2016-11-15T19:11:21-06:00 2015-12-31 861065772 DELOITTE TAX LLP 655 West Broadway Suite 700 SAN DIEGO CA 921018590 990PF 2015-01-01 460428166 WAITT FOUNDATION WAIT 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 STAN RAY TREASURER 6052329929 2016-11-15 1 JULIE KEENEY P00649556 6192326500 2015 2017-02-10 21:41:12Z X X 140011593 X 2025804 3438 3438 1643007 1642195 4987048 41528194 4987048 -188363 -159425 8470934 6473256 204748 10237 194511 174975 52493 100796 76588 14552 61751 765 0 765 64855 48641 7619 421101 324640 95081 73144 2447 94 702 0 132425 0 128076 53252 1009 53161 1202555 454019 641854 6673772 6673772 7876327 454019 7315626 594607 6019237 5668957 1599455 1599455 13752 13751 13751 44112720 54261443 54261443 29501002 23347854 23347854 66768720 60761438 60761438 50620 49102 2221 1518 1518 22244 26134 26134 146089616 140011593 140011593 123654 196497 88 0 123742 196497 X 145965874 139815096 145965874 139815096 146089616 140011593 145965874 594607 9161 146569642 6754546 139815096 AMERIGAS PARTNERS P 342 342 342 COLCHESTER P 32983 32983 32983 COMPASS DIVERSIFIED P 4163 4163 4163 FARALLON CAPITAL P 341178 341178 341178 FIDUCIARY TRUST ACCOUNT #7101 - Publicly traded P 14729313 7084073 7645240 7645240 FIDUCIARY TRUST ACCOUNT #7109 - Publicly traded P 2064616 1764412 300204 300204 FPA NEW INCOME INC P 2500000 2757933 -257933 -257933 FW VENTURES P 195819 -195819 -195819 GREEN SPRING GLOBAL P 110036 110036 110036 MEMORIAL PRODUCTION PARTNERS P 801 801 801 PIMCO FDS TOTAL RETURN FD INSTL P 259155 259155 259155 POMONA CAPITAL P 18800 18800 18800 QTIMBER P 135002 135002 135002 SANSAR CAPITAL LTD P 3008504 4000000 -991496 -991496 TRANSMONTAIGNE PARTNERS P 4 -4 -4 VIVO VENTURES P 6366 6366 6366 WHITEHALL P 686009 -686009 -686009 EOS PARTNERS P 271901 52896 219005 219005 BERENS GLOBAL VALUE FUND, LTD P 5621004 4000000 1621004 1621004 PASSPORT OFFSHORE LTD - CLASS A1 II P 3097468 2500000 597468 597468 SERIES K SHEPHERD INVESTMENTS INTERNATIONAL, LTD P 3631968 4300000 -668032 -668032 SERIES D POLYGON GLOBAL OPPORTUNITIES FUND P 2971713 5200000 -2228287 -2228287 SERIES AE FCOI II HOLDINGS, LP P 2718525 4000000 -1281475 -1281475 SANOFI-AVENTIS SECURITIES LITIGATION SETTLEMENT P 4169 4169 4169 INTERNAP SECURITIES LITIGATION SETTLMENT P 60 60 60 PRIVATE EQUITY LITIGATION SETTLEMENT P 68 68 68 PRIVATE EQUITY LITIGATION SETTLEMENT - BAIN CAPITAL P 17 17 17 NOVATEL SECURITIES LITIGATION SETTLEMENT P 42 42 42 4987048 0 6737080 147046063 0.045816 7016105 142444694 0.049255 6854263 137304281 0.049920 7077481 140929600 0.050220 7147980 139710437 0.051163 0.246374 0.049275 143017095 7047167 60192 7107359 7315626 X 60192 0 60192 0 60192 81287 81287 21095 21095 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA SD 1 0 0 0 0 1 www.waittfoundation.org STAN RAY 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 MARK DICKEY 801 River Road suite 200 north Sioux City SD 57049 SECRETARY 2.00 0 0 0 THEODORE W WAITT 5786 La Jolla Blvd LA JOLLA CA 92037 CHAIRMAN/DIRECTOR 6.00 0 0 0 CINDY WAITT 801 River Road suite 200 North Sioux City SD 57049 DIRECTOR 0.50 0 0 0 DAVE RUSSELL 5786 La Jolla Blvd LA JOLLA CA 92037 VICE CHAIRMAN/DIRECTOR 2.00 0 0 0 shane hartnett 801 River Road suite 200 north Sioux City SD 57049 DireCTOR 7.00 0 0 0 JACOB JAMES 5786 La Jolla Blvd LA JOLLA CA 92037 MANAGING DIRECTOR/DIRECTOR 40.00 190025 14530 192 Stan Ray 5786 La Jolla Blvd LA JOLLA CA 92037 treASURER 4.00 0 0 0 HAILEY WAITT 5786 La Jolla Blvd LA JOLLA CA 92037 DIRECTOR 0.50 0 0 0 CHERIE PROTHRO 5786 La Jolla Blvd lA JOLLA CA 92037 PROGRAM & OPS DIRECT 40.00 135608 12022 276 Dawn Salvador 5786 La Jolla Blvd lA JOLLA CA 92037 Senior Accountant 40.00 89346 8219 101 0 NONE 0 0 138040619 7140650 13751 145195020 0 0 145195020 2177925 143017095 7150855 7150855 60192 60192 7090663 3281 7093944 0 7093944 7315626 0 7315626 60192 7255434 7093944 7279689 0 0 7315626 7279689 0 0 35937 0 0 0 0 0 0 0 0 7058007 0 0 0 THEODORE W WAITT STAN RAY PO BOX 1397 NORTH SIOUX CITY SD 57049 6052329929 Grant applications must be completed utilizing WF's Preliminary Grant Request via its website waittfoundation.org), after the grant applicant reviews WF's Grant Guidelines and Grantee Requirements also found on it website. An applicant must provide its U.S. tax identification number and must be prepared to provide a current copy of its IRS 501(c)(3) determination letter. Only organizations that have federal non-profit agency tax status can receive financial support from Waitt Foundation. Preliminary Grant Requests are accepted year-round via WF's website. Waitt Foundation limits its grants according to the criteria defined in the Grants Guidelines and Grantee Requirements sections on its website (waittfoundation.org). Its grantees must have programs that are project specific with tangible and measurable results. Priority is given to initiatives addressing WF's core focus, ocean conservation. While WF may make exceptions in special circumstances, it generally does not support programs or organizations that fall outside of its key areas of focus, and does not accept proposals to support individuals, event fundraisers and sponsorships, endowments, or lobbying of any kind. The minimum amount for a WF grant request is $100,000. A ROCHA GHANA PO BOX KN 3480 10 WAWA STREET KOKOMLEMLE GH NONE GOV ROC GRANT 10000 ALEX'S LEMONADE STAND 333 EAST LANCASTER AVENUE SUITE 414 WYNNEWOOD PA 19096 NONE PC EMPLOYEE MATCH 175 ALS ASSOCIATION TEXAS CHAPTER 4939 DE ZAVALA SUITE 105 SAN ANTONIO TX 78249 NONE PC EMPLOYEE MATCH 420 BISCAYNE BAY WATERKEEPER 1840 CHUCUNANTAH ROAD MIAMI FL 33133 NONE PC ROC GRANT 10000 BLACK FISH FOUNDATION (THE) DE WITTENSTRAAT 43-45 NL NONE NC ROC GRANT 8500 BREN SCHOOL OF ENVIRONMENTAL SCIENCE & MANAGEMENT (UCSB) 2400 BREN HALL UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 931065131 NONE PC OCEAN CONSERVATION 600000 CHURCH WORLD SERVICE 28606 PHILLIPS STREET ELKHEART IN 46515 NONE PC EMPLOYEE MATCH 750 COSTA HUMBOLDT GENERAL SALVO 338 PROVIDENCIA CI NONE NC ROC GRANT 10000 CUNY BROOKLYN COLLEGE OFFICE OF RESEARCH AND SPONSORED PROGRAMS 2900 BEDFORD AVENUE BROOKLYN NY 112102889 NONE PC ROC GRANT 9840 DEL MAR SCHOOLS EDUCATION FOUNDATION 13030 ASHLEY FALLS DRIVE SAN DIEGO CA 92130 NONE PC EMPLOYEE MATCH 1079 ECO-LOGIC DEVELOPMENT FUND 25 MOUNT AUBURN STREET SUITE 203 CAMBRIDGE MA 02138 NONE PC ROC GRANT 10000 EcoViva 1904 Franklin Street Suite 902 OAKLAND CA 94612 NONE PC ROC GRANT 10000 Environmental Awareness Group - Antigua Sea Turtle Project LONG STREET ST JOHN, ANTIGUA OC NONE NC ROC GRANT 9990 Environmental Law Institute 1730 M Street NW Suite 700 WASHINGTON DC 20036 NONE PC ROC GRANT 9881 Fish Forever RARE INC 1310 N Courthouse Road Suite 110 ARLINGTON VA 22201 NONE PC OCEAN CONSERVATION 500000 Food Bank of Siouxland PO Box 985 sioux city IA 51102 NONE PC EMPLOYEE MATCH 500 Friends of FM90 4647 Stone Avenue sioux city IA 51106 NONE PC EMPLOYEE MATCH 500 Habitat For Humanity International Inc 1150 Tri View Avenue sioux city IA 51103 NONE PC EMPLOYEE MATCH 200 Heal the Bay 1444 9th St SANTA MONICA CA 90401 NONE PC ROC GRANT 5000 Her Health Women's Center 5732 Sunnybrook Drive sioux city IA 51106 NONE PC EMPLOYEE MATCH 200 Iowa Women Lead Change 200 First Street SE Suite 2100 CEDAR RAPIDS IA 52401 NONE PC EMPLOYEE MATCH 250 Marine Conservation Institute 4010 Stone Way N Suite 210 SEATTLE WA 98103 NONE PC OCEAN CONSERVATION 150000 MEDREACT ONLUS VIA URBANA 143 ROME IT 00184 NONE nc ROC GRANT 12000 Mental Health Association of Siouxland 2523 Myrtle Street sioux city IA 51103 NONE PC EMPLOYEE MATCH 1000 Meridian Institute 1800 M Street NW Suite 400N WASHINGTON DC 20036 NONE pc OCEAN CONSERVATION 100000 National Geographic Society 1145 17th Street NW WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 420000 National Marine Mammal Foundation 2240 Shelter Island Drive Suite 200 SAN DIEGO CA 92106 NONE PC OCEAN CONSERVATION 50000 New England Aquarium Central Wharf BOSTON MA 021103399 NONE PC OCEAN CONSERVATION 25000 Norm Waitt Sr YMCA 601 Riverview Drive SOUTH sioux city NE 68776 NONE PC EMPLOYEE MATCH 450 Oceana 1350 Connecticut Avenue NW 5th Floor WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 100000 Oceans 5 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 NONE PC OCEAN CONSERVATION 1000000 OceansWatch 316 Clements Road MATAPOURI NZ NONE NC ROC GRANT 7500 Orange County Coastkeeper 3151 Airway Ave Suite F-110 COSTA MESA CA 92626 NONE PC ROC GRANT 10000 Paso Pacifico 872 E Front Street Suite 200 VENTURA CA 93001 NONE PC OCEAN CONSERVATION 75000 Phoenix Islands Protected Area Conservation Trust PO BOX 366 BIKENIKEU, TARAWA OC NONE PC OCEAN CONSERVATION 500000 Planned Parenthood of the Pacific Southwest 1075 Camino del Rio South SAN DIEGO CA 92108 NONE PC EMPLOYEE MATCH 150 Point Loma Nazarene University 3900 Lomaland Drive SAN DIEGO CA 91206 NONE PC EMPLOYEE MATCH 100 Projeto Conservacao Recifal (Reef Conservation Project) Rua Manoel Brandao no 192 - Bairro CAJUEIRO RECIFE - PERNAMBUCO BR NONE PC ROC GRANT 5000 Reef Check Foundation 13723 Fiji Way B-2 MARINA DEL REY CA 90292 NONE PC ROC GRANT 10000 Royal Albania Foundation Rr F Xhajko P67/1 Sh2 Ap 20 TIRANA AL NONE PC ROC GRANT 5000 Salk Institute 10010 North Torrey Pines Rd LA JOLLA CA 92037 NONE PC SCIENTIFIC INNOVATION 25000 San Diego LGBT Community Center PO Box 3357 SAN DIEGO CA 92163 NONE PC EMPLOYEE MATCH 100 SAND COUNTY FOUNDATION TANZANIA House 1805 Kidutani Mkunazini STONETOWN ZANZIBAR PO BOX 3810 TZ NONE NC ROC GRANT 10000 Save The Waves Coalition 3500 Highway 1 DAVENPORT CA 95017 NONE PC ROC GRANT 8950 Science Exchange (The) 4414 1/2 Kansas St SAN DIEGO CA 92116 NONE PC ROC GRANT 9000 Sea to Shore Alliance 4411 Bee Ridge Road 490 SARASOTA FL 34233 NONE PC ROC GRANT 9330 Shesler Hall 1308 Nebraska Street sioux city IA 51105 NONE PC EMPLOYEE MATCH 750 St Michael Catholic Parish 2637 Homedale Street SAN DIEGO CA 92139 NONE PC EMPLOYEE MATCH 1300 The Bahamas Protected Areas Fund Temporary Address C/o Permanent SECRETARY MINISTRY OF THE ENVIRONME NASSAU BF NONE NC OCEAN CONSERVATION 100000 The Gospel Mission 500 Bluff Street sioux city IA 51103 NONE PC EMPLOYEE MATCH 200 The Nature Conservancy 201 Mission Street 4th Floor SAN FRANCISCO CA 94105 NONE PC OCEAN CONSERVATION 1000000 The Rob Benzon Foundation 4587 Terrace Drive SAN DIEGO CA 92116 NONE PC EMPLOYEE MATCH 195 The San Diego Foundation 2508 Historic Decatur Road Suite 200 SAN DIEGO CA 92101 NONE PC COMMUNITY BUILDING 100000 Twin Trails Education Foundation 8944 Twin Trails Drive SAN DIEGO CA 92129 NONE PC EMPLOYEE MATCH 462 University of North Carolina at Chapel HILL INSTITUTE OF MARINE SCIENCES 3431 Arendell Street MOREHEAD CITY NC 28557 NONE PC ROC GRANT 10000 University of Southern California MOLECULAR AND COMPUTATIONAL BIOLOGY DEPAR USC Dornsife College of Letters Arts and Sciences 3454 TROUSDALE PK LOS ANGELES CA 90089 NONE PC OCEAN CONSERVATION 125000 Vava'u Environmental Protection Association Unit 12 Guttenbeil Plaza TN NONE NC OCEAN CONSERVATION 100000 Virginia Aquarium & Marine Science Center Foundation Inc 717 General Booth Blvd VIRGINIA BEACH VA 23451 NONE PC ROC GRANT 5000 Waitt Institute 5786 La Jolla Blvd LA JOLLA CA 92037 NONE POF OCEAN CONSERVATION 390000 Waitt Institute for Violence Prevention 801 River Drive Suite 200 North SIoux city SD 57049 NONE POF COMMUNITY BUILDING 100000 Wildlife Conservation Society 2300 Southern Boulevard BRONX NY 10460 NONE PC OCEAN CONSERVATION 1010000 6673772 0 14 3438 900099 812 14 1642195 18 4987048 Partnership - Whitehall 900099 -24750 14 16250 Partnership - Pomona Capital 900099 -7 14 -554 Partnership - Q-Blk Timber 900099 2039 14 -39112 Partnership - Compass Diversified Holdings 900099 1724 14 -4516 Partnership - UBS TRUMBULL PROPERTY FUND 900099 14 -18476 Partnership - Amerigas Partners 900099 -3819 14 0 Partnership - Forward Ventures IV LP 900099 14 -1623 Partnership - MEMORIAL PRODUCTION PARTNERS LP 900099 4550 14 -4200 Partnership - Greenspring Global Partners 900099 -281 14 -55462 Partnership - Colchester Global Fund 900099 14 64863 Partnership - Vivo Ventures Fund VII, L.P. 900099 14 -17955 Partnership - Lazard LTD 900099 14 -1 Partnership - Farallon Capital Institutional Partners, LP 900099 14 1413 Partnership - Soros Real Estate Investors 900099 14 -2731 Partnership - Transmontaigne 900099 -3309 14 -1 Partnership - WILLIAMS PARTNERS 900099 -5085 14 -7 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II-Q 900099 14 -99 PARTNERSHIP - GREENSPRING GLOBAL PARTNERS VII-B 900099 14 -9215 PARTNERSHIP - VIVO VENTURES FUND VIII 900099 14 -12557 PARTNERSHIP - WAVE EQUITY FUND 900099 14 -40177 -28126 6473256 0 6445130 0 0 0 0 0 0 0 0 0 0 X X 1 THEODORE W WAITT 801 River Road suite 200 north Sioux City SD 57049 2025804 X X 1 Various Publicly traded securities 2025804 2015-12-17 ACCOUNTING FEES 64855 48641 7619 COSTA HUMBOLDT GENERAL SALVO 338 PROVIDENCIA CI 2015-12-23 10000 ROC GRANT 10000 NONE BLACK FISH FOUNDATION (THE) DE WITTENSTRAAT 43-45 NL 2015-04-10 8500 ROC GRANT 8500 none Environmental Awareness Group - Antigua Sea Turtle Project LONG STREET ST JOHNs AC 2015-06-09 9990 ROC GRANT 9990 NONE MEDREACT ONLUS VIA URBANA 143 ROME IT 2015-12-23 12000 ROC GRANT 12000 NONE OceansWatch 316 Clements Road MATAPOURI NZ 2015-07-28 7500 ROC GRANT 7500 NONE SAND COUNTY FOUNDATION TANZANIA House 1805 Kidutani Mkunazini STONETOWN PO BOX 3810 zanzibar TZ 2015-08-20 10000 ROC GRANT 10000 NONE The Bahamas Protected Areas Fund MINISTRY OF THE ENVIRONMENT Charlotte House Nassau BF 2015-12-23 100000 OCEAN CONSERVATION 0 NONE Vava'u Environmental Protection Association Unit 12 Guttenbeil Plaza TN 2015-12-23 100000 OCEAN CONSERVATION 42834 NONE FORM 990-PF, PART VII-B, 1(A)(3) GOODS, SERVICES, OR FACILITIES FURNISHED BY A DISQUALIFIED PERSON:AVALON CAPITAL GROUP, INC PROVIDED ADMINISTRATIVE AND ACCOUNTING SERVICES AND OFFICE SPACE TO THE WAITT FOUNDATION DURING 2015 AT NO CHARGE. AVALON CAPITAL GROUP, INC IS OWNED 100% BY THEODORE W. WAITT, A SUBSTANTIAL CONTRIBUTOR TO THE FOUNDATION. THIS IS AN EXCEPTED ACT OF SELF-DEALING UNDER IRC SECTION 4941(D)(2)(C). TANGIBLE PROPERTY REGULATIONS ELECTION STATEMENTS TAXPAYER HEREBY MAKES THE DE MINIMIS SAFE HARBOR ELECTION UNDER TREASURY REGULATION 1.263(A)-1(F) FOR ALL ELIGIBLE AMOUNTS PAID OR INCURRED DURING THE TAXABLE YEAR.TAXPAYER HEREBY ELECTS TO CAPITALIZE REPAIR AND MAINTENANCE COSTS UNDER TREASURY REGULATION 1.263(A)-3(N). THE COSTS WERE INCURRED DURING THE TAXABLE YEAR IN THE ELECTING TAXPAYER'S TRADE OR BUSINESS AND THE ELECTING TAXPAYER TREATS SUCH COSTS AS CAPITAL EXPENDITURES ON ITS BOOKS AND RECORDS. FIXED INCOME FUND - First Pacific Advisors 6561305 6561305 FIXED INCOME FUND - Colchester Global Bond 3331079 3331079 Oaktree Enhanced Income 2387526 2387526 Fixed Income Fund - PIMCO 7511131 7511131 Fixed Income Fund - eos Partners 0 0 Fixed Income Fund - greylock Global 3556813 3556813 Equities - River Road 7740006 7740006 Intl Equity - Harding Loevner Intl 7552093 7552093 Intl Equity - IVA Int'l Fund 7701856 7701856 Vanguard Windsor II Admiral 6409295 6409295 Harbor Capital Appreciation Fund 0 0 artisan growth opp fund 6698237 6698237 Oppenheimer Developing Mkts 2864265 2864265 ISHARES CURRENCY HEDGED MSCI 3412606 3412606 ISHARES CORE MSCI 817343 817343 DELAWARE POOLED TRUST 10019724 10019724 SPDR TRUST SERIES 1 1046018 1046018 WHITEHALL PARALLEL REAL ESTATE LP FMV 70108 70108 FORWARD VENTURES IV, LP FMV 252962 252962 SOROS REAL ESTATE INVESTORS FMV 30248 30248 POMONA CAPITAL V, LP FMV 149658 149658 berens global value fund ltd FMV 621295 621295 q-BLK real assets lp FMV 1719728 1719728 POLYGON GLOBAL OPPORTUNITY FUND FMV 136658 136658 SHEPHERD INVESTMENT INTERNATIONAL, LTD. FMV 27385 27385 OZ ASIA OVERSEAS, LTD. FMV 99235 99235 AVENUE EUROPE FUND FMV 33730 33730 D.E. SHAW COMPOSITE INTERNATIONAL FUND FMV 3976313 3976313 T STRATUS FUND, LTD. FMV 50480 50480 TRIAN PARTNERS, LTD. FMV 3741323 3741323 PLAINFIELD FUND FMV 0 0 CRC GLOBAL STRUCTURED CR FUND FMV 2499312 2499312 WHITE ELM CAPITAL OFFSHORE FMV 3638789 3638789 FARALLON - FCOI II HOLDINGS, L.P. FMV 64801 64801 AKO FUND FMV 3366373 3366373 SANSAR CAPITAL, LTD FMV 0 0 farallon capital FMV 6180205 6180205 bay resource partners FMV 3830226 3830226 york investment ltd. FMV 4091708 4091708 Passport Offshore FMV 1291 1291 Investec Global Commodities & Resources FMV 4487 4487 greenspring FMV 3053758 3053758 vivo ventures fund FMV 1170825 1170825 Discovery Global Opportunity FMV 3753546 3753546 AG Super Fund International, Ltd. FMV 2935249 2935249 Kingstown Offshore Ltd FMV 2865471 2865471 AG Securitized Asset Recovery FMV 1107145 1107145 THE CARAVEL FUND(OFFSHORE) LTD FMV 1947681 1947681 Owl Creek Overseas Fund, Ltd FMV 2527753 2527753 TACONIC OPP OFFSHORE FUND LTD FMV 2823087 2823087 UBS TRUMBULL PROPERTY FMV 1762469 1762469 AG CAPITAL RECOVERY VIII FMV 504957 504957 GREENSPRING GLOBAL VII-B FMV 160510 160510 WAVE EQUITY FUND FMV 542669 542669 VIVO CAPITAL VIII FMV 286435 286435 BLACKSTONE TACTICAL OPPS FUND FMV 733568 733568 LEGAL FEES 765 0 765 LEASE DEPOSIT 201 68 68 Due from Waitt Institute 22043 22085 22085 Due FROM Waitt Institute for Violence prevention 3981 3981 UNREALIZED loss ON INVESTMENTS 6754546 COMMUNICATIONS 9682 0 9738 INFORMATION TECHNOLOGIES 18841 0 18837 BANK FEES 337 337 0 INSURANCE 9657 0 9657 OFFICE SUPPLIES 2687 672 3710 OUTSIDE SERVICES 4189 0 2989 POSTAGE 1829 0 1774 SUBSCRIPTIONS 1873 0 1885 PERMITS & LICENSES 200 0 200 MISCELLANEOUS 402 0 816 utILITIES 3555 0 3555 Partnership - MEMORIAL PRODUCTIONS PARTNERS LP 350 -4200 350 Partnership - GREENSPRING GLOBAL PARTNERS -55743 -55462 -55743 Partnership - COLCHESTER GLOBAL 64863 64863 64863 Partnershipp - COMPASS DIVERSIFIED HOLDINGS -2792 -4516 -2792 Partnership - LAZARD -1 -1 -1 Partnership - FARALLON CAPITAL 1413 1413 1413 Partnership - POMONA CAPITAL -561 -554 -561 partnership - Soros -2731 -2731 -2731 partnership - Whitehall Parallel -8500 16250 -8500 partnership - Q-BLK TIMBER PORTFOLIO -37073 -39112 -37073 Partnership - VIVO VENTURES -17955 -17955 -17955 Partnership - AMERIGAS PARTNERS -3819 0 -3819 Partnership - TRANSMONTAIGNE PARTNERS -3310 -1 -3310 PARTNERSHIP - UBS TRUMBULL -18476 -18476 -18476 PARTNERSHIP - FORWARD VENTURES IV -1623 -1623 -1623 PARTNERSHIP - WILLIAMS -5092 -7 -5092 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II-Q -99 -99 -99 PARTNERSHIP - GREENSPRING GLOBAL PARTNERS VII-B -9215 -9215 -9215 PARTNERSHIP - VIVO VENTURES FUND VIII -12557 -12557 -12557 PARTNERSHIP - WAVE EQUITY FUND -40177 -40177 -40177 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II -38222 -38222 -38222 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II (CAYMAN) 2957 2957 2957 Partnership - Whitehall 0 0 -8500 Partnership - Pomona Capital 0 0 -561 Partnership - Q-Blk Timber 0 0 -37073 Partnership - Compass Diversified Holdings 0 0 -2792 Partnership - UBS TRUMBULL PROPERTY FUND 0 0 -18476 Partnership - Amerigas Partners 0 0 -3819 Partnership - Forward Ventures IV LP 0 0 -1623 Partnership - MEMORIAL PRODUCTION PARTNERS LP 0 0 350 Partnership - Greenspring Global Partners 0 0 -55743 Partnership - Colchester Global Fund 0 0 64863 Partnership - Vivo Ventures Fund VII, L.P. 0 0 -17955 Partnership - Lazard LTD 0 0 -1 Partnership - Farallon Capital Institutional Partners, LP 0 0 1413 Partnership - Soros Real Estate Investors 0 0 -2731 Partnership - Transmontaigne 0 0 -3310 Partnership - WILLIAMS PARTNERS 0 0 -5092 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II-Q 0 0 -99 PARTNERSHIP - GREENSPRING GLOBAL PARTNERS VII-B 0 0 -9215 PARTNERSHIP - VIVO VENTURES FUND VIII 0 0 -12557 PARTNERSHIP - WAVE EQUITY FUND 0 0 -40177 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II 0 0 -38222 PARTNERSHIP - BLACKSTONE TACTICAL OPP FUND II (CAYMAN) 0 0 2957 BOOK TO TAX DIFFERENCES (PARTNERSHIPS) 5880 Recoveries of Qualified Distributions 3281 Due to Waitt Institute for Violence prevention 88 0 INVESTMENT MANAGEMENT FEES 324640 324640 0 Consulting Services - Programs 86661 0 85281 Professional Fees 9800 0 9800 State Filing Fees 94 0 94 FEDERAL EXCISE TAX 70603 0 0 Foreign TAXES 2447 2447 0