2016-10-27T17:13:13-05:00 2016-03-31 941254756 HOOD & STRONG LLP 275 BATTERY STREET STE 900 SAN FRANCISCO CA 94111 990 2015-04-01 237222333 THE TRUST FOR PUBLIC LAND TRUS 4154954014 101 MONTGOMERY STREET NO 900 SAN FRANCISCO CA 94104 CYNTHIA SCHERER CFO & TREASURER 4154954014 2016-10-21 1 MAGA E KISRIEV P01008919 4157810793 2015 2017-02-10 21:41:12Z WILLIAM B ROGERS 101 MONTGOMERY STREET NO 900 SAN FRANCISCO CA 94104 220127476 0 2659 X WWW.TPL.ORG X 1972 CA CREATES PARKS AND PROTECTS LAND FOR PEOPLE, ENSURING HEALTHY, LIVABLE COMMUNITIES. 19 18 434 279 0 0 111595050 115166995 19810321 21216159 4900615 2345267 -164765 -727665 136141221 138000756 40441786 38418611 0 0 37264247 39793560 766533 917462 11711588 37380685 42164498 115853251 121294131 20287970 16706625 269276336 287302891 90781103 97266680 178495233 190036211 X THE TRUST FOR PUBLIC LAND CREATES PARKS AND PROTECTS LAND FOR PEOPLE, ENSURING HEALTHY, LIVABLE COMMUNITIES FOR GENERATIONS TO COME. IN THE PAST YEAR, WE HELPED COMMUNITIES TO PLAN FOR PARKS AND CONSERVATION, FUND PARKS AND CONSERVATION, PROTECT LAND, AND CREATE NEW PARKS. 0 0 46835329 34346293 6461350 PROTECT - WE COMPLETED 75 CONSERVATION TRANSACTIONS THAT PROTECTED 62,134 ACRES FOR RECREATION, TO PROTECT DRINKING WATER, AND TO PRESERVE CRITICALLY IMPORTANT WILDLIFE HABITAT. 42193929 3397893 13959672 CREATE - WE COMPLETED 21 PROJECTS, INCLUDING 10 NEW PLAYGROUNDS, 3 GARDENS AND 8 FITNESS ZONE EXERCISE AREAS. WE EXPANDED OUR PARKSCORE INDEX, A MEASURE OF HOW WELL THE LARGEST U.S. CITIES ARE MEETING THE NEED FOR PARKS, BY 10 CITIES. 2971615 44250 230640 PLAN - WE COMPLETED 30 PROJECTS TO HELP AGENCIES AND COMMUNITIES DEFINE CONSERVATION PRIORITIES, IDENTIFY LAND TO BE PROTECTED, AND PLAN AND DESIGN PARKS AND NATURAL SPACES. THESE INCLUDED 10 PROJECTS TO HELP CITIES NATIONWIDE REDUCE THE EFFECTS OF CLIMATE CHANGE. 2494228 630175 564497 FUND - WE HELPED PASS 12 STATE AND LOCAL BALLOT MEASURES, AN 86% SUCCESS RATE, THAT GENERATED $329,396,000 IN PUBLIC FUNDS FOR PARKS AND NATURAL SPACES. 2494228 630175 564497 94495101 1 1 0 1 0 0 1 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 1 391 0 1 434 1 0 0 0 0 0 1 1 0 0 0 0 X 19 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 AL AK AR AZ CA CO CT FL GA IL KS KY LA MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WV WI HI MO TX DC NV X X CYNTHIA SCHERER 4154954014 101 MONTGOMERY STREET STE 900 SAN FRANCISCO CA 94104 X STEPHEN BAIRD DIRECTOR 1.00 0.00 X 0 0 0 BRIAN M BEITNER DIRECTOR (THRU 10/1/15) 1.00 0.00 X 0 0 0 GEORGE BELL DIRECTOR 1.00 0.00 X 0 0 0 PAGE KNUDSEN COWLES DIRECTOR 1.00 2.00 X 0 0 0 WILLIAM J CRONON DIRECTOR 1.00 0.00 X 0 0 0 DOUGLAS DURST DIRECTOR 1.00 1.00 X 0 0 0 F WHITNEY HATCH DIRECTOR 1.00 1.00 X 0 0 0 IGNACIA S MORENO DIRECTOR 1.00 1.00 X 0 0 0 CAROLINE NIEMCZYK DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL E PATTERSON DIRECTOR 1.00 0.00 X 0 0 0 TOM REEVE DIRECTOR 1.00 0.00 X 0 0 0 JEFFREY RESNICK DIRECTOR 1.00 0.00 X 0 0 0 LAURA RICHARDS DIRECTOR 1.00 0.00 X 0 0 0 ROY RICHARDS JR DIRECTOR 1.00 1.00 X 0 0 0 ALEXIS G SANT DIRECTOR 1.00 1.00 X 0 0 0 SHERYL TISHMAN DIRECTOR 1.00 0.00 X 0 0 0 F JEROME TONE DIRECTOR 1.00 1.00 X 0 0 0 ANA VALDEZ DIRECTOR 1.00 0.00 X 0 0 0 SUSAN D WHITING DIRECTOR 1.00 0.00 X 0 0 0 WILLIAM B ROGERS PRESIDENT & CEO 40.00 3.00 X X 452074 0 137335 D MALCOLM CARSON FROM 11115 SECRETARY & GENERAL COUNSEL 40.00 1.00 X 27053 0 1931 HOLLY HAUGH SECRETARY & GENERAL COUNSEL 40.00 1.00 X 194474 0 24236 CYNTHIA SCHERER TREASURER & CFO 40.00 3.00 X 214221 0 29801 ADRIAN BENEPE SENIOR VP 40.00 0.00 X 238437 0 29458 MARGIE BERMEO CHIEF PHILANTHROPY OFFICER 40.00 0.00 X 240889 0 30568 RAY CHRISTMAN SENIOR VP 40.00 0.00 X 202114 0 37661 SEAN CONNOLLY CHIEF MARKETING OFFICER 40.00 0.00 X 211134 0 29792 ERNEST COOK SENIOR VP 40.00 2.00 X 199462 0 31776 JEFF DANTER SENIOR VP 40.00 0.00 X 191683 0 37431 KATHY DECOSTER DIRECTOR OF FEDERAL AFFAIRS 40.00 0.00 X 167703 0 16311 DEBORAH LOVE SENIOR VP 40.00 0.00 X 215055 0 6637 BRENDA SCHICK VICE PRESIDENT 40.00 0.00 X 166723 0 5187 BARBARA SMITH VICE PRESIDENT 40.00 0.00 X 152518 0 27991 TIMOTHY WOHLGENANT SENIOR VP 40.00 0.00 X 186384 0 35309 TILY SHUE LEGAL COUNSEL 40.00 1.00 X 161743 0 26844 GINA FROMMER STATE DIRECTOR 40.00 0.00 X 161433 0 11837 JOHN DAVIS CONTROLLER 40.00 0.00 X 156962 0 28090 MAGGIE MADDEN ASST GENERAL COUNSEL 40.00 0.00 X 156229 0 15958 DON MORROW TRANSACTION DIRECTOR 40.00 0.00 X 155559 0 21977 3851850 0 586130 87 0 1 0 WE O'NEIL CONSTRUCTION COMPANY OF CALI 909 N SEPULVEDA SUITE 400 EL SEGUNDO CA 90145 CONSTRUCTION 2911889 CONSOLIDATED CONTRACTING SERVICES INC 181 AVENIDA LA PLATA 200 SAN CLEMENTE CA 92673 CONSTRUCTION 2250140 MSM EMPIRE CONSTRUCTION CORP 128 ROSELLE ST MINEOLA NY 11501 CONSTRUCTION 1572757 LOS ANGELES ENGINEERING 633 N BARRANCA AVE COVINA CA 91723 CONSTRUCTION 995812 JD JAMES INC DBA NATURE BRIDGES 1568 SEVEN BRIDGES RD MONTICELLO FL 32344 CONSTRUCTION 819743 50 846630 1888688 14402686 98028991 16869069 115166995 GOVT COST REIMBURSEMENTS 900099 9361440 9361440 GOVT CONTRACT FEES 900099 4661670 4661670 LANDOWNER FEE 531190 4484251 4484251 TECHNICAL ASSISTANCE 541900 899673 899673 PROJECT REIMBURSEMENTS 900099 483889 483889 1325236 1325236 21216159 2293734 2293734 77618692 3721944 77580949 3708154 37743 13790 51533 51533 109952 846630 837617 -727665 -727665 138000756 21216159 0 1617602 38407611 38407611 11000 11000 3611050 1833940 837079 940031 28977620 16721521 6187371 6068728 584611 339439 123802 121370 4230619 2431949 903447 895223 2389660 1362529 514407 512724 140804 93494 47310 205027 205027 268720 268720 917462 917462 141858 141858 4906261 4056425 428850 420986 2145199 211663 1908483 25053 1633408 827311 497292 308805 546101 126061 396270 23770 3545018 2114873 721539 708606 2384708 1187564 548468 648676 1458204 1108882 97827 251495 640591 640591 231568 57922 151850 21796 796219 453986 171397 170836 DESIGN & CONSTRUCTION 18910918 18910918 PRINTING/REPRODUCTION 1353949 771991 291456 290502 APPRAISAL SERVICES 1310395 1310395 ENVIRONMENTAL ASSESSMEN 711435 711435 834115 534881 913709 -614475 121294131 94495101 15087442 11711588 X 864022 183114 589708 4435702 18446020 31699184 13902602 13759460 0 3000000 171848 353311 5104622 4383729 836866 720893 21208183 22339565 81004537 62782857 132252550 148028805 269276336 287302891 17934001 17756178 5085860 5917731 550243 432203 22536803 26086126 44674196 47074442 90781103 97266680 X 27143378 27769594 134975471 144631902 16376384 17634715 178495233 190036211 269276336 287302891 X 16706625 -1790697 -3374950 X 0 1 X 1 1 1 X 96398195 101906077 119434191 111595050 115166995 544500508 96398195 101906077 119434191 111595050 115166995 544500508 16031386 528469122 1389990 1224095 1306617 2044520 2293734 8258956 60187 133512 184326 124154 109952 612131 553371595 99249355 0.95500 0.95450 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENT REVENUE - 2011 AMOUNT: $ 60,187. 2012 AMOUNT: $ 127,819. 2013 AMOUNT: $ 182,396. 2014 AMOUNT: $ 124,154. 2015 AMOUNT: $ 109,952. SALES - 2012 AMOUNT: $ 5,693. 2013 AMOUNT: $ 1,930. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 59802 799795 859597 117486526 118346123 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 974719 884076 955637 859597 3674029 250000 250000 250000 250000 1000000 1500000 60952 42785 59071 59802 222610 X X X X X 10 1428.00 1 0 0 6 1 89.00 6898 1 0 7501631 1366574 8868205 3140028 4361603 7501631 2979729 160299 3140028 20006 2959723 2979729 20006 20006 0.00000 1.00000 0.00000 0 0 2729041 2304088 424953 319335 142674 176661 1799790 1712763 87027 256456 224204 32252 720893 DEBT SECURITIES 62782857 F 62782857 DEPOSITS ON LAND TRANSACTIONS 980850 INVESTMENT IN AFFILIATES 300690 OTHER DEPOSITS 261771 OPEN SPACE HOLDINGS 85870024 ASSETS HELD IN CHARITABLE TRUSTS 54525470 INTEREST RECEIVABLE 60000 ESCROW CLEARING 6030000 148028805 LIABILITIES TO BENEFICIARIES OF CHARITABLE TRUSTS 34997095 MITIGATION ADVANCES 10850336 OPTION PAYMENTS 1226968 GARNISHMENTS 43 47074442 X 132068930 -1790697 284892 -3374950 -4880755 136949685 1051071 1051071 138000756 120527952 284892 -1051071 -766179 121294131 0 121294131 PART II, LINE 9: EASEMENTS ACQUIRED BY THE TRUST ARE CONSERVATION EASEMENTS AND REPRESENT NUMEROUS RESTRICTIONS OVER THE USE AND DEVELOPMENT OF LAND NOT OWNED BY THE TRUST. THESE EASEMENTS GENERALLY PROVIDE THAT THE LAND WILL BE MAINTAINED UNIMPAIRED IN ITS CURRENT NATURAL, AGRICULTURAL, SCENIC OR RECREATIONAL STATE. DURING THE YEAR ENDED MARCH 31, 2016, EASEMENTS VALUED AT $44,556,000 WERE ACQUIRED AND $55,631,000 CONVEYED. DURING THE YEAR ENDED MARCH 31, 2015, EASEMENTS VALUED AT $28,991,000 WERE ACQUIRED AND $61,796,000 CONVEYED. PART X, LINE 2: THE FINANCIAL STATEMENTS ARE PART OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUST FOR PUBLIC LAND (THE TRUST), COAST DAIRIES & LAND COMPANY, AND THE CONSERVATION CAMPAIGN. THE FOLLOWING IS THE FOOTNOTE TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE INTERNAL REVENUE SERVICE HAS CLASSIFIED THE TRUST AS A PUBLICLY SUPPORTED, TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. CONTRIBUTIONS TO THE TRUST ARE DEDUCTIBLE AS ALLOWED UNDER SECTION 170(B)(1)(A)(VI) OF THE CODE. ALL AFFILIATED ORGANIZATIONS OF THE TRUST ARE ALSO QUALIFIED UNDER SECTION 501(C)(3) OF THE IRS CODE WITH THE EXCEPTION OF THE CONSERVATION CAMPAIGN, WHICH IS CLASSIFIED AS A 501(C)(4) ORGANIZATION. CONTRIBUTIONS TO THE CONSERVATION CAMPAIGN ARE NOT TAX DEDUCTIBLE. MANAGEMENT EVALUATED THE TRUST'S TAX POSITIONS AND CONCLUDED THAT THE TRUST HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD NOT TAKEN UNCERTAIN TAX POSITIONS THAT REQUIRED ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST TRUSTS -922,933. CHANGE IN VALUE OF LAND HOLDINGS -20,000. INVESTMENT IN AFFILIATES -1,789,903. UNCOLLECTIBLE GRANTS -642,114. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENTS DIRECT EXPENSES NETTED WITH REVENUE -837,617. RECLASS TRANSFER FROM CDLC DURING MERGER TO REVENUE 1,888,688. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS DIRECT EXPENSES NETTED WITH REVENUE 837,617. RECLASS TRANSFER FROM CDLC DURING MERGER TO REVENUE -1,888,688. X X X X X X X 1 SIMONCINI STRATEGIES 94 LENORD WOOD SOUTH STE 201 HIGHLAND PARK IL 60035 PROJECT FUNDRAISING 0 3846045 60000 3786045 CHAPMAN CUBINE ADAMS HUSSEY 1600 WILSON BLVD STE 300 ARLINGTON VA 22209 ANNUAL FUND 0 1878000 357216 1520784 CARE2COM INC 275 SHORELINE DR 300 REDWOOD CITY CA 94065 LIST MAINTENANCE 0 604000 183040 420960 BLACKBAUD INC 2000 DANIEL ISLAND DR CHARLESTON SC 29492 DONOR RESEARCH 0 208600 109714 98886 CIVITAS PUBLIC AFFAIRS GROUP 409 7TH ST NW STE 350 WASHINGTON DC 20004 CIVIC ENGAGEMENT 0 0 40000 -40000 MARTS & LUNDY INC 1200 WALL ST WEST LYNDHURST NJ 07071 FEASIBILITY & RESEARCH 0 0 38695 -38695 PETER MATTAIR CONSULTING 2501 WEST ZIA RD 9-206 SANTA FE NM 87505 PROJECT FUNDRAISING 0 0 30000 -30000 THE STELTER COMPANY 10435 NEW YORK AVE DES MOINES IA 50322 ANNUAL FUND 0 0 28296 -28296 FACEBOOK 1 HACKER WAY MENLO PARK CA 94025 ONLINE FUNDRAISING 0 0 18344 -18344 PHYLLIS SHAPIRO 25 CHAMBERLAIN RD FLEMINGTON NJ 08822 GRANT WRITING 0 0 14000 -14000 6536645 879305 5657340 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY ABOVE THE RAILS (CHICAGO) 713705 666320 47385 760948 PROCTOR CREEKCLEARWATER REVIVAL 169869 145312 24557 3016 20231 14427 2400 13577 1 73008 34998 38010 2661 3262 5973 11122 956582 846630 109952 5677 23493 20400 2400 785647 837617 -727665 1 CITY OF WHITEFISH 1005 BAKER AVE POB 158 WHITEFISH MT 59937 CITY OF WHITEFISH 1640000 APPRAISAL BARGAIN SALE OF HALF INTEREST IN 3022.06 ACRES OF LAND IN MT LAND CONSERVATION MT DEPT OF FISH WILDLIFE & PARKS PO 200701 HELENA MT 59620 MT FW&P DEPT 1640000 APPRAISAL BARGAIN SALE OF HALF INTEREST IN 3022.06 ACRES OF LAND IN MT LAND CONSERVATION LAND TRUST FOR SANTA BARBARA COUNTY PO 91830 SANTA BARBARA CA 93190 953797404 501(C)(3) 750000 APPRAISAL BARGAIN SALE OF 779.67 ACRES OF LAND IN CA LAND CONSERVATION ALOHA KUAMO'O AINA PO BOX 10784 LAHAINA HI 96761 464864386 501(C)(3) 1240000 APPRAISAL BARGAIN SALE OF 47.16 ACRES OF LAND IN HI LAND CONSERVATION AMMONOOSUC CONSERVATION TRUST 107 GLESSNER ROAD BETHLEHEM NH 03574 026121209 501(C)(3) 187500 APPRAISAL BARGAIN SALE OF 122.21 ACRES OF LAND IN NH LAND CONSERVATION ARAPAHOE COUNTY 5334 S PRINCE ST LITTLETON CO 80120 ARAPAHOE COUNTY 107500 APPRAISAL BARGAIN SALE OF 10.915 ACRES OF LAND IN CO LAND CONSERVATION CA WILDLIFE CONSERVATION BOARD 1416 9TH ST ROOM 1266 SACRAMENTO CA 95814 CA WCB 100000 APPRAISAL BARGAIN SALE OF 1477.4 ACRES OF LAND IN CA LAND CONSERVATION CARVER COUNTY 11360 HWY 212 WEST COLOGNE MN 55322 CARVER COUNTY 350000 APPRAISAL BARGAIN SALE OF 36.5 ACRES OF LAND IN MN LAND CONSERVATION CITY OF SAINT PAUL 1000 CITY HALL ANNEX 2500 WEST KELLOGG BLVD ST PAUL MN 55102 CITY OF SAINT PAUL 1961999 APPRAISAL BARGAIN SALE OF 5.30 ACRES OF LAND IN MN LAND CONSERVATION CITY OF SANTA BARBARA PO BOX 1980 SANTA BARBARA CA 93102 CITY SANTA BARBARA 1300000 APPRAISAL BARGAIN SALE OF 14.74 ACRES OF LAND IN CA LAND CONSERVATION CO STATE UNIVERSITY FOR BENEFIT OF CO STATE FOREST SERVICE 5060 CAMPUS DELIVERY FORT COLLINS CO 80523 CSU 3869000 APPRAISAL BARGAIN SALE OF 2448 ACRES OF LAND IN CO LAND CONSERVATION COLORADO CATTLEMEN'S AGRICULTURAL LAND TRUST 8833 RALSTON ROAD ARVADA CO 80002 841317592 501(C)(3) 1550400 APPRAISAL DONATION OF 183 ACRES OF LAND IN CO LAND CONSERVATION COLORADO OPEN LANDS TRUST 355 STELLER ST STE 210 LAKEWOOD CO 80226 840866211 501(C)(3) 450000 APPRAISAL DONATION OF 37.67 ACRES OF LAND IN CO LAND CONSERVATION FRANKLIN COUNTY BOARD OF COMMISSIONERS 34 FORBES ST STE 1 APALACHICOLA FL 32320 FRANKLIN COUNTY 78000 APPRAISAL BARGAIN SALE OF 7.13 ACRES OF LAND IN FL LAND CONSERVATION KAISHA BAND OF POMO INDIANS OF THE STEWARTS POINT RANCHERIA 1420 GUERNEVILLE ROAD STE 1 SANTA ROSA CA 95403 TRIBAL GOV 3101986 APPRAISAL BARGIAN SALE OF OF 678.2 ACRES OF LAND IN CA LAND CONSERVATION LAND TRUST OF THE UPPER ARKANSAS 128 E FIRST ST SUITE 201 SALIDA CO 81201 841594923 501(C)(3) 1200000 APPRAISAL DONATION OF 175.09 ACRES OF LAND IN CO LAND CONSERVATION MA DIVISION OF FISHERIES & WILDLIFE DEPT OF FISH & GAME 251 CAUSEWAY ST BOSTON MA 02114 MA DFG 7000 APPRAISAL BARGAIN SALE OF 25.34 ACRES OF LAND IN MA LAND CONSERVATION MN DNR DEPT OF FISH & WILDLIFE 500 LAFAYETTE ROAD BOX 25 ST PAUL MN 55155 MN DNR DEPT 1165000 APPRAISAL DONATION OF 705.75 ACRES OF LAND IN MN LAND CONSERVATION MOUNTAINS RECREATION & CONSERVATION AUTHORITY 570 WEST AVE 26 STE 100 LOS ANGELES CA 90065 MRCA 1275000 APPRAISAL BARGAIN SALE OF 47.68 ACRES OF LAND IN CA LAND CONSERVATION NATIONAL PARK SERVICE 1924 BLDG 100 ALABAMA STE SW ATLANTA GA 30303 NPS 1315000 APPRAISAL BARGAIN SALE OF 46 ACRES OF LAND IN GA LAND CONSERVATION OR DEPT OF FISH & WILDLIFE 4034 FAIRVIEW INDUSTRIAL DRIVE SE SALEM OR 97302 ODFW 525000 APPRAISAL DONATION OF 10198.26 ACRES OF LAND IN OR LAND CONSERVATION REGENTS OF UNIVERSTY OF CALIFORNIA 1111 FRANKLIN ST 6TH FL OAKLAND CA 94607 UNIV OF CA 340000 APPRAISAL DONATION OF 144 ACRES OF LAND IN CA LAND CONSERVATION SAN LUIS VALLEY LOCAL FOODS COALITION 412 STATE AVE PO BOX 181 ALAMOSA CO 81101 453837878 501(C)(3) 300000 APPRAISAL DONATION OF 37.67 ACRES OF LAND IN CO LAND CONSERVATION STATE OF MAINE BUREAU OF PARKS & LANDS 22 STATE HOUSE STATION AUGUSTA ME 04333 STATE OF ME 335000 APPRAISAL BARGAIN SALE OF 8159 ACRES OF LAND IN ME LAND CONSERVATION STATE OF TN 24TH FL TN TOWER 312 ROSA PARKS AVE NORTH NASHVILLE TN 37243 STATE OF TN 1720000 APPRAISAL DONATION OF 47.68 ACRES OF LAND IN TN LAND CONSERVATION STATE OF VT DEPT OF FOREST PARKS & RECREATION 103 SOUTH MAIN ST WATERBURY VT 05671 STATE OF VT 1218000 APPRAISAL BARGAIN SALE OF 1346 ACRES OF LAND IN VT LAND CONSERVATION SUMMIT METRO PARKS 975 TREATY LINE ROAD AKRON OH 44313 SUMMIT METRO PARKS 50000 APPRAISAL BARGAIN SALE OF 36.28 ACRES OF LAND IN OH LAND CONSERVATION TECHUMSEH LAND TRUST POB 417 YELLOW SPRINGS OH 45387 311313236 501(C)(3) 872199 APPRAISAL BARGAIN SALE OF 437.35 ACRES OF LAND IN OH LAND CONSERVATION THE NATURE CONSERVANCY 5245 NORTH FAIRFAX DR STE 100 ARLINGTON VA 22209 530242652 501(C)(3) 6040000 APPRAISAL DONATION OF 891.9 ACRES OF LAND IN CT LAND CONSERVATION TOWN OF CUMBERLAND 290 TUTTLE ROAD CUMBERLAND ME 04021 TOWN OF CUMBERLAND 460000 APPRAISAL BARGAIN SALE OF 164.5 ACRES OF LAND IN ME LAND CONSERVATION TOWN OF OLD SAYBROOK 302 MAIN ST OLD SAYBROOK CT 06475 TOWN OF OLD SAYBROOK 260000 APPRAISAL DONATION OF 1.83 ACRES OF LAND IN CT LAND CONSERVATION TOWN OF STURBRIDGE 308 MAIN ST STURBRIDGE MA 01566 TOWN OF STURBRIDGE 221060 APPRAISAL BARGAIN SALE OF 280.46 ACRES OF LAND IN MA LAND CONSERVATION TOWN OF WEST WINDSOR PO BOX 6 BROWNSVILLE UT 05037 TOWN OF WEST WINDSOR 548830 APPRAISAL BARGAIN SALE OF 470.86 ACRES OF LAND IN VT LAND CONSERVATION US NAVY 1101 TAUTOG CIRCLE SILVERDALE WA 98315 US NAVY 762550 APPRAISAL BARGAIN SALE OF 2677.30 ACRES OF LAND IN WA LAND CONSERVATION STATE OF HAWAII 1151 PUNCHBOWL ST HONOLULU HI 96813 STATE OF HI 2500000 PROJECT SUPPORT CITY OF CHICAGO 30 N LASALLE ST 1100 CHICAGO IL 60602 CITY OF CHICAGO 1909520 PROJECT SUPPORT CITY OF JOHNS CREEK 12000 FINDLEY RD STE 400 JOHNS CREEK GA 30097 CITY OF JOHNS CREEK 1500000 PROJECT SUPPORT CLEVELAND METROPARKS 4101 FULTON PARKWAY CLEVELAND OH 44144 CLEVELAND METROPARKS 1240778 PROJECT SUPPORT THE CONSERVATION CAMPAIGN 10 MILK ST STE 810 BOSTON MA 02108 043515341 501(C)(4) 657750 GENERAL SUPPORT - LOBBYING WYOMING WILDSHEEP FOUNDATION 6722 HIGHWAY 28 LANDER WY 82520 830264363 501(C)(3) 140000 PROJECT SUPPORT THE NATURE CONSERVANCY INC 4245 NORTH FAIRFAX DR STE 100 ARLINGTON VA 22209 530242652 501(C)(3) 115000 PROJECT SUPPORT TRUCKEE DONNER LAND TRUST PO BOX 8816 TRUCKEE CA 96162 680245327 501(C)(3) 61597 PROJECT SUPPORT UPPER VALLEY LAND TRUST 19 BUCK RD HANOVER NH 03755 020387997 501(C)(3) 52000 PROJECT SUPPORT BACK COUNTRY LAND TRUST OF SAN DIEGO COUNTY PO BOX 1148 ALPINE CA 91903 931060214 501(C)(3) 50000 PROJECT SUPPORT LAND TRUST ALLIANCE 1660 L ST NW STE 1100 WASHINGTON DC 20036 042751357 501(C)(3) 46500 EVENT SPONSORSHIP LAND TRUST OF SANTA BARBARA 1530 CHAPALA ST SANTA BARBARA CA 93101 953797404 501(C)(3) 45000 PROJECT SUPPORT JEFFERSON LAND TRUST 1033 LAWRENCE ST PORT TOWNSEND WA 98368 911465078 501(C)(3) 37606 EVENT SPONSORSHIP LAND TRUST OF THE UPPER ARKANSAS 128 E FIRST ST STE 201 SALIDA CO 81201 841594923 501(C)(3) 37500 PROJECT SUPPORT AMMONOOSUC CONSERVATION TRUST 107 GLESSNER RD BETHLEHEM NH 03574 026121209 501(C)(3) 37250 PROJECT SUPPORT COLORADO CATTLEMEN'S AGRICULTURAL LAND TRUST 8833 RALSTON RD ARVADA CO 80002 841317592 501(C)(3) 36000 EVENT SPONSORSHIP MICHIGAN TECHNOLOGICAL UNIVERSITY 1400 TOWNSEND DR HOUGHTON MI 49931 MTU 35000 PROJECT SUPPORT COLORADO OPEN LANDS 355 SOUTH TELLER ST STE 210 LAKEWOOD CO 80226 840866211 501(C)(3) 32423 PROJECT SUPPORT CITY OF NOVATO 922 MACHIN AVE NOVATO CA 94945 CITY OF NOVATO 30000 PROJECT SUPPORT CITY OF ST PAUL DEPARTMENT OF PARKS & REC 25 W 4TH ST 400 CHA ST PAUL MN 55102 CITY OF ST. PAUL 30000 PROJECT SUPPORT STATE OF VERMONT 1 NATIONAL LIFE DR DAVIS 2 MONTPELIER VT 05620 STATE OF VT 30000 PROJECT SUPPORT ALOHA KUAMOO AINA 1695 AINAKEA RD LAHAINA HI 97861 464864386 501(C)(3) 25110 PROJECT SUPPORT COLORADO STATE UNIVERSITY FOUNDATION 2527 RESEARCH BLVD FORT COLLINS CO 80526 237098397 501(C)(3) 20000 PROJECT SUPPORT GREEN MOUNTAIN CLUB INC 4711 WATERBURY-STOWE RD WATERBURY CENTER VT 05677 030162865 501(C)(3) 18750 PROJECT SUPPORT THE NEW YORK BOTANICAL GARDEN 200TH ST SOUTHERN BOULEVARD BRONX NY 10458 131693134 501(C)(3) 17500 PROJECT SUPPORT MILDRED HELMS PARK RESURRECTION COMMITTEE PO BOX 3583 NEWARK NJ 07103 010619649 501(C)(3) 16982 PROJECT SUPPORT THE NORTHERN FOREST CENTER 18 NORTH MAIN ST STE 204 CONCORD NH 03301 223458955 501(C)(3) 15000 PROJECT SUPPORT THE OKANOGAN LAND TRUST PO BOX 293 416 1/2 S WHITCOMB 3 TONASKET WA 98855 943112454 501(C)(3) 14776 PROJECT SUPPORT FUND FOR CITY OF BOSTON PARKS & RECREATION 1010 MASSACHUSETTS BOSTON MA 02118 042784811 501(C)(3) 12500 PROJECT SUPPORT CITY PARKS ALLIANCE INC 2121 WARD CT NW 5TH FLR WASHINGTON DC 20037 800015566 501(C)(3) 10000 PROJECT SUPPORT MAINE COAST HERITAGE TRUST 1 BOWDOIN MILL ISLAND 201 TOPSHAM ME 04086 237099105 501(C)(3) 10000 PROJECT SUPPORT MONTANA CONSERVATION CORPS INC 206 N GRAND BOZEMAN MT 59715 810467431 501(C)(3) 10000 PROJECT SUPPORT APPALACHIAN TRAIL CONSERVANCY 799 WASHINGTON ST PO BOX 807 HARPERS FERRY WV 25425 526046689 501(C)(3) 7500 EVENT SPONSORSHIP GREENBIZ GROUP INC 350 FRANK H OGAWA PLAZA 800 OAKLAND CA 94612 205602725 7500 EVENT SPONSORSHIP LAND TRUST OF THE TREASURE VALLEY PO BOX 106 BOISE ID 83701 841380693 501(C)(3) 7500 PROJECT SUPPORT NEW JERSEY CONSERVATION FOUNDATION 170 LONGVIEW RD FAR HILLS NJ 07931 226065456 501(C)(3) 6500 EVENT SPONSORSHIP 68 2 HONROARIUM 4 1000 PROJECT SUPPORT 1 10000 PART I, LINE 2: GRANTEES ADHERE TO MONITORING AND REPORTING REQUIREMENTS ASSOCIATED WITH GRANTS FROM THE TRUST FOR PUBLIC LAND. X 1 0 X X X 0 0 0 0 0 0 0 0 0 WILLIAM B ROGERS PRESIDENT & CEO 352074 0 100000 0 0 0 113680 0 23655 0 589409 0 0 0 HOLLY HAUGH SECRETARY & GENERAL COUNSEL 194474 0 0 0 0 0 5982 0 18254 0 218710 0 0 0 CYNTHIA SCHERER TREASURER & CFO 214221 0 0 0 0 0 6562 0 23239 0 244022 0 0 0 ADRIAN BENEPE SENIOR VP 238437 0 0 0 0 0 0 0 29458 0 267895 0 0 0 MARGIE BERMEO CHIEF PHILANTHROPY OFFICER 240889 0 0 0 0 0 7392 0 23176 0 271457 0 0 0 RAY CHRISTMAN SENIOR VP 202114 0 0 0 0 0 6184 0 31477 0 239775 0 0 0 SEAN CONNOLLY CHIEF MARKETING OFFICER 211134 0 0 0 0 0 271 0 29521 0 240926 0 0 0 ERNEST COOK SENIOR VP 199462 0 0 0 0 0 6124 0 25652 0 231238 0 0 0 JEFF DANTER SENIOR VP 191683 0 0 0 0 0 5954 0 31477 0 229114 0 0 0 KATHY DECOSTER DIRECTOR OF FEDERAL AFFAIRS 167703 0 0 0 0 0 5113 0 11198 0 184014 0 0 0 DEBORAH LOVE SENIOR VP 215055 0 0 0 0 0 6452 0 185 0 221692 0 0 0 BRENDA SCHICK VICE PRESIDENT 166723 0 0 0 0 0 5002 0 185 0 171910 0 0 0 BARBARA SMITH VICE PRESIDENT 152518 0 0 0 0 0 4752 0 23239 0 180509 0 0 0 TIMOTHY WOHLGENANT SENIOR VP 186384 0 0 0 0 0 5788 0 29521 0 221693 0 0 0 TILY SHUE LEGAL COUNSEL 161743 0 0 0 0 0 5062 0 21782 0 188587 0 0 0 GINA FROMMER STATE DIRECTOR 161433 0 0 0 0 0 0 0 11837 0 173270 0 0 0 JOHN DAVIS CONTROLLER 156962 0 0 0 0 0 4851 0 23239 0 185052 0 0 0 MAGGIE MADDEN ASST GENERAL COUNSEL 156229 0 0 0 0 0 4760 0 11198 0 172187 0 0 0 DON MORROW TRANSACTION DIRECTOR 155559 0 0 0 0 0 195 0 21782 0 177536 0 0 0 PART I, LINE 1A WILL ROGERS'S SPOUSE OCCASIONALLY VOLUNTEERS AT BOARD MEETINGS AND FUNDRAISING EVENTS. IN THESE SITUATIONS HER TRAVEL EXPENSES ARE PAID BY THE TRUST FOR PUBLIC LAND. X 96 3062590 FAIR MARKET VALUE X 24 13806479 APPRAISAL 5 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTORS REFLECTS THE NUMBER OF DONORS, NOT THE NUMBER OF ITEMS DONATED. FORM 990, PART VI, SECTION A, LINE 2 ROY RICHARDS AND LAURA RICHARDS ARE SIBLINGS. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT FORM 990 IS INITIALLY REVIEWED BY THE ORGANIZATION'S CFO AND TREASURER, CONTROLLER AND GENERAL COUNSEL. AFTER ANY CLARIFICATIONS OR QUESTIONS ARE RESOLVED THE DRAFT FORM 990 IS FORWARDED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND A MEETING IS SCHEDULED WITH TPL'S ACCOUNTING FIRM, CFO & TREASURER AND CONTROLLER. ANY QUESTIONS FROM THE AUDIT COMMITTEE ARE ANSWERED AND CHANGES INCORPORATED. THE FINAL DOCUMENT IS APPROVED BY THE AUDIT COMMITTEE AND FORWARDED TO THE FULL BOARD FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A COMPREHENSIVE CONFLICT OF INTEREST POLICY (POLICY) THAT REQUIRES POTENTIAL CONFLICTS OF INTEREST TO BE BROUGHT TO THE ATTENTION OF THE GENERAL COUNSEL. IF THE GENERAL COUNSEL DETERMINES THAT A POTENTIAL CONFLICT OF INTEREST EXISTS, THE MATTER IS REVIEWED BY THE CONFLICT REVIEW COMMITTEE, A COMMITTEE COMPOSED OF DESIGNATED SENIOR STAFF, OR, IF THE MATTER INVOLVES A MEMBER OF THE BOARD OF DIRECTORS OR THEIR FAMILY OR AFFILIATED ENTITY, IT IS REVIEWED BY THE FULL BOARD. POTENTIAL CONFLICTS INVOLVING THE PURCHASE OF GOODS AND SERVICES WITH A VALUE THAT DOES NOT EXCEED $5,000 MAY BE REVIEWED BY THE GENERAL COUNSEL. THE POLICY APPLIES TO EMPLOYEES, MEMBERS OF THE BOARD OF DIRECTORS, ADVISORY BOARD MEMBERS, MAJOR DONORS, AND CERTAIN FORMER EMPLOYEES AND DIRECTORS, AS WELL AS THEIR IMMEDIATE FAMILIES AND AFFILIATED ENTITIES. THE POLICY IS PROVIDED TO ALL STAFF AS WELL AS THE MEMBERS OF THE BOARD OF DIRECTORS AND ADVISORY BOARD MEMBERS, IS CONTAINED IN THE HUMAN RESOURCES MANUAL, AND REMINDERS OF THE POLICY ARE ISSUED PERIODICALLY. THE POLICY IS DISCUSSED IN ORIENTATION MEETINGS WITH NEW STAFF AND BOARD MEMBERS, AND IN MEETINGS OF LEGAL AND PROJECT STAFF, THE TWO GROUPS MOST LIKELY TO ENCOUNTER POTENTIAL CONFLICTS OF INTEREST. ADDITIONALLY, POTENTIAL CONFLICTS OF INTEREST ARE ON THE CHECKLIST OF MATTERS TO BE DISCLOSED IN FACT SHEETS SUBMITTED TO THE PROJECT REVIEW COMMITTEE OR TO THE TRANSACTION COMMITTEE OF THE BOARD OF DIRECTORS FOR THE APPROVAL OF CONSERVATION REAL ESTATE TRANSACTIONS. ONCE A YEAR ALL BOARD MEMBERS ARE POLLED ABOUT TRANSACTIONS AND ARRANGEMENTS WITH THE ORGANIZATION. AWARENESS OF THE POLICY IS HIGH, AS EVIDENCED BY QUESTIONS PRESENTED TO THE OFFICE OF THE GENERAL COUNSEL. IF A MATTER IS BROUGHT TO THE BOARD OF DIRECTORS FOR REVIEW, THE BOARD MEMBER WHO IS THE SUBJECT OF THE REVIEW IS REQUIRED TO BE ABSENT FROM THE DISCUSSION AND VOTE ON THE MATTER, AND WITH RESPECT TO ALL CONFLICTS REVIEWS, THE INTERESTED PARTY MUST BE FOUND TO HAVE HAD NO ROLE IN OR INFLUENCE OVER THE DECISION. IF A TRANSACTION IS FOUND TO PRESENT AN UNACCEPTABLE CONFLICT OF INTEREST, THE TRANSACTION IS PROHIBITED OR ITS TERMS MUST BE REVISED SUCH THAT IT CAN MEET THE STANDARDS REQUIRED UNDER THE POLICY, NAMELY (A) ALL MATERIAL INTEREST HAVE BEEN DISCLOSED; (B) THE TRANSACTION IS DEEMED TO BE FAIR AND REASONABLE TO TPL AND IN TPL'S BEST INTERESTS; (C) THE TRANSACTION DOES NOT CONFER ANY SPECIAL BENEFIT ON THE INTERESTED PARTY; AND (D) THE INTERESTED PARTY DOES NOT HAVE ANY ROLE IN THE DECISION AND HAS NOT INFLUENCED THE DECISION. FORM 990, PART VI, SECTION B, LINE 15A THE TRUST FOR PUBLIC LAND CONTRACTED WITH AN INDEPENDENT COMPENSATION CONSULTANT, WHO PROVIDED COMPARABILITY DATA AND ANALYSIS FOR THE CEO. THIS INFORMATION WAS PROVIDED TO THE BOARD OF DIRECTORS, WHO APPROVED THE CEO COMPENSATION IN EXECUTIVE SESSION. FORM 990, PART VI, SECTION C, LINE 19 ANNUAL AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE POSTED ON THE TRUST FOR PUBLIC LAND'S WEBSITE (WWW.TPL.ORG). ARTICLES OF INCORPORATION ARE AVAILABLE ON THE CALIFORNIA SECRETARY OF STATE WEBSITE. FORM 990, AUDITED FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION AND DETERMINATION LETTER ARE ALSO MADE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D). THE CONFLICT OF INTEREST POLICY IS NOT MADE AVAILABLE. FORM 990, PART VII: TPL OFFICERS OR KEY EMPLOYEES CYNTHIA SCHERER, ERNEST COOK, M. HOLLY HAUGH, WILLIAM B ROGERS, AND D. MALCOLM CARSON SERVED IN VARIOUS CAPACITIES FOR RELATED ORGANIZATIONS AS DID SEVERAL BOARD MEMBERS. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST TRUSTS -922,933. CHANGE IN VALUE OF LAND HOLDINGS -20,000. UNCOLLECTIBLE GRANTS -642,114. INVESTMENT IN AFFILIATES -1,789,903. COAST DAIRIES & LAND COMPANY 101 MONTGOMERY STREET STE 900 SAN FRANCISCO CA 94104 940392095 TO SUPPORT THE TRUST FOR PUBLIC LAND CA 501(C)(3) 11A, TYPE I THE TRUST FOR PUBLIC LAND 1 THE CONSERVATION CAMPAIGN 101 MONTGOMERY STREET STE 900 SAN FRANCISCO CA 94104 043515341 TO SUPPORT FUNDING MEASURES FOR PARKS AND CONSERVATION CA 501(C)(4) THE TRUST FOR PUBLIC LAND 0 CHARITABLE REMAINDER TRUSTS (28) INVESTMENTS CA THE TRUST FOR PUBLIC LAND T 1 POOLED INCOME FUND (4) INVESTMENTS CA THE TRUST FOR PUBLIC LAND T 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 COAST DAIRIES & LAND COMPANY S 2040000 FAIR MARKET VALUE