2016-11-15T13:22:46-06:00 2015-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2015-01-01 130659550 EDISON ELECTRIC INSTITUTE INC EDIS 2025085000 701 PENNSYLVANIA AVENUE NW WASHINGTON DC 200042696 JOHN S SCHLENKER TREASURER/CFO 2025085000 2016-11-15 1 DAVID TRIMNER P00444822 5712279500 2016-11-15 2015 2017-02-10 21:41:12Z THOMAS R KUHN 701 PENNSYLVANIA AVENUE NW WASHINGTON DC 200042696 173055814 0 X WWW.EEI.ORG X 1933 VA TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY. 67 67 229 100 551543 0 0 0 83495890 88725957 1785620 1352068 0 0 85281510 90078025 2340168 3044707 0 0 36231622 40002177 0 0 0 43822823 47331265 82394613 90378149 2886897 -300124 121025677 138441558 95894683 112031823 25130994 26409735 X EDISON ELECTRIC INSTITUTE INC. IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER-OWNED ELECTRIC UTILITIES. THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS, GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER INFLUENTIAL AUDIENCES. 0 0 EEI'S CLEAN ENERGY ACTIVITIES COMPRISE A HOST OF ACTIVITIES RELATED TO THE EVOLVING ELECTRIC GENERATION FLEET; A RANGE OF ENVIRONMENTAL REGULATIONS AND POLICIES; WHOLESALE ELECTRICITY MARKETS; THE NEED FOR A DIVERSE MIX OF GENERATION SOURCES, INCLUDING RENEWABLES AND DISTRIBUTED GENERATION; AND INTERCONNECTION POLICIES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC COMPANIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI. EDISON ELECTRIC INSTITUTE (EEI) IS FOCUSED ON A NUMBER OF GRID MODERNIZATION ACTIVITIES RELATED TO PROMOTING THE VALUE OF THE POWER GRID; GRID TECHNOLOGY INVESTMENTS; THE CYBER AND PHYSICAL SECURITY OF THE GRID; AND THE PLANNING, BUILDING, AND OPERATION OF THE DISTRIBUTION SYSTEM. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC COMPANIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI. EEI'S CUSTOMER SOLUTIONS ACTIVITIES ARE FOCUSED ON MEETING CUSTOMERS' CHANGING NEEDS AND EXPECTATIONS AND ENSURING THAT COMPANIES ARE ABLE TO OFFER CUSTOMERS THE PRODUCTS AND SERVICES THEY WANT THROUGH PARTNERSHIPS WITH POLICYMAKERS, INDUSTRY ALLIES, RESIDENTIAL, COMMERCIAL AND INDUSTRIAL CUSTOMERS, AND NON-TRADITIONAL ALLIES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC COMPANIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 153 0 229 1 1 1 0 0 0 0 0 X 67 67 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOHN S SCHLENKER 2025085540 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 MR THEODORE F CRAVER JR CHAIR/MEMBER 4.00 1.00 X X 0 0 0 MR NICHOLAS K AKINS VICE CHAIR/CHAIR 4.00 1.00 X X 0 0 0 MR THOMAS A FANNING VICE CHAIR 4.00 1.00 X X 0 0 0 MR CHRISTOPHER M CRANE VICE CHAIR 4.00 1.00 X X 0 0 0 MR GREGORY E ABEL VICE CHAIR 4.00 1.00 X X 0 0 0 MS PATRICIA K VINCENT-COLLAWN VICE CHAIR 4.00 1.00 X X 0 0 0 MR ANDRES R GLUSKI MEMBER 1.00 X 0 0 0 MR ALAN R HODNIK MEMBER 1.00 X 0 0 0 MS PATRICIA LEONARD KAMPLING MEMBER 1.00 X 0 0 0 MR WARNER L BAXTER MEMBER 1.00 X 0 0 0 MR MICHAEL ROWE MEMBER 1.00 X 0 0 0 MR SCOTT L MORRIS MEMBER 1.00 X 0 0 0 MR DAVID R EMERY MEMBER 1.00 X 0 0 0 MR SCOTT M PROCHAZKA MEMBER 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EEI AND THE FOUNDATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 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FOR ASSISTANCE AND THE SELECTION CRITERIA TO AWARD THE ASSISTANCE. X X 1 1 X X X X X 0 1 0 MR THOMAS KUHN PRESIDENT 923587 0 822420 0 2289661 0 118349 0 26561 0 4180578 0 0 0 MR DAVID OWENS EXECUTIVE VP, BUSINESS OPERATIONS GR 620778 0 321000 0 40476 0 602156 0 9406 0 1593816 0 0 0 MR BRIAN WOLFF EXECUTIVE VP, PUBLIC POLICY & EXTERN 604868 0 312000 0 35859 0 204452 0 9345 0 1166524 0 0 0 MR EDWARD COMER VP, GENERAL COUNSEL & CORPORATE SECR 320147 0 136000 0 16998 0 311830 0 20333 0 805308 0 0 0 MS MARY MILLER CHIEF ADMINSTRATIVE OFFICER 320894 0 139000 0 5320 0 209338 0 9391 0 683943 0 0 0 MR QUINLAN SHEA III VP, ENVIRONMENT 252515 0 121000 0 28314 0 156107 0 16851 0 574787 0 0 0 MR RICHARD MCMAHON VP, ENERGY SUPPLY & FINANCE 295066 0 132000 0 18408 0 264823 0 22523 0 732820 0 0 0 MR JAMES FAMA VP, ENERGY DELIVERY 250831 0 119000 0 27001 0 196265 0 15681 0 608778 0 0 0 MS KATHY STECKELBERG VP, GOVERNMENT RELATIONS 268278 0 110000 0 3970 0 195931 0 8139 0 586318 0 0 0 MR BRIAN MCCORMACK VP, POLITICAL & EXTERNAL AFFAIRS 268650 0 116000 0 2401 0 44570 0 8396 0 440017 0 0 0 MR JOHN EASTON JR VP, INTERNATIONAL PROGRAMS 18759 0 102000 0 126845 0 211178 0 2586 0 461368 0 0 0 MR JOHN SCHLENKER CHIEF FINANCIAL OFFICER & TREASURER 212201 0 99000 0 27992 0 174096 0 18684 0 531973 0 0 0 MR RICHARD TEMPCHIN EXECUTIVE DIRECTOR, RETAIL ENERGY SE 199311 0 86000 0 20451 0 164642 0 21682 0 492086 0 0 0 MR JAMES OWEN EXECUTIVE DIRECTOR, MEMBER RELATIONS 195329 0 92000 0 23859 0 171020 0 19843 0 502051 0 0 0 MS STEPHANIE VOYDA MANAGING DIRECTOR, COMMUNICATIONS 177686 0 82000 0 18262 0 138404 0 15120 0 431472 0 0 0 MR SCOTT AARONSON SENIOR DIRECTOR, NATIONAL SECURITY P 200367 0 41200 0 18430 0 43776 0 1919 0 305692 0 0 0 MR J BRUCE BROWN DEPUTY GENERAL COUNSEL 174064 0 102000 0 26582 0 125962 0 2735 0 431343 0 0 0 PART I, LINE 1A PART 1, QUESTION 1A - FIRST CLASS TRAVEL: JOHN EASTON AND LAWRENCE JONES ARE ENTITLED TO FIRST CLASS OR CHARTER TRAVEL FOR INTERNATIONAL FLIGHTS. RICHARD MCMAHON IS ENTITLED TO FIRST CLASS OF CHARTER TRAVEL FOR FLIGHTS OVER FOUR HOURS DUE TO MEDICAL REASONS. AMOUNTS FOR FIRST-CLASS TRAVEL ARE NOT INCLUDED IN INCOME. PART I, QUESTION 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THOMAS KUHN $1,650 INCLUDED IN INCOME RICHARD MCMAHON $919 INCLUDED IN INCOME PART I, LINE 4B THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANAGEMENT EMPLOYEES. THOMAS R. KUHN $1,778,814 DAVID K. OWENS $485,441 BRIAN WOLFF $153,427 EDWARD COMER $179,962 MARY MILLER $98,472 QUINLAN SHEA $51,917 RICHARD MCMAHON $131,353 JAMES FAMA $89,994 KATHRYN STECKELBERG $76,205 JOHN EASTON $74,126 BRIAN MCCORMACK $13,420 JOHN SCHLENKER $43,942 JAMES OWEN $46,938 RICHARD TEMPCHIN $39,469 FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF DIRECTORS, AFTER EACH ANNUAL ELECTION OF DIRECTORS AND BY THE RESOLUTION ADOPTED BY A MAJORITY OF THE ENTIRE BOARD, MAY DESIGNATE FROM ITS OWN MEMBERSHIP AN EXECUTIVE COMMITTEE OF EIGHTEEN INCLUDING THE CHAIRMAN AND VICE CHAIRMEN. IN ADDITION TO THOSE DESIGNATED TO SERVE ON THE EXECUTIVE COMMITTEE, FORMER CHAIRMEN OF THE INSTITUTE WHO CONTINUE AS CHAIRMAN OR CHIEF EXECUTIVE OFFICER OF A CLASS A INSTITUTE MEMBER SHALL SERVE AS EX OFFICIO, NON-VOTING MEMBERS OF THE COMMITTEE. THE EXECUTIVE COMMITTEE MAY EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD EXCEPT: 1. APPROVAL OR RECOMMENDATION TO MEMBERS OF ACTION THAT IS REQUIRED TO BE APPROVED BY MEMBERS UNDER STATUTE; 2. THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS OR IN ANY COMMITTEE THEREOF; 3. THE FIXING OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR ON ANY COMMITTEE THEREOF; 4. THE AMENDMENT OR REPEAL OF THE BYLAWS OR THE ADOPTION OF NEW BYLAWS; 5. THE AMENDMENT OR REPEAL OF ANY RESOLUTION OF THE BOARD WHICH BY ITS TERMS SHALL NOT BE SO AMENDABLE OR REPEALABLE AND AS OTHERWISE REQUIRED BY RESOLUTION OF THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE EXECUTIVE COMMITTEE. VACANCIES IN THE MEMBERSHIP OF THE COMMITTEE SHALL BE FILLED BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL KEEP REGULAR MINUTES OF THE PROCEEDINGS AND REPORT THE SAME TO THE BOARD WHEN REQUIRED. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHIP: OPERATING COMPANY MEMBERS - INVESTOR-OWNED OPERATING ELECTRIC CORPORATIONS ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION OF ELECTRICTY TO THE PUBLIC IN THE US OR ITS POSSESSIONS. EEI'S US SHAREHOLDER-OWNED ELECTRIC COMPANY MEMBERS SERVE VIRTUALLY ALL OF THE CUSTOMERS IN THIS SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC POWER INDUSTRY. HOLDING COMPANY MEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES IN INVESTOR-OWNED CORPORATIONS ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER. SUBSIDIARY COMPANY MEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING COMPANY OR HOLDING COMPANY MEMBERS, SHALL BE ELIGIBLE FOR SEPARATE MEMBERSHIP. PARTICIPATION ON STANDING COMMITTEES AND IN OTHER ACTIVITIES OF THE ORGANIZATION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY THE BOARD. THE ORGANIZATION HAS THREE NON-VOTING CLASSES OF MEMBERSHIP: INTERNATIONAL AFFILIATES - EDISON ELECTRIC INSTITUTE'S INTERNATIONAL AFFILIATES PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND THE WORLD. ASSOCIATES - EDISON ELECTRIC INSTITUTE INC. ASSOCIATE MEMBERSHIP IS DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION, DISTRIBUTION, BROKERAGE, OR SALE OF ELECTRICITY. ASSOCIATE MEMBERSHIP HELPS FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE ISSUES. HONORARY MEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR QUALIFICATIONS, IN THE OPINION OF THE BOARD AND BY ITS ELECTION, ARE ENTITLED TO SUCH HONOR. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF THE ORGANIZATION EITHER IN-PERSON OR BY PROXY. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP OF THE ORGANIZATION APPROVES BYLAW AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 FOR THE EDISON ELECTRIC INSTITUTE IS REVIEWED BY THE ORGANIZATION'S OUTSIDE CPA FIRM AND REPORTED BY THE ENGAGEMENT PARTNER TO THE INSTITUTE'S EXECUTIVE COMMITTEE IN ADVANCE OF FILING. COPIES OF THE FORM 990 ARE MADE AVAILABLE TO THE EEI BOARD PRIOR TO FILING. THE RETURN IS REVIEWED AND SIGNED BY THE INSTITUTE'S CHIEF FINANCIAL OFFICERS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EDISON ELECTRIC INSTITUTE INC.'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EDISON ELECTRIC INSTITUTE, INC. HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EDISON ELECTRIC INSTITUTE INC.'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE ORGANIZATION'S CEO IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT CONSULTANT ON AN ANNUAL BASIS. THE CEO'S COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS. OFFICER COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENT AND ARE AVAILABLE ON THE VIRGINIA SECRETARY OF STATE WEB SITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC; HOWEVER, THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER CONSULTANTS 9,896,607. FORM 990, PART XI, LINE 9: CHANGE IN PROJECTED EMPLOYEE BENEFITS OBLIGATIONS 2,301,437. THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 SCIENTIFIC/EDUCATION DC 501(C)(3) 170(B)(1)(A)(VI) EDISON ELECTRIC INSTITUTE INC 1 CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 EDUCATION DE 501(C)(3) 509(A)(3) EDISON ELECTRIC INSTITUTE INC 1 EDISON ELECTRIC INSTITUTE RETIREE BENEFITS VOLUNTARY EMPLOYEES BENEFICIARY 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 521660737 RETIREE MEDICAL AND LIFE INSURANCE BENEFITS DC 501(C)(9) EDISON ELECTRIC INSTITUTE INC 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 THOMAS ALVA EDISON FOUNDATION B 148170 CENTER FOR ENERGY WORKFORCE DEVELOPMENT B 476077 THOMAS ALVA EDISON FOUNDATION R 1140330 THOMAS ALVA EDISON FOUNDATION Q 467992