2016-11-11T17:09:18-06:00 2015-12-31 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990 2015-01-01 530196932 National Academy of Sciences % LAURA DOUGLAS/NAS NATI 2023343003 2101 Constitution Avenue NW Washington DC 204180007 MARY SALMON CFO 2023343003 2016-11-11 true Andrea Kyzyma P01273279 2155614200 2015 2017-02-10 21:41:12Z Marcia McNutt 2101 Constitution Ave NW Washington DC 20418 606438735 false X www.nas.edu X 1863 DC THE NATIONAL ACADEMY OF SCIENCES (NAS) IS DEDICATED TO THE FURTHERANCE OF SCIENCE AND ITS USE FOR THE GENERAL WELFARE. 17 12 1266 5500 142314 45450 306805815 290692944 7296037 7472378 27990241 20101223 1846949 2436924 343939042 320703469 41707941 47872489 0 0 132528799 127276927 0 0 2825659 141383365 129151279 315620105 304300695 28318937 16402774 1299714329 1291793976 288003360 288230117 1011710969 1003563859 X THE NATIONAL ACADEMY OF SCIENCES (NAS) WAS FORMED UNDER A CHARTER PASSED AS AN ACT OF INCORPORATION BY THE UNITED STATES CONGRESS AND SIGNED INTO LAW ON MARCH 3, 1863. THE NAS OPERATES AS A PRIVATE MEMBERSHIP ORGANIZATION OF DISTINGUISHED SCHOLARS ENGAGED IN SCIENTIFIC, ENGINEERING, OR MEDICAL RESEARCH. NAS IS DEDICATED TO THE FURTHERANCE OF SCIENCE FOR THE GENERAL WELFARE. NAS PROVIDES ADVICE AND OTHER SERVICES TO THE U.S. GOVERNMENT AND OTHER PRIVATE SPONSORS. THE NAS IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT FOR UNRELATED BUSINESS INCOME. false false 194023200 34301519 43119 PERFORMANCE IN CONNECTION WITH CONTRACTS AND GRANTS WITH THE US GOVERNMENT IN ACCORDANCE WITH THE NATIONAL ACADEMY OF SCIENCES CONGRESSIONAL CHARTER. 50815984 11947426 7031791 STUDIES, PROJECTS AND OTHER SERVICES IN CONNECTION WITH PRIVATE GRANTS AND OTHER ARRANGEMENTS EXCLUSIVE OF WORK FUNDED BY THE US GOVERNMENT. 6207032 1623544 397468 ENDOWMENT AND TRUST ACTIVITIES REPRESENTING SCIENTIFIC PRIZES, AWARDS, AND SUPPORT OF RESEARCH. 251046216 true true false false false false false false false true true true false false true true true false false true true true true false false false false true true true true false false false false false true false false false false true false false false true true true true false false true 610 0 true 1266 true true true false false false false false false false false false X 17 12 false false true false true true true true true false false true true true true true true true true false CA CT DC FL MD MA NJ NY NC PA VA X LAURA DOUGLASNAS 2023343003 500 FIFTH STREET NW Washington DC 20001 X RALPH J CICERONE PRESIDENT 37.5 2.0 X X 758208 0 181476 DIANE E GRIFFIN VICE PRESIDENT 19.0 0.0 X X 0 0 0 SUSAN R WESSLER HOME SECRETARY 19.0 0.0 X X 0 0 0 JOHN G HILDEBRAND FOREIGN SECRETARY 19.0 0.0 X X 0 0 0 JEREMIAH P OSTRIKER TREASURER 19.0 1.0 X X 0 0 0 Sylvia T Ceyer Beg 7115 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 KAREN S COOK NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 R JAMES COOK End 63015 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 STEPHEN E FIENBERG NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 Jeffrey M Friedman Beg 7115 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 Susan Hanson Beg 7115 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 Peter S Kim Beg 7115 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 MARY-CLAIRE KING NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 RICHARD P LIFTON End 63015 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 ROWENA G MATTHEWS End 63015 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 NANCY A MORAN NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 MARGARET M MURNANE NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 FRANK M RICHTER NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 RANDY SCHEKMAN NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 PETER G WOLYNES NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 MARIA T ZUBER End 63015 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 C Dan Mote Jr President- NAE 37.5 2.0 X 779368 0 52760 Victor Dzau President - NAM 37.5 1.0 X 860616 0 71144 Bruce Darling EXECUTIVE Officer 37.5 0.0 X 483800 0 65219 Mary Salmon Chief Financial Officer 37.5 1.0 X 266846 0 41144 Richard Bissell Executive Director PGA 37.5 0.0 X 249836 0 71526 James F Hinchman Dep Exec OFCR/ Chief OP OFCR 37.5 0.0 X 441768 0 55382 Clyde Behney Executive Director IOM 37.5 0.0 X 280646 0 54773 Neil Pedersen Exec. 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TRB, Beg. 12/14 37.5 0.0 X 227345 0 43515 Y Leonard Kim Chief Information Officer 37.5 0.0 X 291787 0 82742 Robert Ullrich RERF Chief of Research 37.5 0.0 X 314252 0 46996 Kenneth Fulton Executive Director 37.5 1.0 X 417897 0 61680 James Jensen Exec Dir Cong & Govt Affairs 37.5 0.0 X 289570 0 56263 Robert Hauser Executive Director DBASSE 37.5 0.0 X 288784 0 64984 5950723 0 949604 250 false true false VIRGINIA POLYTECHNIC INSTITUTE 222 BURRUSS HALL BLACKSBURG VA 24061 TRANSPORTATION STUDY 4338615 DARTMOUTH JOURNAL SERVICES 11311 MCCORMICK Road Suite 260 HUNT VALLEY MD 21031 PRINTING/FULFILLMENT 3167047 TEXAS AM TRANSPORTATION INSTITUTE 3135 TAMU COLLEGE STATION TX 77843 TRANSPORTATION STUDY 2806367 COMPLETE BUILDING SERVICES 2101 WISCONSIN AVEnue NW WASHINGTON DC 20007 FACILITIES MGMT 2303081 TANDEM CONGLOMERATE LLC 717 D STREET NW Suite 300 WASHINGTON DC 20004 IT CONSULTING 2124605 147 X 1746223 6968968 206648075 75329678 317887 290692944 REGISTRATION FEES 900099 7432246 7432246 MUSEUM ADMISSION FEES 900099 40132 40132 7472378 11168826 -60793 11229619 0 449632 449632 576354 579771 -3417 0 -3417 -3417 279089436 270157039 8932397 8932397 135219 8797178 0 0 15937931 14998456 939475 939475 EMPLOYEE PARKING 900099 527423 527423 PRINTING SERVICES 323100 46088 46088 ADVERTISING INCOME 541800 21800 21800 455923 443560 12363 1051234 320703469 8855413 142314 21012798 5967665 5967665 34171126 34171126 7733698 7733698 0 4985371 4985371 0 88165379 63848716 23028967 1287696 11730505 8040490 3527855 162160 15662830 9763641 5715494 183695 6732842 4614921 2024848 93073 0 282714 2785 279929 591877 591877 0 0 1008437 1008437 11595102 7384937 3853650 356515 214331 142691 71640 3010580 1699750 1294360 16470 13335787 8347614 4764645 223528 0 18372070 8741306 9532370 98394 21699915 19857247 1731776 110892 107758 107758 7673241 5394963 2186435 91843 5814944 5814944 0 11302622 1131571 10166086 4965 755487 293478 462009 SUBCONTRACTS 52292588 51454116 838472 PRINTING & PUBLICATION 6763476 5768664 890989 103823 REPAIR & MAINTENANCE 809079 47836 760568 675 MISCELLANEOUS 8428518 6531243 1805345 91930 -34907247 -34907247 304300695 251046216 50428820 2825659 X 8044706 1761633 2910259 1768801 475316089 418704317 79720276 85961120 3750000 3750000 0 0 0 0 616527 639973 8968848 10354948 259842520 92654941 173631761 167187579 394702299 428346083 145887836 167879247 0 0 0 0 6165728 5440275 1299714329 1291793976 37800961 36808956 0 0 37979108 37296150 171920006 168191008 0 0 0 0 0 0 0 0 40303285 45934003 288003360 288230117 X 110516314 101980154 766186279 754958842 135008376 146624863 1011710969 1003563859 1299714329 1291793976 X 16402774 -25171162 621278 X false true X true true true X 327102783 301073700 759120498 305374917 288467184 1981139082 0 0 327102783 301073700 759120498 305374917 288467184 1981139082 0 1981139082 22926472 11834740 22070912 27635073 20104974 104572171 126405 83420 73834 75649 46450 405758 23834415 28899739 34859385 27027260 27305206 141926005 2228043016 0.88918 0.89263 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 422989387 20766452 -4648681 19226012 419881146 412502540 3310460 20858353 13681966 422989387 375949351 4346301 46543058 14336170 412502540 352176812 5252452 34580462 16060375 375949351 383928936 3887842 -22273904 13366062 352176812 0.21000 0.79000 false false 29688875 29688875 177884648 51763114 126121534 4073377 2933471 1139906 41748235 31951766 9796469 6447385 6006590 440795 167187579 MAKENA CAPITAL ASSOCIATES 40612795 F MAVERICK FUND LTD. 25489708 F RENAISSANCE INST'L EQUITIES 25365257 F RENAISSANCE INST'L DIVERSIFIED 12166267 F PLATINUM FUND 10766462 F DAVIDSON KEMPNER DISTRESSED OP 9615578 F BOWERY OPPORTUNITY FUND 8517661 F NEXUS INDIA, LP II 6772597 F TACTICIAN WINDWARD FUND LLP 5909601 F CEYUAN VENTURES III, LP 3826965 F JPS CREDIT OPPORTUNITIES FUND 3766992 F NEXUS INDIA, LP III 3510523 F HIGHBRIDGE TACTICAL CREDIT 3459132 F NEXUS INDIA, LP I 2867618 F CEYUAN VENTURES I, LP 1598000 F CEYUAN VENTURES II, LP 1174442 F MIT PRIVATE EQUITY FUND 759249 F GOLDMAN SACHS 696111 F NEXUS INDIA, LP IV 334775 F ORBIMED, LP 308489 F COMMONFUND (EPEP, IV) 198260 F CAPITAL Z (IP, II) 75732 F COMMONFUND (IPEP, III) 73451 F TIFF PARTNERS, II 13582 F 167879247 0 LINE OF CREDIT 13669380 FUNDS HELD ON BEHALF OF OTHERS 11179493 DERIVATIVE LIABILITY 8887380 ACCRUED EMPLOYEE BENEFITS 8876012 OTHER LIABILITIES 3321738 45934003 X 310706203 -25171162 15173896 -9997266 320703469 320703469 318853313 14552618 14552618 304300695 304300695 USE OF ENDOWMENT FUNDS Form 990, Schedule D, Part V, line 4 Earnings from the Endowment are used to further the exempt purposes of the organization. Liability for uncertain tax position Form 990, Schedule D, Part X, Line 2 NAS is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code, except for unrelated business income. NAS recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. NAS does not believe its financial statements include any uncertain tax positions. Reconciliation of Revenue per AFS with Revenue per return Form 990, Schedule D, Part XI, line 2d AMOUNT REPORTED INCLUDES: COST OF GOODS SOLD $ 14,998,456 UNREALIZED GAIN ON DERIVATIVES 690,123 RENTAL EXPENSE 579,771 UNREALIZED LOSS ON CHARITABLE GIFT ANNUITIES (68,845) Taxes & Permits (17,172) INVESTMENT MANAGEMENT FEES (1,008,437) ------------- TOTAL $ 15,173,896 ============= Reconciliation of Expense per AFS with Expense per return Form 990, Schedule D, Part XII, line 2d AMOUNT REPORTED INCLUDES: COST OF GOODS SOLD $ 14,998,456 UNREALIZED GAIN ON DERIVATIVES 690,123 RENTAL EXPENSE 579,771 UNREALIZED LOSS ON CHARITABLE GIFT ANNUITIES (68,845) Taxes & Permits (17,172) INVESTMENT MANAGEMENT FEES (1,008,437) ------------- TOTAL $ 15,173,896 ============= true East Asia and the Pacific 7 Program Services RADIATION EFFECTS RES 1175298 Sub-Saharan Africa Grantmaking AFRICAN ACADEMY DEV 25000 Central America and the Caribbean Investments 63643000 Middle East and North Africa Grantmaking 752589 South America Grantmaking 966409 South Asia Grantmaking 2803710 Sub-Saharan Africa Grantmaking 1801343 East Asia and the Pacific Grantmaking 945480 North America Grantmaking 198554 Russia and the Newly Independent States Grantmaking 83697 7 7 72395080 72395080 Sub-Saharan Africa African Science 25000 wire Sub-Saharan Africa Research Grant 243161 Wire South Asia Research Grant 187142 Wire Middle East and North Africa Research Grant 184630 Wire Sub-Saharan Africa Research Grant 165827 Wire Sub-Saharan Africa Research Grant 158838 Wire South Asia Research Grant 156576 Wire East Asia and the Pacific Research Grant 154866 Wire South Asia Research Grant 150905 Wire South Asia Research Grant 139995 Wire South Asia Research Grant 130000 Wire Sub-Saharan Africa Research Grant 125996 Wire South America Research Grant 125000 Wire East Asia and the Pacific Research Grant 121785 Wire South Asia Research Grant 119948 Wire South Asia Research Grant 114909 Wire South America Research Grant 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74971 Wire South America Research Grant 74480 Wire East Asia and the Pacific Research Grant 68800 Wire South America Research Grant 64877 Wire Sub-Saharan Africa Research Grant 64850 Wire South Asia Research Grant 64500 Wire Sub-Saharan Africa Research Grant 64360 Wire South Asia Research Grant 64100 Wire South Asia Research Grant 63250 Wire Middle East and North Africa Research Grant 60000 Wire Sub-Saharan Africa Research Grant 60000 Wire Middle East and North Africa Research Grant 59982 Wire South Asia Research Grant 59850 Wire South Asia Research Grant 59800 Wire Sub-Saharan Africa Research Grant 59250 Wire Middle East and North Africa Research Grant 59000 Wire Middle East and North Africa Research Grant 58636 Wire Sub-Saharan Africa Research Grant 57508 Wire South Asia Research Grant 57350 Wire Middle East and North Africa Research Grant 56478 Wire Middle East and North Africa Research Grant 56088 Wire Sub-Saharan Africa Research Grant 55200 Wire South Asia Research Grant 55000 Wire Sub-Saharan Africa Research Grant 54478 Wire East Asia and the Pacific Research Grant 54465 Wire South America Research Grant 54100 Wire Sub-Saharan Africa Research Grant 52904 Wire South Asia Research Grant 52360 Wire North America Research Grant 50500 Wire Middle East and North Africa Research Grant 50000 Wire South Asia Research Grant 50000 Wire Sub-Saharan Africa Research Grant 49720 Wire South America Research Grant 49246 Wire South Asia Research Grant 48905 Wire South Asia Research Grant 47990 Wire East Asia and the Pacific Research Grant 46759 Wire South America Research Grant 46450 Wire North America Research Grant 45229 Wire South Asia Research Grant 44464 Wire Middle East and North Africa Research Grant 44100 Wire South Asia Research Grant 43940 Wire Sub-Saharan Africa Research Grant 43930 Wire South Asia Research Grant 43262 Wire South Asia Research Grant 42587 Wire Sub-Saharan Africa Research Grant 42500 Wire Sub-Saharan Africa Research Grant 40500 Wire Sub-Saharan Africa Research Grant 36850 Wire East Asia and the Pacific Research Grant 35266 Wire South Asia Research Grant 35000 Wire South Asia Research Grant 34560 Wire East Asia and the Pacific Research Grant 34193 Wire Sub-Saharan Africa Research Grant 26730 Wire East Asia and the Pacific Research Grant 26310 Wire East Asia and the Pacific Research Grant 22010 Wire Sub-Saharan Africa Research Grant 20493 Wire East Asia and the Pacific Research Grant 19700 Wire Sub-Saharan Africa Research Grant 19000 Wire South America Research Grant 18750 Wire East Asia and the Pacific Research Grant 17489 Wire South Asia Research Grant 16020 Wire Middle East and North Africa Research Grant 15535 Wire East Asia and the Pacific Research Grant 10500 Wire East Asia and the Pacific Research Grant 10379 Wire South Asia Research Grant 10085 Wire Middle East and North Africa Research Grant 10000 Wire South Asia Research Grant 10000 Wire East Asia and the Pacific Research Grant 10000 Wire South Asia Research Grant 9800 Wire 107 Honoraria Prizes & Awards North America 1 5000 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 500 Wire Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 6666 Check Honoraria Prizes & Awards East Asia and the Pacific 1 50000 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 250 Wire Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 20000 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 20000 Wire Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 750 Wire Honoraria Prizes & Awards East Asia and the Pacific 1 50000 Check Honoraria Prizes & Awards North America 1 250 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 3500 Check true false false true true false Schedule F, Part 1, line 2 NAS programmatic staff review grant proposals and budgets submitted by recipient organizations prior to awarding the grant funds. NAS policy is to comply with restrictions on grant awards to countries on the US Government's current list of sanctioned countries. Recipients are generally expected to submit progress reports during the grant period. true Brigham and Women's Hospital PO Box 3149 Boston MA 02241 042312909 501(C)(3) 25000 Research Grant College of Charleston 331 FORT JOHNSON RD Charleston SC 29412 576000265 govt 126380 Research Grant Defense Finance and Accounting Service 5183 BLACK HAWK RD Gunpowder MD 21010 043234304 GOVT 157572 Research Grant Florida State University 874 Traditions Way Tallahassee FL 32306 591961248 GOVT 729357 Research Grant Harvard University 52 OXFORD ST Cambridge MA 02138 042103582 501(c)(3) 150000 Research Grant Houston Advanced Research Center 4800 RESEARCH FOREST DR Woodlands TX 77381 760038315 501(c)(3) 125000 Research Grant Houston Community College 3100 MAIN STreet Hosuton TX 77002 741709152 govt 138265 Research Grant Kansas State University 220 Anderson Hall Manhattan KS 66506 480771751 GOVT 33466 Research Grant Louisiana State University 202 HIMES HALL Baton Rouge LA 70803 726000848 GOVT 147937 Research Grant Massachusetts Institute of Technology 77 Massachusetts Avenue Cambridge MA 02139 042103594 501(c)(3) 120860 Research Grant Michigan State University 426 Auditorium Rd East Lancing MI 48824 386005984 GOVT 80685 Research Grant Mississippi Gulf Coast Community College 10298 EXPRESS DRive Gulfport MS 39503 646000964 GOVT 124931 Research Grant Mobile Area Education Foundation 605 BEL AIR Boulevard mobile AL 36606 582005291 501(c)(3) 125000 Research Grant Oregon State University PO BOX 1086 Corvallis OR 97339 936001786 GOVT 75000 Research Grant Organic Health Response Incorporated PO BOX 2780 Glenwood Springs CO 81602 270907219 501(c)(3) 39000 Research Grant Oxfam America 226 CAUSEWAY STreet boston MA 02114 237069110 501(c)(3) 176546 Research Grant Physical-Insight Associates 200 HILLCREST ROAD Berkekey CA 94705 397388234 501(c)(3) 100000 Research Grant Regents of the University of California-Berkeley 2195 Hearst AveNUE Berkekey CA 94720 946036493 GOVT 24000 Research Grant Regents of the University of California-San Diego 9500 Gillman DrIVE lA jOLLA CA 92093 946002123 GOVT 30000 Research Grant Regents of the University of Wisconsin 21 NORTH PARK STREET MADISON WI 53715 391805963 GOVT 75000 Research Grant Rice University PO BOX 1892 HOUSTON TX 77251 741109620 501(c)(3) 50000 Research Grant Sigma XI 6106 E NC HGWY Research Trigle NC 27709 060655494 501(c)(3) 146226 Research Grant Smith College 7 College Lane nORTHHAMPTON MA 01063 041843040 501(c)(3) 95185 Research Grant South Dakota State University SAD 124 BOX 2201 Brookings SD 57007 466000364 GOVT 78788 Research Grant Stanford University 371 SERRA MALL Stanford CA 94305 941156365 501(c)(3) 140031 Research Grant Texas A&M University 6300 OCEAN DR Corpus Christi TX 78412 746000531 GOVT 249999 Research Grant The Water Institute of the Gulf 301 NORTH MAIN STREET Baton Rouge LA 70769 451066585 501(c)(3) 129638 Research Grant Boston University 881 COMMONWEALTH AVENUE Boston MA 02215 042103547 501(c)(3) 9000 Research Grant Tulane University 140 CANAL STreet New Orleans LA 70112 720423889 501(c)(3) 125000 Research Grant University of Maryland 4525 College AveNUE College Park MD 20740 526002033 GOVT 252236 Research Grant University of California Davis PO Box 989062 West Sacramento CA 95798 946036494 GOVT 34125 Research Grant University of California San Diego 9500 GILMAN DR-DEPT 210 LA JOLLA CA 92093 956006144 GOVT 225429 Research Grant University of California San Francisco 600 16TH ST San Francisco CA 94158 946036493 GOVT 50000 Research Grant University of Central Florida 4000 CENTRAL FLORIDA Blvd ORLANDO FL 32816 596211832 501(c)(3) 246886 Research Grant University of Colorado 3100 MARINE ST STE 461 BOULDER CO 80309 846000555 GOVT 47900 Research Grant University of Florida PO Box 100484 Gainsville FL 32610 596002052 GOVT 240124 Research Grant University of Houston 208 E CULLEN BUILDING HOUSTON TX 77204 746001399 GOVT 96676 Research Grant University of Massachusetts 140 Hicks Way Amherst MA 01003 043167352 GOVT 101718 Research Grant University of South Alabama 101 BIENVILLE Blvd Dauphin Island AL 36528 630477348 GOVT 234687 Research Grant University of Southern Mississippi 703 E BEACH DRIVE Ocean Springs MS 39564 646000818 GOVT 377652 Research Grant University of Tennessee 2621 MORGAN Circle DR Knoxville TN 37996 626001636 GOVT 50000 Research Grant University of Texas at Austin PO BOX 7159 Austin TN 78713 746000203 GOVT 30000 Research Grant US Department of the Treasury 15 KANSAS STREET NATICK MA 01760 062946906 GOVT 78786 Research Grant US AMRIID 1425 Porter StREET Frederick MD 21702 521283120 GOVT 157572 Research Grant Washington University 700 ROSEDALE CB 1034 St Louis MO 63112 430653611 501(c)(3) 75000 Research Grant Wildlife Conservation Society 2300 Southern BOULEVARD BRONX NY 10460 131740011 501(c)(3) 36008 Research Grant 46 Stipends/Rel Expense 1429 29196372 Travel Grants 975 2718133 Fellowships 9 748999 Honoraria Prizes & Awards 85 1292144 Tuition & Fees 5 215479 Schedule I, Part IV Disbursements for grants, scholarships, and fellowships are made in furtherance of the institution's exempt purposes and in accordance with procedures intended to confirm that individuals and organizations are adequately investigated to confirm that they are qualifying recipients. X X X true true X X X false false false false false false false true false RALPH J CICERONE PRESIDENT 672687 0 0 0 85521 0 49050 0 132426 0 939684 0 0 0 C Dan Mote Jr President- NAE 679225 0 0 0 100143 0 49050 0 3710 0 832128 0 0 0 Victor Dzau President - NAM 672569 0 0 0 188047 0 49050 0 22094 0 931760 0 0 0 Bruce Darling EXECUTIVE Officer 444414 0 0 0 39386 0 49050 0 16169 0 549019 0 0 0 Mary Salmon Chief Financial Officer 264031 0 0 0 2815 0 25720 0 15424 0 307990 0 0 0 Richard Bissell Executive Director PGA 244712 0 0 0 5124 0 47026 0 24500 0 321362 0 0 0 James F Hinchman Dep Exec OFCR/ Chief OP OFCR 408234 0 0 0 33534 0 49050 0 6332 0 497150 0 0 0 Clyde Behney Executive Director IOM 273030 0 0 0 7616 0 49050 0 5723 0 335419 0 0 0 Neil Pedersen Exec. Dir. TRB, Beg. 12/14 217251 0 0 0 10094 0 41260 0 2255 0 270860 0 0 0 Y Leonard Kim Chief Information Officer 280963 0 1500 0 9324 0 49050 0 33692 0 374529 0 0 0 Robert Ullrich RERF Chief of Research 197017 0 0 0 117235 0 36687 0 10309 0 361248 0 0 0 Kenneth Fulton Executive Director 275744 0 0 0 142153 0 49050 0 12630 0 479577 0 0 0 James Jensen Exec Dir Cong & Govt Affairs 281638 0 0 0 7932 0 49050 0 7213 0 345833 0 0 0 Robert Hauser Executive Director DBASSE 279355 0 0 0 9429 0 49050 0 15934 0 353768 0 0 0 HOUSING ALLOWANCE SCHEDULE J, PART I, LINE 1 THE PRESIDENT OF THE National Academy of Medicine RECEIVED A SUPPLEMENT TO SALARY FOR THE COST OF RENTAL HOUSING IN THE WASHINGTON, DC AREA FOR PERSONAL USE AND TRAVEL EXPENSES BETWEEN NORTH CAROLINA AND WASHINGTON, DC. THE ALLOWANCE IS REPORTED AS TAXABLE INCOME ON FORM W-2. TRAVEL FOR COMPANIONS SCHEDULE J, PART I, LINE 1 NAS PROCEDURES PROVIDE FOR REIMBURSEMENT OF TRAVEL EXPENSES FOR THE SPOUSES OF THE PRESIDENTS OF NAS, NAE, AND NAM SOLELY IN CIRCUMSTANCES IN WHICH THE SPOUSES PRESENCE SERVES A BONA FIDE BUSINESS PURPOSE OF THE NAS AND THE EXPENSES HAVE BEEN PROPERLY SUBSTANTIATED. TRAVEL EXPENSES ARE REVIEWED EACH YEAR THROUGH A SURVEY OF THE EXECUTIVE OFFICES OF THE PRESIDENTS. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS SCHEDULE J, PART I, LINE 1 NAS PROVIDES TAX EQUALIZATION PAYMENTS FOR EMPLOYEES ON INTERNATIONAL ASSIGNMENT IN JAPAN GREATER THAN SIX MONTHS. THE OBJECTIVE OF THE NAS TAX EQUALIZATION GUIDELINES IS TO EQUALIZE THE TAX BURDEN OF EMPLOYEES ASSIGNED TO JAPAN. SCHEDULE J, PART-TIME OFFICERS COMPENSATION FOR THE VICE PRESIDENT, TREASURER, FOREIGN SECRETARY AND HOME SECRETARY, TIME ESTIMATES ARE BASED ON A PERCENTAGE LEVEL OF EFFORT, WHICH RANGES BETWEEN 25% AND 50%. NAS REIMBURSES EACH PART-TIME OFFICER'S HOME INSTITUTION FOR THE APPLICABLE PERCENTAGE OF SALARY PAID BY THE HOME INSTITUTION. As of July 1, 2015, Sylvia T. Ceyer, Jeffrey M. Friedman, Susan Hanson, and Peter S. Kim joined the NAS Council following the departure of other council members. The compensation amounts reported for these four individuals are for the partial year they served from July 1 to December 31, 2015. NON-FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 A KEY EMPLOYEE OF NAS RECEIVED A LUMP-SUM MERIT AWARD. MERIT AWARDS ARE DETERMINED BY A NUMBER OF VARIABLES INCLUDING BUT NOT LIMITED TO INDIVIDUAL PERFORMANCE AS WELL AS ORGANIZATION OPERATIONAL ACHIEVEMENTS. MERIT AWARDS PAYMENTS ARE REPORTED IN PART II, COLUMN B(II). A DISTRICT OF COLUMBIA 536001131 2548394D2 2008-06-09 66325000 REFUND SERIES 1999B & 1999C BONDS false false false B DISTRICT OF COLUMBIA 536001131 2548395A7 2009-04-30 57500000 REFUND SERIES 1999A BONDS false false false C DISTRICT OF COLUMBIA 536001131 2548398N6 2010-05-20 60876507 RESTORE CONSTITUTION AVE FACILITY false false false A 0 0 66325000 0 0 0 561808 0 0 0 0 0 2002 true false true true B 0 0 57500000 0 0 0 309719 0 0 0 0 0 2002 true false true true C 0 0 60876507 0 4931470 0 297750 0 0 52866639 2780648 0 2012 false false true true A 0 true B 0 true C false false true true true true 0.01780 0.00000 0.01780 false false false true A false true true true true false 0 false 0 false true B false true true true true false 0 false 0 false true C false false true true false false 0 false 0 false true A true B true C true SCHEDULE K, PART III, LINE 3A, COLUMN C NAS HAS ENTERED INTO A MANAGEMENT OR SERVICE CONTRACT, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 97-13. SCHEDULE K, PART III, LINE 3C, COLUMN C THE NAS HAS ENTERED INTO RESEARCH AGREEMENTS, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 2007-47. SCHEDULE K, PART IV, LINE 2C, COLUMN A FOR BOND CUSIP #2548394D2, THE REBATE COMPUTATION WAS PERFORMED ON DECEMBER 3, 2012. SCHEDULE K, PART IV, LINE 2C, COLUMN B FOR BOND CUSIP #2548395A7, THE REBATE COMPUTATION WAS PERFORMED ON DECEMBER 3, 2012. SCHEDULE K, PART IV, LINE 2C, COLUMN C FOR BOND CUSIP #2548398N6, THE REBATE COMPUTATION WAS PERFORMED ON MAY 1, 2015. AN ADDITIONAL REBATE COMPUTATION WAS PERFORMED ON MAY 1, 2016. RALPH J CICERONE PRESIDENT PURCHASE RESIDENCE X 2250000 2250000 false true true C DAN MOTE JR PRESIDENT - NAE PURCHASE RESIDENCE X 1500000 1500000 false true true 3750000 X 6 317887 Sale Price false true true Schedule M Line 32a The organization utilizes a third-party investment firm to receive and sell donated securities. PRINCIPAL OFFICER Form 990, Page 1, Section F The principal officer of the organization has changed from Ralph J. Cicerone to Marcia McNutt, who is currently serving as President. LOBBYING ACTIVITIES Form 990, Part IV, Line 4 DURING THE YEAR ENDED DECEMBER 31, 2015, THE INSTITUTION INCURRED COSTS (INCLUDING SALARY EXPENSES, OVERHEAD, AND G&A) RELATED TO COMMUNICATION WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFF IN CONNECTION WITH NATIONAL, STATE, OR LOCAL LEGISLATION, INCLUDING (BUT NOT LIMITED TO) THE FOLLOWING: LEGISLATION THAT WOULD UNDERMINE THE INDEPENDENCE, OBJECTIVITY AND EXPERTISE RELATING TO GULF WAR VETERANS' HEALTH ISSUES . THE OFFICE OF CONGRESSIONAL AND GOVERNMENT AFFAIRS (OCGA) ACTS AS THE LIASION BETWEEN THE ORGANIZATION AND CONGRESS AND THE EXECUTIVE BRANCH, WHICH INCLUDES MONITORING CURRENT LEGISLATION, RESPONDING TO INQUIRIES FROM CONGRESSIONAL OFFICES, REVIEWING TESTIMONY BY REPRESENTATIVES OF THE ORGANIZATION, AND COORDINATING BRIEFINGS ON REPORTS AND FINDINGS AND RECOMMENDATIONS OF STUDY COMMITTEES. SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS Form 990, PART VI, SECTION A, LINE 4 THE CONSTITUTION AND BYLAWS OF THE NATIONAL ACADEMY OF SCIENCES (NAS) WERE AMENDED IN 2015 TO CHANGE THE NAME OF THE "INSTITUTE OF MEDICINE" TO THE "NATIONAL ACADEMY OF MEDICINE" (NAM). THE INSTITUTE OF MEDICINE WAS ESTABLISHED UNDER THE CONGRESSONAL CHARTER OF THE NAS IN 1970. THE NATIONAL ACADEMY OF ENGINEERING (NAE) WAS ESTABLISHED UNDER THE CONGRESSIONAL CHARTER OF THE NAS IN 1964. THE BYLAWS OF THE NAS WERE ALSO AMENDED TO UPDATE THE NUMBER OF NAM REPRESENTATIVES ON THE GOVERNING BOARD AND GOVERNING BOARD EXECUTIVE COMMITTEE OF THE NATIONAL RESEARCH COUNCIL (NRC), WHICH ACTS AS THE OPERATING ARM OF THE ORGANIZATION. MEMBERS OR STOCKHOLDERS Form 990, PART VI, SECTION A, LINES 6, 7A, AND 7B THE ORGANIZATION IS A PRIVATE MEMBERSHIP ORGANIZATION. THE NAS CONSTITUTION PROVIDES THAT THE ACADEMY SHALL CONSIST OF MEMBERS, MEMBERS EMERITI AND FOREIGN ASSOCIATES. MEMBERS OF NAS ARE ELECTED BY THE MEMBERS IN RECOGNITION OF THEIR DISTINGUISHED AND CONTINUING ACHIEVEMENTS IN ORIGINAL RESEARCH. THE OFFICERS OF THE ACADEMY ARE CHOSEN FROM THE MEMBERSHIP, AND AMENDMENTS TO THE ORGANIZATION'S CONSTITUTION AND BYLAWS, AND ELECTION OF NEW MEMBERS, OFFICERS, AND COUNCIL MEMBERS REQUIRE A VOTE OF THE MEMBERS. THE OFFICERS OF THE ORGANIZATION, TOGETHER WITH TWELVE MEMBERS TO BE ELECTED, SHALL CONSTITUTE THE NATIONAL ACADEMY OF SCIENCES (NAS) COUNCIL FOR THE TRANSACTION OF SUCH BUSINESS AS MAY BE ASSIGNED TO IT BY THE CONSTITUTION, BYLAWS, OR THE MEMBERSHIP. THE NAS COUNCIL HAS GENERAL SUPERVISION OVER THE ELECTION OF THE OFFICERS OF THE ORGANIZATION, AND SHALL SET THE DATE FOR ELECTION AND APPOINTING NOMINATING COMMITTEES. THE NAS COUNCIL MAY DELEGATE ITS AUTHORITY TO APPROPRIATE OFFICIALS OF THE ORGANIZATION EXCEPT WITH RESPECT TO THOSE AUTHORITIES CONCERNING MEMBERSHIP AFFAIRS. FORM 990 REVIEW PROCESS form 990, Part VI, Section B, Line 11 The Draft 990 is prepared by the Office of the Chief Financial Officer. It is reviewed by the Office of General Counsel and an external tax advisor before being reviewed by the auditing committee. The final form is then provided to the NAS Council prior to filing. CONFLICT OF INTEREST POLICY MONITORING AND ENFORCEMENT Form 990, Part VI, Section B, Lines 12b, and 12c ANNUALLY, THE GENERAL COUNSEL LEADS A DISCUSSION AT A MEETING OF OFFICERS AND COUNCIL MEMBERS AT WHICH THE CONFLICT OF INTEREST POLICY IS REVIEWED. OFFICERS AND COUNCIL MEMBERS ARE ASKED TO SIGN A STATEMENT THAT THEY WILL ABIDE BY THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES AND PROCEDURES. OFFICERS, COUNCIL MEMBERS, AND KEY EMPLOYEES ARE ASKED TO COMPLETE AN ANNUAL QUESTIONNAIRE REGARDING CERTAIN BUSINESS TRANSACTIONS THAT COULD POTENTIALLY RESULT IN A CONFLICT OF INTEREST. PROCESS OF DETERMINING COMPENSATION Form 990, Part VI, Section B, Line 15 COMPENSATION DECISIONS FOR ALL DISQUALIFIED PERSONS AS DEFINED IN IRC SECTION 4958 ARE MADE ANNUALLY BY AN EXECUTIVE COMPENSATION COMMITTEE COMPOSED OF INDEPENDENT MEMBERS ON THE BASIS OF EXECUTIVE COMPENSATION COMPATIBILITY DATA, INCLUDING A MARKET COMPENSATION SURVEY CONDUCTED BY THE OFFICE OF HUMAN RESOURCES THAT REVIEWS THE COMPENSATION OF THE HEADS OF THE LEADING UNIVERSITIES AND CHIEF EXECUTIVE OFFICERS OF SIMILAR ORGANIZATIONS. THERE IS A RECORD OF THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATIONS AND DECISIONS. COMPENSATION DECISIONS ARE MADE ANNUALLY FOR OTHER KEY AND HIGH PAID EMPLOYEES BY SENIOR STAFF ON THE BASIS OF COMPARIBILITY DATA. Form 990 required to be filed along with States Form 990, Part VI, Section C, Line 17 NAS files returns in the states listed on the 990 Part VI Section C Line 17. In addition, NAS files charitable solicitation registrations with a 990 attached in the following states: AL, AK, AR, CO, FL, GA, HI, KY, MA, MI, MN, MS, NH, NJ, NM, ND, OH, OK, PA, RI, TN, UT, WA, WV, WI. HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC Form 990, Part VI, Section C, Line 19 NAS makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. THE GOVERNING DOCUMENTS AND ANNUAL FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. Other Changes in Net assets or Fund Balances Form 990, Part XI, Line 9 Amount consists of: unrealized gain on derivatives $690,123 unrealized loss on charitable gift annuities (68,845) ---------- 621,278 GULF RESEARCH PROGRAM: SIGNIFICANT INCREASE IN NET ASSETS & Rev. PART X BALANCE SHEET LINES 3 & 28 THE US GOVERNEMENT ANNOUNCED IN 2012 AND EARLY 2013 TWO SETTLEMENT AGREEMENTS CONCERNING THE 2010 DEEPWATER HORIZON DISASTER, ONE WITH BP EXPLORATION AND PRODUCTION INC (BP) AND THE OTHER WITH TRANSOCEAN DEEPWATER, INC (TRANSOCEAN). AS PART OF THESE SETTLEMENT AGREEMENTS, NAS WILL RECEIVE $500 MILLION OVER A 5-YEAR PERIOD TO ESTABLISH A NEW 30-YEAR PROGRAM ON HUMAN HEALTH AND ENVIRONMENTAL PROTECTION IN THE GULF OF MEXICO. BP WILL PAY $350 MILLION OVER 5-YEARS AND TRANSOCEAN WILL PAY $150 MILLION OVER 4-YEARS UNDER THE TERMS OF THE RESPECTIVE SETTLEMENT AGREEMENTS, WHICH AMOUNTS WILL BE INVESTED AND WILL BE FULLY EXPENDED BY THE END OF THE 30-YEAR PERIOD. PRESENT VALUE OF THE BALANCE OF THESE PAYMENTS IS $396.2 MILLION AS OF DECEMBER 31, 2015. THE UNPAID BALANCE DUE FOR EACH AGREEMENT IS REFLECTED IN PLEDGES AND GRANTS RECEIVABLE, NET. NAS Title Holding LLC 5635 Bent Branch Road Bethesda MD 20816 530196932 Title Holding MD 0 120896703 NAS The National Academies Corporation 100 ACADEMY Irvine CA 92617 942994279 Support Org CA 501(c)(3) 11A NAS true NAS Retiree Welfare Benefit Plan Trust 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 526976965 Support Org DC 501(c)(3) 11A NAS true National Academy of Engineering Fund 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 237284092 Support Org DC 501(c)(3) 11a NAS true false false true false false false false false false false false true false true true false true true false THE NATIONAL ACADEMIES CORPORATION Q 178973 CASH RETIREE WELFARE BENEFIT PLAN TRUST R 1136746 CASH NATIONAL ACADEMY OF ENGINEERING FUND C 5025307 CASH NATIONAL ACADEMY OF ENGINEERING FUND Q 1943661 CASH