2016-11-15T13:51:05-06:00 2015-12-31 910189318 Moss Adams LLP 101 Second Street Suite 900 San Francisco CA 94105 990PF 2015-01-01 943289283 Kenneth Rainin Foundation KENN 5106255200 155 Grand Avenue Suite 1000 Oakland CA 94612 Edward Weinsoff CFO 5106255200 2016-11-14 1 Lindsey T Parnell P00546853 4159561500 2016-11-14 2015 2017-02-10 21:41:12Z X 355795831 X 39500810 332601 332601 4833023 4833023 1217650 1217650 1217650 17659583 24477966 17659583 1147035 534932 64690702 24577789 1113453 487376 626077 2181185 540687 1640498 353733 104205 249528 29445 23912 5533 90263 58671 31592 339707 0 339707 408743 19265 0 452364 282051 327909 0 327909 43051 0 43051 5859 0 5859 7047559 4304142 2651040 12393271 5820309 5920794 11127264 11127264 23520535 5820309 17048058 41170167 18757480 200 157 157 29703327 30879240 30879240 43260 37108 43260 43260 2000000 0 0 84113 257630674 300973698 302607524 17988774 1223124 17031214 16765650 22265650 332 0 0 306486968 348662005 355795831 0 0 X 306486968 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EREF-MID II, LLC K-1 Other income 14 2587 Cobia Capital Partners, LP 14 33739 896367 24293525 0 25189892 0 0 0 0 0 0 0 0 0 0 X X 1 KENNETH RAININ CHARITABLE LEAD ANNUITY TRUST 1 155 GRAND AVENUE SUITE 1000 OAKLAND CA 94612 15428235 X 2 KENNETH RAININ CHARITABLE LEAD ANNUITY TRUST 2 155 GRAND AVENUE SUITE 1000 OAKLAND CA 94612 9836898 X 3 KENNETH RAININ CHARITABLE LEAD ANNUITY TRUST 3 155 GRAND AVENUE SUITE 1000 OAKLAND CA 94612 7908280 X 4 KENNETH RAININ CHARITABLE LEAD ANNUITY TRUST 1 155 GRAND AVENUE SUITE 1000 OAKLAND CA 94612 1108028 X 5 KENNETH RAININ CHARITABLE LEAD ANNUITY TRUST 2 155 GRAND AVENUE SUITE 1000 OAKLAND CA 94612 2637419 X 6 KENNETH RAININ CHARITABLE LEAD ANNUITY TRUST 3 155 GRAND AVENUE SUITE 1000 OAKLAND CA 94612 2581949 X 1 Securities 15428235 2015-12-31 2 Securities 9836898 2015-12-31 3 Securities 7908280 2015-12-31 Accounting 90263 58671 31592 COMPUTER 2010-06-30 11194 5933 200DB 5.000000000000 5261 0 FURNITURE 2010-06-30 330253 100662 200DB 7.000000000000 91836 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FMV 781530 858196 Sankaty Middle Mkt Opp Fund IIA FMV 538326 569179 Seacoast Capital PARTNERS III FMV 852253 1208982 Liberation Capital Renewable B FMV 892324 834277 Plexus Fund III, L.P. FMV 828566 781514 SCIENS AVIATION SPECIAL OPPT OFFSHORE FMV 338548 495809 tourmalet matawin offshore fund FMV 0 685259 KAYNE ANDERSON MEZZ. PARTNERS FUND FMV 545944 498870 Petra Growth Fund III, LP FMV 1733206 1727713 Raging Capital Offshore Fund, L.P. FMV 1000000 793466 Emancipation Capital, L.P. FMV 1012808 995689 DRI CAPITAL FMV 0 0 Hale EREF-MID II FMV 1202415 23098 OAKTREE MEZZANINE FUND III FMV 0 10590 JPM Q89803003 FMV 4411761 2127906 McNally Capital Mezzanine Fund FMV 1461279 1595225 Tourmalet matawin onshore fund FMV 0 871990 Kayne Senior Credit Fund (QP) FMV 1084743 1373313 PERMIT CAPITAL MORTGAGE FUND - SERIES C FMV 1486872 1416768 Sciens Aviation Special Opp Onshore FMV 1350662 781226 Stride Capital Group FMV 2500000 2246717 MISC. ETFS/INDEX FUNDS FMV 2751000 812154 Kayne Anderson Real Estate Partners II FMV 708222 1635580 Catalysis Partners FMV 3235427 2817685 WELLINGTON GLOBAL SELECT CAPITAL APPR FMV 3356034 5684812 Liberation Capital Ser A FMV 3540086 777637 Vertex II-B FMV 10033 0 Metropolitan SPV III FMV 0 0 Verto Direct Opportunity, L.P. FMV 5500000 4201453 permit capital mortgage fund - Series B FMV 4271279 1175092 Midwood Capital FMV 4393136 4506767 Greenlight Cap Offshore Qualifi FMV 4541427 5722003 Athyrium Opportunities Fund (B) FMV 2238351 3915354 BlueBay Direct Lending Fund I, FMV 4293417 4350544 Cobia Capital Partners FMV 4857601 5948731 RDG Capital Offshore Fund LTD. FMV 0 0 AVI Capital Yankee, L.P. FMV 10000000 6640373 Medley SIC Non-Traded BDC FMV 5000000 5000000 Stride Barnstar Fund, LP FMV 5000000 3370260 YCP BD MTP, L.P. FMV 5100000 5025847 Stride Vertex Fund, L.P. FMV 5825000 6624832 Mudrick Distress Opp Offshore FMV 8403657 7837992 Vertex III FMV 0 0 Stride LRV Offshore Fund, LP FMV 9000000 9440787 Vertex II-A FMV 11547145 10901504 MC Citation Fd LTD 3 (Aladdin) FMV 0 0 Emancipation Capital SPV III FMV 0 0 lapides microlam partners l.p. FMV 10162843 13064196 GREENLIGHT MASTERS OFFSHORE LTD. FMV 8653650 9181207 Medley Opportunity Fund ll LP FMV 11877891 15819539 PAR Capital FMV 25194000 34541729 Elliott International, LP FMV 20685384 26748008 Jefferies FMV 47541538 36379553 RDG Capital Fund SPV-I, LP FMV 0 0 Leerink Revelation Healthcare Fund FMV 367591 449254 YCP ZTP, L.P. FMV 1600000 1600000 YCP HTA, L.P. 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NET K-1 INCOME 1120841 MEDLEY OPPORTUNITY FUND II LP NET K-1 INCOME 862476 VERTO DIRECT OPPORTUNITY LP NET K-1 INCOME 845527 Book Capital Gain/Loss for medley OPPortunity fund ii 829725 Book Capital Gain/Loss for Emancipation Capital SPV Iii 775766 kayne anderson real estate partners ii qp lp Net K-1 Income 678864 STRIDE LRV OFFSHORE FUND LP NET K-1 INCOME 537851 COBIA CAPITAL PARTNERS LP Net K-1 Income 512675 ATHYRIUM OPPORTUNITIES FUND B LP NET K-1 INCOME 509551 WELLINGTON TRUST COMPANY ,NA NET K-1 INCOME 469598 BLUEBAY DIRECT LENDING FUND I LP Net K-1 Income 294663 Book Capital Gain/Loss for Metropolitan SPV III 280787 STRIDE VERTEX FUND LP NET K-1 INCOME 254039 SEACOAST CAPITAL PARTNERS III LP NET K-1 INCOME 214712 MCNALLY CAPITAL MEZZANINE FUND NET K-1 INCOME 169042 kayne senior credit fund Net K-1 Income 112599 BOATHOUSE CAPITAL II LP NET K-1 INCOME 103865 EMANCIPATION CAPITAL LP Net K-1 Income 81998 PETRA GROWTH FUND III,L.P. NET K-1 INCOME 71553 Plexus Fund III LP Net K-1 Income 67464 CHAMPLAIN CAPITAL PARTNERS II, LP 26358 edenbrook value fund net k-1 income 7217 SCIENS AVIAION SPECIAL OPPORTUNITIES OFFSHORE INVESTMENT FUND NET K-1 INCOME 4543 eref-mid ii,llc K-1 INCOME 132 Prior year Book/tax difference in depreciation 232820 WELLINGTON TRUST COMPANY, NA K-1 INVESTMENT EXPENSE 2065 2065 0 KAYNE ANDERSON REAL ESTATE PARTNERS II LPK-1 INVESTMENT EXPENSE 2362 2362 0 EREF-MID II LP K-1 2455 2455 0 Edenbrook Value Fund, LP Investment Expense 2583 2583 0 KAYNE SENIOR CREDIT FUND K-1 INVESTMENT EXPENSE 2798 2798 0 Brightlight Capital Partners, LP Investment Expense 3249 3249 0 YCP HTA, LP Investment Expense 5779 5779 0 SCIENS AVIATION SPECIAL OPPORTUNITIES OFFSHORE FUND K-1 INVESTMENT EXPENSE 6799 6799 0 PERMIT CAPITAL MORTGAGE FUND, L,P.K-1 INVESTMENT EXPENSE 8693 8693 0 SCIENS AVIATION SPECIAL OPPORTUNITIES INVESTMENT FUND K-1 INVESTMENT EXPENSE 10592 10592 0 METROPOLITAN SPV III,L P K-1 INVESTMENT EXPENSE 11712 11712 0 YCP ZTP, LP Investment Expense 12552 12552 0 Plexus Fund II, LP Investment Expense 31304 31304 0 St.Cloud Capital Partners III SBIC, LP K-1 Investment Expense 36888 36888 0 CHAMPLAIN CAPITAL PARTNERS II L.P. 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(B & C) 130989 CATALYSIS PARTNERS LLC NET K-1 INCOME 169651 BOOK Capital Gain/Loss for PETRA GROWTH FUND III 177715 AVI CAPITAL YANKEE LP NET K-1 INCOME 214265 Book Capital Gain/Loss for ATHYRIUM OPPORTUNITIES FUND 232851 book Capital Gain/Loss for Seacoast Capital Partners III 281004 sciens aviation special opportunities investment fund Net K-1 Income 526942 emancipation capital spv iii net k-1 income 699634 STRIDE BARNSTAR FUND LP NET K-1 INCOME 712745 Book Capital Gain/Loss PERMIT CAPITAL MORTGAGE FUND L.P. (B & C) 1074941 BOOK Capital Gain/Loss for Vertex III 2854673 METROPOLITAN SPV III, L.P. NET K-1 INCOME 3877610 Book Capital Gain/Loss for Vertex-II (A-E) 8752846 Liberation Capital Series B Net K-1 Income 109418 Liberation Capital Renewable Energy Fund - Net K-1 Income 470140 Unrealized Gain/Loss 3146511 Current Year Book/tax difference in depreciation 211656 Rounding/Unlocated Difference 282 Foreign Tax Paid per 1099s not recorded for book purposes 19265 other professional fees 339707 0 339707 Federal Excise Tax 389478 0 0 foreign tax paid 19265 19265 0