2016-10-04T14:28:16-05:00 2015-12-31 050255779 SANSIVERI KIMBALL & CO LLP 55 DORRANCE STREET PROVIDENCE RI 029032220 990 2015-01-01 042899862 COAST GUARD FOUNDATION INC COAS 8605350786 394 TAUGWONK ROAD STONINGTON CT 063781807 ANNE B BRENGLE PRESIDENT 8605350786 2016-10-04 1 JOANNE M CLARK CPA P01235011 4013310500 2016-10-04 2015 2017-02-10 21:41:12Z ANNE B BRENGLE 394 TAUGWONK ROAD STONINGTON CT 063781807 10939573 0 X WWW.COASTGUARDFOUNDATION.ORG X 1986 MA THE COAST GUARD FOUNDATION STRIVES TO HELP COAST GUARD MEN AND WOMEN STRENGTHEN OUR NATION BY ENCOURAGING THEM TO EXCEL, ON DUTY AND OFF. THE FOUNDATION SUPPORTS ACADEMIC, ATHLETIC, AND LEADERSHIP EXCELLENCE FOR CADETS AT THE ACADEMY; SUPPORTS FAMILIES AND THE COAST GUARD COMMUNITY WHEN THERE IS OPERATIONAL INCIDENTS; PROVIDES COLLEGE SCHOLARSHIPS TO DEPENDENTS OF ENLISTED PERSONNEL; FUNDS RECREATIONAL AND FAMILY-ORIENTED FACILITIES; SUPPORTS EDUCATIONAL AND MORALE PROGRAMS AT BASES, AND ON CUTTERS AROUND THE NATION AND OVERSEAS; AND BRINGS AWARENESS TO THE PUBLIC OF THE IMPORTANCE OF THE COAST GUARD MISSION AND RECOGNIZES THE COAST GUARD'S ACHIEVEMENTS. 26 25 14 150 0 0 6122693 6614475 0 0 728573 533246 -31064 -25945 6820202 7121776 2784807 2508343 0 0 1339493 1480310 194000 245500 1321389 2167201 1731555 6485501 5965708 334701 1156068 9697814 9841684 605596 377524 9092218 9464160 X THE COAST GUARD FOUNDATION'S MISSION IS TO SUPPORT PROJECTS AND PROGRAMS THAT ENHANCE THE LIVES OF ALL COAST GUARD MEMBERS AND THEIR FAMILIES. THE COAST GUARD FOUNDATION SERVES AS A GOODWILL AMBASSADOR FOR THE US COAST GUARD BY PROMOTING ITS RICH HERITAGE OF SERVICE TO OUR COUNTRY AND HIGHLIGHTING ACHIEVEMENTS OF THE COAST GUARD BOTH WITHIN ITS MEMBERSHIP BY HONORING ITS HEROES, AND AS AN ORGANIZATION THAT WORKS TIRELESSLY TO PROTECT AND DEFEND OUR COUNTRY'S MARITIME INTERESTS. 0 0 1765651 1489615 SUPPORT TO COAST GUARD MEMBERS OF UNITED STATES COAST GUARD:THE COAST GUARD FOUNDATION CONTRIBUTES TO THE UNITED STATES COAST GUARD BY PROMOTING THE GENERAL WELFARE OF THOSE IN THE SERVICE. THE FOUNDATION SUPPORTS EDUCATION, DEVELOPS LEADERSHIP POTENTIAL AND PROVIDES MORALE SUPPORT TO THOSE WHO SERVE. THE COAST GUARD FOUNDATION WORKS HAND IN HAND WITH THE COAST GUARD'S EDUCATION GRANT PROGRAM TO SUPPLEMENT THE TUITION ASSISTANCE PROGRAM SO ENLISTED PERSONNEL HAVE ACCESS TO FUNDS FOR BOOKS, FEES AND SUPPLIES THAT MIGHT OTHERWISE BE OUT OF REACH. COAST GUARD FOUNDATION FUNDS PROVIDE SUPPORT FOR PROGRAMS INITIATED ON THE UNIT LEVEL THAT ARE INTENDED TO IMPROVE MORALE AND HONOR AND VALUE THE COAST GUARD MEMBERS' SERVICE TO THE COUNTRY. THE COAST GUARD FOUNDATION ALSO PROVIDES FUNDS FOR SPECIAL CAPITAL PROJECTS IDENTIFIED BY COAST GUARD HEADQUARTERS THAT PROVIDE SUPPORT TO LARGER COAST GUARD COMMUNITIES. 521109 370419 SUPPORT TO CORPS OF CADETS OF COAST GUARD ACADEMY:THE COAST GUARD FOUNDATION PROVIDES MARGIN OF EXCELLENCE FUNDING THAT PROMOTES ATHLETICS, SAILING, ACADEMICS AND ACTIVITIES AT THE US COAST GUARD ACADEMY TO ENSURE A QUALITY EDUCATIONAL EXPERIENCE FOR ITS CADETS. INITIATIVES INCLUDE ACADEMIC ENRICHMENT PROGRAMS THAT BRING WELL-KNOWN FIGURES TO THE ACADEMY TO INTERACT WITH CADETS ON AN INDIVIDUAL CLASS-LEVEL AND THE CADET CORPS AS A WHOLE. ENRICHMENT PROGRAMS AND EQUIPMENT FOR THE ACADEMIC DISCIPLINES PUT THE ACADEMY PROGRAMS ON A PAR WITH OTHER PRESTIGIOUS COLLEGES, UNIVERSITIES AND SERVICE ACADEMIES. THE COAST GUARD FOUNDATION HAS COLLABORATED WITH THE ACADEMY TO DEVELOP LEADERSHIP SKILLS THROUGH A QUALITY WATERFRONT PROGRAM; BY PROVIDING SAIL TRAINING VESSELS AND COACHING STAFF FOR CADETS TO DEVELOP SEAMANSHIP SKILLS THAT ARE SECOND TO NONE. 756860 648309 SUPPORT TO COAST GUARD FAMILIES:THE COAST GUARD FOUNDATION SUPPORTS FAMILIES OF COAST GUARD MEMBERS IN A VARIETY OF WAYS. CHILDREN AND SPOUSES OF ENLISTED PERSONNEL RECEIVE SCHOLARSHIPS FOR UNDERGRADUATE EDUCATION TO MAKE HIGHER EDUCATION MORE AFFORDABLE AND ATTAINABLE. THROUGH THE FALLEN HEROES FUND FAMILIES ARE SUPPORTED DURING THOSE DIFFICULT TIMES WHEN THEIR COAST GUARD MEMBER SUFFERS A CRITICAL INJURY OR LOSS OF LIFE IN OPERATIONAL INCIDENTS. WE ARE ALSO COMMITTED TO MAKING SURE THE CHILDREN OF THESE FALLEN HEROES ARE PROVIDED A FREE UNDERGRADUATE COLLEGE EXPERIENCE. IN ADDITION, THE FOUNDATION WORKS WITH THE COAST GUARD TO PROVIDE UPGRADES TO FAMILY HOUSING SUCH AS SAFE PLAYGROUNDS AND RECREATION FACILITIES, WHERE FEW QUALITY OF LIFE AMENITIES ARE READILY AVAILABLE. 830000 PUBLIC AWARENESS:THE COAST GUARD FOUNDATION SERVES AS A GOODWILL AMBASSADOR FOR THE UNITED STATES COAST GUARD BY MAKING THE PUBLIC AWARE OF HOW THEY ARE BENEFITED BY A STRONG COAST GUARD. THROUGH A PUBLIC SERVICE ANNOUNCEMENT CAMPAIGN ONLINE AND ON TELEVISION, THE COAST GUARD FOUNDATION RAISED AWARENESS FOR THE DEDICATION AND BRAVERY OF THE UNITED STATES COAST GUARD MEMBERS SERVING OUR COUNTRY. RECEPTIONS HELD ON BOARD THE COAST GUARD BARQUE EAGLE ALLOWED THE FOUNDATION TO PROMOTE THE RICH HERITAGE OF THE HISTORIC SHIP AND THE COAST GUARD'S ROLE IN TRAINING COAST GUARD CADETS AND OFFICER CANDIDATES IN SAILING AND SEAMANSHIP. IN HONORING COAST GUARD MEMBERS AT EVENTS AROUND THE COUNTRY, THE FOUNDATION SHOWCASED THE EVERYDAY HEROICS OF THESE DEVOTED MEMBERS OF THE SERVICE. COMMUNICATION, IN THE FORM OF NEWSLETTERS, EMAIL MESSAGES AND THE WEB, INFORM COAST GUARD FOUNDATION SUPPORTERS OF THE FOUNDATION'S PROGRAMS AND THE ROLE OF THE UNITED STATES COAST GUARD IN OUR NATIONAL STORY. 830000 3873620 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 17 0 1 14 1 0 0 0 0 0 1 1 0 0 0 1 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY MD FL CA RI AL WA AZ AK MI NJ AR GA IL KS KY LA ME MN MS NC ND NH NM OH OK OR PA SC TN UT VA WI WV CT MO HI DC X X X ANNE BRENGLE 8605350786 394 TAUGWONK ROAD STONINGTON CT 06378 AL A GONSOULIN TRUSTEE 2.00 X 0 0 0 ANGUS R COOPER II TRUSTEE 2.00 X 0 0 0 ANNE B BRENGLE PRESIDENT 40.00 X X 201545 0 21347 BLAINE E COLLINS TRUSTEE 2.00 X 0 0 0 BRIAN B MCALLISTER TRUSTEE 2.00 X 0 0 0 BROSIUS D'ARCY TRUSTEE 2.00 X 0 0 0 CARLEEN LYDEN-KLUSS TRUSTEE 2.00 X 0 0 0 CARY K SWASAND TRUSTEE 2.00 X 0 0 0 CHERYL D FELDER TREASURER 15.00 X X 0 0 0 CLAY MAITLAND DIRECTOR 5.00 X 0 0 0 CORRINE X KOSAR DIRECTOR 5.00 X 0 0 0 D BRIAN PETERMAN TRUSTEE 2.00 X 0 0 0 DAN SCHULTZ TRUSTEE 2.00 X 0 0 0 DAVID F DYER TRUSTEE 2.00 X 0 0 0 DUNCAN C SMITH III DIRECTOR 5.00 X 0 0 0 F DAVID HOFFMAN TRUSTEE 2.00 X 0 0 0 FREDERICK F PERRY TRUSTEE 2.00 X 0 0 0 GARY JOBSON TRUSTEE 2.00 X 0 0 0 GEORGE KAMPSTRA TRUSTEE 2.00 X 0 0 0 H MERRITT LANE III TRUSTEE 2.00 X 0 0 0 HOWARD SLOTNICK TRUSTEE 2.00 X 0 0 0 JAMES A O'HARE DIRECTOR 5.00 X 0 0 0 JAMES C OLSON TRUSTEE 2.00 X 0 0 0 JAMES C VAN SICE VICE CHAIR (EFF. 3/6/15) 10.00 X 0 0 0 JAMES H WOODWARD JR TRUSTEE 2.00 X 0 0 0 JAMES J COLEMAN JR DIRECTOR 5.00 X 0 0 0 JAMES M MATHIEU TRUSTEE 2.00 X 0 0 0 JAMES P MULDOON DIRECTOR 5.00 X 0 0 0 JAMES S ANDRASICK TRUSTEE 2.00 X 0 0 0 JEFFREY M PLATT TRUSTEE 2.00 X 0 0 0 JOHN F STATTS TRUSTEE 2.00 X 0 0 0 JONATHAN BALIFF TRUSTEE 2.00 X 0 0 0 JOSEPH B PHAIR TRUSTEE 2.00 X 0 0 0 JOSEPH H PYNE TRUSTEE EMERITUS 2.00 X 0 0 0 JUDITH A ROOS DIRECTOR 15.00 X 0 0 0 KEVIN J MCSWEENEY DIRECTOR 5.00 X 0 0 0 LAWRENCE P COTTER TRUSTEE 2.00 X 0 0 0 LEO PAUL KOULOS DIRECTOR 5.00 X 0 0 0 LINDA M COOKE TRUSTEE 2.00 X 0 0 0 LISA KAZOR CHRISTOVICH TRUSTEE 2.00 X 0 0 0 LORETTA RIETSEMA DIRECTOR 5.00 X 0 0 0 MARGARET C WINTERS TRUSTEE 2.00 X 0 0 0 MARK K KNOY TRUSTEE 2.00 X 0 0 0 MARK KNUDSEN TRUSTEE 2.00 X 0 0 0 MICHAEL L CARTHEW DIRECTOR 5.00 X 0 0 0 NICKI M CANDIES DIRECTOR 5.00 X 0 0 0 PATRICK STADT TRUSTEE 2.00 X 0 0 0 PAUL RODEN TRUSTEE 2.00 X 0 0 0 PHILIP J SHAPIRO TRUSTEE 2.00 X 0 0 0 R CHRISTIAN JOHNSEN SECRETARY 10.00 X X 0 0 0 RICHARD J GRAHN TRUSTEE 2.00 X 0 0 0 ROSS E ROEDER DIRECTOR 5.00 X 0 0 0 ROY VANDER PUTTEN DIRECTOR 5.00 X 0 0 0 SALLY BRICE-O'HARA DIRECTOR 15.00 X 0 0 0 SIDNEY C MIZELL TRUSTEE 2.00 X 0 0 0 STEIN KRUSE DIRECTOR 5.00 X 0 0 0 STEPHEN E MUECKE TRUSTEE 2.00 X 0 0 0 STEVEN T SCALZO DIRECTOR 5.00 X 0 0 0 TARA M SWEENEY TRUSTEE 2.00 X 0 0 0 THAD W ALLEN TRUSTEE 2.00 X 0 0 0 THOMAS A ALLEGRETTI TRUSTEE 2.00 X 0 0 0 THOMAS K RICHEY TRUSTEE 2.00 X 0 0 0 THOMAS WETHERALD TRUSTEE 2.00 X 0 0 0 VERNA KAYE GIBSON DIRECTOR 5.00 X 0 0 0 VINCENT W PATTON TRUSTEE 2.00 X 0 0 0 WALTER J HICKEL JR DIRECTOR 5.00 X 0 0 0 WILLIAM A BISSO III TRUSTEE 2.00 X 0 0 0 WILLIAM ANONSEN TRUSTEE 2.00 X 0 0 0 WILLIAM D SULLIVAN TRUSTEE 2.00 X 0 0 0 WILLIAM H COLLIER JR DIRECTOR 5.00 X 0 0 0 WILLIAM JENKINS CHAIRMAN (2/20/15 - 12/31/15) 20.00 X X 0 0 0 WILLIAM SHEFFIELD TRUSTEE 2.00 X 0 0 0 RUTH ANDERSON COGGESHALL TRUSTEE 2.00 X 0 0 0 JEFFREY G FREEMAN TRUSTEE 2.00 X 0 0 0 DAVID W GRZEBINSKI TRUSTEE 2.00 X 0 0 0 WILLIAM LIGHTNER TRUSTEE 2.00 X 0 0 0 THOMAS NILES TRUSTEE 2.00 X 0 0 0 PB SHAH TRUSTEE 2.00 X 0 0 0 ROBERT J FLYNN CHAIRMAN (THRU 2/20/15) 20.00 X X 0 0 0 BRAD SISLEY CHIEF OPERATING OFFICER 45.00 X 151769 0 7391 SUSAN LUDWIG REGIONAL DIR. OF PHILANTHR 45.00 X 129017 0 17906 SUZAN SPRINGER CFO 45.00 X 110870 0 11364 BRIAN OVERCAST REGIONAL DIR. OF PHILANTHR 45.00 X 111719 0 13966 704920 0 71974 5 0 1 0 ROBBINS KIRSTEN DIRECT 201 SUMMER STREET HOLLISTON MA 01746 MAIL SOLICITATIONS 114000 1 42963 2618807 3952705 119611 6614475 360691 360691 100436 0 100436 100436 100436 3282568 4750 3114532 231 168036 4519 172555 172555 536900 2618807 703034 -166134 -166134 TRUSTEE DUES 900099 36500 36500 SALE OF PROMOTIONAL ITEMS 453220 3240 3240 MISCELLANEOUS INCOME 900099 13 13 39753 7121776 39753 0 467548 1903518 1903518 604825 604825 548483 241686 207259 99538 720894 208596 177939 334359 26333 7572 5545 13216 93470 28612 12440 52418 91130 31897 25515 33718 4475 4475 35725 35725 245500 245500 38254 38254 204694 78226 42595 83873 58612 49404 9208 67395 5532 26888 34975 12286 3896 4689 3701 112584 73477 15251 23856 129189 52237 33678 43274 67819 20452 47367 57337 28090 10504 18743 EVENT PRODUCTION FEES 377458 377458 DIRECT MAIL SOLICITATIO 333787 55275 27222 251290 ALL OTHER EXPENSES 97201 82832 9346 5023 MISCELLANEOUS 77857 20035 46007 11815 56882 56882 5965708 3873620 770699 1321389 X 349530 55275 0 294255 189066 236326 333667 234087 821335 1121844 3367 323 45807 42744 144220 147281 1675529 742133 965804 933396 7194548 7125683 9697814 9841684 277549 168776 63800 22500 264247 186248 605596 377524 X 2738324 2941573 3337347 3382933 3016547 3139654 9092218 9464160 9697814 9841684 1156068 -784126 0 X 0 1 X 1 0 X 4419012 4799938 6187142 6122693 6614475 28143260 4419012 4799938 6187142 6122693 6614475 28143260 28143260 158932 181449 235109 407209 461127 1443826 41717 40138 38264 39766 36513 196398 29783484 5510 0.94490 0.94900 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: TRUSTEE DUES - 2011 AMOUNT: $ 41,000. 2012 AMOUNT: $ 39,500. 2013 AMOUNT: $ 38,000. 2014 AMOUNT: $ 38,500. 2015 AMOUNT: $ 36,500. MISCELLANEOUS - 2011 AMOUNT: $ 717. 2012 AMOUNT: $ 638. 2013 AMOUNT: $ 264. 2014 AMOUNT: $ 1,266. 2015 AMOUNT: $ 13. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6690952 925668 -299797 572359 6744464 5905806 460000 325146 6690952 4985696 385315 768610 233815 5905806 4280324 444145 440369 179145 4985696 4157343 279559 8044 164622 4280324 0.18860 0.46210 0.34930 0 0 381374 381374 885135 464379 420756 302843 226860 75983 106177 50894 55283 933396 X 23650980 -784126 17185450 16401324 7249656 38254 -166134 -127880 7121776 23279038 17185450 166134 17351584 5927454 38254 38254 5965708 PART V, LINE 4: ENDOWMENT FUNDS WERE CREATED TO SUPPORT THE COAST GUARD ACADEMY AND THE VARIOUS COAST GUARD DISTRICTS. SUCH SUPPORT COMES IN MANY FORMS INCLUDING PROJECTS TO BENEFIT DISTRICT MORALE, ACADEMIC AND ATHLETIC PROGRAMS AT THE ACADEMY, AS WELL AS PROGRAMS TO SUPPORT COAST GUARD FAMILIES, INCLUDING SCHOLARSHIPS. DURING 2015 WITH THE APPROVAL OF THE MA ATTORNEY GENERAL'S OFFICE, SEVERAL SMALL AND OLDER ENDOWMENTS WERE MERGED TO PROVIDE A LARGER AMOUNT OF USABLE FUNDS FOR THE BENEFICIARIES. PART X, LINE 2: MANAGEMENT DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS REQUIRING DISCLOSURE OR RECOGNITION. FOR THE YEAR ENDED DECEMBER 31, 2015, THERE WERE NO INTEREST OR TAX PENALTIES RECORDED OR INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT EXPENSES OTHER THAN FUNDRAISING - SPECIAL EVENTS -703,034. DIRECT BENEFIT TO DONORS - SPECIAL EVENTS 536,900. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES OTHER THAN FUNDRAISING - SPECIAL EVENTS 703,034. DIRECT BENEFIT TO DONORS - SPECIAL EVENTS -536,900. X X X X X X 1 ROBBINS KIRSTEN DIRECT 201 SUMMER STREET HOLLISTON MA 01746 MAIL SOLICITATIONS 0 983870 114000 869870 EVENT ASSOCIATES INC 162 WEST 56TH STREET NEW YORK NY 10019 SPECIAL FUNDRAISING EVENTS 0 786900 66500 720400 SUSAN O'NEIL & ASSOCIATES 5910 GLOSTER RD BETHESDA MD 20816 SPECIAL FUNDRAISING EVENTS 0 688115 65000 623115 2458885 245500 2213385 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY NEW YORK DINNER 786900 695400 91500 40128 107472 2660 27764 DC DINNER 688115 552815 135300 129729 49560 1743 37712 7 1680692 1370592 310100 38625 114047 5400 148194 3155707 2618807 536900 208482 271079 9803 213670 703034 -166134 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE CONTRACT WITH ROBBINS KIRSTEN DIRECT IS FOR CONSULTING WORK RELATED TO DIRECT MAIL SOLICITATIONS. IN ADDITION, THE COMPANY PROVIDES MAILING SERVICES UNDER A SEPARATE AGREEMENT FOR WHICH THE FOUNDATION IS BILLED SEPARATELY FOLLOWING EACH MAILING. TOTAL FEES PAID TO ROBBINS KIRSTEN DIRECT, INC FOR ADDITIONAL SERVICES PROVIDED IN 2015 WERE $539,626. 1 UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 384000 TO PROVIDE EDUCATIONAL GRANTS TO ENLISTED PERSONNEL. UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 151414 TO ENHANCE EDUCATIONAL OPPORTUNITIES AT THE COAST GUARD ACADEMY UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 68200 TO SUPPORT THE WATERFRONT PROGRAM AT THE COAST GUARD ACADEMY UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 470055 TO IMPROVE MORALE AND WELFARE OF COAST GUARDSMEN UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 65000 TO ENHANCE THE ATHLETIC PROGRAMS AT THE COAST GUARD ACADEMY UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 50000 TO SUPPORT PUBLIC OUTREACH OPPORTUNITIES AT THE COAST GUARD ACADEMY AND DISTRICTS UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 100580 TO SUPPORT SPECIAL PROJECTS FOR COAST GUARD UNITS AND THEIR FAMILIES AROUND THE COUNTRY UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 61400 TO PROVIDE SUPPORT TO THE UNITED STATES COAST GUARD AUXILIARY UNITED STATES COAST GUARD 2703 MARTIN LUTHER KING JR AVE SE WASHINGTON DC 205937000 546010204 UNITED STATES COAST 552869 TO SUPPORT SHIPMATE FUNDS THROUGHOUT THE COAST GUARD COLLEGE SCHOLARSHIPS TO CHILDREN OF ENLISTED PERSONNEL 112 435313 FALLEN HEROES 25 101512 COLLEGE SCHOLARSHIPS TO RESERVISTS AND THEIR DEPENDENTS 8 8000 EDUCATION GRANTS TO SPOUSES OF COAST GUARD ENLISTED PERSONNEL 120 60000 PART I, LINE 2: CHILDREN OF ACTIVE DUTY, RETIRED, AND DECEASED ENLISTED PERSONNEL CAN APPLY FOR SCHOLARSHIPS AND A POINT SYSTEM IS USED TO RANK THE APPLICANTS BASED ON ACADEMIC PROMISE, LEADERSHIP POTENTIAL, AND CHARACTER. IN ADDITION, AN INDEPENDENT BOARD CONSISTING OF COAST GUARD PERSONNEL REVIEW THE APPLICATIONS AND PROVIDE A RANKING OF THE APPLICANTS. THE SCHOLARSHIP COMMITTEE REVIEWS THE TWO LISTS AND HAS FINAL APPROVAL ON AWARDS. STUDENTS MUST PROVIDE VERIFICATION OF FULL TIME ENROLLMENT, TRANSCRIPTS, AND STUDENT BILLS. PAYMENTS ARE MADE DIRECTLY TO THE ACADEMIC INSTITUTION WITH THE REQUIREMENT THAT ANY OVERAGES WILL BE REFUNDED TO THE COAST GUARD FOUNDATION AND NOT PAID OUT TO THE STUDENT. EDUCATION GRANTS FOR SPOUSES ARE AWARDED BASED ON A GRANT APPLICATION AND ARE PAID DIRECTLY TO THE RECIPIENT. EDUCATION GRANTS ARE ADMINISTERED BY THE COAST GUARD INSTITUTE WHO ANNOUNCES THE FUNDS AVAILABILITY, CHECKS FOR ELIGIBILITY, AND DISBURSES TO THE INDIVIDUALS SELECTED. THE INSTITUTE REPORTS TO THE FOUNDATION WITH PAYEE, CHECK NUMBER AND AMOUNT. RECIPIENTS ALSO HAVE THE ABILITY TO SEND ACKNOWLEDGEMENT EMAILS. GRANTS TO THE COAST GUARD ARE DETERMINED BASED ON A NEEDS LIST PRESENTED TO THE GRANTS COMMITTE WHICH INCLUDES A DESCRIPTION OF HOW THE SUPPORT BENEFITS COAST GUARD PERSONNEL AND HOW MANY ARE BENEFITED. IN ADDITION, AVAILABLE FUNDING BY PROGRAM IS CONSIDERED IN GRANTING REQUESTS. GRANTS ARE DISBURSED TO THE COAST GUARD GIFT FUND AND THE COAST GUARD REPORTS BACK WITH DOCUMENTATION OF EXPENDITURE. X X X X X X 0 0 0 0 0 0 0 0 0 ANNE B BRENGLE PRESIDENT 201545 0 0 0 0 0 7967 0 13380 0 222892 0 0 0 BRAD SISLEY CHIEF OPERATING OFFICER 151769 0 0 0 0 0 5991 0 1400 0 159160 0 0 0 X 5 8200 RETAIL VALUE X CONSUMER GOODS 73 66784 RETAIL VALUE X OTHER 22 42597 RETAIL VALUE X PROPERTY & EQUIPMENT 2 2030 RETAIL VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, A COPY OF THE 990 IS SENT TO THE AUDIT COMMITTEE FOR REVIEW. AFTER AUDIT COMMITTEE APPROVAL, AND PRIOR TO FILING, A COPY OF THE 990 IS DISTRIBUTED TO THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEE CONFLICT OF INTEREST IS COVERED IN OUR BY-LAWS BOTH UNDER RELATED AND NON-RELATED TRUSTEES AND CONFLICT OF INTEREST. EACH YEAR TWO FORMS ARE SENT TO THE TRUSTEES ASKING THEM TO INDICATE WHETHER THEY ARE RELATED OR NON-RELATED PARTIES AND IF SO TO DISCLOSE THE RELATIONSHIP. THEY MUST ALSO DISCLOSE ANY CONFLICTS OF INTEREST. THE FORMS ARE THEN SIGNED AND FILED AT THE OFFICE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE FOUNDATION'S PRESIDENT IS REVIEWED BY THE CHAIRMAN OF THE BOARD. THE COMPENSATION IS ESTABLISHED BY THE CHAIRMAN AFTER A REVIEW OF INDEPENDENT COMPENSATION STUDIES, UPON RECOMMENDATION (OR CONSULTATION) OF THE HR COMMITTEE OF THE BOARD OF DIRECTORS, AND DATA FROM OTHER SIMILAR ORGANIZATIONS TO ENSURE THAT EXECUTIVE COMPENSATION IS WITHIN THE RANGE OF THAT PAID TO COMPARABLE EXECUTIVES FOR COMPARABLE SERVICES, AND THEREFORE REASONABLE. OTHER OFFICERS AND KEY EMPLOYEES ARE REVIEWED BY THE PRESIDENT USING THE SAME METHODOLOGY. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE INCLUDED IN THE ANNUAL REPORT. AUDITED FINANCIAL STATEMENTS AND TAX RETURNS ARE AVAILABLE ON THE WEBSITE. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST.