2016-11-15T14:19:43-06:00 2015-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2015-01-01 800320904 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 19TH STREET NW NO 200 WASHINGTON DC 200363655 MICHELE GANON SECRETARY / TREASURER 2027375900 2016-11-15 1 SUBRINA WOOD CPA P00365899 2023319880 2015 2017-02-10 21:41:12Z MICHELE GANON 1133 19TH STREET NW NO 200 WASHINGTON DC 200363655 2842787 0 X WWW.AAUP.ORG X 1915 DC THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTERESTS OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASES THE USEFULNESS AND ADVANCES THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 35 35 38 0 51658 33260 7000 19540 2675588 2741945 0 0 260243 81302 2942831 2842787 301157 85082 0 0 1388614 1336187 0 0 0 1202770 972964 2892541 2394233 50290 448554 2275353 3545463 2748902 3564918 -473549 -19455 X THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES MORE EFFECTIVE COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTEREST OF HIGHER EDUCATION AND RESEARCH. 0 0 6833299 COMMITTEES - WORK ON A VARIETY OF TOPICS OF IMPORTANCE TO HIGHER EDUCATION AND TO FACULTY, THE MOST SIGNIFICANT OF WHICH IS THE COMMITTEE ON ACADEMIC FREEDOM, TENURE AND GOVERNANCE WHICH PROMOTES PRINCIPLES OF ACADEMIC FREEDOM, SHARED GOVERNANCE AND DUE PROCESS THROUGH THE DEVELOPMENT OF POLICY DOCUMENTS AND REPORTS; AND APPLICATION OF THESE PRINCIPLES TO PARTICULAR SITUATIONS THAT ARE BROUGHT TO ITS ATTENTION (CASEWORK AND INVESTIGATIONS). PUBLICATIONS INCLUDING COMPENDIUM OF MODEL POLICIES FOR COLLEGE AND UNIVERSITIES; PRINTING OF BI-MONTHLY JOURNAL. 6833299 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 20 0 1 38 1 1 1 0 0 0 1 1 0 X 35 35 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X LYNN QUINN 2025943625 1133 NINETEENTH STREET NW 200 WASHINGTON DC 200363655 RUDY FICHTENBAUM PRESIDENT 3.00 X X 0 0 0 HENRY REICHMAN FIRST VICE PRESIDENT 3.00 X X 0 0 0 SUSAN MICHALCZYK SECOND VICE PRESIDENT 3.00 X X 0 0 0 MICHELE GANON SECRETARY-TREASURER 3.00 X X 0 0 0 HOWARD BUNSIS CHAIR, AAUP-CBC 3.00 X 0 0 0 HANS-OERG TIEDE CHAIR, ASC 3.00 X 0 0 0 JACQUELINE ARANTE COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 NATHAN AVANI COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MARIA T BACIGALUPO COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CHARLES BAKER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ROBERT S BOIKESS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ASHLEE BRAND COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JANE L BUCK COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 LINDA CARROLL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 PHILIP COLE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 KEVIN COPE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 SALLY DEAR-HEALEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANNE FRIEDMAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ZORAN GAJIC COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 RICHARD GOMES COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 CYNTHIA KLEKAR COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 ROBERT KREISER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 RISA LIEBERWITZ GENERAL COUNSEL 3.00 X 0 0 0 JULIAN MADISON COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANN MCGLASHAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 NANCY MCKENNEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LISA MINNICK COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 IRENE MULVEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CHRIS NAGEL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DAN O'CONNOR COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JONATHAN REES COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DIANA RIOS COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 LINDA ROUILLARD COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DEANNA D WOOD COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MEHMET YAYA COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 37.50 X 200285 0 39017 LYNN QUINN CHIEF FINANCIAL OFFICER 37.50 X 170211 0 35467 AARON NISENSON SENIOR COUNSEL 37.50 X 163805 0 34068 JORDAN KURLAND ASSOCIATE GENERAL SECRETARY 37.50 X 119697 0 26714 GREGORY SCHOLTZ DIRECTOR 37.50 X 125198 0 17106 JASON ELIAS WESTERN REGIONAL COORDINATOR 37.50 X 107243 0 20016 GWENDOLYN BRADLEY DIRECTOR 37.50 X 115309 0 11007 1001748 0 183395 11 0 1 0 0 19540 19540 MEMBERSHIP DUES 900099 2371897 2371897 PUBLICATION SALES 541800 334490 292957 41533 REGISTRATION 900099 35558 35558 2741945 47851 47851 OTHER REVENUE 900099 32120 21995 10125 BAD DEBT EXP RECOVERY 900099 1331 1331 33451 2842787 2723738 51658 47851 X 85082 440400 657490 238297 5141 27123 48937 277464 11968 110414 120509 102888 1500 147178 30620 MISCELLANEOUS FEES 36779 JOINT ORGANIZING COSTS 20149 UBIT 12318 OTHER EXPENSES 11092 8884 2394233 1226969 2700892 829801 730508 10000 10000 41934 32448 747520 675905 166649 71615 2275353 3545463 345161 297247 377239 610414 0 2026502 2657257 2748902 3564918 X -473549 -19455 -473549 -19455 2275353 3545463 X 448554 5540 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 207952 202065 5887 539568 473840 65728 71615 POSTRETIREMENT BENEFIT OBLIGATION 2055034 SECURITY DEPOSIT 10000 DUE TO AAUP COLLECTIVE BARGAINING CONGRESS 592223 2657257 X 2841456 0 2841456 1331 1331 2842787 2392902 -1331 -1331 2394233 0 2394233 PART X, LINE 2: AAUP IS EXEMPT FROM FEDERAL INCOME TAX UNDER INTERNAL REVENUE CODE SECTION 501(C)(6), EXCEPT FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME. AAUP WILL BE LIABLE FOR INCOME TAXES ON INCOME DERIVED FROM ADVERTISING IN ACADEME, ITS PROFESSIONAL JOURNAL AND COMMISSIONS RECEIVED FROM CERTAIN MEMBER BENEFIT PROGRAMS. AAUP'S INCOME TAX EXPENSE FOR 2015 AND 2014 WAS $12,318 AND $2,410, RESPECTIVELY. AAUP ADOPTED THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN IN A TAX RETURN. AAUP PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2015, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2012 THROUGH 2014 REMAINS OPEN WITH THE LOCAL JURISDICTION WHICH AAUP FILES RETURNS. IT IS AAUP POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN INCOME TAX EXPENSE. PART XI, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSE RECOVERY 1,331. PART XII, LINE 2D - OTHER ADJUSTMENTS: BAD DEBT EXPENSE RECOVERY -1,331. 1 AAUP CBC 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320969 501(C)(5) 22313 SUMMER INSTITUTE AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320933 501(C)(3) 7714 GENERAL SUPPORT NEVADA STATE CONFERENCE 8329 W SUNSET ROAD 210 NO 210 LAS VEGAS NV 89113 880274752 501(C)(6) 35668 PILOT PROJECT NEW YORK STATE CONFERENCE - AAUP PO BOX 35015 SYRACUSE NY 132350015 161060238 501(C)(3) 6957 GENERAL SUPPORT OREGON STATE CONFERENCE - AAUP PO BOX 16517 PORTLAND OR 97292 900914475 501(C)(5) 15016 PILOT PROJECT TO BUILD MEMBERSHIP AND ENHANCE THE CAPACITY TO ORGANIZE EXISTING MEMBERS. 2 3 PART I, LINE 2: THERE IS ACTIVE COMMUNICATION WITH THE GRANTEES TO INFORMALLY MONITOR THE USE OF GRANT FUNDS. X X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 196125 0 0 0 4160 0 18603 0 20414 0 239302 0 0 0 LYNN QUINN CHIEF FINANCIAL OFFICER 169791 0 0 0 420 0 16157 0 19310 0 205678 0 0 0 AARON NISENSON SENIOR COUNSEL 163385 0 0 0 420 0 14759 0 19310 0 197874 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 FOUR CLASSES OF MEMBERS: A. ACTIVE MEMBERS. ANY PERSON WHO HOLDS A PROFESSIONAL POSITION OF TEACHER OR RESEARCHER OR RELATED PROFESSIONAL APPOINTMENT, EXCLUDING ADMINISTRATORS BUT INCLUDING ANY MEMBER OF A BARGAINING UNIT IN THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS COLLECTIVE BARGAINING CONGRESS ("AAUP CBC") AT A COLLEGE, UNIVERSITY, OR PROFESSIONAL SCHOOL OF SIMILAR GRADE ACCREDITED IN THE UNITED STATES OR CANADA, MAY BE ADMITTED TO ACTIVE MEMBERSHIP IN THE ASSOCIATION. HOWEVER, MEMBERS OF BARGAINING UNITS IN THE AAUP-CBC MAY BE ADMITTED TO ACTIVE MEMBERSHIP ONLY IF THEY ARE MEMBERS OF THE LOCAL ORGANIZATION THAT SERVES AS BARGAINING AGENT. B. GRADUATE STUDENT MEMBERS. ANY PERSON WHO IS, OR WITHIN THE PAST FIVE YEARS HAS BEEN, A GRADUATE STUDENT MAY BE ADMITTED TO GRADUATE STUDENT MEMBERSHIP. GRADUATE STUDENT MEMBERS SHALL HAVE ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. GRADUATE STUDENT MEMBERS SHALL BE TRANSFERRED TO ACTIVE MEMBERSHIP AS SOON AS THEY BECOME ELIGIBLE. C. RETIRED MEMBERS. AN ACTIVE MEMBER WHO RETIRES MAY CHOOSE TO BE TRANSFERRED TO RETIRED MEMBERSHIP. RETIRED MEMBERS RETAIN ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. D. ASSOCIATE MEMBERS. ANY PERSON NOT ELIGIBLE FOR ONE OF THE OTHER THREE CLASSES OF MEMBERSHIP MAY BE ADMITTED AS AN ASSOCIATE MEMBER, INCLUDING MEMBERS OF THE GENERAL PUBLIC AND PERSONS SERVING AS HIGHER EDUCATION ADMINISTRATORS. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE COUNCIL OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS APPROVE THE DUES RATE. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT IRS FORM 990 WAS PROVIDED TO THE PRESIDENT AND SECRETARY/TREASURER FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THAT ANNUAL DISCLOSURE FORMS BE COMPLETED. THESE FORMS ARE REVIEWED AND MAINTAINED. AFTER A BOARD DETERMINATION, ANY PARTY WITH A POTENTIAL CONFLICT OF INTEREST WOULD BE REQUIRED TO BE RECUSED FROM ANY DISCUSSIONS OR DECISIONS WITH REGARD TO THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF COUNCIL USES SALARY SURVEYS OF COMPARABLE POSITIONS TO DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE PREDECESSOR 501(C)(3) ORGANIZATION ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 24E OTHER BENEFITS AND PAYROLL TAXES 8,884. FORM 990, PART XI, LINE 9: POSTRETIREMENT-RELATED CHANGES OTHER THAN PERIODIC POSTRETIREMENT BENEFIT 5,540. AAUP FOUNDATION 1133 19TH STREET NW SUITE 200 WASHINGTON DC 20036 800320933 SUPPORTS HIGHER EDUCATION DE 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 0