2016-11-11T18:32:57-06:00 2015-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2015-01-01 770456449 THE 1440 FOUNDATION 1440 5107080663 PO BOX 3141 SARATOGA CA 95070 KEN BAKER TREASURER/SECRETARY 5107080663 2016-11-11 1 MICHAEL A CHOJNACKI P00428607 6508458100 2016-11-11 2015 2017-02-10 21:41:12Z X 99312194 X 11636709 26935 26930 26935 732375 732375 732375 2308721 56329310 2207788 0 316381 316381 316381 15021121 3283474 1075691 0 0 0 0 222883 0 0 222883 30828 0 0 30828 152964 0 0 152964 1161567 36469 36469 1125098 78 78 78 0 234704 0 214704 20000 700 0 700 1656 0 0 1656 119805 0 0 119805 16220 0 0 16220 1804648 1415607 1423312 381336 3746053 1452154 1675263 2070790 250000 250000 3996053 1452154 1675263 2320790 11025068 1831320 0 30420860 13308898 13308898 97835 97835 97835 178953 216197 216197 1964615 2716762 2716762 39771644 47665613 47665613 34641014 4200 15315829 34636814 34636814 297386 670075 670075 87949287 99312194 99312194 1361308 2191346 4117823 3595405 30182 48336 5509313 5835087 X 82439974 93477107 82439974 93477107 87949287 99312194 82439974 11025068 226319 93691361 214254 93477107 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 41648374 41748251 -99877 -99877 PUBLICLY TRADED SECURITIES - FROM RJJ 300418 P 964823 972068 -7245 -7245 PUBLICLY TRADED SECURITIES - FROM PMA 3001188 P 9964736 9471509 493227 493227 PUBLICLY TRADED SECURITIES - FROM RJJ 300418 P 1502405 1481663 20742 20742 CAPITAL GAINS DISTRIBUTION P 944785 944785 944785 PASSTHROUGH FROM LEGACY VENTURES VI P 2227 2227 2227 PASSTHROUGH FROM WOLFF REAL ESTATE PARTNERS P 44706 -44706 -44706 PASSTHROUGH FROM LEGACY VENTURES VI P 41362 41362 41362 GAIN ON DISPOSITION OF WOLFF REAL ESTATE P 1158525 1158525 1158525 PASSTHROUGH 1231 FROM WOLFF REAL ESTATE P 50130 100933 -50803 -50803 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 311 311 311 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 51632 51632 51632 LOSS ON DISPOSITION OF IF YOU CAN COMPANY P 302392 -302392 -302392 2207788 -104584 0 4489366 21875133 0.205227 8317666 22222494 0.374290 2188118 22639599 0.096650 1179287 24257279 0.048616 264892 20060764 0.013204 0.737987 0.147597 72891098 10758507 18313 10776820 19491129 X 18313 0 18313 0 18313 27466 30000 57466 39153 39153 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 1 1 0 0 1 N/A JOAN KRIENS 5107080663 PO BOX 3141 SARATOGA CA 95070 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 PRESIDENT 20.00 0 0 0 SCOTT KRIENS PO BOX 3141 SARATOGA CA 95070 VICE PRESIDENT 20.00 0 0 0 KEN BAKER PO BOX 3141 SARATOGA CA 95070 TREASURER/ SECRETARY 10.00 0 0 0 NONE 0 SARLEY ENTERPRISES 294 WHITE HILL ROAD HILLSDALE NY 12529 CONSULTING 503002 GERALD YATES 2017 MADRONE VISTA CA 92084 CONSULTING FOR DEVCO 489457 DAVE ALLEN 1424 MOUNT VEEDER ROAD NAPA CA 94558 CONSULTING FOR DEVCO 147333 HARDIE HARWOOD LANDSCAPE ARCHITECTURE 13265 N EASTSHORE DRIVE SYRACUSE IN 46567 LANDSCAPE DESIGN FOR DEVCO 127120 JAMES P ALLEN & ASSOCIATES 611 MISSION STREET SANTA CRUZ CA 95060 CONSULTING FOR DEVCO 111413 0 OFFER EDUCATIONAL CONFERENCES AND PROGRAMS FOCUSED ON WHOLE PERSON DEVELOPMENT. FOUNDATION IS IN PROCESS OF BUILDING NEW SCHOOL FOR THEIR EDUCATIONAL PROGRAMS. 17673341 0 45743618 15760284 12497213 74001115 0 0 74001115 1110017 72891098 3644555 X 2320790 0 17170339 19491129 18313 19472816 2014-09-16 X 0 178481 733693 0 912174 0 151709 623639 0 775348 19491129 4557548 8385022 2206158 34639857 1834257 888645 1322513 2206158 6251573 17656872 3668903 7062509 0 28388284 0 0 2429703 729171 740750 754653 4654277 0 0 0 0 JOAN KRIENS SCOTT KRIENS X CASEL 815 WEST VAN BUREN STREET STE 210 CHICAGO IL 60607 PC TO SUPPORT BEST PRACTICES IN ACADEMIC, SOCIAL AND EMOTIONAL LEARNING 250000 250000 0 4 14 26930 1 14 732375 14 316381 100933 18 2510181 100937 3585867 1 3686805 3 INCOME REPORTED ON LINE 3E IS RELATED TO INTEREST ON MUNICIPAL BONDS 0 0 0 0 0 0 0 0 0 0 X X 1 SILICON VALLEY COMMUNITY FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 433145 X 2 SILICON VALLEY COMMUNITY FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 11203564 X 2 VARIOUS MARKETABLE SECURITIES 11203564 2015-01-27 ACCOUNTING FEES 152964 0 0 152964 INVESTMENT IN MARKETABLE SECURITIES PMA 300418 2716762 2716762 GLOO HOLDINGS, LLC FMV 1600000 1600000 BLUE NOTE VENTURES, LP FMV 208140 208140 SILVERLAKE WATERMAN FUND, LP FMV 2244950 2244950 WOLFF REAL ESTATE PARTNERS, LP FMV 3068610 3068610 WOLFF INCOME PARTNERS, LP FMV 3471497 3471497 LEGACY VENTURE VI, LP FMV 1025016 1025016 KNOWLEDGE FACTOR FMV 499999 499999 HEADSPACE FMV 218750 218750 IF YOU CAN COMPANY FMV 0 0 INTERAXON FMV 321708 321708 MINDSIGHT MEDIA FMV 500000 500000 EDGEWOOD FMV 3739314 3739314 SPDR S&P FMV 4751598 4751598 THORNBURG FMV 0 0 WISDOM TREE FMV 0 0 GRANDEUR FMV 1442717 1442717 IVA INTERNATIONAL FUND FMV 5978355 5978355 LYRICAL US VALUE FUND FMV 2472392 2472392 ISHARES TR CORE S&P 500 ETF FMV 1789142 1789142 ISHARES TR MSCI EAFE ETF FMV 0 0 EMINDFUL FMV 125017 125017 FPA CRESCENT FMV 9865642 9865642 HENDERSON EUROPEAN FMV 4342766 4342766 LEGAL FEES 30828 0 0 30828 GOBLU INTERNATIONAL NOTE 169889 176684 176684 DEPOSITS 127497 226106 226106 HAPPIFY NOTE 0 53178 53178 WISDOM LABS NOTE 0 214107 214107 UNREALIZED GAIN/LOSS 214254 INSURANCE EXPENSE 110851 0 0 110851 BANK FEES 85 0 0 85 BOOKS, SUBSCRIPTIONS, AND REFERENCES 8124 0 0 8124 OFFICE EXPENSES 87304 0 0 87304 POSTAGE 2213 0 0 2213 TELECOMMUNICATIONS 2466 0 0 2466 REPAIRS & MAINTENANCE 5105 0 0 5105 MOVING 696 0 0 696 UTILITIES 39889 0 0 39889 REGISTRATION & LICENSE FEES 2739 0 0 2739 INVESTMENT FEES 249745 249745 249745 0 MARKETING 118408 0 0 118408 LEGACY K-1 PASSTHROUGH PORTFOLIO DEDUCTIONS 25268 25268 25268 0 BLUE NOTE VENTURES PASSTHROUGH PORTFOLIO DEDUCTIONS 61898 61898 61898 0 AUTOMOBILE EXPENSES 946 0 0 946 EDUCATION 395 0 0 395 GLOO HOLDINGS PASSTHROUGH 59(E)(2) EXPENDITURES 186167 186167 186167 0 CHARITABLE CONTRIBUTIONS FROM PASSTHROUGH 2115 0 0 2115 N/D EXPENSES FROM PASSTHROUGH 4234 0 4234 0 NET RENTAL REAL ESTATE LOSS FROM PASSTHROUGH 97850 94435 97850 0 ORDINARY LOSS FROM PASSTHROUGH 798150 798094 798150 0 ORDINARY INCOME FROM PASSTHROUGH 316381 316381 316381 ACCRUAL TO CASH ADJUSTMENT 226319 DEFERRED TAX 30182 48336 OTHER PROFESSIONAL FEES 1161567 36469 36469 1125098 SILICON VALLEY COMMUNITY FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 TAXES 214704 0 214704 0 4940 EXCISE TAXES 20000 0 0 20000