2016-11-15T11:40:28-06:00 2015-12-31 770076647 DAMITZ BROOKS NIGHTINGALE 200 EAST CARRILLO STREET SUITE 303 SANTA BARBARA CA 93101 990PF 2015-01-01 770359291 RAINTREE FOUNDATION RAIN 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 ELLICOT MILLION PRESIDENT/CFO 8059677964 2016-11-14 1 CATHERINE MACAULAY P00178796 8059631837 2015 2017-02-10 21:41:12Z X 14280348 X X 503 503 256591 256591 1488175 1718661 1488175 506 506 1745775 1745775 0 0 0 9202 4601 4601 133315 133315 0 12663 1974 0 43859 43460 399 199039 183350 5000 2064110 2064110 2263149 183350 2069110 -517374 1562425 206468 645957 645957 8761094 8124078 9787861 841781 866627 815614 3156257 2811564 3030916 12965600 12448226 14280348 0 0 X 12965600 12448226 0 0 0 0 12965600 12448226 12965600 12448226 12965600 -517374 0 12448226 0 12448226 TCW #6415 - CONCENTRATED CORE P 2014-01-01 2015-12-31 418656 418656 418656 TCW #6416 - CONCENTRATED VALUE P 2014-01-01 2015-12-31 600693 600693 600693 TCW #1004 - SECURITIZED OPPORTUNITIES P 2014-01-01 2015-12-31 2837 -2837 -2837 GS #4315 - CONCENTRATED GROWTH P 2014-01-01 2015-12-31 199868 199868 199868 GS #4307 - STRATEGIC VALUE P 2014-01-01 2015-12-31 151503 151503 151503 GS #3229 - THORNBURG P 2014-01-01 2015-12-31 115878 115878 115878 CYPRESS PARTNERS P 2014-01-01 2015-12-31 13164 13164 13164 GROW SMALL CAP EQUITY P 2014-01-01 2015-12-31 223981 -223981 -223981 GAIN ON REDEMPTION - TCW #1004 SECURITIZED P 2014-01-01 2015-12-31 187833 187833 187833 GAIN ON REDEMPTION - TCW #6415 CONCENTRATED CORE P 2014-01-01 2015-12-31 24411 24411 24411 LOSS ON REDEMPTION - TCW #7333 EMERGING MARKETS P 2014-01-01 2015-12-31 3668 -3668 -3668 CAPITAL GAINS DIVIDENDS P 6655 6655 6655 1488175 0 1610412 16641727 0.096770 1344584 15884052 0.084650 1175508 13253481 0.088694 965777 13994495 0.069011 1036750 13938877 0.074378 0.413503 0.082701 15206076 1257558 15624 1273182 2069110 X 15624 0 15624 0 15624 11000 15500 26500 X 68 10808 10808 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ELLICOTT MILLION 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES A FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 PRESIDENT/CFO 5.00 0 0 0 JESSICA FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 VICE PRESIDENT 2.00 0 0 0 ELLICOTT MILLION 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 SECRETARY 10.00 0 0 0 NONE 0 NONE 0 0 13183411 502478 1751752 15437641 0 0 15437641 231565 15206076 760304 760304 15624 15624 744680 0 744680 0 744680 2069110 0 2069110 15624 2053486 744680 0 0 345323 281095 531808 576317 818840 2553383 2069110 0 0 0 744680 1324430 0 0 3877813 0 0 0 0 0 0 345323 3532490 281095 531808 576317 818840 1324430 JAMES A FRANK JAMES A FRANK PRESIDENTCFO 1255 FRANK RANCH ROAD GOLETA CA 93117 8059677964 LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. NONE PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. AMERICAN RED CROSS 2025 E STREET NW WASHINGTON DC 20006 NONE PC FIRE CAMPAIGN 22500 ANIMAL RESCUE TEAM 875 CARRIAGE DRIVE SOLVANG CA 93463 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 CALIFORNIA NARCOTIC OFFICERS ASSOCIATION (REGION VI) 28245 AVENUE CROCKER SUITE 230 SANTA CLARITA CA 91355 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 THE CAL POLY FOUNDATION CALIFORNIA POLYTECHNIC STATE UNIVERSITY ONE GRAND AVENUE SAN LUIS OBISPO CA 93407 NONE PC 2ND APPLIED AUTONOMICS FLIGHT INSTRUCT 200000 CALIFORNIA STATE PARKS FOUNDATION 50 FRANCISCO STREET NO 110 SAN FRANCISCO CA 94133 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 RISB FOUNDATION DBA COTTAGE REHABILITATION HOSPITAL FOUNDATION 2415 DE LA VINA STREET SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 DIRECT RELIEF 27 SOUTH LA PATERA LANE GOLETA CA 93117 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 DOCTORS WITHOUT WALLS - SANTA BARBARA STREET MEDICINE 19 EAST MICHELTORENA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 FAMILY SERVICE AGENCY OF SANTA BARBARA 123 WEST GUTIERREZ STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 FOODBANK OF SANTA BARBARA COUNTY INC 4554 HOLLISTER AVENUE SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 FRIENDS OF YOSAR INC PO BOX 611 YOSEMITE CA 95389 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 GOLETA VALLEY COTTAGE HOSPITAL FOUNDATION 351 S PATTERSON AVENUE SANTA BARBARA CA 931112403 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 GRAND CANYON ASSOCIATION PO BOX 399 GRAND CANYON AZ 86023 NONE PC PREVENTATIVE SEARCH & RESCUE 35000 GRAND TETON ASSOCIATION PO BOX 170 MOOSE WY 83012 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 HEARTS THERAPEUTIC EQUESTRIAN CENTER PO BOX 30662 SANTA BARBARA CA 93130 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 44110 HOSPICE OF SANTA BARBARA INC 2050 ALAMEDA PADRE SERRA SANTA BARBARA CA 93103 NONE PC PATIENT CARE SERVICES 5000 INLAND EMPIRE SEARCH AND RESCUE COUNCIL 13255 FIRST AVENUE VICTORVILLE CA 92935 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 MEMORIAL SLOAN-KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10065 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 500 MENTAL HEALTH ASSOCIATION IN SANTA BARBARA COUNTY 617 GARDEN STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MONTECITO TRAILS FOUNDATION PO BOX 5481 SANTA BARBARA CA 93150 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MOUNTAIN RESCUE ASSOCIATION PO BOX 880868 SAN DIEGO CA 92168 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 NATURE TRACK FOUNDATION INC PO BOX 953 LOS OLIVOS CA 93441 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 PROVIDENCE SAINT JOHN'S HEALTH CENTER 1801 LIND AVENUE SW NO 9016 RENTON WA 98057 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 400000 SANTA BARBARA BOTANIC GARDEN 1212 MISSION CANYON SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA CHANNELKEEPER INC 714 BOND AVENUE SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SBCYPAC DBA THE MARJORIE LUKE THEATRE PO BOX 21046 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 2500 SANTA BARBARA COUNTY SHERIFF'S BENEVOLENT POSSE 4434 CALLE REAL SANTA BARBARA CA 93110 NONE IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 11000 SANTA BARBARA COUNTY TRAILS COUNCIL PO BOX 22352 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA HISTORICAL MUSEUM 136 EAST DE LA GUERRA SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 SANTA BARBARA MUSEUM OF NATURAL HISTORY 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA NEIGHBORHOOD CLINICS 915 NORTH MILPAS STREET 2ND FLOOR SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SANTA BARBARA POLICE ACTIVITIES LEAGUE INC PO BOX 91121 SANTA BARBARA CA 93190 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA RAPE CRISIS CENTER 433 E CANON PERDIDO ST SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 SANTA BARBARA SCHOOL OF SQUASH 1530 CHAPALA STREET SUITE F SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SCHOLARSHIP FOUNDATION OF SANTA BARBARA PO BOX 3620 SANTA BARBARA CA 93130 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 200000 SEMPERVIRENS FUND 419 SOUTH SAN ANTONIO ROAD NO 211 LOS ALTOS CA 94022 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 ST VINCENT'S INSTITUTION DBA ST VINCENT'S 4200 CALLE REAL SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 TETON COUNTY SEARCH & RESCUE FOUNDATION PO BOX 1063 JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 TETON SCIENCE SCHOOLS INC 700 COYOTE CANYON ROAD JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 DOS PUEBLOS ENGINEERING ACADEMY FOUNDATION 7266 ALAMEDA AVENUE GOLETA CA 93117 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 THE FOUNDATION FOR SANTA BARBARA CITY COLLEGE 721 CLIFF DRIVE SANTA BARBARA CA 93109 NONE PC SINGLE PARENTS ARRIVING READY FOR COLLEGE (SPARC) PROGRAM 50000 THE LAND TRUST FOR SANTA BARBARA COUNTY PO BOX 91830 SANTA BARBARA CA 93190 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA UC SANTA BARBARA SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 THE WILD ANIMAL SANCTUARY 1946 WCR 53 KEENESBURG CO 80643 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 UCSB SEDGWICK RESERVE 3566 BRINKERHOFF ROAD SANTA YNEZ CA 93460 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 UNITE TO LIGHT INC 4601 SIERRA MADRE SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 UNITED BOYS AND GIRLS CLUBS OF SANTA BARBARA COUNTY 1124 CASTILLO STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 UNITY SHOPPE INC 110 WEST SOLA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 VISITING NURSE AND HOSPICE CARE OF SANTA BARBARA 509 EAST MONTECITO STREET 200 SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 WILDERNESS YOUTH PROJECT INC 5386 HOLLISTER AVENUE SANTA BARBARA CA 93111 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 WILLBRIDGE OF SANTA BARBARA INC 2904 STATE STREET SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 WOUNDED WARRIOR PROJECT INC 4899 BELFORT ROAD SUITE 300 JACKSONVILLE FL 32256 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 500 WASHINGTON STATE UNIVERSITY FOUNDATION PO BOX 641927 PULLMAN WA 99164 NONE PC INNOVATION LAB 300000 YOSEMITE FOUNDATION DBA YOSEMITE CONSERVANCY 101 MONTGOMERY STREET NO 1700 SAN FRANCISCO CA 94104 NONE PC JUNIOR SEARCH & RESCUE RANGER AND MARIPOSA GROVE PROJECTS 75000 ZION NATURAL HISTORY ASSOCIATION ZION NATIONAL PARK SPRINGDALE UT 84767 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 2064110 0 14 503 14 256591 14 477 18 1488175 LITIGATION SETTLEMENT 14 29 0 1745775 0 1745775 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION & BOOKKEEPING 9202 4601 4601 TCW #7333 - CORE FIXED INCOME 335490 345576 TCW #7333 - EMERGING MARKETS 531137 470038 GOLDMAN SACHS #4315 - CONCENTRATED GROWTH 901739 1033329 GOLDMAN SACHS #4307 - STRATEGIC VALUE 1144647 1121559 TCW #6415 - CONCENTRATED CORE 2507307 3650003 TCW #6416 - CONCENTRATED VALUE 2614504 3104094 GOLDMAN SACHS #5737 - ADVISORY 955881 878876 TCW SECURITIZED OPPORTUNITIES, LP AT COST 1042270 1279164 THE CYPRESS PARTNERS LP AT COST 1769294 1751752 BANK FEES 210 210 0 INVESTMENT FEES 21627 21627 0 CALIFORNIA FILING FEES 10 0 10 ANNUAL LICENSE FEE 150 0 150 OFFICE EXPENSE 239 0 239 OTHER INVESTMENT FEES 786 786 0 CYPRESS PARTNERS 20837 20837 0 GROW SMALL CAP EQUITY 477 477 477 LITIGATION SETTLEMENT 29 29 29 MANAGEMENT FEES 133315 133315 0 FEDERAL TAX PAYMENTS 10670 0 0 FOREIGN TAXES 1655 1655 0 PENALTIES AND INTEREST 19 0 0 STATE TAX PAYMENTS 319 319 0