2016-10-15T10:07:54-05:00 2015-12-31 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2015-01-01 320020119 ASTS FOUNDATION ASTS 7034147870 2461 SOUTH CLARK STREET NO 640 ARLINGTON VA 22202 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 7034147870 2016-10-15 1 FRANK H SMITH P00639053 2028825000 2016-10-15 2015 2017-02-10 21:41:12Z KIMBERLY A GIFFORD MBA 2461 SOUTH CLARK STREET NO 640 ARLINGTON VA 22202 3158065 0 X WWW.ASTS.ORG/ABOUT-ASTS/ASTS-FOUNDATION X 2002 VA CONDUCTS EDUCATIONAL AND RESEARCH PROGRAMS RELATING TO ORGAN TRANSPLANTATION. 15 15 8 250 0 0 1052045 1039837 0 0 578491 189999 0 0 1630536 1229836 459290 675000 0 0 39794 56563 0 0 33253 136003 157049 635087 888612 995449 341224 15930430 15977746 254610 292500 15675820 15685246 X THE FOUNDATION OF THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS (THE FOUNDATION) PROVIDES ADDITIONAL PROGRAMS THAT SUPPORT THE MISSION AND ASSURE THE FUTURE OF THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS (THE SOCIETY). THE MISSION OF THE THE SOCIETY IS TO ADVANCE THE ART AND SCIENCE OF TRANSPLANT SURGERY THROUGH LEADERSHIP, ADVOCACY, EDUCATION AND TRAINING. THE SOCIETY ACHIEVES ITS MISSION THROUGH FOUR STRATEGIC GOALS: ADVOCACY, RESEARCH, TRAINING AND PROFESSIONAL DEVELOPMENT AND OPTIMAL PATIENT CARE. THE ACTIVITIES OF THE FOUNDATION SUPPORT THESE GOALS AND STRIVE TO POSITIVELY IMPACT THE MEMBERSHIP AND THE PATIENTS THEY SERVE. 0 0 709437 675000 THE FOUNDATION, THROUGH STRATEGIC PARTNERSHIPS, PROVIDES FUNDING FOR RESEARCH GRANTS DESIGNED TO ADVANCE THE FIELD OF ORGAN TRANSPLANTATION. RESEARCH GRANTS ARE AVAILABLE TO THE SOCIETY'S MEMBERS AND THEIR TRAINEES THROUGHOUT THE UNITES STATES AND CANADA. SINCE THE PROGRAM'S INCEPTION, OVER 200 PEOPLE HAVE RECEIVED MORE THAN $10M IN RESEARCH GRANT FUNDING. 709437 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 6 0 1 8 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 VA X KIMBERLY A GIFFORD MBA 7034147870 2461 SOUTH CLARK STREET NO 640 ARLINGTON VA 22202 ALAN N LANGNAS DO PRES. (UNTIL 06/2015)/ IMM PAST PRES 1.00 3.00 X X 0 0 0 PETER G STOCK MD PHD VICE PRES. (UNTIL 06/2015)/PRES 0.50 8.00 X X 0 0 0 CHARLES M MILLER MD DIR. (UNTIL 06/2015)/VICE PRES. 0.50 8.00 X X 0 0 0 TIMOTHY L PRUETT MD SEC./TREASURER (UNTIL 06/2015)/ DIR. 0.50 3.00 X X 0 0 0 KIM M OLTHOFF MD IMM PAST PRES (UNTIL 06/2015) 0.50 3.00 X X 0 0 0 LLOYD E RATNER MD MPH DIR. (UNTIL 06/2015)/ SEC./TREASURER 0.50 3.00 X X 0 0 0 GINNY L BUMGARDNER MD PHD DIRECTOR 0.50 1.00 X 0 0 0 WILLIAM C CHAPMAN MD DIRECTOR 0.50 1.00 X 0 0 0 KENNETH D CHAVIN MD PHD DIRECTOR 0.50 1.00 X 0 0 0 JEAN C EMOND MD DIRECTOR (UNTIL 06/2015) 0.50 1.00 X 0 0 0 CARLOS O ESQUIVEL MD PHD DIRECTOR 0.50 1.00 X 0 0 0 DOUGLAS G FARMER MD DIRECTOR 0.50 1.00 X 0 0 0 A OSAMA GABER MD FACS DIRECTOR 0.50 1.00 X 0 0 0 ABHINAV HUMAR MD DIRECTOR (UNTIL 06/2015) 0.50 1.00 X 0 0 0 DIXON B KAUFMAN MD PHD DIRECTOR 0.50 3.00 X 0 0 0 JAMES F MARKMANN MD PHD DIRECTOR 0.50 1.00 X 0 0 0 DORRY L SEGEV MD PHD DIRECTOR 0.50 1.00 X 0 0 0 MARK D STEGALL MD DIRECTOR 0.50 1.00 X 0 0 0 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 2.00 38.00 X 18415 205610 21837 LAUREL KULIKOSKY SR. DIRECTOR, STRATEGIC INITIATIVES 2.00 38.00 X 2694 113448 9559 21109 319058 31396 0 0 1 0 THE CHARLES SCHWAB CORPORATION COMPANY 211 MAIN STREET SAN FRANCISCO CA 94105 INVESTMENT MANAGEMENT 122813 1 53769 326068 660000 12941 1039837 603933 603933 1514295 1928229 -413934 -413934 -413934 1229836 0 0 189999 530500 530500 19500 19500 125000 125000 20210 12126 6063 2021 27340 9543 5773 12024 1427 594 227 606 4367 1726 1123 1518 3219 1564 683 972 639 44 568 27 5779 1517 3319 943 122813 122813 1099 534 233 332 1628 480 908 240 2482 1177 514 791 7078 3109 1638 2331 330 160 71 99 909 441 193 275 2137 1038 454 645 562 273 119 170 STATE FILINGS 11364 1174 10190 DUES/SUBSCRIPTIONS 189 92 40 57 TAXES 40 19 9 12 888612 709437 145922 33253 1386810 1168076 25000 150000 14438502 14589076 80118 70594 15930430 15977746 254610 292500 254610 292500 X 15465823 15125249 209997 559997 15675820 15685246 15930430 15977746 X 341224 -363908 32110 X 0 1 X 1 0 X X 1 ASTS 133048373 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X PART X, LINE 2: THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND THEREFORE DID NOT IDENTIFY ANY MATERIAL UNCERTAIN TAX POSITIONS. 1 NORTH-AMERICA, CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 125000 0 0 0 0 0 0 125000 0 125000 NORTH-AMERICA, CANADA AND MEXICO, BUT NOT THE UNITED STATES SCIENTIFIC RESEARCH 85000 CHECK NORTH-AMERICA, CANADA AND MEXICO, BUT NOT THE UNITED STATES SCIENTIFIC RESEARCH 40000 CHECK 2 0 0 0 0 0 0 0 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY THE FOUNDATION'S LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS AND MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION AND ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS $10,000 OR GREATER, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE FOUNDATION'S OFFICE. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE TYPICALLY PAID AS A SINGLE PAYMENT. PART I, LINE 3: THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR THE EXPENDITURES FOR OUTSIDE THE US. PART II, LINE 1 THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR THE GRANTS AND ASSISTANCE TO ORGANIZATIONS OUTSIDE THE US. 1 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET MCB BOX 0897 SAN FRANCISCO CA 94143 946036493 501(C)(3) 143500 SCIENTIFIC RESEARCH EMORY UNIVERSITY 1762 CLIFTON ROAD NE ATLANTA GA 30322 580566256 501(C)(3) 40000 SCIENTIFIC RESEARCH UNIVERSITY OF WISCONSIN 21 N PARK STREET SUITE 6401 MADISON WI 537171218 396006492 501(C)(3) 100000 SCIENTIFIC RESEARCH CINCINNATI CHILDREN'S HOSPITAL 3333 BURNET AVENUE MLC 2023 CINCINNATI OH 452293039 310537130 501(C)(3) 100000 SCIENTIFIC RESEARCH INDIANA UNIVERSITY 702 ROTARY CIRCLE INDIANAPOLIS IN 46202 356001673 501(C)(3) 40000 SCIENTIFIC RESEARCH DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 560532129 501(C)(3) 7000 SCIENTIFIC RESEARCH NATIONAL ACADEMY OF SCIENCES 500 5TH STREET NW WASHINGTON DC 20001 530196932 501(C)(3) 100000 SCIENTIFIC RESEARCH 7 0 PIONEER AWARD 1 5000 ASTS PRESIDENTIAL STUDENT MENTOR GRANT 7 14500 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY THE FOUNDATION'S LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS & MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION & ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS $10,000 OR GREATER, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE FOUNDATION. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE TYPICALLY PAID AS A SINGLE PAYMENT. 0 0 0 0 0 0 0 0 0 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 17213 192187 1202 13423 0 0 863 9637 932 10405 20210 225652 0 0 PART I, LINE 3 THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. FORM 990, PART VI, SECTION A, LINE 7A THE AFFILIATED ORGANIZATION, THE SOCIETY, HAS MEMBERS THAT ELECT THE GOVERNING BODY WHICH SERVES BOTH THE SOCIETY AND THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND UPON SUBMISSION OF THE DRAFT, IS REVIEWED BY THE SECRETARY/TREASURER AND EXECUTIVE DIRECTOR. THE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING WITH THE INTERNAL REVENUE SERVICE. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE ACCURATE, UP TO DATE INFORMATION, EACH BOARD MEMBER SHALL REVIEW HIS OR HER DISCLOSURE STATEMENT DURING FACE-TO-FACE MEETINGS AND UPDATE AS NECESSARY BETWEEN MEETINGS. EACH BOARD MEMBER SHALL DESCRIBE CLEARLY HIS OR HER INTEREST IN EACH SUCH ISSUE, SUBJECT, PERSON OR ENTITY ON THIS FORM AND RETURN TO THE FOUNDATION'S EXECUTIVE DIRECTOR. THE INFORMATION ON THIS FORM SHALL BE REVIEWED BY THE PRESIDENT AND EXECUTIVE DIRECTOR, AND SHARED WITH THE BOARD OF DIRECTORS IF RELEVANT TO THE DISCUSSION AT HAND. THE BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE BOARD OF DIRECTORS MAY REQUIRE THAT THE FOUDATION'S MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY SO THE BOARD OF DIRECTORS MAY WEIGH THE BOARD MEMBERS FURTHER PARTICIPATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. FORM 990, PART XI, LINE 9: REVERSAL OF PARTIALLY PAID GRANTS 32,110. AMERICAN SOCIETY OF TRANSPLANT SURGEONS 2461 SOUTH CLARK STREET SUITE 640 ARLINGTON VA 22202 133048373 PROMOTE EDUCATION, TRAINING & RESEARCH IN ORGAN & CELLULAR TRANSPLANTATION. OR 501(C)(3) LINE 7 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0