2016-09-21T14:24:58-05:00 2015-12-31 952835976 MACFARLANE FALETTI & CO LLP 115 E MICHELTORENA ST 200 SANTA BARBARA CA 93101 990 2015-01-01 953825265 NUCLEAR AGE PEACE FOUNDATION NUCL 8059653443 1622 ANACAPA STREET SANTA BARBARA CA 93101 DAVID KRIEGER PRESIDENT 8059653443 2016-09-16 1 GAIL H ANIKOUCHINE P00161999 8059664157 2015 2017-02-10 21:41:12Z DAVID KRIEGER 1622 ANACAPA STREET SANTA BARBARA CA 93101 2442201 0 X WWW.WAGINGPEACE.ORG X 1982 CA TO EDUCATE AND ADVOCATE FOR PEACE AND A WORLD FREE OF NUCLEAR WEAPONS AND TO EMPOWER PEACE LEADERS. 17 17 12 41 0 0 660260 608968 0 0 898618 -90840 -26536 -14466 1532342 503662 21070 10000 0 0 702176 648436 0 36582 110870 373589 244769 1096835 939787 435507 -436125 4031710 3618430 5397 6799 4026313 3611631 X TO EDUCATE AND ADVOCATE FOR PEACE AND A WORLD FREE OF NUCLEAR WEAPONS AND TO EMPOWER PEACE LEADERS. FOUNDED IN 1982, THE FOUNDATION IS COMPRISED OF INDIVIDUALS AND ORGANIZATIONS WORLDWIDE WHO REALIZE THE IMPERATIVE FOR PEACE IN THE NUCLEAR AGE. THE NUCLEAR AGE PEACE FOUNDATION IS A NON-PROFIT, NON-PARTISAN INTERNATIONAL EDUCATION AND ADVOCACY ORGANIZATION. IT HAS CONSULTATIVE STATUS TO THE UNITED NATIONS ECONOMIC AND SOCIAL COUNCIL AND IS RECOGNIZED BY THE UN AS A PEACE MESSENGER ORGANIZATION. 0 0 125409 PUBLIC EDUCATION AND OUTREACHTHE FOUNDATION'S ANNUAL AWARDS DINNER HONORED AN OUTSTANDING PEACE LEADER AND REACHED APPROXIMATELY 300 PEOPLE IN THE SANTA BARBARA AREA AND THOUSANDS MORE THROUGH VIDEO.THE ANNUAL FRANK KELLY LECTURE BRINGS LEADING THINKERS TO SANTA BARBARA FOR AN EVENING LECTURE. THE 2015 LECTURE REACHED 400 PEOPLE PLUS THOUSANDS MORE THROUGH THE WRITTEN TRANSCRIPT AND VIDEO.SADAKO PEACE DAY IS AN ANNUAL EVENT HELD IN SANTA BARBARA, CALIFORNIA TO COMMEMORATE THE VICTIMS OF THE ATOMIC BOMBINGS OF HIROSHIMA AND NAGASAKI, AND ALL INNOCENT VICTIMS OF WAR. THE 2015 EVENT REACHED OVER 100 PEOPLE.THE FOUNDATION'S PRIMARY WEBSITES, WWW.WAGINGPEACE.ORG, WWW.NUCLEARZERO.ORG, AND WWW.NUCLEARFILES.ORG, CONTAIN VAST AMOUNTS OF INFORMATION RELATING TO BOTH CONTEMPORARY AND HISTORICAL ISSUES OF THE NUCLEAR AGE. IN 2015, THE WEBSITES WERE VISITED BY OVER 600,000 UNIQUE USERS.THE SUNFLOWER E-NEWSLETTER IS A MONTHLY NEWSLETTER ON NUCLEAR ISSUES THAT REACHES OVER 75,000 PEOPLE BY EMAIL.THE FOUNDATION ASSISTED IN COORDINATING 50 SCREENINGS OF THE DOCUMENTARY "NUCLEAR SAVAGE" AT UNIVERSITIES AROUND THE UNITED STATES. 173641 EMPOWERMENTTHE PEACE LEADERSHIP PROGRAM OFFERS INDIVIDUALS A NEW WAY OF LEARNING ABOUT PEACE, SOCIAL JUSTICE AND THE ACTIONS PEOPLE CAN TAKE TO CREATE A MORE PEACEFUL WORLD. THE PROGRAM GIVES PARTICIPANTS THE TRAINING AND SKILLS NEEDED TO BECOME STRONG LEADERS. THE PROGRAM FOCUSES PRIMARILY ON STUDENTS BUT REACHES OUT TO PEOPLE OF ALL AGES.THE FOUNDATION WORKS TO EMPOWER A NEW GENERATION OF PEACE LEADERS THROUGH HOSTING APPROXIMATELY 10 INTERNS PER YEAR, BOTH PAID AND VOLUNTEER.THE PEACE POETRY CONTEST ENCOURAGES POETS TO EXPLORE AND ILLUMINATE POSITIVE VISIONS OF PEACE AND THE HUMAN SPIRIT. THE CONTEST RECEIVED OVER 400 ENTRIES IN 2015. THE WINNING POEMS WERE PUBLISHED ON THE FOUNDATION'S WEBSITE.THE SWACKHAMER DISARMAMENT VIDEO CONTEST SEEKS SHORT VIDEOS ON SUBJECTS RELATING TO NUCLEAR DISARMAMENT. THE CONTEST RECEIVED OVER 50 ENTRIES IN 2015. 228853 LEGAL ACTIONTHE FOUNDATION SERVES AS A CONSULTANT TO THE REPUBLIC OF THE MARSHALL ISLANDS IN THE NUCLEAR ZERO LAWSUITS, WHICH THE MARSHALL ISLANDS FILED AGAINST THE WORLD'S NINE NUCLEAR-ARMED NATIONS IN APRIL 2014. THE FOUNDATION WORKED TO COORDINATE A TEAM OF PRO-BONO LAWYERS FROM AROUND THE WORLD TO WORK ON THE CASES BROUGHT BEFORE THE INTERNATIONAL COURT OF JUSTICE.THE FOUNDATION WORKED TO BUILD A CONSORTIUM OF ORGANIZATIONS DEDICATED TO THE ABOLITION OF NUCLEAR WEAPONS AND, SPECIFICALLY, TO SUPPORTING THE MARSHALL ISLANDS' NUCLEAR ZERO LAWSUITS. IN ADDITION TO ITS ACTIVE PARTICIPATION IN NETWORKS INCLUDING ABOLITION 2000, THE INTERNATIONAL CAMPAIGN TO ABOLISH NUCLEAR WEAPONS, THE ALLIANCE FOR NUCLEAR ACCOUNTABILITY, AND THE MIDDLE POWERS INITIATIVE, THE FOUNDATION BUILT RELATIONSHIPS WITH GROUPS FROM AROUND THE WORLD INTERESTED IN PURSUING THIS BOLD NEW APPROACH TOWARD NUCLEAR DISARMAMENT.THE FOUNDATION CREATED AND EXECUTED A MEDIA STRATEGY IN SUPPORT OF THE MARSHALL ISLANDS' NUCLEAR ZERO LAWSUITS, INCLUDING BOTH SOCIAL MEDIA AND TRADITIONAL MEDIA. 193984 10000 THE INTERNATIONAL NETWORK OF ENGINEERS AND SCIENTISTS FOR GLOBAL RESPONSIBILITY IS AN INDEPENDENT NON-PROFIT ORGANIZATION COMMITTED TO INFLUENCING THE ROLE AND THE IMPACT THAT SCIENCE AND TECHNOLOGY HAVE ON SOCIETY.DANIEL ELLSBERG IS A DISTINGUISHED FELLOW AT THE NUCLEAR AGE PEACE FOUNDATION. HE IS WRITING A BOOK ABOUT THE ABOLITION OF NUCLEAR WEAPONS.THE ACTION ALERT NETWORK GIVES MEMBERS THE OPPORTUNITY TO COMMUNICATE WITH MEMBERS OF CONGRESS AND OTHER DECISION-MAKERS ABOUT IMPORTANT NUCLEAR ISSUES IN ORDER TO INFLUENCE LEGISLATION AND POLICY. IN 2015, OVER 45,000 INDIVIDUALS RECEIVED ACTION ALERTS VIA EMAIL. 193984 10000 721887 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 14 0 1 12 1 0 0 0 0 0 1 1 0 0 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X SHARON ROSSOL 8059653443 1622 ANACAPA STREET SANTA BARBARA CA 93101 DIANDRA DE MORRELL DOUGLAS DIRECTOR 0.50 X 0 0 0 JOHN RANDOLPH PARTEN DIRECTOR 0.50 X 0 0 0 SUE HAWES DIRECTOR 0.50 X 0 0 0 JILL DEXTER DIRECTOR AND TREASURER 2.00 X X 0 0 0 KATRINA ROGERS DIRECTOR 1.00 X 0 0 0 LAURIE ASHTON DIRECTOR 1.50 X 0 0 0 MARY BECKER DIRECTOR AND PRIOR TREASURER 1.00 X X 0 0 0 DR JIMMY HARA DIRECTOR 1.50 X 0 0 0 JAMAL HAMDANI DIRECTOR 1.00 X 0 0 0 PETER MACDOUGALL DIRECTOR AND CO-CHAIR 2.50 X X 0 0 0 BOB DODGE DIRECTOR 1.00 X 0 0 0 SHERRY MELCHIORRE DIRECTOR AND SECRETARY 1.00 X X 0 0 0 GEORGE HAYNES DIRECTOR AND CO-CHAIR 1.50 X X 0 0 0 MARK HAMILTON DIRECTOR 0.80 X 0 0 0 ROBERT B LANEY DIRECTOR AND VICE CHAIR 2.50 X X 0 0 0 RICHARD FALK DIRECTOR AND SENIOR VICE P 1.00 X X 0 0 0 STEVE PARRY DIRECTOR 0.50 X 0 0 0 DAVID KRIEGER DIRECTOR AND PRESIDENT 50.00 X X 177564 0 8858 177564 0 8858 1 0 1 0 0 443 82970 525555 3403 608968 100742 100742 1716462 1908044 -191582 -191582 -191582 14105 82970 28246 -14141 -14141 1924 2249 -325 -325 503662 0 0 -105306 5000 5000 5000 5000 186422 158459 18642 9321 379901 300617 37990 41294 40659 32579 4066 4014 41454 33578 4145 3731 15354 11976 1689 1689 36582 36582 29270 29270 2602 2030 286 286 26390 26390 27167 21190 2988 2989 20363 17604 2759 24384 19020 2682 2682 19653 19132 521 15734 12272 1731 1731 2370 1848 261 261 MISC. PROGRAM EXPENSES 42660 42660 PUBLIC EDUCATION AND OU 11419 11419 MISC FUNDRAISING EXPENS 6290 6290 DC EXPENSES 1113 1113 939787 721887 107030 110870 54086 62794 14350 7000 97909 97909 597850 411951 198635 185899 3666730 3264828 4031710 3618430 5397 6799 5397 6799 X 3504591 3107789 495494 477614 26228 26228 4026313 3611631 4031710 3618430 -436125 21443 0 X X 0 0 0 X 530740 493986 579611 660260 608968 2873565 530740 493986 579611 660260 608968 2873565 217876 2655689 152492 142766 165618 226267 100742 787885 3661450 50050 0.72530 0.72750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4800 1272 6072 933459 939531 165930 41483 0 0 156392 167099 184683 165930 674104 1011156 33141 5393 4800 6072 49406 39098 41775 46171 41483 168527 252791 26471 4815 4800 4800 40886 PART I-A, LINE 1: THROUGH MAILINGS AND DIRECT CONTACT WITH LEGISLATORS, EFFORTS ARE MADE TO ENCOURAGE SUPPORT FOR NUCLEAR DISARMAMENT AND NON-PROLIFERATION. 1618597 -561 -561 1618597 1618597 704 704 1618597 1618597 3862 3862 1618597 1618597 63748 63748 1618597 1618597 1618597 0.98000 0.02000 0 0 134792 134792 356102 308609 47493 106956 103342 3614 185899 X 589525 21443 64420 85863 503662 0 503662 1004206 64420 64420 939786 0 939786 PART V, LINE 4: THE FOUNDATION INVESTS ITS ENDOWMENT FUNDS AND WITHDRAWS 5% OR MORE AS APPROVED BY THE BOARD OF DIRECTORS PER ANNUM FOR GENERAL OPERATING SUPPORT AND PROGRAM EXPENSES. PART X, LINE 2: NUCLEAR AGE PEACE FOUNDATION IS UNAWARE OF ANY UNCERTAIN TAX POSITIONS AT DECEMBER 31, 2015, OR FOR ANY PERIOD FOR WHICH THE STATUTE OF LIMITATIONS IS STILL OPEN. X X X X X X 1 DEBRA J ROETS 711 NORTH EUCLID AVENUE PITTSBURGH PA 15206 DEVELOPMENT CONSULTING 0 0 36582 -36582 36582 -36582 EVENING FOR PEACE AWARD DINNER 97075 82970 14105 19234 1260 7752 97075 82970 14105 19234 1260 7752 28246 -14141 1 PART I, LINE 2: THE GRANTEE PROVIDES FINANCIAL AND PROGRAM INFORMATION TO THE PRESIDENT OF THE ORGANIZATION WHO REVIEWS IT AND THEN REPORTS THE UTILIZATION OF THE FUNDS TO THE BOARD OF DIRECTORS. X 0 0 0 0 0 0 0 0 0 DAVID KRIEGER DIRECTOR AND PRESIDENT 177564 0 0 0 0 0 0 0 8858 0 186422 0 0 0 ROBERT LANEY DIRECTOR AND VICE CHA DIRECTOR/VICE CHAIR AND INVESTMENT BROKER ROBERT LANEY IS BOTH THE ORGANIZATION'S DIRECTOR AND VICE CHAIR, AND INVESTMENT BROKER. HE IS COMPENSATED BY HIS EMPLOYER. 0 FORM 990, PART VI, SECTION A, LINE 2 ROBERT LANEY IS AN INVESTMENT ADVISOR TO THE ORGANIZATION PRESIDENT DAVID KRIEGER'S RETIREMENT ACCOUNT. FORM 990, PART VI, SECTION B, LINE 11 EACH BOARD MEMBER RECEIVES A DRAFT COPY OF THE 990 FOR REVIEW AND APPROVAL. THE BOARD IS THEN GIVEN APPROXIMATELY 1 WEEK TO REVIEW THE DOCUMENT AND SUBMIT QUESTIONS OR COMMENTS BEFORE THE DOCUMENT GOES TO FINAL FORM FOR RE-SUBMISSION TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL BOARD MEMBERS, KEY EMPLOYEES, STAFF AND VOLUNTEERS COMPLETE THE CONFLICT OF INTEREST FORM AND STAFF FOLLOW-UP TO ENSURE ALL FORMS ARE COLLECTED. DURING THE YEAR, BOARD MEMBERS ARE REQUIRED TO ALERT THE BOARD IF A CONFLICT OF INTEREST ARISES DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE FINANCE COMMITTEE REVIEWS ALL ANNUAL SALARY INCREASES AND APPROVES ANNUAL COST OF LIVING INCREASES, BUT APPROVAL IS NOT DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE AT THE FOUNDATION'S OFFICE DURING BUSINESS HOURS OR WITH AN ADVANCE APPOINTMENT, OR BY MAIL ON REQUEST. FORM 990 PART XI, LINE 2C FINANCIAL STATEMENT AND ACCOUNTANT SELECTION RESPONSIBILITY THE FINANCE COMMITTEE HAS RESPONSIBILITY FOR THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990 PART VII EXECUTIVE COMMITTEE AN EXECUTIVE COMMITTEE, CONSTITUTED OF ALL OF THE OFFICERS OF THE FOUNDATION AND THE CHAIRS OF STANDING COMMITTEES, MAY EXERCISE THE POWERS OF THE BOARD IN THE INTERIM BETWEEN BOARD MEETINGS, ENSURE EFFECTIVE DELEGATION FROM THE BOARD TO THE PRESIDENT, AND ORGANIZE THE WORK OF THE BOARD, INCLUDING THE BOARD'S AGENDA. THE CHAIR OF THE BOARD IS THE CHAIR OF THE EXECUTIVE COMMITTEE. IN 2015, THE EXECUTIVE COMMITTEE DID NOT MEET.