2016-11-15T00:28:08-06:00 2016-06-30 410746749 CLIFTONLARSONALLEN LLP 1966 GREENSPRING DRIVE SUITE 300 TIMONIUM MD 210934161 990 2015-07-01 363304707 LUTHERAN SERVICES IN AMERICA INCORPORATED LUTH 8006643848 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 CHARLOTTE HABERAECKER PRESIDENT & CEO 8006643848 2016-11-07 1 DAVID TRIMNER P00444822 4104530900 2016-11-07 2015 2017-02-10 21:41:12Z CHARLOTTE HABERAECKER 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 3183667 0 X WWW.LUTHERANSERVICES.ORG X 1984 MD PROVIDE SERVICE TO OVER 300 LUTHERAN HEALTH & SOCIAL SERVICES AGENCIES - SEE PART III, LINE 1 18 18 14 50 0 0 1913072 2542276 471683 595602 20285 21071 43976 24718 2449016 3183667 0 649470 0 0 1385214 1477650 0 0 175726 1068084 964517 2453298 3091637 -4282 92030 1880678 2533246 517427 1077965 1363251 1455281 X LUTHERAN SERVICES IN AMERICA INCORPORATED (LSA) CHAMPIONS LUTHERAN SOCIAL MINISTRY BY BUILDING VALUABLE CONNECTIONS, AMPLIFYING OUR VOICES AND EMPOWERING OUR MEMBERS IN THEIR MISSION TO ANSWER GOD'S CALL TO LOVE AND SERVE OUR NEIGHBOR. 0 0 244626 2485 RAISING VISIBILITY FOR LUTHERAN SOCIAL MINISTRY - LSA TELLS THE STORY OF LUTHERAN SOCIAL MINISTRY. BY CREATING A UNIFIED VOICE AND BRAND, AND THROUGH A CONSISTENT COMMUNICATIONS CAMPAIGN, LSA SUPPORTS OUR MEMBERS BY RAISING THE PROFILE OF THEIR WORK AND CONTRIBUTIONS. THESE EFFORTS INCLUDE:- RAISING THE VISIBILITY OF OUR MEMBERS AND THE LSA NETWORK IN PRINT AND ONLINE.- LEADING COMMUNICATIONS THROUGH OUR WEBSITE, PRINT AND DIGITAL COLLATERAL, RESOURCES MATERIALS, ELECTRONIC PUBLICATIONS, SOCIAL MEDIA AND REPORTS.- CONDUCTING OUTREACH TO PRESS TO AMPLIFY THE VOICE OF OUR MEMBERS AND THE LSA NETWORK. 1240254 649470 215908 CREATING MEMBER SOLUTIONS - LSA CREATES THE ENVIRONMENT FOR OUR MEMBERS TO LEARN, GROW AND THRIVE. WE CONVENE THE COMMUNITY BY CONNECTING OUR MEMBERS IN ORDER TO HELP SUSTAIN AND EXPAND THEIR SERVICES BY:- CREATING OPPORTUNITIES FOR PEER-TO-PEER LEARNING, NETWORK COLLABORATION, LEARNING COHORTS, CONFERENCES, WEBINARS AND GROUP PROJECTS.- FOSTERING COMMUNITIES OF PRACTICE, LSA BRINGS TOGETHER MEMBERS WITH SHARED INTERESTS AND CHALLENGES TO FIND INNOVATIVE SOLUTIONS SPECIFIC TO CHILDREN, YOUTH AND FAMILIES, PEOPLE WITH DISABILITIES, COMMUNITY RESILIENCE AND SENIOR SERVICES. - STRENGTHENING AND EXPANDING FAITH-BASED CONNECTIONS.PROGRAM SERVICE ACCOMPLISHMENTS:THROUGH OUR COMMITMENT TO LEVERAGING THE STRENGTHS OF OUR NETWORK, LSA CREATES VALUE FOR OUR MEMBERS BY DEVELOPING NEW CAPABILITIES, FINDING SYNERGIES AND PROVIDING FUNDING, SERVICE AND PARTNERSHIP OPPORTUNITIES. LSA WORKS WITH GOVERNMENT FUNDERS, PRIVATE AND COMMUNITY FOUNDATIONS, INDIVIDUAL DONORS, MEMBERS AND CORPORATE PARTNERS TO DEVELOP OPPORTUNITIES AND BUILD CAPACITY THAT STRENGTHENS THE LSA NETWORK AND IMPROVES THE LIVES OF THE PEOPLE WE SERVE. 691573 377209 LEADERSHIP DEVELOPMENT AND CONVENINGS - LSA CONVENES AND CREATES THE COMMUNITY OF OUR MEMBERS. THROUGH OUR EVENTS AND PARTNERSHIPS, WE LEVERAGE THE EXPERTISE AND TALENTS OF OUR MEMBERS TO IDENTIFY SOLUTIONS, DEVELOP SHARED APPROACHES AND INNOVATE. THESE ACTIVITIES INCLUDE:- THE CEO ACADEMY- THE LUTHERAN LEADERSHIP SUMMIT- THE LSA ANNUAL CONFERENCEPROGRAM SERVICE ACCOMPLISHMENTS:LSA CREATES VALUE FOR OUR MEMBERS THROUGH EVENTS, CONFERENCES AND OTHER CONVENINGS BY AMPLIFYING THE FAITH-BASED MISSION OF OUR MEMBERS, CREATING FORUMS FOR SHARING BEST PRACTICES, IDENTIFYING SOLUTIONS TO DRIVE SUSTAINABILITY AND PERFORMANCE, ENHANCING NETWORKING, FOSTERING INNOVATION, AND PROVIDING THE FRAMEWORK FOR ACHIEVING GREATER IMPACT FOR THE PEOPLE WE SERVE. 172509 ADVOCACY AND PUBLIC POLICY - LSA IS THE NATIONAL VOICE OF OUR MEMBERS. AS THE ADVOCATES FOR LUTHERAN SOCIAL MINISTRY, LSA GUIDES OUR MEMBERS' EFFORTS TO ADVANCE PUBLIC POLICIES THAT SUPPORT THEIR WORK AND BENEFIT THE PEOPLE THEY SERVE. TO THAT END, LSA PROVIDES ACCESS TO FEDERAL LEGISLATORS AND THE ADMINISTRATION, RAISES THE AWARENESS OF KEY POLICY ISSUES, SHARES INFORMATION, CONDUCTS ADVOCACY TRAINING, PROVIDES IN-DEPTH ISSUES ANALYSIS AND IS A SOURCE OF EXPERTISE, RESOURCES AND TOOLS. LSA ALSO PROVIDES SPECIFIC ADVOCACY SUPPORT TO OUR MULTIPLE NETWORKS AND CATEGORIES OF MEMBERSHIP, SUCH AS DISABILITY SERVICES. 172509 2348962 1 1 0 1 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 25 0 14 1 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS NV NH NJ NC ND OH OK OR PA RI SC TN UT WA WV WI VA DC NM NY AR MO X X BOLA SODEINDE 8006643848 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 MS BETTY L OLDENKAMP DIRECTOR; CHAIR 2.00 X X 0 0 0 MR DAVID FENOGLIETTO DIRECTOR; VICE CHAIR 1.00 X X 0 0 0 REV PATRICIA A DAVENPORT DIRECTOR; SECRETARY 1.00 X X 0 0 0 DR BRIAN F HOFLAND DIRECTOR; TREASURER 1.50 X X 0 0 0 REV DR DONALD FONDOW DIRECTOR 1.00 X 0 0 0 REV MELODY EASTMAN DIRECTOR 1.00 X 0 0 0 MS JODI HARPSTEAD DIRECTOR 1.00 X 0 0 0 MS CHRISTIE HINRICHS DIRECTOR 1.00 X 0 0 0 MS JUNIA JOHN-STRAKER DIRECTOR 1.00 X 0 0 0 DR BRUCE G KINTZ DIRECTOR 1.00 X 0 0 0 REV KURT F KUSSEROW DIRECTOR 1.00 X 0 0 0 MS ARMENA MNATSAKANYAN DIRECTOR 1.00 X 0 0 0 MS JULIE E SWANSON DIRECTOR 1.00 X 0 0 0 MR DAVID SWARTLING DIRECTOR 1.00 X 0 0 0 MS ANN VAZQUEZ DIRECTOR 1.00 X 0 0 0 MS WENDY Z GOLDSTEIN DIRECTOR 1.00 X 0 0 0 REV DR STEPHEN P BOUMAN DIRECTOR 1.00 X 0 0 0 REV J BART DAY DIRECTOR 1.00 X 0 0 0 REV DR PHYLLIS ANDERSON THEOLOGIAN IN RESIDENCE 1.00 X 0 0 0 CHARLOTTE HABERAECKER PRESIDENT/CEO 40.00 X 204027 0 18946 STANLEY BERMAN CFO 8.00 X 55438 0 0 ALESIA FRERICHS VP MEMBER ENGAGEMENT 40.00 X 120567 0 15859 TANIA HERNANDEZ-ANDERSEN VP MARKETING AND COMMUNICATIONS 40.00 X 134627 0 7164 DEBORAH HOESLY VP DEVELOPMENT 40.00 X 115273 0 5665 629932 0 47634 4 0 1 0 0 951660 1590616 2542276 EDUCATIONAL EVENTS 541900 382208 382208 CONSULTING AND SUPPORT 541610 213394 213394 595602 21071 21071 24698 24698 RESOURCE MATERIALS 541900 20 0 20 20 3183667 595602 0 45789 649470 649470 233568 142476 79413 11679 1067170 799241 163998 103931 29792 22433 4668 2691 54334 42469 8816 3049 92786 67281 17841 7664 21032 5130 9095 6807 123567 25271 96908 1388 4791 4791 186237 105814 72404 8019 22534 15205 5957 1372 116687 61928 51891 2868 269572 256522 3050 10000 3499 981 2440 78 8769 3713 4649 407 CONSULT. & RECRUIT. 141437 121255 5891 14291 MEMBERSHIP & REGISTRATI 37455 15376 20834 1245 HOSPITALITY & REPRESENT 24619 6849 17715 55 E-COMMERCE SERVICES 4053 2757 1114 182 265 265 3091637 2348962 566949 175726 20481 409262 1722363 2005125 73133 84076 56204 29784 272070 267071 8497 4999 1880678 2533246 295476 209918 123030 687522 98921 180525 517427 1077965 X 1247975 1253609 115276 201672 1363251 1455281 1880678 2533246 92030 0 X 0 1 X 1 0 X 1754766 1502212 1380292 1913072 2542276 9092618 490243 421641 474579 471683 595602 2453748 2245009 1923853 1854871 2384755 3137878 11546366 8500 10450 19300 28616 30733 97599 88870 71175 155565 133254 179193 628057 97370 81625 174865 161870 209926 725656 10820710 81486 57516 65937 64261 45769 314969 20 20 81486 57516 65937 64261 45789 314989 2326495 1981369 1920808 2449016 3183667 11861355 0.91230 0.89430 0.02660 0.03560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 2903 1 1045 0 1 2903 0 0 6851 0 PART II-B, LINE 1: IN FY16, LSA'S PUBLIC POLICY OFFICE WAS STAFFED BY TWO FULL-TIME PROFESSIONALS. THEY ARE RESPONSIBLE FOR MULTIPLE FUNCTIONS OF GOVERNMENT RELATIONS AND MEMBER ENGAGEMENT; ONLY A SMALL PORTION OF THEIR TIME WAS DEVOTED TO LOBBYING ACTIVITIES. LSA LOBBYING ACTIVITY OUTLINED BELOW FOCUSED ON PUBLIC POLICY ISSUES ESTABLISHED BY LSA POLICY STAFF IN CONSULTATION WITH LSA MEMBER ORGANIZATIONS. IN 2015-2016, THESE PUBLIC POLICY ISSUES INCLUDED: SERVICES FOR PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES; AGING SERVICES; CHILDREN, YOUTH AND FAMILIES; HEALTH CARE; AFFORDABLE HOUSING; NONPROFIT SECTOR ISSUES; AND FEDERAL BUDGET AND APPROPRIATIONS. LSA STAFF MEMBERS ALSO MONITORED AND ACTED ON OTHER ISSUES THAT LSA MEMBERS RAISED AS CONCERNS. ACTIVITIES INCLUDED: - SENT 5 TARGETED ACTION ALERTS TO LSA MEMBERS URGING THEM TO TAKE ACTION ON A LEGISLATIVE OR POLICY MATTER. (5 HOURS) - ENCOURAGED LSA MEMBERS TO TAKE ACTION ON LEGISLATION OR POLICY MATTERS 20 TIMES USING LSA'S POLICY EMAIL NEWSLETTERS. (13 HOURS) - ENGAGED IN 25 MEETINGS WITH CONGRESSIONAL STAFFERS ON LEGISLATIVE ISSUES OF IMPORTANCE TO LSA MEMBERS. - ENGAGED IN APPROXIMATELY 40 NON-LOBBYING INFORMATIONAL OR EDUCATIONAL MEETINGS WITH CONGRESSIONAL STAFF AND FEDERAL GOVERNMENT OFFICIALS AND/OR STAFF. - SENT 15 LETTERS TO LEGISLATORS AND GOVERNMENT OFFICIALS. - SIGNED ONTO 77 LETTERS CONCERNING ISSUES OF IMPORTANCE TO LSA MEMBERS. 0 1 X 272070 267071 4999 4999 3183667 0 3183667 0 3183667 3091637 0 3091637 0 3091637 PART IV, LINE 2B: THE ORGANIZATION FACILITATES COLLABORATION AMONG ITS MEMBERS FOR THE PURPOSE OF ADVANCING THE MINISTRIES OF THE MEMBERS. THE COLLABORATIVE GROUPS ARE CALLED NETWORKS. THE ORGANIZATION PROVIDES FISCAL AGENT SERVICES FOR SOME OF THESE NETWORKS, WHICH ARE REFERRED TO AS MANAGED NETWORKS IN THE FINANCIAL STATEMENTS. CASH HELD FOR MANAGED NETWORKS AND THE RELATED DEPOSIT LIABILITY WAS $180,525 AND $98,921 AT JUNE 30, 2016 AND 2015, RESPECTIVELY. 0 LUTHERAN SOCIAL SERVICE OF MINNESOTA 2485 COMO AVENUE ST PAUL MN 55108 410872993 501(C)(3) 192842 MACF GRANT FOR THE GREAT PLAINS SENIOR SERVICES COLLABORATIVE LUTHERAN SOCIAL SERVICES OF NORTH DAKOTA 3911 20TH AVENUE SOUTH FARGO ND 58107 450226421 501(C)(3) 454128 MACF GRANT FOR THE GREAT PLAINS SENIOR SERVICES COLLABORATIVE 2 0 SCH I, PART I, LINE 2 1. FUNDS FROM EACH GRANT ARE SEGREGATED WITHIN THE ACCOUNTING SYSTEM BY A UNIQUE FUND CODE THAT IS USED TO TRACK ALL TRANSACTIONS. 2. ESTIMATES OF TIME SPENT ON A GRANT BY EACH EMPLOYEE ARE MAINTAINED. 3. GRANT MANAGER MUST APPROVE ALL DISBURSEMENTS. X X X X X 0 0 0 0 0 0 0 0 0 CHARLOTTE HABERAECKER PRESIDENT/CEO 204027 0 0 0 0 0 6646 0 12300 0 222973 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 LSA HAS CLASS A MEMBERS THAT ARE EACH INDEPENDENT LUTHERAN SOCIAL MINISTRY ORGANIZATIONS. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS SHALL BE COMPOSED OF NINE DIRECTORS ELECTED BY THE CLASS A MEMBERS OF THE CORPORATION AND NINE DIRECTORS APPOINTED BY THE CLASS B MEMBERS OF THE CORPORATION AND TWO DIRECTORS ELECTED BY THE CLASS A AND CLASS B MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B ONCE THE BUDGET HAS BEEN APPROVED IN WRITING BY THE CLASS B MEMBERS OF THE ORGANIZATION, BY A SUPERMAJORITY OF AT LEAST 80%, THE BOARD OF DIRECTORS RECOMMENDS THE BUDGET FOR APPROVAL BY THE MEMBERS ATTENDING THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND SUBSEQUENTLY MADE AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY DIRECTOR AND EVERY EMPLOYEE COMPLETES THE CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. POTENTIAL CONFLICTS ARE EVALUATED AND RESOLVED. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS RECOMMENDED BY THE EXECUTIVE COMMITTEE OF THE INDEPENDENT BOARD OF DIRECTORS AND APPROVED BY THE FULL BOARD. IN 2015, AN INDEPENDENT COMPENSATION CONSULTANT COMPLETED A REVIEW OF THE CEO'S COMPENSATION PACKAGE. COMPENSATION FOR OTHER EMPLOYEES IS DETERMINED AND/OR APPROVED BY THE CEO WITHIN THE CONFINES OF A PERSONNEL BUDGET APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY UPON REQUEST. FINANCIAL STATEMENTS AND WHISTLEBLOWER POLICY ARE POSTED ON THE WEBSITE, WWW.LUTHERANSERVICES.ORG.