOANS, COLLEGE WORK STUDY FUNDS AND FEDERAL DIRECT LOANS ARE RECEIVED TO ENABLE THE UNIVERSITY TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS ATTENDING THE UNIVERSITY. FUNDS WERE RECEIVED FROM THE SPECIAL SERVICES FOR DISADVANTAGED STUDENTS PROGRAM UNDER TITLE IV. THOSE FUNDS COVERED THE EXPENSES OF THE UNIVERSITY'S STUDENT SUPPORT PROGRAM. 1 0 0 0 0 0 0 0 0 0 TUITION AND FEES CENTRAL AMERICA AND THE CARIBBEAN 60 2442344 0 0 0 0 0 0 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. 1 STUDENT FINANCIAL AID 602 8025128 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 RICHARD DUNSWORTH PRESIDENT 205413 0 0 0 0 0 16433 0 34487 0 256333 0 0 0 PART I, LINE 1A AS A REQUIREMENT OF HIS EMPLOYMENT, RICHARD DUNSWORTH, PRESIDENT OF THE UNIVERSITY, IS PROVIDED AN ON-CAMPUS RESIDENCE FOR PERSONAL USE. THIS BENEFIT WAS NOT INCLUDED AS TAXABLE COMPENSATION TO THIS INDIVIDUAL. A CITY OF CLARKSVILLE ARKANSAS 300632068 2015-12-01 1135000 REFUNDING SERIES 2010 BOND 0 0 0 A 1135000 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 0 X 10 513991 MKT VALUE ON GIFT DATE X 1 64865 MKT VALUE ON GIFT DATE X FOOD & SUPPLIES 2 20686 FMV X BOOKS, HOUSEHOLD ITEMS, WIGS 5 414 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 ARVID BEAN, TRUSTEE, AND HARVE TAYLOR, TRUSTEE, ARE BROTHER-IN-LAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTANTS AND REVIEWED BY THE VP FOR FINANCE AND ADMIN. THE FORM 990 IS ALSO PROVIDED TO THE UNIVERSITY'S FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES THE WRITTEN CONFLICT OF INTEREST POLICY BY REQUESTING EACH DIRECTOR AND OFFICER TO SIGN A STATEMENT THAT THEY HAVE RECEIVED, READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS AS FOLLOWS: THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ACCUMULATES INFORMATION AS NEEDED FROM VARIOUS SOURCES INSIDE AND OUT OF THE UNIVERSITY. THIS INFORMATION IS THEN USED TO SET THE SALARY AND CONTRACT TERMS OF THE PRESIDENT. THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S OFFICERS IS AS FOLLOWS: OFFICERS OF THE UNIVERSITY ARE SUBJECT TO AN ANNUAL REVIEW WITH THE PRESIDENT AT WHICH TIME THE TERMS AND CONDITIONS OF THEIR EMPLOYMENT ARE REVIEWED AS WELL. INDUSTRY SALARY SURVEYS AND REPORTS ARE REVIEWED ON A REGULAR BASIS BY THE PRESIDENT AND VP FOR FINANCE AND ADMIN. FORM 990, PART VI, SECTION C, LINE 19 REQUESTS FOR REVIEW OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE EVALUATED ON A CASE BY CASE BASIS UPON REQUEST. IF DEEMED NECESSARY, DOCUMENTS WILL BE PROVIDED TO THOSE REQUESTING THE INFORMATION. UNIVERSITY OF THE OZARKS ALUMNI ASSOCIATION 415 NORTH COLLEGE AVENUE CLARKSVILLE AR 72830 237092414 ALUMNI AR 501(C)(3) LINE 11D, III-O N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0