2016-12-20T07:02:10-06:00 2016-06-30 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2015-07-01 042104741 NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS NATI 2029739700 1129 20TH ST NW NO 800 WASHINGTON DC 200363425 COREY MCINTYRE CHIEF FINANCIAL OFFICER 2029739700 2016-12-20 1 TRACY M MOREY P01521539 3014246800 2015 2017-02-10 21:41:12Z COREY MCINTYRE 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 24994483 0 X WWW.NAIS.ORG X 1959 MA THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 22 22 69 190 351886 -111795 37500 37500 22872492 24623635 263432 333348 0 0 23173424 24994483 0 0 0 0 8305903 9015123 0 0 62742 13555563 13246901 21861466 22262024 1311958 2732459 31753056 34180903 9671232 9599641 22081824 24581262 X THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 0 0 6445199 10265517 INFORMATION, DATA AND RESEARCH: WE COLLECT STATISTICS, CONDUCT RESEARCH, AND SYNTHESIZE THIS INFORMATION INTO TREND REPORTS, TOOLS, RESOURCES, AND PUBLICATIONS TO HELP SCHOOL LEADERS MEET THE CHALLENGES OF EDUCATING STUDENTS IN THE 21ST CENTURY. PROGRAMS THAT SUPPORT THIS INCLUDE PUBLIC POLICY RESEARCH AND INFORMATION, THE NAIS WEBSITE, E-COMMUNITIES, POPULATION DEMOGRAPHICS DATA SERVICE, AND SURVEY TOOLS FOR SCHOOLS. REVENUES INCLUDE TOTAL MEMBER DUES, BOOK AND MAGAZINE ADS AND SUBSCRIPTIONS AND SALES OF TOOLS AND ANALYSIS SERVICES. 9350160 9947901 EQUITY, JUSTICE AND ACCESSIBILITY PROGRAMS: THESE PROGRAMS HELP SCHOOLS EMBRACE DIVERSITY AND PROVIDE TOOLS & RESOURCES TO ENSURE THAT THEY ARE SERVING STUDENTS FROM ALL SEGMENTS OF THEIR COMMUNITIES. OVER 3,000 SCHOOL LEADERS AND STUDENTS ATTENDED OUR JOINT PEOPLE OF COLOR CONFERENCE AND STUDENT DIVERSITY AND LEADERSHIP CONFERENCE THIS YEAR. WE ALSO HELP FAMILIES WITH FINANCIAL NEED TO ACCESS OUR SCHOOLS BY PROVIDING SCHOOLS WITH AN ONLINE SERVICE THAT OBJECTIVELY ASSESSES FINANCIAL NEED TO HELP SCHOOLS MAKE AID DECISIONS IN A FAIR AND EQUITABLE MANNER. OVER 150,000 FAMILIES BENEFITED FROM THIS SERVICE THIS YEAR. 4382313 4410217 LEADERSHIP TRAINING & PROFESSIONAL DEVELOPMENT: THIS IS A SERIES OF TRAINING PROGRAMS DESIGNED TO DEVELOP AND SUPPORT SCHOOL LEADERS. IT INCLUDES OUR ANNUAL CONFERENCE, THE LARGEST GATHERING OF INDEPENDENT SCHOOL LEADERS IN THE INDUSTRY, VARIOUS SUMMER LEADERSHIP INSTITUTES, TRAINING FOR SCHOOL TRUSTEES, NEW SCHOOL HEADS, AND AN ENVIRONMENTAL SUMMIT. OVER 6,000 PEOPLE PARTICIPATED IN THESE PROGRAMS THIS YEAR. 294390 OTHER PROGRAM SERVICES: THIS IS PRIMARILY THE ACTIVITIES OF THE BOARD OF TRUSTEES AND SOME MISCELLANEOUS PROGRAM REVENUES AND EXPENSES. 294390 20472062 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 179 0 1 69 1 1 1 0 0 0 0 0 0 0 0 0 X 22 22 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC MA X X COREY MCINTYRE 2029739700 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 KATHERINE DINH CHAIR 2.00 X X 0 0 0 BERNIE NOE VICE CHAIR 2.00 X X 0 0 0 BRYAN GARMAN SECRETARY 2.00 X X 0 0 0 MICHAEL SAXENIAN TREASURER 2.00 X X 0 0 0 JIM MCMANUS TRUSTEE 2.00 X 0 0 0 FRAN M BISSELLE TRUSTEE 2.00 X 0 0 0 MARK A BROOKS TRUSTEE 2.00 X 0 0 0 PILAR CABEZA DE VACA TRUSTEE 2.00 X 0 0 0 CAROLYN CHANDLER TRUSTEE 2.00 X 0 0 0 ELIZABETH COLEMAN TRUSTEE 2.00 X 0 0 0 MARK C DAVIS TRUSTEE 2.00 X 0 0 0 JACK DEGIOIA TRUSTEE 2.00 X 0 0 0 RANDALL C DUNN TRUSTEE 2.00 X 0 0 0 JIM SCOTT TRUSTEE 2.00 X 0 0 0 JOAN BUCHANAN HILL TRUSTEE 2.00 X 0 0 0 WANDA M HOLLAND GREENE TRUSTEE, AUDIT CHAIR 2.00 X 0 0 0 JOHN KATZMAN TRUSTEE 2.00 X 0 0 0 SIRI AKAL SINGH KHALSA TRUSTEE 2.00 X 0 0 0 D SCOTT LOONEY TRUSTEE 2.00 X 0 0 0 MICHAEL HORN TRUSTEE 2.00 X 0 0 0 ALBERT L THROCKMORTON TRUSTEE 2.00 X 0 0 0 ANDREW T WATSON TRUSTEE 2.00 X 0 0 0 JOHN CHUBB PRESIDENT 40.00 X 741744 0 55949 MIKE FLANAGAN CEO, SERVICES DIVISION 40.00 X 282170 0 26650 DONNA OREM CHIEF OPERATING OFFICER 40.00 X 237535 0 66852 COREY MCINTYRE CHIEF FINANCIAL OFFICER 40.00 X 221875 0 32709 JEFFERSON BURNETT SENIOR VICE PRESIDENT 40.00 X 209387 0 27410 MARK MITCHELL VP, SCHOOL & STUDENT SERVI 40.00 X 176540 0 23993 KRISTEN Z SHERLICK SENIOR VICE PRESIDENT 40.00 X 159474 0 18543 HILARY D LAMONTE SENIOR VICE PRESIDENT 40.00 X 158089 0 23892 KRISTEN C POWER NATIONAL DIRECTOR 40.00 X 150912 0 16877 2337726 0 292875 9 0 1 0 TERPSYS 1209841 WASHINGTONIAN SUITE 200 GAITHERSBURG MD 20878 CONSULTING 1366630 DATABANK 2912 MONUMENTUM PLACE CHICAGO IL 60689 SOFTWARE SOLUTIONS 1056748 EXPONENT PARTNERS 901 MASON STREET STE 105 SAN FRANCISCO CA 94103 CONSULTING 762796 THE CONNECTION 11351 RUPP DRIVE BURNSVILLE MN 55337 CONSULTING 740993 PRODUCTION RESOURCES GROUP PO BOX 731516 DALLAS TX 75373 AV RENTAL 717852 5 37500 37500 MEMBER DUES 900099 9094903 9094903 CONFERENCES 900099 7626225 7626225 PARENT OUTREACH SERVICES 900099 6694163 6694163 PUBLICATIONS 541800 990898 639012 351886 OTHER PROGRAM SERVICES 900099 217446 217446 24623635 332348 332348 1000 0 1000 1000 1000 24994483 24271749 351886 333348 X 1508758 1347586 156930 4242 6493679 5779144 678688 35847 176118 147724 26805 1589 447456 398876 46292 2288 389112 346952 40138 2022 59633 29063 30570 36906 32883 3840 183 9001 8019 937 45 3590694 3443319 146070 1305 135582 131862 3720 902865 840398 58224 4243 841831 806816 34029 986 751542 669794 78032 3716 875644 767648 107633 363 3963369 3920747 38145 4477 1226272 1200976 24146 1150 45963 41006 4732 225 PRINTING/PUBLICATION 660129 487495 172619 15 PROFESSIONAL DEVELOPMEN 90738 16157 74541 40 MISCELLANEOUS 56732 55597 1129 6 22262024 20472062 1727220 62742 403763 457511 15923070 18569709 71343 80560 608980 444008 8393721 3863658 4624259 4530063 10042801 9986539 78840 112513 31753056 34180903 1548437 1272089 6603763 6884484 1519032 1443068 9671232 9599641 X 22081824 24581262 22081824 24581262 31753056 34180903 X 2732459 -232502 -519 X 0 1 X 1 0 X 141400 75000 25000 37500 37500 316400 20848454 21456665 21446719 22872492 24623635 111247965 20989854 21531665 21471719 22909992 24661135 111564365 0 0 0 111564365 260019 278883 252358 258769 332348 1382377 260019 278883 252358 258769 332348 1382377 21249873 21810548 21724077 23168761 24993483 112946742 0.98780 0.98800 0.01220 0.01200 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 77 77 22261947 22262024 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 386 386 387 77 1236 250000 250000 250000 250000 1000000 1500000 10042801 -56261 9986540 10000403 42398 10042801 8544846 1455557 10000403 7663309 881537 8544846 7807248 -143939 7663309 1.00000 0 0 1146020 428078 717942 543130 360940 182190 6704571 3074640 3629931 4530063 DEFERRED RENT BENEFITS 1263889 DEFERRED COMPENSATION 179179 1443068 X 24761981 -232502 -232502 24994483 0 24994483 22262543 519 519 22262024 0 22262024 PART V, LINE 4: BOARD RESTRICTED FUNDS SET ASIDE TO PROVIDE LONG-TERM INVESTMENT INCOME TO THE ORGANIZATION. PART X, LINE 2: NAIS COMPLIES WITH THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. FOR THE YEARS ENDED JUNE 30, 2016 AND 2015, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: NON-CASH RENT EXPENSE PART XII, LINE 4B NON-CASH RENT EXPENSE - $519 X X X X X X 1 1 0 0 0 0 0 0 0 JOHN CHUBB PRESIDENT 371126 0 0 0 370618 0 49152 0 6797 0 797693 0 26716 0 MIKE FLANAGAN CEO, SERVICES DIVISION 262780 0 18950 0 440 0 15900 0 10750 0 308820 0 0 0 DONNA OREM CHIEF OPERATING OFFICER 232991 0 2000 0 2544 0 57249 0 9603 0 304387 0 0 0 COREY MCINTYRE CHIEF FINANCIAL OFFICER 219585 0 1975 0 315 0 22261 0 10448 0 254584 0 0 0 JEFFERSON BURNETT SENIOR VICE PRESIDENT 206165 0 2000 0 1222 0 20531 0 6879 0 236797 0 0 0 MARK MITCHELL VP, SCHOOL & STUDENT SERVI 174206 0 2000 0 334 0 17207 0 6786 0 200533 0 0 0 KRISTEN Z SHERLICK SENIOR VICE PRESIDENT 157333 0 1850 0 291 0 15481 0 3062 0 178017 0 0 0 HILARY D LAMONTE SENIOR VICE PRESIDENT 155809 0 1825 0 455 0 15974 0 7918 0 181981 0 0 0 KRISTEN C POWER NATIONAL DIRECTOR 142083 0 8660 0 169 0 8543 0 8334 0 167789 0 0 0 PART I, LINES 4A-B JOHN CHUBB (PRESIDENT) - SEVERANCE PAYMENT - $311,250, 457(F) PLAN AMOUNT PAID OUT - $52,681 DONNA OREM (CHIEF OPERATING OFFICER) - 457(F) PLAN AMOUNT CONTRIBUTED - $33,333 FORM 990, PART VI, SECTION A, LINE 6 NAIS' MEMBERS ARE THOSE INDIVIDUALS AND SCHOOLS WHO CHOOSE TO PARTICIPATE IN THE ASSOCIATION'S MISSION AND SERVICES. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS APPROVE NEW TRUSTEES TO THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B NAIS MEMBERS VOTE ON BOARD OF TRUSTEES NOMINEES AND OFFICERS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE COMPLETED FORM 990 IS EMAILED TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS CIRCULATED TO THE ENTIRE BOARD AND STAFF. ALL POTENTIAL BOARD CONFLICTS ARE COLLATED AND PROVIDED TO THE BOARD OFFICERS, ASSOCIATION PRESIDENT, AND MANAGEMENT TEAM FOR CONSIDERATION AND TRACKING. THE POLICY ALSO REQUIRES DISCLOSURE OF ANY CONFLICTS THAT MAY OCCUR BEFORE OR AFTER THE FORM IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A COMPENSATION CONSULTANT TO WORK WITH THE BOARD IN DETERMINING THE COMPENSATION AND DRAFTING THE EMPLOYMENT CONTRACT FOR THE PRESIDENT. THIS PROCESS WAS LAST CONDUCTED DURING 2013, WHEN THE NEW PRESIDENT'S CONTRACT WAS NEGOTIATED. THE ASSOCIATION HAS ALSO UTILIZED AN OUTSIDE COMPENSATION CONSULTANT TO REVIEW THE SALARIES OF THE CFO, COO, SERVICES DIVISION CEO AND LEGAL COUNSEL. IN 2013, NAIS STARTED USING PAYSCALE, A COMPENSATION BENCHMARKING SERVICE TO BENCHMARK ALL STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE NAIS BYLAWS ARE PROVIDED ON THE NAIS WEBSITE. THE NAIS CONFLICT OF INTEREST POLICY IS PROVIDED TO THE NAIS MEMBERS THROUGH THE WEBSITE. THE NAIS FORM 990 IS PROVIDED THROUGH GUIDESTAR.ORG AND UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING AND OUTSOURCING FEES: PROGRAM SERVICE EXPENSES 3,443,319. MANAGEMENT AND GENERAL EXPENSES 146,070. FUNDRAISING EXPENSES 1,305. TOTAL EXPENSES 3,590,694. FORM 990, PART XI, LINE 9: NON-CASH RENT EXPENSE -519.