2016-10-17T12:51:21-05:00 2015-12-31 830331229 MCGEE HEARNE & PAIZ LLP P O BOX 1088 CHEYENNE WY 82003 990PF 2015-01-01 850457010 THORNBURG FOUNDATION THOR 5054677853 2300 N RIDGETOP RD SANTA FE NM 87506 GARRETT THORNBURG PRESIDENT/CHAIRMAN 5054677853 2016-09-30 1 JANE E MORAN P00432569 3076342151 2016-09-30 2015 2017-02-10 21:41:12Z X 108688379 X 5000000 2142530 2142530 105527 17623142 461077 1787 7248057 2605394 167500 0 134000 359944 0 347729 89128 0 82371 6697 0 6373 22323 0 4774 288939 0 284075 34347 3347 0 3213 0 2020 0 1775 48210 0 37952 147131 34217 93680 1169452 37564 992729 5045435 5045435 6214887 37564 6038164 1033170 2567830 139053 496209 496209 4434427 56764 56764 97262777 102318242 108123994 15757 6656 12314 9101 9101 0 2311 2311 101848571 102882627 108688379 0 886 0 886 X 0 0 0 0 101848571 102881741 101848571 102881741 101848571 102882627 101848571 1033170 0 102881741 0 102881741 GLENMEDE INTL SEC OPTIONS P 2014-01-01 2015-12-21 2230901 2503063 -272162 -272162 GLENMEDE SECURED OPTIONS P 2014-01-01 2015-12-21 2281226 2392865 -111639 -111639 US COMMODITY INDEX P 2014-01-01 2015-12-21 1930651 2326400 -395749 -395749 CHARLES SCHWAB & CO INC D 2014-01-01 2015-12-21 582432 203782 378650 378650 THORNBURG LTD TERM INC P 2014-01-01 2015-12-21 3500000 3514098 -14098 -14098 THORNBURG STRATEGIC INC P 2014-01-01 2015-12-21 850000 919478 -69478 -69478 THORNBURG INCOME BUILDER P 2014-01-01 2015-10-01 5000000 4932987 67013 67013 THORNBURG DEVELOPING WORLD P 2014-01-01 2015-12-08 350000 369392 -19392 -19392 CAPITAL GAINS DIVIDENDS P 897932 897932 897932 461077 0 4340225 105547564 0.041121 1881908 89636712 0.020995 1688245 37193794 0.045391 1129220 24736726 0.045650 962433 12827305 0.075030 0.228187 0.045637 107893121 4923918 25678 4949596 6038164 X 25678 0 25678 0 25678 59357 3000 62357 36679 36679 0 0 0 0 0 0 0 0 0 0 0 1 1 NM 1 0 0 0 0 1 WWW.THORNBURGFOUNDATION.ORG KEVIN HANSEN 5054677044 2300 N RIDGETOP RD SANTA FE NM 87506 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GARRETT THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 PRESIDENT 1.00 0 0 0 LLOYD J THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 DIRECTOR 1.00 0 0 0 SHAWN LEE 2300 N RIDGETOP RD SANTA FE NM 87506 SECRETARY 1.00 0 0 0 KEVIN HANSEN 2300 N RIDGETOP RD SANTA FE NM 87506 TREASURER 3.00 0 0 0 CATHERINE OPPENHEIMER 2300 N RIDGETOP RD SANTA FE NM 87506 VICE PRESIDENT 1.00 0 0 0 ALON KASHA 2300 N RIDGETOP RD SANTA FE NM 87506 DIRECTOR 1.00 0 0 0 ALISSA OPPENHEIMER 2300 N RIDGETOP RD SANTA FE NM 87506 DIRECTOR 1.00 0 0 0 ALLAN OLIVER 2300 N RIDGETOP RD SANTA FE NM 87506 EXECUTIVE DIRECTOR 40.00 167500 10025 0 STEVEN M WEINBERG II 2300 N RIDGETOP RD SANTA FE NM 87506 POLICY OFFICER 40.00 103086 11867 0 CARMEN J LOPEZ 2300 N RIDGETOP RD SANTA FE NM 87506 POLICY OFFICER 40.00 80856 10289 0 MICAELA M FISCHER 2300 N RIDGETOP RD SANTA FE NM 87506 POLICY OFFICER 40.00 78375 5814 0 LESLIE GARCIA 2300 N RIDGETOP RD SANTA FE NM 87506 ADMIN DIRECTOR 40.00 61078 9458 0 0 CIVITAS PUBLIC AFFAIRS GROUP LLC 409 7TH ST NW STE 350 WASHINGTON DC 20004 CONSULTING ON PUBLIC EDUCATION ACTIVITIES 223000 0 0 95070348 791368 13674447 109536163 0 0 109536163 1643042 107893121 5394656 5394656 25678 25678 5368978 0 5368978 0 5368978 6038164 0 6038164 25678 6012486 5368978 2870765 0 0 6038164 2870765 0 0 3167399 0 0 0 0 0 0 0 0 2201579 0 0 0 GARRETT THORNBURG X ACCION NEW MEXICO 2000 ZEARING AVE NW ALBUQUERQUE NM 87104 NONE PC OPERATING SUPPORT 50000 ADAPTIVE SPORTS PROGRAM 1595 CAMINO LA CANADA SANTA FE NM 87501 NONE PC OPERATING SUPPORT 2500 AMERICAN CIVIL LIBERTIES UNION OF NEW MEXICO FOUNDATION PO BOX 566 ALBUQUERQUE NM 87103 NONE PC OPERATING SUPPORT 25000 AMERICAN FRIENDS SERVICE COMMITTEE NM 1501 CHERRY ST PHILADELPHIA PA 19102 NONE PC REVITALIZE SMALL, SUSTAINABLE FARMS IN NEW MEXICO 75200 ARIZONA STATE UNIVERSITY FOUNDATION PO BOX 2260 TEMPE AZ 85280 NONE PC RESEARCH ON INNOVATIVE GRAZING MANAGEMENT TECHNIQUES 3000 BELLWETHER EDUCATION PARTNERS 517 BOSTON POST RD UNIT 171 SUDBURY MA 01776 NONE PC CHARTER SCHOOL BEST PRACTICES EXCHANGE 50000 BIG BROTHERS BIG SISTERS OF NORTHERN NM 1229 S ST FRANCIS DR STE C SANTA FE NM 87505 NONE PC OPERATING SUPPORT 5000 CAMPAIGN LEGAL CENTER 215 E ST NE WASHINGTON DC 20002 NONE PC RESEARCH BEST GOOD GOVERNMENT POLICY PRACTICES 50000 CENTRAL NEW MEXICO COMMUNITY COLLEGE FOUNDATION INC 525 BUENA VISTA DRIVE SE ALBUQUERQUE NM 87106 NONE PC BUILD A MENTOR NETWORK TO IMPROVE PRACTICUM EXPERIENCES FOR EARLY CHILDHOOD EDUCATION STUDENTS 180575 COMMITTEE FOR ECONOMIC DEVELOPMENT 2000 L ST NW STE 700 WASHINGTON DC 20036 NONE PC TO BUILD THE BUSINESS CASE FOR REFORM IN NEW MEXICO 60000 COMMON CAUSE EDUCATION FUND 1133 19TH STREET NW 9TH FLOOR WASHINGTON DC 200361722 NONE PC RESEARCH & RAISE AWARENESS OF THE IMPACT OF MONEY IN POLITICS IN NEW MEXICO 191300 COMMUNITIES IN SCHOOLS OF NM AT SANTA FE PO BOX 367 SANTA FE NM 87504 NONE PC OPERATING SUPPORT 2500 CREATIVITY FOR PEACE INC 369 MONTEZUMA AVENUE 566 SANTA FE NM 87501 NONE PC OPERATING 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RD SANTA FE NM 87507 NONE PC OPERATING SUPPORT 10000 KUNM MSC06 3520 1 UNIVERSITY OF NEW MEXI ALBUQUERQUE NM 871310001 NONE PC OPERATING SUPPORT 5000 LA FAMILIA MEDICAL CENTER PO BOX 5395 SANTA FE NM 87502 NONE PC OPERATING SUPPORT 10000 LA SEMILLA PO BOX 2579 ANTHONY NM 88021 NONE PC PUBLIC EDUCATION FOR AN URBAN AGRICULTURE POLICY PLAN WITH THE CITY OF LAS CRUCES 18000 MARIA MITCHELL ASSOCIATION 4 VESTAL ST NANTUCKET MA 02554 NONE PC OPERATING SUPPORT 1000 MEDECINS SANS FRONTIERES 333 SEVENTH AVENUE 2ND FLOOR NEW YORK NY 10001 NONE PC OPERATING SUPPORT 5000 MILITARY RELIGIOUS FREEDOM 13170-B CENTRAL AVENUE SE ALBUQUERQUE NM 87123 NONE PC OPERATING SUPPORT 15000 NANTUCKET HISTORICAL ASSOCIATION PO BOX 1016 NANTUCKET MA 02554 NONE PC OPERATING SUPPORT 5000 NASDA-WWASDA 4350 FAIRFAX DR STE 910 ARLINGTON VA 22203 NONE PC NUMEX HERITAGE SPONSORSHIP 500 NATIONAL DANCE INSTITUTE 1140 ALTO STREET SANTA FE NM 87501 NONE PC OPERATING SUPPORT 150000 NATIONAL YOUNG FARMERS COALITION PO BOX 1074 HUDSON NY 12534 NONE PC EMPOWERING YOUNG FARMER ADVOCATES FOR A RESILIENT NM 88042 NEO PHILANTHROPY 45 W 36TH ST 6TH FLOOR NEW YORK NY 10018 NONE PC ETHICS WATCH NEW MEXICO PROJECT 106000 NEW MEXICO COMMUNITY FOUNDATION 502 W CORDOVA RD 1 SANTA FE NM 87505 NONE PC PROJECT SUPPORT: BUSINESS EDUCATION ON GOOD GOVERNMENT REFORM 75000 NEW MEXICO ENVIROMENTAL LAW CENTER 1405 LUISA STREET SUITE 5 SANTA FE NM 87505 NONE PC OPERATING SUPPORT 10000 NEW MEXICO FIRST PO BOX 56549 ALBUQUERQUE NM 87187 NONE PC STAKEHOLDER ENGAGEMENT ON STATE AGRICULTURE PLAN 67500 NEW MEXICO IN DEPTH 6937 MERLOT DR NE RIO RANCHO NM 87144 NONE PC PROJECT SUPPORT FOR TRANSPARENCY PORTAL 130702 NEW MEXICO SCHOOL FOR THE ARTS - ART INSTITUTE 131 NUSBAUM STREET SANTA FE NM 87501 NONE PC OPERATING SUPPORT 200000 NEW MEXICO STATE UNIVERSITY PO BOX 30002 LAS CRUCES NM 88003 NONE PC RESEARCH PROJECTS: EARLY CHILDHOOD EDUCATION AND FOOD & AGRICULTURE 127500 NEW VENTURE FUND 1201 CONNECTICUT AVE NW ST 300 WASHINGTON DC 20036 NONE PC OPERATING SUPPORT 5000 NEW WORLD SYMPHONY 500 17 STREET MIAMI BEACH FL 33139 NONE PC OPERATING SUPPORT 5000 NHCC FOUNDATION 1701 4TH ST SW ALBUQUERQUE NM 87102 NONE PC COMPADRE SPONSORSHIP 5000 NM ASSOC FOR THE EDUCATION OF YOUNG CHILDREN 2201 BUENA VISTA SE STE 424 ALBUQUERQUE NM 87106 NONE PC EVALUATION OF PAY INCENTIVE FOR CHILDCARE WORKERS 21000 NM COALITION TO END HOMELESSNESS 802 EARLY ST SANTA FE NM 87505 NONE PC OPERATING SUPPORT 5000 NM EARLY CARE AND LEARING ASSOCIATION PO BOX 25401 ALBUQUERQUE NM 87125 NONE PC SPONSOR 2015 ANNUAL CONFERENCE "LINE UP THEIR FUTURE" 750 NM FOUNDATION FOR OPEN GOVERNMENT 115 GOLD AVE SW ALBUQUERQUE NM 87102 NONE PC OPERATING AND PROGRAM SUPPORT TO COORDINATE TRANSPARENCY & TECHNOLOGY WORK GROUP 75000 NM SCHOOL FOR THE ARTS 131 NUSBAUM STREET SANTA FE NM 87501 NONE PC ASSIST WITH THE ACQUISITION OF REAL PROPERTY FOR NEW CAMPUS 1525000 NONPROFIT BACK OFFICE RESOURCES 1503 UNIVERSITY BLVD NE ALBUQUERQUE NM 87102 NONE PC ASSIST WITH ONBOARDING SEVEN TO EIGHT EARLY CHILDHOOD EDUCATION NONPROFIT ORGANIZATIONS 25000 OCEANA INC 1350 CONNECTICUT AVE NW 5TH FLOOR WASHINGTON DC 200361722 NONE PC OPERATING SUPPORT 5000 PARTNERSHIP FOR COMMUNITY ACTION 722 ISLETA BLVD SW ALBUQUERQUE NM 87105 NONE PC COMMUNITY BASED RESEARCH ON HOME BASED EARLY CHILDHOOD EDUCATION PROVIDERS 67250 PARTNERSHIP FOR RESPONSIBLE BUSINESS PO BOX 1821 SANTA FE NM 87504 NONE PC PROJECTS THAT SUPPORT LOCAL ECONOMIES 18500 PLANNED PARENTHOOD FEDERATION OF AMERICA INC 434 WEST 33RD ST NEW YORK NY 10001 NONE PC OPERATING SUPPORT - INTERNATIONAL 25000 PROSPERITY WORKS 909 COPPER AVE NW ALBUQUERQUE NM 87102 NONE PC PUBLIC EDUCATION ON PAY DAY LENDING 5000 PROTEUS FUND 15 RESEARCH DRIVE SUITE B AMHERST MA 01002 NONE PC DESIGN AND MANAGE COLLABORATIVE GRANT MAKING ON A RANGE OF LEADING SOCIAL CHANGE ARENAS 25000 QUIVARA COALITION 1413 2ND ST STE 1 SANTA FE NM 87505 NONE PC STRATEGY FOR BEGINNING FARMER TRAINING PROGRAM 60000 RIO GRANDE COMMUNITY DEVELOPMENT CORP 318 ISLETA BLVD SW ALBUQUERQUE NM 87105 NONE PC PROJECT SUPPORT FOR AGRI-CULTRA NETWORK 73935 RIO GRANDE COMMUNITY FARM 6804 4TH ST 114 ALBUQUERQUE NM 87107 NONE PC ASSIST LA MONTANITA COOP FOR VALUE CHAIN COORDINATOR INITIATIVE AT LA MONTANITA 78750 SANTA FE CHAMBER OPPORTUNITIES FUND PO BOX 1928 SANTA FE NM 87504 NONE PC PROMOTE THE COMMUNITY BY SUPPORTING TRANSPARENT AND ETHICAL GOVERNMENT 5000 SANTA FE COMMUNITY FOUNDATION PO BOX 1827 SANTA FE NM 87504 NONE PC PROJECT SUPPORT: EARLY CHILDHOOD EDUCATION 35684 SANTA FE PREPARATORY SCHOOL 1101 CAMINO DE LA CRUZ BLANCA SANTA FE NM 87505 NONE PC OPERATING SUPPORT 25000 SANTA FE SCHOOL FOR THE ARTS & SCIENCES 5912 JAGUAR DRIVE SANTA FE NM 87507 NONE PC OPERATING SUPPORT 25000 SCHOOL YEAR ABROAD 439 SOUTH UNION STREET LAWRENCE MA 01843 NONE PC OPERATING SUPPORT 5000 SHATTUCK - ST MARY'S SCHOOL PO BOX 218 FARIBAULT MN 55021 NONE PC OPERATING SUPPORT 30000 SOLACE CRISIS TREATMENT CENTER 6601 VALENTINE WAY SANTA FE NM 87507 NONE PC OPERATING SUPPORT 5000 ST ELIZABETH'S SHELTER 804 ALARID SANTA FE NM 87505 NONE PC OPERATING SUPPORT 5000 ST JOHN'S COLLEGE 1101 CAMINO DE LA CRUZ BLANCA SANTA FE NM 87505 NONE PC OPERATING SUPPORT 20000 SUNLIGHT FOUNDATION 1818 N ST NW STE 300 WASHINGTON DC 20036 NONE PC BEST PRACTICES FOR POLITICAL TRANSPARENCY: NM 25000 THE ROADRUNNER FOOD BANK 5840 OFFICE BLVD NE ALBUQUERQUE NM 87109 NONE PC OPERATING SUPPORT 10000 THE UNIVERSITY OF TEXAS FOUNDATIONMD ANDERSON CANCER CENTER 111 CONGRESS AVENUE SUITE 40 AUSTIN TX 78701 NONE PC RESEARCH ON CAUSES, TREATMENTS AND PREVENTION OF CANCER 200000 THINK NEW MEXICO 1227 PASEO DE PERALTA SANTA FE NM 875012758 NONE PC OPERATING SUPPORT 25000 TROUT UNLIMITED 1777 N KENT ST STE 100 ARLINGTON VA 22209 NONE PC CAPACITY BUILDING FOR ENVIRONMENTAL NON-PROFITS 35000 UNITED WAY OF SANTA FE COUNTYNM EARLY CHILDHOOD DEVELOPMENT PARTNERSHIP 440 CERRILLOS RD SUITE A SANTA FE NM 87501 NONE PC SUPPORT PUBLIC EDUCATION AND RESEARCH REGARDING EARLY CHILDHOOD EDUCATION IN NEW MEXICO 182848 UNIVERSITY OF NEW MEXICO 1 UNIVERSITY OF NEW MEXICO ALBUQUERQUE NM 87131 NONE PC RESEARCH PROJECTS: EARLY CHILDHOOD EDUCATION, GOOD GOVERNMENT REFORM AND FOOD & AGRICULTURE 254644 UNIVERSITY OF NEW MEXICO FOUNDATION 2401 CENTRAL AVENUE NE ALBUQUERQUE NM 871310001 NONE PC SUPPORT THE UNIVERSITY'S SCHOOL OF ARCHITECTURE AND PLANNING 18000 UPPER PECOS WATERSHED ASSOCIATION BOX 489 PECOS NM 87552 NONE PC OPERATING SUPPORT 2500 WESTERN LANDOWNERS ALLIANCE 3 CALIENTE ROAD 5 SANTA FE NM 87505 NONE PC ADVANCE RESEARCH PRACTICES THAT SUSTAIN WORKING LANDS 125500 WESTERN NEW MEXICO UNIVERSITY PO BOX 680 SILVER CITY NM 88062 NONE PC SUPPORT EARLY CHILDHOOD PROGRAMS 30355 WILLIAMS COLLEGE 75 PARK STREET WILLIAMSTOWN MA 01267 NONE PC OPERATING SUPPORT 25000 YOUTH DEVELOPMENT INC 6301 CENTRAL NW ALBUQUERQUE NM 87105 NONE PC RESEARCH REGULATORY BARRIERS TO BRAIDING FEDERAL AND STATE FUNDS 9050 YOUTH MEDIA PROJECT PO BOX 24213 SANTA FE NM 87502 NONE PC OPERATING SUPPORT 1000 YOUTH SHELTER AND FAMILY SERVICES PO BOX 28279 SANTA FE NM 87592 NONE PC OPERATING SUPPORT 5000 YOUTHCARE MINNESOTA 2701 UNIVERSITY AVE SE MINNEAPOLIS MN 55414 NONE PC OPERATING SUPPORT 50000 5045435 0 14 2142530 18 105527 0 2248057 0 2248057 0 0 0 0 0 0 0 0 0 0 X X 1 GARRETT THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 2000000 X 2 GARRETT THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 2000000 X 3 GARRETT THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 1000000 X 1 79,271 SHARES THORNBURG GLOBAL OPPORTUNITIES CL 1 2000000 2015-12-09 2 66,667 SHARES THORNBURG CORE GROWTH CL1 2000000 2015-12-09 3 52,165 SHARES THORNBURG INCOME BUILDER CL 1 1000000 2015-12-16 ACCOUNTING 22323 0 4774 ORGANIZATIONAL COSTS 1998-09-01 510 510 SL 160.000000000000 0 0 COMPUTER EQUIPMENT 2013-05-20 1771 561 SL 5.000000000000 354 0 COMPUTER EQUIPMENT 2013-05-21 2409 763 SL 5.000000000000 482 0 COMPUTER SOFTWARE 2013-05-20 233 130 SL 3.000000000000 78 0 COMPUTER SOFTWARE 2013-05-21 231 128 SL 3.000000000000 77 0 COMPUTER EQUIPMENT 2014-03-26 10077 1512 SL 5.000000000000 2015 0 COMPUTER EQUIPMENT 2014-07-09 1036 104 SL 5.000000000000 207 0 CARLYLE GMS FINANCE INC. AT COST 527375 517621 GLENMEDE FUND INC - GOVT CASH PORTFOLIO AT COST 4592999 4592999 GLENMEDE FUND INC SECURED OPTIONS AT COST 426978 435357 GLENMEDE INTL SECURED OPTIONS AT COST 0 0 GLENMEDE PRIVATE INVESTMENT FD VIII AT COST 1350000 1503747 GLENMEDE SMALL CAP EQUITY AT COST 3109436 3108219 LIBERTY SPECIAL STRATEGIES OFFSHORE AT COST 10000000 10644325 RIVERSIDE CAPITAL APPRECIATION VI AT COST 535105 579751 SCHWAB FIXED INCOME FUND AT COST 2827684 3402136 SL CAPITAL SOF I LP AT COST 1039681 1119310 THORNBURG CORE GROWTH FUND AT COST 7439986 9072612 THORNBURG DEVELOPING WORLD FUND AT COST 4093061 3893159 THORNBURG GLOBAL OPPORTUNITIES FUND AT COST 6496961 8910298 THORNBURG INCOME BUILDER FUND AT COST 18441407 18527209 THORNBURG INTERNATIONAL GROWTH FUND AT COST 5852576 6255375 THORNBURG INTERNATIONAL VALUE FUND AT COST 5828165 5121981 THORNBURG LIMITED TERM INCOME FUND AT COST 13875284 13565416 THORNBURG STRATEGIC INCOME FUND AT COST 4603960 4168822 THORNBURG VALUE FUND AT COST 6277584 7492089 UNITED STATES COMMODITY INDEX AT COST 0 0 THORNBURG BETTER WORLD INT'L AT COST 5000000 5213568 ORGANIZATIONAL COSTS 510 510 0 COMPUTER EQUIPMENT 1771 915 856 COMPUTER EQUIPMENT 2409 1245 1164 COMPUTER SOFTWARE 233 208 25 COMPUTER SOFTWARE 231 205 26 COMPUTER EQUIPMENT 10077 3527 6550 COMPUTER EQUIPMENT 1036 311 725 LEGAL FEES 6697 0 6373 DEPOSITS 0 2311 2311 LICENSES & FEES 310 0 0 EVENT EXPENSES- HARNER AWARD 44492 0 44492 POSTAGE AND SHIPPING 234 0 134 SUPPLIES 4764 0 2561 OTHER EXPENSES 1030 0 274 TELEPHONE 1497 0 420 INSURANCE 6156 0 2098 DUES & SUBSCRIPTIONS 6961 0 5259 MEALS & ENTERTAINMENT 6949 0 5625 INVESTMENT CUSTODIAN & MGMT FEES 34217 34217 0 BOOKS & PUBLICATIONS 230 0 230 COMPUTER/SOFTWARE EXPENSES 26763 0 20494 CONFERENCE COSTS 9528 0 8893 TRAINING 4000 0 3200 EMPLOYEE FSA WITHHOLDING 0 886 CONSULTING FEES 288939 0 284075 FEDERAL EXCISE TAX ON INVESTMENT INCOME 31000 0 0 FOREIGN TAX EXPENSE 3347 3347 0