2016-12-21T08:45:27-06:00 2016-06-30 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2015-07-01 237026859 COMMUNITY FOUNDATIONS OF THE HUDSON VALLEY INC COMM 8454523077 80 WASHINGTON STREET NO 201 POUGHKEEPSIE NY 12601 MARCH GALLAGHER PRESIDENT & CEO 8454523077 2016-12-13 1 GARRETT M HIGGINS P00543209 9143818900 2016-12-13 2015 2017-02-10 21:41:12Z MARCH GALLAGHER 80 WASHINGTON STREET NO 201 POUGHKEEPSIE NY 12601 11799413 0 X WWW.CFHVNY.ORG X 1969 NY OUR MISSION IS TO STRENGTHEN OUR COMMUNITIES BY OFFERING DONORS THE MEANS TO ESTABLISH CHARITABLE LEGACIES BY MAKING GRANTS, AND BY PROVIDING LEADERSHIP TO ADDRESS COMMUNITY NEEDS IN A MANNER THAT IS RESPONSIBLE, RESPONSIVE, AND LASTING. 23 23 12 223 0 0 7642241 3524562 57100 61302 1392489 1724704 38426 -15320 9130256 5295248 3120016 2860087 0 0 556846 582093 0 0 171430 343560 687431 4020422 4129611 5109834 1165637 54744344 53671530 9171327 8005914 45573017 45665616 OUR MISSION IS TO STRENGTHEN OUR COMMUNITIES BY OFFERING DONORS THE MEANS TO ESTABLISH CHARITABLE LEGACIES BY MAKING GRANTS, AND BY PROVIDING LEADERSHIP TO ADDRESS COMMUNITY NEEDS IN A MANNER THAT IS RESPONSIBLE, RESPONSIVE, AND LASTING. 0 0 3259490 2860087 61302 GRANTMAKING: ADMINISTRATION OF CHARITABLE FUNDS TO MEET COMMUNITY NEEDS BY MAKING GRANTS TO NONPROFITS FOR CHARITABLE PURPOSES. DURING 2016, NEARLY $2.9 MILLION WAS GRANTED WITH APPROXIMATELY 40% OF GRANTS MADE WERE FOR THE PURPOSE OF HEALTH AND HUMAN SERVICE RELATED ACTIVITIES, 24% FOR EDUCATIONAL PURPOSES, 12% FOR ARTS AND CULTURE, 15% FOR COMMUNITY IMPROVEMENT AND THE REMAINING GRANTS A MIX OF ANIMAL WELFARE, FAITH BASED ORGANIZATION'S CHARITABLE ACTIVITIES. 373910 DONOR RELATIONS: WORKING WITH DONORS TO CONNECT THEM TO THE CAUSES THEY CARE ABOUT MOST. SERVICES INCLUDE RESEARCHING NONPROFITS AND CAUSES, PROVIDING SEMINARS ON TOPICS AND COMMUNITY NEEDS, ASSISTING DONORS IN STRUCTURING THEIR FUNDS AND ESTATE PLANS TO ACHIEVE THEIR PHILANTHROPIC GOALS AND ANSWERING QUESTIONS ABOUT CHARITABLE GIVING. 76481 NONPROFIT TECHNICAL ASSISTANCE: PROVIDING SEMINARS AND INFORMATION ON A WIDE RANGE OF TOPICS ABOUT MANAGING NONPROFITS INCLUDING BOARD GOVERNANCE, FINANCIAL MANAGEMENT, COMPLIANCE, USING DATA TO IMPROVE PROGRAMS AND FUNDRAISING, THE VALUE OF ENDOWMENT FUNDS, CREATING AND IMPLEMENTING PLANNED GIVING PROGRAMS WITH THEIR OWN DONOR BASES, AND GRANTWRITING. 3709881 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 25 0 12 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X ROKSOLANA GERAMITA 8454523077 80 WASHINGTON STREET NO 201 POUGHKEEPSIE NY 12601 ARTHUR R UPRIGHT CHAIR 1.00 X X 0 0 0 SHEILA E SCOTT CPA VICE CHAIR, AUDIT 1.00 X X 0 0 0 KIMBERLEY S WILLIAMS VICE CHAIR, DEVELOPMENT 1.00 X X 0 0 0 STEVEN R TINKELMAN VICE CHAIR, INVESTMENTS 1.00 X X 0 0 0 JEFFREY D WOOD VICE CHAIR, GRANTS 1.00 X X 0 0 0 WILLIAM A BRENNER CPA VICE CHAIR, FINANCE / TREASURER 1.00 X X 0 0 0 ANN C MEAGHER VICE CHAIR, GOVERNANCE 1.00 X X 0 0 0 NATHANIEL S PRENTICE VICE CHAIR, PUTNAM 1.00 X X 0 0 0 THOMAS J MURPHY VICE CHAIR, ULSTER 1.00 X X 0 0 0 JOSEPH A BONURA JR VICE CHAIR, DUTCHESS 1.00 X X 0 0 0 PETER KRULEWICH SECRETARY 1.00 X X 0 0 0 NANCY ROSSI BROWNELL TRUSTEE (THRU 09/2015) / VP PUTNAM 1.00 X X 10608 0 0 CHARLES A FRENI TRUSTEE 1.00 X 0 0 0 SANDY ARTEAGA TRUSTEE 1.00 X 0 0 0 JAMES F DAVENPORT TRUSTEE 1.00 X 0 0 0 KENNETH KEARNEY TRUSTEE 1.00 X 0 0 0 BRENDA K SANTORO CPA TRUSTEE 1.00 X 0 0 0 ELLEN L BAKER ESQ TRUSTEE 1.00 X 0 0 0 ELEANOR CHARWAT TRUSTEE 1.00 X 0 0 0 CORA MALLORY-DAVIS TRUSTEE 1.00 X 0 0 0 ARTHUR L GELLERT ESQ TRUSTEE 1.00 X 0 0 0 KEVIN HAMILTON TRUSTEE 1.00 X 0 0 0 PATRICK PAGE TRUSTEE 1.00 X 0 0 0 JOHN E MACK IV TRUSTEE 1.00 X 0 0 0 MARCH GALLAGHER PRESIDENT & CEO 40.00 X 31000 0 0 ROKSOLANA GERAMITA CFO 40.00 X 43402 0 0 JENNIFER KILLIAN VICE PRESIDENT, PROGRAMS (THRU 11/15) 40.00 X 58545 0 1171 KEVIN QUILTY VICE PRESIDENT, ULSTER 40.00 X 66847 0 7470 SALLY J CROSS CFRE VICE PRESIDENT, PHILANTHROPY 40.00 X 79792 0 1367 290194 0 10008 0 0 0 0 0 342822 3181740 738993 3524562 ADMINISTRATIVE FEES 561000 61302 61302 61302 1768118 1768118 6315219 6358633 -43414 -43414 -43414 130212 342822 145532 -15320 -15320 5295248 61302 0 1709384 2540403 2540403 319684 319684 390571 292929 39056 58586 118530 88898 11854 17778 1932 1449 194 289 29294 21971 2929 4394 41766 31324 4178 6264 1870 1870 19000 19000 53839 53839 65734 30932 34802 67985 40111 27874 47178 22745 19885 4548 42061 31546 4206 6309 49003 36753 4899 7351 4884 2882 2002 9219 927 8107 185 6988 5241 699 1048 3659 3659 PROGRAM EXPENSES 316011 316011 4129611 3709881 248300 171430 657075 214596 3046071 3801409 667695 221348 176268 22924 38467 63250 43231 13210 20019 49648426 48513420 688943 686003 54744344 53671530 2909 12707 1110294 594869 512390 62744 7545734 7335594 9171327 8005914 X 18211447 44979613 3161648 686003 24199922 0 45573017 45665616 54744344 53671530 X 1165637 -2000661 927623 X X 0 1 X 1 0 X 2269557 5689714 4733783 7642241 3524562 23859857 2269557 5689714 4733783 7642241 3524562 23859857 5446268 18413589 616288 780533 962104 1373727 1768118 5500770 29360627 118402 0.62720 0.62560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 101 1156261 135218 14516235 1 1 30029070 956495 -246257 1131858 421306 29186144 25760346 5535662 514144 1032750 421828 30355574 21858683 1566145 3881084 1101532 444034 25760346 16587003 3896699 2569855 824463 370411 21858683 17336516 563874 -376048 649857 287482 16587003 0.97650 0.00000 0.02350 0 0 63250 43231 20019 20019 AGENCY FUNDS 7335594 7335594 X 3401308 -2000661 15028 145532 -1840101 5241409 53839 53839 5295248 3305769 15028 147025 162053 3143716 53839 932056 985895 4129611 PART V, LINE 4: THE FOUNDATION MAINTAINS VARIOUS DONOR-DESIGNATED ENDOWMENT FUNDS AND BOARD DESIGNATED ENDOWMENT FUNDS WHOSE PURPOSE IS TO PROVIDE LONG TERM SUPPORT FOR ITS CHARITABLE PROGRAMS AND OPERATIONS. AS REQUIRED BY U.S. GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: THE FOUNDATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE FOUNDATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE COMMUNITY FOUNDATION IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES REPORTED IN PART VIII, LINE 8B 145,532. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES REPORTED IN PART VIII, LINE 8B 145,532. LOSS ON DISPOSAL OF ASSET 1,493. PART XII, LINE 4B - OTHER ADJUSTMENTS: PRIOR YEAR GRANT REFUNDS AND CANCELLATIONS NETTED AGAINST GRANT EXPENSE 533,803. AGENCY FUND GRANTS - BOOK TO TAX ADJUSTMENT 398,253. GARDEN PARTY 167593 131023 36570 10093 16223 640 16130 JDM FUND 100027 94587 5440 11595 7 205414 117212 88202 51147 12644 27060 473034 342822 130212 61240 28867 640 54785 145532 -15320 1 AKINDALE REHABILITATION AND LAND CONSERVATION FUND 323 QUAKER HILL ROAD PAWLING NY 12564 201822473 501C3 36180 CARE FOR HORSES AMERICAN CANCER SOCIETY - HUDSON VALLEY REGION 121 EXECUTIVE DRIVE NEW WINDSOR NY 12253 131788491 501C3 10900 GENERAL SUPPORT AMERICAN RED CROSS OF THE MID-HUDSON VALLEY 4 JEFFERSON PLAZA SUITE 302 POUGHKEEPSIE NY 12601 530196605 501C3 9820 GENERAL SUPPORT ANDERSON CENTER FOR AUTISM 4885 ROUTE 9 PO BOX 367 STAATSBURG NY 12580 141598279 501C3 14550 TECHNOLOGY UPGRADES FOR CLASSROOM INSTRUCTION ANGEL FOOD EAST INC PO BOX 3813 KINGSTON NY 12402 141747271 501C3 5600 GENERAL SUPPORT ARLINGTON HIGH SCHOOL 1157 ROUTE 55 LAGRANGEVILLE NY 12540 146001847 501C3 14045 GENERAL SUPPORT, GUEST SPEAKERS, FIELD TRIPS, PROGRAMS BARDAVON 1869 OPERA HOUSE INC 11 CANNON STREET POUGHKEEPSIE NY 12601 141585490 501C3 48917 GENERAL SUPPORT, FIELD TRIPS, PROGRAMS BEACON HEBREW ALLIANCE 331 VERPLANCK AVENUE BEACON NY 12508 146039468 501C3 7687 GENERAL SUPPORT, BUILDING MAINTENANCE, PROJECTS BEATRIX FARRAND GARDEN ASSOCIATION INC PO BOX 315 HYDE PARK NY 12538 141790995 501C3 13500 GENERAL SUPPORT CANCER SUPPORT TEAM INC 2900 WESTCHESTER AVENUE SUITE 103 PURCHASE NY 10577 132938964 501C3 20000 GAP CARE PROGRAM CATHARINE STREET COMMUNITY CENTER 69 CATHARINE STREET POUGHKEEPSIE NY 12601 146037154 501C3 12000 FOR PROGRAMS SERVING UNDERPRIVILEDGED YOUTH CENTER FOR GOVERNMENTAL RESEARCH 1 WASHINGTON STREET SOUTH SUITE 400 400 ROCHESTER NY 14614 160754774 501C3 10000 GENERAL SUPPORT CHAMBERS ELEMENTARY SCHOOL 945 MORTON BOULEVARD KINGSTON NY 12401 146012395 501C3 6166 GENERAL SUPPORT, FIELD TRIPS CHILDREN'S HOME OF POUGHKEEPSIE 10 CHILDRENS WAY POUGHKEEPSIE NY 12601 141364662 501C3 10000 GENERAL SUPPORT CHRIST EPISCOPAL CHURCH 43 SOUTH BROADDWAY TARRYTOWN NY 10591 141416683 501C3 7000 GENERAL SUPPORT, SUMMER CAMP PROGRAM COMMON GROUND FARM PO BOX 148 BEACON NY 12508 010574675 501C3 25000 BUILDING PROJECT CONGREGATION SCHOMRE ISRAEL OF POUGHKEEPSIE 18 PARK AVENUE POUGHKEEPSIE NY 12603 146039550 501C3 6000 GENERAL SUPPORT, VARIOUS PROJECTS CORNELL COOPERATIVE EXTENSION DUTCHESS COUNTY 2715 US-44 MILLBROOK NY 12545 146036882 501C3 14849 FOR PROGRAMS SERVING UNDERPRIVILEDGED YOUTH CULINARY INSTITUTE OF AMERICA 1946 CAMPUS DRIVE YDE PARK NY 12538 060653264 501C3 6441 GENERAL SUPPORT CYSTIC FIBROSIS FOUNDATION 200 MAMARONECK AVENUE SUITE 603 WHITE PLAINS NY 10601 131930701 501C3 11111 GENERAL SUPPORT DUTCHESS COUNTY COMMUNITY ACTION PARTNERSHIP 84 CANNON STREET POUGHKEEPSIE NY 12601 141611857 501C3 87770 GAP CARE PROGRAM, EMERGENCY ASSISTANCE, GRANT PROGRAMS DUTCHESS COUNTY HISTORICAL SOCIETY PO BOX 88 POUGHKEEPSIE NY 12601 141505142 501C3 10920 GENERAL SUPPORT DUTCHESS COUNTY SPCA 636 VIOLET AVENUE HYDE PARK NY 12538 141340058 501C3 30846 GENERAL SUPPORT, ANIMAL CARE SUPPORT, CLINIC SUPPORT, MICROCHIP PROGRAM DUTCHESS OUTREACH INC 29 NORTH HAMILTON STREET SUITE 202 POUGHKEEPSIE NY 12601 222339537 501C3 34357 FOOD PANTRY SUPPORT EAST HUDSON YOUTH SOCCER LEAGUE INC 407 ROUTE 6 MAHOPAC NY 10541 133248833 501C3 31149 SCHOLARSHIPS EPILEPSY FOUNDATION OF NORTHEASTERN NEW YORK INC 3 WASHINGTON SQUARE ALBANY NY 12205 141637156 501C3 6000 GENERAL SUPPORT FOR HUDSON VALLEY OFFICE FAMILY OF WOODSTOCK INC 39 JOHN STREET KINGSTON NY 12401 141537663 501C3 88305 GENERAL SUPPORT, FOOD PANTRY SUPPORT, EMERGENCY ASSISTANCE, PHONE SYSTEM UPGRADE, GAP CARE PROGRAM FAMILY SERVICES INC 29 NORTH HAMILTON STREET SUITE 1 POUGHKEEPSIE NY 12601 141338399 501C3 12836 GENERAL SUPPORT, EQUIPMENT TRAINING, SECURITY CAMERAS AND INSTALLATION FOOD BANK OF THE HUDSON VALLEY 195 HUDSON STREET CORNWALLONHUDSON NY 12520 222470885 501C3 100000 GLUTEN FREE FOOD SUPPORT, FRESH FOOD INITIATIVE FOUNDATION FOR VASSAR BROTHERS MEDICAL CENTER 45 READE PLACE POUGHKEEPSIE NY 12601 141736429 501C3 63728 GENERAL SUPPORT, FRANCISCAN FRIARS OF THE ATONEMENT - GRAYMOOR 40 FRANCISCAN WAY GARRISON NY 10524 141344809 501C3 9820 GENERAL SUPPORT FRANCISCAN SISTERS OF THE EUCHARIST PO BOX 3143 SHAW ISLAND WA 98286 911098931 501C3 50000 PROGRAM SUPPORT FRANKLIN PIERCE UNIVERSITY 40 UNIVERSITY DRIVE RINDGE NH 03461 020263136 501C3 12000 ATHLETIC TEAMS SUPPORT, SCHOLARSHIP FRIENDS OF PEACH HILL PO BOX 2964 POUGHKEEPSIE NY 12603 562588525 501C3 10143 GENERAL SUPPORT GEORGE WASHINGTON ELEMENTARY SCHOOL 3634 LEXINGTON AVENUE MOHEGAN LAKE NY 10547 146012395 501C3 5090 VARIOUS PROGRAMS AND PROJECTS GRACE SMITH HOUSE PO BOX 5205 POUGHKEEPSIE NY 12602 141626657 501C3 5935 PROGRAM SUPPORT, TECHNOLOGY SUPPORT HIGHLAND CENTRAL SCHOOL DISTRICT 320 PANCAKE HOLLOW ROAD HIGHLAND NY 12528 146001569 CITY OF HIGHLAND 6000 SUPPORT FOR THE PURCHASE OF NEW CHORAL RISERS HILLSIDE FOOD OUTREACH 404 IRVINGTON STREET PLEASANTVILLE NY 10570 010712431 501C3 20000 HEALTHY PLATE / HEALTH FAMILY PROGRAM HOWLAND CHAMBER MUSIC CIRCLE PO BOX 224 CHELSEA NY 12512 141812997 501C3 13203 SUPPORT FOR VARIOUS CONCERTS HUDSON RIVER HOUSING INC 313 MILL STREET POUGHKEEPSIE NY 12601 222456648 501C3 9100 SUPPORT FOR EMPLOYMENT ASSISTANCE, VARIOUS PROGRAMS HUDSON RIVER SLOOP CLEARWATER INC 724 WOLCOTT AVENUE BEACON NY 12508 146049022 501C3 232304 SUPPORT FOR RESEARCH EQUIPMENT, RESTORATION PROJECT HUDSON VALLEY HOME MATTERS 21 DAVIS AVENUE POUGHKEEPSIE NY 12603 364611575 501C3 6300 SUPPORT FOR SENIOR SERVICES, SPONSORSHIP HUDSON VALLEY SEED PO BOX 223 BEACON NY 12508 463267308 501C3 13000 EXPANDING CAPACITY, GROWING HEALTH KIDS INITIATIVE INTERNATIONAL RESCUE COMMITTEE INC 122 EAST 42ND STREET NEW YORK NY 10168 135660870 501C3 6977 GENERAL SUPPORT, PROGRAM SUPPORT JEWISH FAMILY SERVICE OF ORANGE COUNTY 720 ROUTE 17M MIDDLETOWN NY 10940 141731791 501C3 10000 GRANT PROGRAM JEWISH FEDERATION OF DUTCHESS COUNTY INC 17 COLLEGEVIEW AVENUE POUGHKEEPSIE NY 12603 141751875 501C3 23586 GENERAL SUPPORT, SENIOR PROGRAM JUVENILE DIABETES RESEARCH FOUNDATION (JDRF) - NENYHUDSON VALLEY BRANCH 30 GLENN STREET SUITE 409 WHITE PLAINS NY 10603 231907729 501C3 8000 GENERAL SUPPORT KINGSTON HIGH SCHOOL 403 BROADWAY KINGSTON NY 12401 146012395 501C3 13454 VARIOUS PROGRAMS AND AWARDS LUCKY ORPHANS HORSE RESCUE INC 2699 ROUTE 22 DOVER PLAINS NY 12522 262729197 501C3 11500 GENERAL SUPPORT, TRAINING, SHELTER SUPPORT MEDIATION CENTER OF DUTCHESS COUNTY INC 147 UNION STREET SUITE 102 POUGHKEEPSIE NY 12601 141762932 501C3 11000 SUPPORT ANNUAL WALKATHON, TRANSPORTATION MID-HUDSON CIVIC CENTER 14 CIVICE CENTER PLAZA POUGHKEEPSIE NY 12601 510151858 501C3 71407 GENERAL SUPPORT, RENT MILL STREET LOFT INC 45 PERSHING AVENUE POUGHKEEPSIE NY 12601 222538177 501C3 16000 GENERAL SUPPORT, PROGRAM SUPPORT, SCHOLARSHIPS, SUPPORT FOR PROGRAMS SERVING UNDERPRIVILEGED DUTCHESS COUNTY YOUTH NORTH EAST COMMUNITY CENTER 51 SOUTH CENTER STREET MILLERTON NY 12546 141736237 501C3 45700 GENERAL SUPPORT, STRATEGIC PLANNING, VARIOUS PROJECTS NORTHWEST CONNECTICUT YMCA 259 PROSPECT STREET TORRINGTON CT 06790 222878484 501C3 9600 SUPPORT FOR CAMP FEE SUBSIDIES AND OUTREACH EFFORTS FOR UNDERPRIVILEGED DUTCHESS COUNTY PARTICIPANTS NUBIAN DIRECTIONS II INC 248 MAIN STREET POUGHKEEPSIE NY 12601 141777760 501C3 32000 COMPUTER LAB SUPPORT, PROJECTS, SUPPORT FOR PROGRAMS SERVING UNDERPRIVILEGED DUTCHESS COUNTY YOUTH PEOPLE'S PLACE 17 ST JAMES STREET KINGSTON NY 12401 141701360 501C3 23000 SUPPORT FOR OPERATIONAL DEVELOPMENT, BAG SUMMER HUNGER PROGRAM PHILLIES BRIDGE FARM PROJECT INC 45 PHILLIES BRIDGE ROAD NEW PALTZ NY 12561 141816094 501C3 12050 SCHOLARSHIPS, PROGRAM SUPPORT PLANNED PARENTHOOD OF THE MID-HUDSON VALLEY INC 178 CHURCH STREET POUGHKEEPSIE NY 12601 141344810 501C3 14000 GENERAL SUPPORT PLATTEKILL PUBLIC LIBRARY 2047 STATE ROUTE 32 MODENA NY 12548 141709380 501C3 6018 GENERAL SUPPORT POUGHKEEPSIE FARM PROJECT PO BOX 3143 POUGHKEEPSIE NY 12603 141813679 501C3 20000 FOOD SHARE PROGRAM SUPPORT POUGHKEEPSIE HIGH SCHOOL 70 FORBUS STREET POUGHKEEPSIE NY 12603 146004158 501C3 5190 GENERAL SUPPORT, FIELD TRIPS, PROGRAMS POUGHKEEPSIE PUBLIC LIBRARY DISTRICT 93 MARKET STREET POUGHKEEPSIE NY 12601 141701733 CITY OF POUGHKEEPSIE 16845 GENERAL SUPPORT, SUPPORT FOR BIG READ PROGRAM PUTNAM COMMUNITY ACTION PARTNERSHIP 121 MAIN STREET BREWSTER NY 10509 132541722 501C3 10000 GAP CARE PROGRAM RDC LOAVES AND FISHES INC PO BOX 665 DOVER PLAINS NY 12522 273477999 501C3 20000 FARM FRESH FOODS PROJECT, CENTER FOR COMPASSION PROGRAM SUPPORT RHINEBECK CENTRAL SCHOOL DISTRICT 45 NORTH PARK ROAD RHINEBECK NY 12572 146000849 CITY OF RHINEBECK 7898 SUPPORT FOR LACROSSE TEAM RONDOUT VALLEY HIGH SCHOOL 122 KYSERIKE ROAD ACCORD NY 12404 146011242 501C3 5300 FIELD TRIPS, VARIOUS PROGRAMS ROOSEVELT-VANDERBILT CONSERVANCY INC PO BOX 338 RED HOOK NY 12571 461476916 501C3 17455 ROOSEVELT GARDEN PROJECT S F B MORSE SCHOOL 101 MANSION STREET POUGHKEEPSIE NY 12603 146004158 501C3 5544 GENERAL SUPPORT, FIELD TRIPS SPARK MEDIA PROJECT INC 42 CATHARINE STREET SUITE C-200 POUGHKEEPSIE NY 12601 141775746 501C3 14000 SUPPORT FOR PROGRAMS SERVING UNDERPRIVILEGED DUTCHESS COUNTY YOUTH ST JOSEPH SCHOOL 89 EAST GENESEE STREET AUBURN NY 13021 161418079 501C3 20615 WHITE BOARD UPGRADES, SCHOLARSHIP AND TUITION ASSISTANCE, SUPPORT FOR NEW COMMUNICATION SYSTEM ST MARY'S CHURCH 23 SOUTH HIGH STREET MOUNT VERNON NY 10550 141340116 501C3 13049 GENERAL SUPPORT ST THOMAS EPISCOPAL CHURCH 168 WEST BOSTON POST ROAD MAMARONECK NY 10543 141496937 501C3 10000 SUPPORT FOR THE GIVING GARDEN PROJECT STANFORD FREE LIBRARY 14 CREAMERY ROAD STANFORDVILLE NY 12581 141492555 501C3 20830 GENERAL SUPPORT, SUPPORT FOR TECHNOLOGY UPGRADES SUPPORT CONNECTION INC 40 TRAINGLE CENTER YORKTOWN HEIGHTS NY 10598 133900612 501C3 15000 GENERAL SUPPORT TEMPLE BETH-EL 118 SOUTH GRAND AVENUE POUGHKEEPSIE NY 12603 141467426 501C3 6084 GENERAL SUPPORT, PROGRAM SUPPORT, SHABBAT RETREAT THE CENTER FOR PERFORMING ARTS AT RHINEBECK 661 ROUTE 308 RHINEBECK NY 12572 223051271 501C3 169518 GENERAL SUPPORT, VARIOUS PERFORMANCES SUPPORT FOR DIRECTOR OF DEVELOPMENT POSITION THE GREATER HUDSON VALLEY FAMILY HEALTH CENTER INC 2570 ROUTE 9W SUITE 10 CORNWALL NY 12518 061036715 501C3 35000 GAP CARE PROGRAM THE REAL SKILLS NETWORK INC 29 NORTH HAMILTON STREET POUGHKEEPSIE NY 12601 261086662 501C3 76722 GENERAL SUPPORT, PROGRAM SUPPORT THRU MY EYES INC PO BOX 31H SCARSDALE NY 10583 272131577 501C3 7500 SUPPORT FOR VIDEO LEGACY FOR CHRONICALLY ILL PARENTS TOWN OF WAPPINGERS LITTLE LEAGUE ASSOC INC PO BOX 133 WAPPINGERS FALLS NY 12590 141539410 501C3 10200 GENERAL SUPPORT, SOFTBALL SPONSORSHIP TRUSTEES OF COLUMBIA UNIVERSITY-MITO DISEASE PROJECT 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 135598093 501C3 25000 SUPPORT FOR COLUMBIA UNIVERSITY'S MITOCHONDRIAL RESEARCH LAB ULSTER COUNTY HISTORICAL SOCIETY PO BOX 279 STONE RIDGE NY 12484 141456816 501C3 30000 GENERAL SUPPORT UNITED WAY OF THE DUTCHESS-ORANGE REGION 75 MARKET STREET POUGHKEEPSIE NY 12601 061045698 501C3 60226 GENERAL SUPPORT, PROGRAM SUPPORT VASSAR TEMPLE 140 HOOKER AVENUE POUGHKEEPSIE NY 12601 141422084 501C3 8420 GENERAL SUPPORT, SUPPORT FOR BOOKS, VARIOUS PROJECTS, HIGH HOLY DAY FUND VASSAR-WARNER HOME 52 SOUTH HAMITON STREET POUGHKEEPSIE NY 12601 237334637 501C3 12000 GENERAL SUPPORT, ARTS PROGRAM SUPPORT WAPPINGERS CENTRAL SCHOOL DISTRICT 167 MYERS CORNERS ROAD SUITE 200 WAPPINGERS FALLS NY 12590 146001997 CITY OF WAPPINGERS F 5094 SUPPORT FOR TECHNOLOGY UPGRADES WORLD GOLF FOUNDATION INC ONE WORLD GOLF PLACE ST AUGUSTINE FL 32092 592998925 501C3 12000 SUPPORT FOR THE FIRST TEE GOLF PROGRAM 66 22 SCHOLARSHIP AWARDS 189 319684 PART I, LINE 2: BOARD APPROVED COMMITTEES REVIEW AND EVALUATE GRANT APPLICATIONS TO DETERMINE HOW THE FUNDS ARE SPENT. EACH GRANTEE RECEIVES AN AWARD LETTER AND GRANT AGREEMENT DETAILING THE TERMS AND CONDITIONS OF THE AWARD. FUNDS ARE RELEASED UPON RECEIPT OF THE SIGNED GRANT AGREEMENT. GENERALLY, A GRANTEE HAS A FULL CALENDAR YEAR TO UTILIZE THE FUNDS AWARDED. AT THE CLOSE OF THE YEAR THEY MUST SUBMIT A FINAL REPORT DETAILING THE USE OF THE FUNDS, INCLUDING AN UPDATED GRANT BUDGET FORM. GRANTEES MAY ATTACH RECEIPTS, PHOTOS, AND TESTIMONIALS RELATED TO THE AWARD AS WELL. ADDITIONALLY, COMMUNITY FOUNDATIONS STAFF PERIODICALLY CONDUCTS SCHEDULED OR UNSCHEDULED SITE VISITS WITH GRANTEES TO SEE THE USE OF THE FUNDS DIRECTLY. SHOULD CONCERNS ARISE REGARDING THE USE OF FUNDS, STAFF WILL REQUEST ADDITIONAL DOCUMENTATION AND/OR SITE VISITS TO ENSURE THE FUNDS WERE USED ACCORDING TO THE PARAMETERS OF THE GRANT AGREEMENT. IF THE GRANTEE IS UNABLE TO FULFILL THE TERMS OF THE AGREEMENT, OR HAS MISUSED THE FUNDS, THEY WILL BE DIRECTED TO RETURN THE FUNDS TO THE FOUNDATIONS. X 15 738993 FMV 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTORS IS SHOWN IN COLUMN (B). FORM 990, PART VI, SECTION B, LINE 11 COMMUNITY FOUNDATIONS OF THE HUDSON VALLEY, INC. HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, THE 990 IS FIRST REVIEWED BY THE AUDIT COMMITTEE AND THEN PRESENTED TO THE BOARD OF TRUSTEES FOR APPROVAL. ONCE THE BOARD HAS APPROVED THE RETURN IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C A. THE COMMUNITY FOUNDATIONS CODE OF CONDUCT (CODE) WHICH INCLUDES OUR CONFLICT OF INTEREST POLICY APPLIES TO THE FOLLOWING MEMBERS OF THE COMMUNITY: 1) INDIVIDUALS WHO ARE PAID BY THE FOUNDATIONS WHEN THEY ARE WORKING FOR THE FOUNDATIONS, INCLUDING OFFICERS AND STAFF; 2) CONSULTANTS, VENDORS, AND CONTRACTORS WHEN THEY ARE DOING BUSINESS WITH THE FOUNDATIONS; 3) TRUSTEES; 4) ADVISORY BOARD MEMBERS; AND 5) INDIVIDUALS WHO PERFORM SERVICES FOR THE FOUNDATIONS AS VOLUNTEERS. THE CODE REFERS TO ALL THESE PERSONS COLLECTIVELY AS "MEMBERS OF THE FOUNDATIONS COMMUNITY OR "COMMUNITY MEMBERS." B. STAFF, BOARD AND VOLUNTEERS MUST READ AND EXECUTE A CONFIRMATION AND DISCLOSURE AS A PART OF THE CONFLICT OF INTEREST POLICY EACH YEAR. A POTENTIAL CONFLICTS REVIEW IS CONDUCTED ANNUALLY FOR TRUSTEES AND STAFF AND MONITORED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY AND BY STAFF ON AN ONGOING BASIS THROUGHOUT THE YEAR WITH RESPECT TO GRANT REVIEW AND CONTRACTUAL RELATIONSHIPS. REVIEW OF CONFLICTS BY VOLUNTEERS IS MONITORED BY STAFF ON AN ONGOING BASIS THROUGH THE GRANT REVIEW PROCESS. C. ANNUAL DISCLOSURES STATEMENTS ARE FILED AND COLLECTED. TRUSTEES EXECUTE THEIRS IN SEPTEMBER AND THE LAST SET WAS COLLECTED THIS PAST MONTH. THE ADVISORY BOARDS AND GRANT COMMITTEE VOLUNTEERS EXECUTE THEM ANNUALLY DURING AT THE TIME OF GRANT REVIEWS. D. PROCEDURES FOR CONFLICTS REQUIRE THE CONFLICTED COMMUNITY MEMBER TO DISCLOSE THE CONFLICT IN WRITING, RECUSE THEMSELVES FROM DECISION MAKING ON THE MATTER, FORGO PARTICIPATION IN DISCUSSION ON THE TOPIC AND ABSTAIN FROM VOTES. CONFLICTS ARE DOCUMENTED IN MINUTES OF DECISION MAKING BOARDS AND COMMITTEES. FORM 990, PART VI, SECTION B, LINE 15 THE GOVERNANCE COMMITTEE REQUESTS THAT THE BOARD OF TRUSTEES ANNUALLY EVALUATE THE PRESIDENT & CEO USING AN INSTRUMENT THAT IS MAILED TO EACH MEMBER. ONCE COMPLETED, THE INSTRUMENT IS SENT TO THE CHAIR OF THE GOVERNANCE COMMITTEE, OR OTHER DISINTERESTED PARTY, FOR COLLABORATION. THE CHAIR THEN REPORTS THE FINDINGS TO THE PRESIDENT & CEO, AND THE BOARD OF TRUSTEES. IN SETTING COMPENSATION FOR THE PRESIDENT & CEO, THE GOVERNANCE COMMITTEE MAKES A RECOMMENDATION TO THE BOARD OF TRUSTEES FOR DISCUSSION AND APPROVAL. THE EXECUTIVE COMMITTEE MAY ACT IN PLACE OF THE GOVERNANCE COMMITTEE. INFORMATION USED TO MAKE THIS RECOMMENDATION INCLUDES THE AMOUNT AVAILABLE IN THE APPROVED OPERATING BUDGET, EXPERIENCE OF THE PRESIDENT & CEO, AND COMPENSATION DATA FROM THE COUNCIL ON FOUNDATIONS FOR SIMILAR SIZED COMMUNITY FOUNDATIONS, AND IF READILY AVAILABLE, NOT-FOR-PROFIT ORGANIZATION COMPENSATION DATA FROM THE HUDSON VALLEY REGION. THE PROCEDURE USED TO RECOMMEND AND APPROVE COMPENSATION MUST BE CAPTURED IN THE MINUTES OF THE BOARD OF TRUSTEES MEETINGS. STAFF COMPENSATION IS DECIDED BY THE PRESIDENT & CEO BASED ON AN ANNUAL EVALUATION OF STAFF PERFORMANCE. THIS GENERALLY INCLUDES A COST OF LIVING ADJUSTMENT (COLA) AND/OR A MERIT RAISE IF WARRANTED. THE GROSS AMOUNT AND RANGES FOR COLAS AND MERIT RAISES ARE APPROVED BY THE BOARD OF TRUSTEES AS PART OF THE ANNUAL OPERATING BUDGET. COMPENSATION DATA FROM THE COUNCIL ON FOUNDATIONS FOR SIMILAR SIZED COMMUNITY FOUNDATIONS IS REFERENCED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST AT 80 WASHINGTON STREET, POUGHKEEPSIE, NY 12601...OR BY CALLING THE ORGANIZATION DIRECTLY AT (845) 452-3077. FORM 990, PART XI, LINE 9: LOSS ON DISPOSAL OF ASSET -1,493. CHANGE IN VALUE OF LIFE INSURANCE POLICIES 6,468. CHANGE IN VALUE OF CHARITABLE REMAINDER UNITRUST -9,408. PRIOR YEAR GRANT REFUNDS AND CANCELLATIONS NETTED AGAINST GRANT EXPENSE 533,803. AGENCY FUND GRANTS - BOOK TO TAX ADJUSTMENT 398,253. FORM 990, PART XII, LINE 2C: THE AUDITOR FOR THE FINANCIAL STATEMENTS CHANGED IN THE CURRENT YEAR. THE PROCESS FOR THE OVERSIGHT OF THE AUDIT HAS NOT CHANGED IN THE CURRENT YEAR. SCHEDULE D, PART V, LINE 1: THE FINANCIAL DISCREPANCY BETWEEN PRIOR YEAR'S END OF YEAR BALANCE AND THE CURRENT YEAR'S BEGINNING OF YEAR BALANCE IS DUE TO THE CORRECTION OF AN ACCOUNTING CLASSIFICATION ERROR FOR THE PRIOR YEAR'S ENDOWMENTS. COMMUNITY FOUNDATIONS REAL ESTATE 80 WASHINGTON STREET SUITE 201 POUGHKEEPSIE NY 12601 472901304 REAL ESTATE NY 0 0 COMMUNITY FOUNDATIONS OF THE HUDSON VALLEY INC FOUNDATION FOR COMMUNITY HEALTH INC 478 CORNWALL BRIDGE ROAD SHARON CT 06069 200057897 GRANTMAKING CT 501(C)(3) LINE 11A, I N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0