2016-11-07T13:05:00-06:00 2015-12-31 562231176 KB Morgan PLLC 405 Battleground Avenue Suite 101 Greensboro NC 27401 990PF 2015-01-01 581413060 EA Morris Charitable Foundation EAMO 9194039498 3802 Swarthmore Road Durham NC 27707 KENNETH B MORGAN VICE PRESIDENT & TREASURER 3362712870 2016-11-07 0 Kenneth B Morgan P00006346 3362712870 X 2015 2017-02-10 21:41:12Z X 12012310 X X 216483 216483 86039 3980078 86039 302522 302522 193245 9662 9662 23578 2298 0 210 0 600 0 0 615 0 0 86881 80836 0 305129 92796 9662 442000 442000 747129 92796 451662 -444607 209726 146592 86773 86773 640907 1515038 1515038 462277 455676 447802 9037606 7679082 8218358 1173915 1276349 1290223 407743 410953 453416 1730 787 381 943 700 11869421 11424814 12012310 0 0 X 4474067 4474067 0 0 7395354 6950747 11869421 11424814 11869421 11424814 11869421 -444607 0 11424814 0 11424814 55000 shs FHLMC MTN 4.375 071715 MEDIUM TERM NOTE CPN 4.375% DUE 07/17/15 P 2009-03-06 2015-07-17 55000 55000 0 0 1200 shs SPDR S&P DIVIDEND ETF S&P DIVIDEND ETF P 2013-12-30 2015-04-23 94835 87014 7821 7821 2775 shs SPDR S&P DIVIDEND ETF S&P DIVIDEND ETF P 2013-12-30 2015-12-31 204847 201220 3627 3627 0.15 shs COMMERCE BANCSHARES INC P 2013-12-06 2015-12-17 7 6 1 1 147 shs CONOCOPHILLIPS P 2013-12-06 2015-07-15 8553 10373 -1820 -1820 284 shs MARATHON OIL CORP P 2013-12-06 2015-07-15 6889 10352 -3463 -3463 324 shs MATTEL INC P 2014-08-25 2015-02-05 9046 11202 -2156 -2156 30 shs NIKE INC CL B CL B P 2013-12-06 2015-09-25 3754 2391 1363 1363 115 shs SIGMA ALDRICH CORP P 2013-12-06 2015-06-02 15875 10248 5627 5627 100 shs BARRICK GOLD CORP P 2012-03-15 2015-01-27 1314 4386 -3072 -3072 300 shs BARRICK GOLD CORP P 2012-08-13 2015-01-27 3942 10439 -6497 -6497 340 shs BARRICK GOLD CORP P 2013-04-19 2015-01-27 4467 6334 -1867 -1867 620 shs BARRICK GOLD CORP P 2013-11-07 2015-01-27 8147 11365 -3218 -3218 1095 shs BARRICK GOLD CORP P 2013-12-31 2015-01-27 14388 19226 -4838 -4838 545 shs BARRICK GOLD CORP P 2014-05-27 2015-01-27 7161 8695 -1534 -1534 21 shs CHEVRON CORP P 2011-09-28 2015-04-16 2328 1943 385 385 64 shs CHEVRON CORP P 2011-09-29 2015-04-16 7093 6011 1082 1082 70 shs CHEVRON CORP P 2012-01-26 2015-04-16 7758 7550 208 208 480 shs CHUBB CORP P 2012-01-27 2015-07-10 58326 32212 26114 26114 145 shs CHUBB CORP P 2013-12-31 2015-07-10 17619 14014 3605 3605 275 shs CONOCOPHILLIPS P 2012-01-26 2015-04-16 19140 14741 4399 4399 170 shs CONOCOPHILLIPS P 2012-01-26 2015-08-27 7736 9113 -1377 -1377 175 shs CONOCOPHILLIPS P 2012-05-03 2015-08-27 7963 9519 -1556 -1556 235 shs CONOCOPHILLIPS P 2013-12-31 2015-08-27 10694 16590 -5896 -5896 425 shs CVS HEALTH CORP P 2012-01-26 2015-06-16 43834 18039 25795 25795 380 shs DR PEPPER SNAPPLE GROUP GROUP INC P 2012-01-26 2015-02-18 29520 14935 14585 14585 45 shs DR PEPPER SNAPPLE GROUP GROUP INC P 2013-09-12 2015-02-18 3496 2002 1494 1494 187 shs DR PEPPER SNAPPLE GROUP GROUP INC P 2013-09-12 2015-04-09 14740 8321 6419 6419 78 shs DR PEPPER SNAPPLE GROUP GROUP INC P 2013-09-13 2015-04-09 6148 3495 2653 2653 420 shs DR PEPPER SNAPPLE GROUP GROUP INC P 2013-12-31 2015-04-09 33106 20432 12674 12674 105 shs EXPRESS SCRIPTS HLDG CO COMPANY P 2013-06-19 2015-11-06 9345 6580 2765 2765 420 shs FRANKLIN RESOURCES INC P 2015-07-09 2015-12-23 15435 20399 -4964 -4964 990 shs MEDTRONIC INC P 2012-01-26 2015-01-27 76181 39635 36546 36546 335 shs MEDTRONIC INC P 2013-12-31 2015-01-27 25778 19221 6557 6557 250 shs MEDTRONIC PLC P 2015-01-27 2015-02-13 18697 19238 -541 -541 400 shs MICROSOFT CORP P 2012-01-26 2015-10-23 21365 11862 9503 9503 340 shs MOLSON COORS BREWNG CL B COMPANY CLASS B P 2012-01-26 2015-06-02 25213 14742 10471 10471 270 shs MOLSON COORS BREWNG CL B COMPANY CLASS B P 2012-01-26 2015-09-16 22129 11707 10422 10422 450 shs MOLSON COORS BREWNG CL B COMPANY CLASS B P 2013-12-31 2015-09-16 36881 25275 11606 11606 375 shs NEWMONT MNG CORP HLDG CO COMPANY P 2012-01-26 2015-01-26 9108 22853 -13745 -13745 280 shs NEWMONT MNG CORP HLDG CO COMPANY P 2013-02-28 2015-01-26 6801 11382 -4581 -4581 285 shs NEWMONT MNG CORP HLDG CO COMPANY P 2013-04-19 2015-01-26 6922 9498 -2576 -2576 635 shs NEWMONT MNG CORP HLDG CO COMPANY P 2013-12-31 2015-01-26 15423 14570 853 853 1220 shs PAYPAL HLDGS INC P 2014-05-27 2015-07-24 45781 38453 7328 7328 835 shs PRICE T ROWE GRP INC P 2014-10-27 2015-07-09 64051 65058 -1007 -1007 6423.983 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-01-27 2015-04-23 60000 67902 -7902 -7902 33592.06 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-01-27 2015-08-26 277806 355068 -77262 -77262 415.779 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-03-23 2015-08-26 3438 4403 -965 -965 58195.926 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-05-25 2015-08-26 481280 600000 -118720 -118720 20547.945 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-06-04 2015-08-26 169932 210000 -40068 -40068 684.06 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-06-22 2015-08-26 5657 7087 -1430 -1430 1092.212 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-09-21 2015-08-26 9033 12189 -3156 -3156 3949.742 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2012-12-28 2015-08-26 32664 44198 -11534 -11534 1066.345 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2013-01-02 2015-08-26 8819 11826 -3007 -3007 1176.984 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2013-03-22 2015-08-26 9734 12864 -3130 -3130 1057.959 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2013-06-21 2015-08-26 8749 10823 -2074 -2074 1117.469 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2013-09-20 2015-08-26 9241 11521 -2280 -2280 4369.34 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2013-12-31 2015-08-26 36134 43300 -7166 -7166 858.264 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2014-03-21 2015-08-26 7098 8454 -1356 -1356 1069.78 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2014-06-20 2015-08-26 8847 11083 -2236 -2236 1136.141 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2014-09-19 2015-08-26 9396 11418 -2022 -2022 4923.294 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2014-12-31 2015-08-26 40716 44900 -4184 -4184 477.807 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2015-03-20 2015-08-26 3951 4310 -359 -359 1063.252 shs PIMCO ALL ASSET AUTH I ALL ASSET ALL AUTHORITY INSTL CL P 2015-06-19 2015-08-26 8793 9580 -787 -787 281 shs ANTOFAGASTA PLC ADR SPONSORED ADR P 2014-07-29 2015-02-10 5935 8202 -2267 -2267 108 shs BHP BILLITON LIMITED ADR SPONSORED ADR P 2011-08-12 2015-02-02 5104 8716 -3612 -3612 182 shs CABOT OIL & GAS CORP P 2014-01-24 2015-02-02 4898 7187 -2289 -2289 49 shs CABOT OIL & GAS CORP P 2014-08-05 2015-02-02 1319 1656 -337 -337 29.6 shs CALIFORNIA RES CORP CORP P 2013-05-24 2015-02-03 181 235 -54 -54 16.4 shs CALIFORNIA RES CORP CORP P 2014-10-28 2015-02-03 100 125 -25 -25 407 shs CAMECO CORP P 2014-06-30 2015-02-10 6394 7993 -1599 -1599 186 shs CAMECO CORP P 2014-10-28 2015-02-10 2922 3242 -320 -320 60 shs CF INDS HLDGS INC INC P 2014-01-31 2015-09-09 3469 2778 691 691 597 shs CLOUD PEAK ENERGY INC P 2014-10-29 2015-09-03 2293 6893 -4600 -4600 324 shs CLOUD PEAK ENERGY INC P 2015-02-02 2015-09-03 1244 2236 -992 -992 306 shs CLOUD PEAK ENERGY INC P 2015-02-10 2015-09-03 1175 2390 -1215 -1215 83 shs COMPASS MINRLS INTL INC P 2014-05-23 2015-12-01 7047 7668 -621 -621 37 shs COMPASS MINRLS INTL INC P 2014-10-28 2015-12-01 3141 3196 -55 -55 55 shs CONCHO RESOURCES INC P 2013-11-06 2015-09-09 5716 5899 -183 -183 41 shs CONCHO RESOURCES INC P 2014-10-28 2015-09-09 4261 4420 -159 -159 59 shs CONOCOPHILLIPS P 2011-08-12 2015-03-11 3632 2985 647 647 39 shs CONOCOPHILLIPS P 2013-05-24 2015-03-11 2401 2437 -36 -36 393 shs DOMINION DIAMOND CORP P 2015-02-10 2015-12-01 3238 6394 -3156 -3156 152 shs DOMINION DIAMOND CORP P 2015-03-11 2015-12-01 1252 2526 -1274 -1274 193 shs FREEPORT MCMORAN INC P 2013-05-20 2015-02-10 3590 6305 -2715 -2715 499 shs FRESNILLO PLC LONDON P 2014-07-30 2015-02-03 6527 8174 -1647 -1647 2587 shs GULF COAST ULTRA DEEP ROYALTY TR UNIT P 2013-06-14 2015-12-01 523 6130 -5607 -5607 4796 shs GULF COAST ULTRA DEEP ROYALTY TR UNIT P 2014-10-15 2015-12-01 970 6776 -5806 -5806 5431 shs GULF COAST ULTRA DEEP ROYALTY TR UNIT P 2015-03-25 2015-12-01 1098 4182 -3084 -3084 625 shs HALLADOR ENERGY COMPANY P 2014-03-27 2015-09-03 4709 5290 -581 -581 201 shs HALLADOR ENERGY COMPANY P 2015-02-02 2015-09-03 1514 2285 -771 -771 29 shs MARTIN MARIETTA MTLS INC MATERIALS INC P 2015-02-02 2015-09-17 5103 3244 1859 1859 132 shs MURPHY OIL CORP P 2014-10-28 2015-02-10 6713 6840 -127 -127 858 shs PEABODY ENERGY CORP CORP P 2015-02-10 2015-07-16 1278 6366 -5088 -5088 156 shs PLUM CREEK TIMBER COMPANY INC P 2012-04-05 2015-12-01 7950 6446 1504 1504 23 shs PLUM CREEK TIMBER COMPANY INC P 2014-02-10 2015-12-01 1172 980 192 192 33 shs PLUM CREEK TIMBER COMPANY INC P 2015-02-02 2015-12-01 1682 1466 216 216 11 shs POTASH CORP SASK INC OF SASKATCHEWAN INC P 2013-05-24 2015-12-01 223 452 -229 -229 69 shs POTASH CORP SASK INC OF SASKATCHEWAN INC P 2013-08-09 2015-12-01 1400 2086 -686 -686 133 shs POTASH CORP SASK INC OF SASKATCHEWAN INC P 2013-11-06 2015-12-01 2699 4308 -1609 -1609 91 shs POTASH CORP SASK INC OF SASKATCHEWAN INC P 2014-10-28 2015-12-01 1846 3089 -1243 -1243 87 shs RANGE RESOURCES CORP P 2013-11-06 2015-03-11 4097 6451 -2354 -2354 138 shs RIO TINTO PLC SPONS ADR SPONSORED ADR P 2014-07-30 2015-02-02 6206 8039 -1833 -1833 3216 shs RUBICON MINERALS CORP P 2014-10-28 2015-12-01 388 3377 -2989 -2989 3595 shs RUBICON MINERALS CORP P 2015-09-09 2015-12-01 433 2613 -2180 -2180 392 shs SOCIEDAD QUIMICA SER B MINERA DE CHILE S A SPONS ADR RPSTG SER B P 2015-02-02 2015-07-16 5650 9411 -3761 -3761 302 shs STATOIL ASA ADR SPONSORED ADR P 2013-07-09 2015-02-02 5382 6282 -900 -900 456 shs TRONOX LTD CL A P 2015-02-10 2015-12-01 2755 9544 -6789 -6789 ISHS GOLD TRUST ETF P 2015-01-31 2015-01-31 6 6 6 ISHS GOLD TRUST ETF P 2015-02-28 2015-02-28 6 6 6 ISHS GOLD TRUST ETF P 2015-03-31 2015-03-31 6 6 6 ISHS GOLD TRUST ETF P 2015-04-30 2015-04-30 6 6 6 ISHS GOLD TRUST ETF P 2015-05-31 2015-05-31 6 6 6 ISHS GOLD TRUST ETF P 2015-06-30 2015-06-30 6 6 6 ISHS GOLD TRUST ETF P 2015-07-31 2015-07-31 6 6 6 ISHS GOLD TRUST ETF P 2015-08-31 2015-08-31 6 6 6 ISHS GOLD TRUST ETF P 2015-09-30 2015-09-30 8 8 8 ISHS GOLD TRUST ETF P 2015-10-31 2015-10-31 8 8 8 ISHS GOLD TRUST ETF P 2015-11-30 2015-11-30 8 8 8 ISHS GOLD TRUST ETF P 2015-12-31 2015-12-31 8 8 8 479 shs FT TECH ALPHADX ETF ALPAHDEX ETF P 2012-04-30 2015-10-07 15645 11034 4611 4611 14 shs FT TECH ALPHADX ETF ALPAHDEX ETF P 2012-05-03 2015-10-07 457 318 139 139 33 shs FT TECH ALPHADX ETF ALPAHDEX ETF P 2012-05-08 2015-10-07 1078 718 360 360 17 shs FT TECH ALPHADX ETF ALPAHDEX ETF P 2012-05-11 2015-10-07 555 370 185 185 30 shs FT TECH ALPHADX ETF ALPAHDEX ETF P 2012-05-18 2015-10-07 980 611 369 369 225 shs GUGG S&P PURE VAL ETF PURE VALUE ETF P 2014-02-12 2015-02-11 12298 10868 1430 1430 84 shs GUGG S&P PURE VAL ETF PURE VALUE ETF P 2014-05-08 2015-02-11 4591 4402 189 189 68 shs GUGG S&P PURE VAL ETF PURE VALUE ETF P 2014-05-08 2015-02-11 3717 3564 153 153 157 shs GUGG S&P PURE VAL ETF PURE VALUE ETF P 2014-05-08 2015-04-09 8595 8228 367 367 276 shs GUGG S&P PURE VAL ETF PURE VALUE ETF P 2014-12-11 2015-04-09 15110 14934 176 176 198 shs ISHS CORE HIGH DIV ETF HIGH DIVIDEND ETF P 2012-07-12 2015-03-11 14733 11784 2949 2949 170 shs ISHS CORE HIGH DIV ETF HIGH DIVIDEND ETF P 2013-03-13 2015-03-11 12650 10977 1673 1673 22 shs ISHS CORE HIGH DIV ETF HIGH DIVIDEND ETF P 2013-03-13 2015-04-09 1669 1421 248 248 164 shs ISHS CORE HIGH DIV ETF HIGH DIVIDEND ETF P 2013-05-07 2015-04-09 12441 11209 1232 1232 207 shs ISHS CORE HIGH DIV ETF HIGH DIVIDEND ETF P 2014-05-08 2015-04-09 15703 15211 492 492 2 shs ISHS IBOX $ H/Y CORP ETF HIGH YIELD CORP BOND ETF P 2012-01-31 2015-12-10 163 181 -18 -18 132 shs ISHS IBOX $ H/Y CORP ETF HIGH YIELD CORP BOND ETF P 2012-02-09 2015-12-10 10735 12012 -1277 -1277 3 shs ISHS IBOX $ H/Y CORP ETF HIGH YIELD CORP BOND ETF P 2012-03-07 2015-12-10 244 270 -26 -26 1 shs ISHS IBOX $ H/Y CORP ETF HIGH YIELD CORP BOND ETF P 2012-04-10 2015-12-10 81 89 -8 -8 193 shs ISHS IBOX $ H/Y CORP ETF HIGH YIELD CORP BOND ETF P 2014-06-12 2015-12-10 15696 18320 -2624 -2624 177 shs ISHS MSCI EAFE INDX ETF EAFE ETF P 2013-01-08 2015-10-07 10646 10064 582 582 101 shs ISHS MSCI EAFE INDX ETF EAFE ETF P 2013-05-07 2015-10-07 6075 6317 -242 -242 260 shs ISHS MSCI EMG MKT ETF MARKETS ETF P 2013-11-26 2015-09-09 8691 10801 -2110 -2110 401 shs ISHS MSCI EMG MKT ETF MARKETS ETF P 2014-04-09 2015-09-09 13404 16834 -3430 -3430 101 shs ISHS RUSS 2000 INDX ETF ETF P 2013-07-10 2015-08-11 12145 10198 1947 1947 125 shs ISHS RUSS 2000 INDX ETF ETF P 2014-12-11 2015-08-11 15031 14582 449 449 364 shs ISHS US SHRT MTY BD ETF SHORT MATURITY BOND ETF P 2015-04-09 2015-05-13 18243 18245 -2 -2 622 shs BRCLY BLMBRG INDL ETN BLOOMBERG INDL METALS SUBINDEX TOTAL RET ET P 2015-05-13 2015-06-16 15220 17236 -2016 -2016 127 shs CURRSH EURO TR ETF TRUST ETF P 2015-10-07 2015-12-10 13614 14019 -405 -405 561 shs ACCELERON PHARMA INC P 2015-04-01 2015-12-31 27483 20585 6898 6898 248 shs AKORN INC P 2012-09-11 2015-12-22 8938 3601 5337 5337 254 shs AKORN INC P 2012-12-11 2015-12-22 9154 3372 5782 5782 17 shs ALPHABET INC A CL A P 2009-11-25 2015-12-31 13254 4984 8270 8270 12 shs ALPHABET INC A CL A P 2010-03-25 2015-12-31 9356 3398 5958 5958 1 shs ALPHABET INC A CL A P 2013-01-31 2015-12-31 780 378 402 402 11 shs ALPHABET INC A CL A P 2013-12-31 2015-12-31 8576 6139 2437 2437 53 shs ALPHABET INC A CL A P 2014-06-24 2015-12-31 41320 30820 10500 10500 18.93414 shs ALPHABET INC C CL C P 2009-11-25 2015-12-31 14450 5518 8932 8932 12.03293 shs ALPHABET INC C CL C P 2010-03-25 2015-12-31 9183 3387 5796 5796 1.00274 shs ALPHABET INC C CL C P 2013-01-31 2015-12-31 765 377 388 388 11.03019 shs ALPHABET INC C CL C P 2013-12-31 2015-12-31 8418 6119 2299 2299 55 shs ALPHABET INC C CL C P 2015-09-30 2015-12-31 41975 33439 8536 8536 477 shs CELGENE CORP P 2011-12-28 2015-03-02 57768 16111 41657 41657 35 shs EMC CORP MASS P 2010-10-01 2015-04-09 910 713 197 197 768 shs EMC CORP MASS P 2011-01-18 2015-04-09 19968 19006 962 962 7 shs EMC CORP MASS P 2013-01-31 2015-04-09 182 173 9 9 287 shs EMC CORP MASS P 2013-12-31 2015-04-09 7462 7214 248 248 275 shs GILEAD SCIENCES INC P 2007-12-26 2015-07-27 30391 6470 23921 23921 0.118 shs GOOGLE INC CL C P 2009-11-25 2015-05-06 66 34 32 32 387 shs GULFPORT ENERGY CORP NEW P 2013-08-07 2015-07-27 12512 20220 -7708 -7708 127 shs GULFPORT ENERGY CORP NEW P 2013-12-31 2015-07-27 4106 8057 -3951 -3951 411 shs HOSPIRA INC P 2015-02-05 2015-04-09 36058 36068 -10 -10 292 shs JOHNSON & JOHNSON P 2012-07-19 2015-02-04 29630 20336 9294 9294 63 shs JOHNSON & JOHNSON P 2012-07-19 2015-02-18 6268 4388 1880 1880 2 shs JOHNSON & JOHNSON P 2013-01-31 2015-02-18 199 148 51 51 97 shs JOHNSON & JOHNSON P 2013-05-02 2015-02-18 9651 8223 1428 1428 162 shs JOHNSON & JOHNSON P 2013-12-31 2015-02-18 16119 14844 1275 1275 595 shs MALLINCKRODT PUB LTD CO COMPANY P 2014-08-15 2015-07-29 73007 42174 30833 30833 13 shs MALLINCKRODT PUB LTD CO COMPANY P 2014-08-15 2015-09-02 1078 921 157 157 368 shs MALLINCKRODT PUB LTD CO COMPANY P 2014-08-27 2015-09-02 30529 28365 2164 2164 100 shs MEAD JOHNSON NUTRTN CO COMPANY P 2012-01-23 2015-07-16 8770 7190 1580 1580 237 shs MEAD JOHNSON NUTRTN CO COMPANY P 2012-01-30 2015-07-16 20785 17526 3259 3259 1 shs MEAD JOHNSON NUTRTN CO COMPANY P 2012-04-12 2015-07-16 88 83 5 5 3 shs MEAD JOHNSON NUTRTN CO COMPANY P 2013-01-31 2015-07-16 263 231 32 32 119 shs MEAD JOHNSON NUTRTN CO COMPANY P 2013-12-31 2015-07-16 10436 10006 430 430 226 shs MICHAEL KORS HLDGS LTD LTD P 2013-08-02 2015-07-17 9201 15515 -6314 -6314 80 shs MICHAEL KORS HLDGS LTD LTD P 2013-12-31 2015-07-17 3257 6514 -3257 -3257 149 shs O REILLY AUTOMOTIVE NEW NEW P 2011-12-28 2015-10-23 38369 12084 26285 26285 205 shs PHARMACYCLICS INC P 2014-08-22 2015-01-05 24395 24455 -60 -60 69 shs PRAXAIR INC P 2010-04-26 2015-02-12 8646 6133 2513 2513 184 shs PRAXAIR INC P 2011-02-10 2015-02-12 23055 17530 5525 5525 2 shs PRAXAIR INC P 2013-01-31 2015-02-12 251 221 30 30 89 shs PRAXAIR INC P 2013-12-31 2015-02-12 11152 11575 -423 -423 152 shs PRECISION CASTPARTS CORP P 2010-12-08 2015-02-02 31167 21430 9737 9737 2 shs PRECISION CASTPARTS CORP P 2013-01-31 2015-02-02 410 367 43 43 53 shs PRECISION CASTPARTS CORP P 2013-12-31 2015-02-02 10867 14268 -3401 -3401 406 shs QUALCOMM INC P 2011-03-18 2015-09-11 22206 21084 1122 1122 133 shs QUALCOMM INC P 2012-02-13 2015-09-11 7274 8204 -930 -930 6 shs QUALCOMM INC P 2013-01-31 2015-09-11 328 397 -69 -69 193 shs QUALCOMM INC P 2013-12-31 2015-09-11 10556 14264 -3708 -3708 224 shs SCHLUMBERGER LTD P 2008-09-03 2015-07-27 18432 20205 -1773 -1773 54 shs SCHLUMBERGER LTD P 2010-12-27 2015-07-27 4443 4429 14 14 56 shs SCHLUMBERGER LTD P 2010-12-27 2015-10-23 4354 4593 -239 -239 3 shs SCHLUMBERGER LTD P 2013-01-31 2015-10-23 233 235 -2 -2 112 shs SCHLUMBERGER LTD P 2013-12-31 2015-10-23 8708 10065 -1357 -1357 510 shs ALLNZGI FXD INCM SHR C FIXED INCOME SHARES SER C P 2014-06-13 2015-03-09 5947 6288 -341 -341 510 shs ALLNZGI FXD INCM SHR C FIXED INCOME SHARES SER C P 2014-06-13 2015-06-29 5891 6288 -397 -397 4000 shs FHLMC G08323 5.0 020139 POOL #G08323 GOLD CPN 5.000% DUE 02/01/39 P 2013-09-18 2015-07-31 474 491 -17 -17 9000 shs FNMA 745580 5.0 060136 POOL #745580 CPN 5.000% DUE 06/01/36 DTD P 2013-09-27 2015-07-31 822 847 -25 -25 69000 shs FNMA AB5670 3.5 070142 POOL #AB5670 CPN 3.500% DUE 07/01/42 DTD P 2012-10-05 2015-01-13 52345 54641 -2296 -2296 21000 shs FNMA AL2629 5.0 060139 POOL #AL2629 CPN 5.000% DUE 06/01/39 DTD P 2013-03-18 2015-07-31 7840 8527 -687 -687 6000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2012-12-13 2015-01-09 5973 6014 -41 -41 5000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2013-07-09 2015-01-09 4978 4930 48 48 3000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2013-08-20 2015-01-09 2987 2957 30 30 4000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2013-09-17 2015-01-09 3982 3938 44 44 7000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2013-11-12 2015-01-09 6969 6937 32 32 6000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2013-12-30 2015-01-09 5973 5925 48 48 5000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 0 P 2014-03-11 2015-01-09 4978 4951 27 27 12000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC P 2014-10-14 2015-01-09 11946 11955 -9 -9 39000 shs UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC P 2014-10-14 2015-08-25 38989 38854 135 135 24000 shs UST NOTE 2.375 081524 CPN 2.375% DUE 08/15/24 DTD 08/15/14 FC P 2014-09-26 2015-11-05 24341 23650 691 691 24000 shs UST NOTE 2.375 081524 CPN 2.375% DUE 08/15/24 DTD 08/15/14 FC P 2015-04-07 2015-11-05 24341 24935 -594 -594 6000 shs UST NOTE 2.375 081524 CPN 2.375% DUE 08/15/24 DTD 08/15/14 FC 0 P 2015-04-14 2015-11-05 6085 6257 -172 -172 25000 shs UST NOTE 3.625 021521 CPN 3.625% DUE 02/15/21 DTD 02/15/11 FC P 2014-04-08 2015-08-25 27641 26847 794 794 12000 shs UST NOTE 3.625 021521 CPN 3.625% DUE 02/15/21 DTD 02/15/11 FC P 2014-04-08 2015-11-24 13113 12849 264 264 12000 shs UST NOTE 3.625 021521 CPN 3.625% DUE 02/15/21 DTD 02/15/11 FC P 2014-04-09 2015-11-24 13113 12837 276 276 13000 shs UST NT INFL 0.125 041516 INFLATION INDEX NOTE CPN 0.125% DUE 04/1 P 2015-01-12 2015-07-31 13951 13920 31 31 26000 shs UST NT INFL 0.125 041516 INFLATION INDEX NOTE CPN 0.125% DUE 04/1 P 2015-01-12 2015-11-05 27903 27840 63 63 22000 shs UST NT INFL 0.125 071522 INFLATION INDEX NOTE CPN 0.125% DUE 07/1 P 2012-11-28 2015-04-07 22818 24186 -1368 -1368 3000 shs UST NT INFL 0.125 071522 INFLATION INDEX NOTE CPN 0.125% DUE 07/15 P 2012-12-07 2015-04-07 3112 3331 -219 -219 11000 shs UST NT INFLT 2.5 011529 INFLATION INDEX NOTE CPN 2.500% DUE 01/1 P 2012-12-27 2015-04-07 15445 17106 -1661 -1661 1000 shs UST NT INFLT 2.5 011529 INFLATION INDEX NOTE CPN 2.500% DUE 01/15 P 2014-07-10 2015-04-07 1404 1404 0 0 FHLMC G07961-RETURN OF PRIN P 2015-09-15 198 198 0 0 FHLMC G07961-RETURN OF PRIN P 2015-10-15 251 251 0 0 FHLMC G07961-RETURN OF PRIN P 2015-11-15 269 269 0 0 FHLMC G07961-RETURN OF PRIN P 2015-12-15 192 192 0 0 FHLMC G07961-RETURN OF PRIN P 2016-01-15 214 214 0 0 FHLMC G08323-RETURN OF PRIN P 2015-02-01 10 10 0 0 FHLMC G08323-RETURN OF PRIN P 2015-03-15 9 9 0 0 FHLMC G08323-RETURN OF PRIN P 2015-04-15 13 13 0 0 FHLMC G08323-RETURN OF PRIN P 2015-05-15 13 13 0 0 FHLMC G08323-RETURN OF PRIN P 2016-06-15 14 14 0 0 FHLMC G08323-RETURN OF PRIN P 2015-07-15 12 12 0 0 FHLMC G08323-RETURN OF PRIN P 2015-08-15 13 13 0 0 FHLMC G08542 RETURN OF PRIN P 2015-07-15 64 64 0 0 FHLMC G08542 RETURN OF PRIN P 2015-08-15 61 61 0 0 FHLMC G08542 RETURN OF PRIN P 2015-09-15 34 34 0 0 FHLMC G08542 RETURN OF PRIN P 2015-10-15 45 45 0 0 FHLMC G08542 RETURN OF PRIN P 2015-11-15 47 47 0 0 FHLMC G08542 RETURN OF PRIN P 2015-12-15 36 36 0 0 FHLMC G08542 RETURN OF PRIN P 2016-01-15 57 57 0 0 FHLMC G08623 RETURN OF PRIN P 2015-03-15 92 92 0 0 FHLMC G08623 RETURN OF PRIN P 2015-04-15 129 129 0 0 FHLMC G08623 RETURN OF PRIN P 2015-05-15 159 159 0 0 FHLMC G08623 RETURN OF PRIN P 2015-06-15 172 172 0 0 FHLMC G08623 RETURN OF PRIN P 2015-07-15 178 178 0 0 FHLMC G08623 RETURN OF PRIN P 2015-08-15 138 138 0 0 FHLMC G08623 RETURN OF PRIN P 2015-09-15 116 116 0 0 FHLMC G08623 RETURN OF PRIN P 2015-10-15 142 142 0 0 FHLMC G08623 RETURN OF PRIN P 2015-11-15 166 166 0 0 FHLMC G08623 RETURN OF PRIN P 2015-12-15 163 163 0 0 FHLMC G08623 RETURN OF PRIN P 2016-01-15 153 153 0 0 FHLMC G08624 RETURN OF PRIN P 2015-02-15 39 39 0 0 FHLMC G08624 RETURN OF PRIN P 2015-03-15 57 57 0 0 FHLMC G08624 RETURN OF PRIN P 2015-04-15 118 118 0 0 FHLMC G08624 RETURN OF PRIN P 2015-05-15 146 146 0 0 FHLMC G08624 RETURN OF PRIN P 2015-06-15 222 222 0 0 FHLMC G08624 RETURN OF PRIN P 2015-07-15 240 240 0 0 FHLMC G08624 RETURN OF PRIN P 2015-08-15 194 194 0 0 FHLMC G08624 RETURN OF PRIN P 2015-09-15 194 194 0 0 FHLMC G08624 RETURN OF PRIN P 2015-10-15 226 226 0 0 FHLMC G08624 RETURN OF PRIN P 2015-11-15 221 221 0 0 FHLMC G08624 RETURN OF PRIN P 2015-12-15 212 212 0 0 FHLMC G08624 RETURN OF PRIN P 2016-01-15 226 226 0 0 FHLMC G08624 RETURN OF PRIN P 2016-01-15 20 20 0 0 FHLMC G08659 RETURN OF PRIN P 2015-09-15 66 66 0 0 FHLMC G08659 RETURN OF PRIN P 2015-10-15 119 119 0 0 FHLMC G08659 RETURN OF PRIN P 2015-11-15 152 152 0 0 FHLMC G08659 RETURN OF PRIN P 2015-12-15 166 166 0 0 FHLMC G08659 RETURN OF PRIN P 2016-01-15 212 212 0 0 FHLMC C09071 RETURN OF PRIN P 2015-03-15 26 26 0 0 FHLMC C09071 RETURN OF PRIN P 2015-04-15 89 89 0 0 FHLMC C09071 RETURN OF PRIN P 2015-05-15 112 112 0 0 FHLMC C09071 RETURN OF PRIN P 2015-06-15 129 129 0 0 FHLMC C09071 RETURN OF PRIN P 2015-07-15 329 329 0 0 FHLMC C09071 RETURN OF PRIN P 2015-08-15 262 262 0 0 FHLMC C09071 RETURN OF PRIN P 2015-09-15 231 231 0 0 FHLMC C09071 RETURN OF PRIN P 2015-10-15 301 301 0 0 FHLMC C09071 RETURN OF PRIN P 2015-11-15 423 423 0 0 FHLMC C09071 RETURN OF PRIN P 2015-12-15 398 398 0 0 FHLMC C09071 RETURN OF PRIN P 2016-01-15 338 338 0 0 FHLMC V81760 RETURN OF PRIN P 2015-09-15 46 46 0 0 FHLMC V81760 RETURN OF PRIN P 2015-10-15 214 214 0 0 FHLMC V81760 RETURN OF PRIN P 2015-11-15 353 353 0 0 FHLMC V81760 RETURN OF PRIN P 2015-12-15 741 741 0 0 FHLMC V81760 RETURN OF PRIN P 2016-01-15 354 354 0 0 FNMA 310104 RETURN OF PRIN P 2015-03-25 185 185 0 0 FNMA 310104 RETURN OF PRIN P 2015-04-25 206 206 0 0 FNMA 310104 RETURN OF PRIN P 2015-05-25 240 240 0 0 FNMA 310104 RETURN OF PRIN P 2015-06-25 220 220 0 0 FNMA 310104 RETURN OF PRIN P 2015-07-25 205 205 0 0 FNMA 310104 RETURN OF PRIN P 2015-08-25 219 219 0 0 FNMA 310104 RETURN OF PRIN P 2015-09-25 187 187 0 0 FNMA 310104 RETURN OF PRIN P 2015-10-25 171 171 0 0 FNMA 310104 RETURN OF PRIN P 2015-11-25 170 170 0 0 FNMA 310104 RETURN OF PRIN P 2015-12-25 164 164 0 0 FNMA AH5583 RETURN OF PRIN P 2015-02-25 341 341 0 0 FNMA 310104 RETURN OF PRIN P 2015-03-25 289 289 0 0 FNMA 310104 RETURN OF PRIN P 2015-04-25 375 375 0 0 FNMA 310104 RETURN OF PRIN P 2015-05-25 490 490 0 0 FNMA 310104 RETURN OF PRIN P 2015-06-25 336 336 0 0 FNMA AH5583 RETURN OF PRIN P 2015-07-25 288 288 0 0 FNMA AH5583 RETURN OF PRIN P 2015-08-25 327 327 0 0 FNMA AH5583 RETURN OF PRIN P 2015-09-25 419 419 0 0 FNMA AH5583 RETURN OF PRIN P 2015-10-25 232 232 0 0 FNMA AH5583 RETURN OF PRIN P 2015-11-25 229 229 0 0 FNMA AH5583 RETURN OF PRIN P 2015-12-25 186 186 0 0 FNMA AH5583 RETURN OF PRIN P 2016-01-25 236 236 0 0 FNMA AL2629 RETURN OF PRIN P 2015-02-25 177 177 0 0 FNMA AL2629 RETURN OF PRIN P 2015-03-25 153 153 0 0 FNMA AL2629 RETURN OF PRIN P 2015-04-25 198 198 0 0 FNMA AL2629 RETURN OF PRIN P 2015-05-25 226 226 0 0 FNMA AL2629 RETURN OF PRIN P 2015-06-25 213 213 0 0 FNMA AL2629 RETURN OF PRIN P 2015-07-25 155 155 0 0 FNMA AL2629 RETURN OF PRIN P 2015-08-25 152 152 0 0 FNMA AL5213 RETURN OF PRIN P 2015-02-25 48 48 0 0 FNMA AL5213 RETURN OF PRIN P 2015-03-25 165 165 0 0 FNMA AL5213 RETURN OF PRIN P 2015-04-25 247 247 0 0 FNMA AL5213 RETURN OF PRIN P 2015-05-25 266 266 0 0 FNMA AL5213 RETURN OF PRIN P 2015-06-25 286 286 0 0 FNMA AL5213 RETURN OF PRIN P 2015-07-25 26 26 0 0 FNMA AL5213 RETURN OF PRIN P 2015-08-25 159 159 0 0 FNMA AL5213 RETURN OF PRIN P 2015-09-25 35 35 0 0 FNMA AL5213 RETURN OF PRIN P 2015-10-25 59 59 0 0 FNMA AL5213 RETURN OF PRIN P 2015-11-25 285 285 0 0 FNMA AL5213 RETURN OF PRIN P 2015-12-25 180 180 0 0 FNMA AL5213 RETURN OF PRIN P 2016-01-25 66 66 0 0 FNMA AS0907 RETURN OF PRIN P 2015-03-25 362 362 0 0 FNMA AS0907 RETURN OF PRIN P 2015-04-25 290 290 0 0 FNMA AS0907 RETURN OF PRIN P 2015-05-25 139 139 0 0 FNMA AS0907 RETURN OF PRIN P 2015-06-25 173 173 0 0 FNMA AS0907 RETURN OF PRIN P 2015-07-25 125 125 0 0 FNMA AS0907 RETURN OF PRIN P 2015-08-25 136 136 0 0 FNMA AS0907 RETURN OF PRIN P 2015-09-25 135 135 0 0 FNMA AS0907 RETURN OF PRIN P 2015-10-25 210 210 0 0 FNMA AS0907 RETURN OF PRIN P 2015-11-25 114 114 0 0 FNMA AS0907 RETURN OF PRIN P 2015-12-25 185 185 0 0 FNMA AS0907 RETURN OF PRIN P 2016-01-25 85 85 0 0 FNMA AS4168 RETURN OF PRIN P 2015-02-25 59 59 0 0 FNMA AS4168 RETURN OF PRIN P 2015-03-25 97 97 0 0 FNMA AS4168 RETURN OF PRIN P 2015-04-25 239 239 0 0 FNMA AS4168 RETURN OF PRIN P 2015-05-25 240 240 0 0 FNMA AS4168 RETURN OF PRIN P 2015-06-25 252 252 0 0 FNMA AS4168 RETURN OF PRIN P 2015-07-25 189 189 0 0 FNMA AS4168 RETURN OF PRIN P 2015-08-25 99 99 0 0 FNMA AS4168 RETURN OF PRIN P 2015-09-25 67 67 0 0 FNMA AS4168 RETURN OF PRIN P 2015-10-25 134 134 0 0 FNMA AS4168 RETURN OF PRIN P 2015-11-25 289 289 0 0 FNMA AS4168 RETURN OF PRIN P 2015-12-25 52 52 0 0 FNMA AS4168 RETURN OF PRIN P 2016-01-25 186 186 0 0 FNMA AS4169 RETURN OF PRIN P 2015-05-25 54 54 0 0 FNMA AS4169 RETURN OF PRIN P 2015-06-25 123 123 0 0 FNMA AS4169 RETURN OF PRIN P 2015-07-25 75 75 0 0 FNMA AS4169 RETURN OF PRIN P 2015-08-25 55 55 0 0 FNMA AS4169 RETURN OF PRIN P 2015-09-25 16 16 0 0 FNMA AS4169 RETURN OF PRIN P 2015-10-25 28 28 0 0 FNMA AS4169 RETURN OF PRIN P 2015-11-25 13 13 0 0 FNMA AS4169 RETURN OF PRIN P 2015-12-25 36 36 0 0 FNMA AS4169 RETURN OF PRIN P 2016-01-25 70 70 0 0 FNMA AS4783 RETURN OF PRIN P 2015-06-25 15 15 0 0 FNMA AS4783 RETURN OF PRIN P 2015-07-25 44 44 0 0 FNMA AS4783 RETURN OF PRIN P 2015-08-25 19 19 0 0 FNMA AS4783 RETURN OF PRIN P 2015-09-25 27 27 0 0 FNMA AS4783 RETURN OF PRIN P 2015-10-25 9 9 0 0 FNMA AS4783 RETURN OF PRIN P 2015-11-25 37 37 0 0 FNMA AS4783 RETURN OF PRIN P 2015-12-25 26 26 0 0 FNMA AS4783 RETURN OF PRIN P 2016-01-25 18 18 0 0 FNMA AV6368 RETURN OF PRIN P 2015-03-25 190 190 0 0 FNMA AV6368 RETURN OF PRIN P 2015-04-25 145 145 0 0 FNMA AV6368 RETURN OF PRIN P 2015-05-25 285 285 0 0 FNMA AV6368 RETURN OF PRIN P 2015-06-25 248 248 0 0 FNMA AV6368 RETURN OF PRIN P 2015-07-25 61 61 0 0 FNMA AV6368 RETURN OF PRIN P 2015-08-25 30 30 0 0 FNMA AV6368 RETURN OF PRIN P 2015-09-25 76 76 0 0 FNMA AV6368 RETURN OF PRIN P 2015-10-25 102 102 0 0 FNMA AV6368 RETURN OF PRIN P 2015-11-25 41 41 0 0 FNMA AV6368 RETURN OF PRIN P 2015-12-25 108 108 0 0 FNMA AV6368 RETURN OF PRIN P 2016-01-25 63 63 0 0 FNMA AW8992 RETURN OF PRIN P 2015-07-25 59 59 0 0 FNMA AW8992 RETURN OF PRIN P 2015-08-25 55 55 0 0 FNMA AW8992 RETURN OF PRIN P 2015-09-25 55 55 0 0 FNMA AW8992 RETURN OF PRIN P 2015-10-25 109 109 0 0 FNMA AW8992 RETURN OF PRIN P 2015-11-25 6 6 0 0 FNMA AW8992 RETURN OF PRIN P 2015-12-25 5 5 0 0 FNMA AW8992 RETURN OF PRIN P 2016-01-25 54 54 0 0 FNMA AX3195 RETURN OF PRIN P 2015-03-25 29 29 0 0 FNMA AX3195 RETURN OF PRIN P 2015-04-25 78 78 0 0 FNMA AX3195 RETURN OF PRIN P 2015-05-25 38 38 0 0 FNMA AX3195 RETURN OF PRIN P 2015-06-25 8 8 0 0 FNMA AX3195 RETURN OF PRIN P 2015-07-25 11 11 0 0 FNMA AX3195 RETURN OF PRIN P 2015-08-25 18 18 0 0 FNMA AX3195 RETURN OF PRIN P 2015-09-25 10 10 0 0 FNMA AX3195 RETURN OF PRIN P 2015-10-25 24 24 0 0 FNMA AX3195 RETURN OF PRIN P 2015-11-25 11 11 0 0 FNMA AX3195 RETURN OF PRIN P 2015-12-25 20 20 0 0 FNMA AX3195 RETURN OF PRIN P 2016-01-25 62 62 0 0 FNMA AX7732 RETURN OF PRIN P 2015-03-25 9 9 0 0 FNMA AX7732 RETURN OF PRIN P 2015-04-25 13 13 0 0 FNMA AX7732 RETURN OF PRIN P 2015-05-25 31 31 0 0 FNMA AX7732 RETURN OF PRIN P 2015-06-25 13 13 0 0 FNMA AX7732 RETURN OF PRIN P 2015-07-25 38 38 0 0 FNMA AX7732 RETURN OF PRIN P 2015-08-25 17 17 0 0 FNMA AX7732 RETURN OF PRIN P 2015-09-25 165 165 0 0 FNMA AX7732 RETURN OF PRIN P 2015-10-25 183 183 0 0 FNMA AX7732 RETURN OF PRIN P 2015-11-25 130 130 0 0 FNMA AX7732 RETURN OF PRIN P 2015-12-25 12 12 0 0 FNMA AX7732 RETURN OF PRIN P 2016-01-25 43 43 0 0 FNMA 745580 RETURN OF PRIN P 2015-02-25 15 15 0 0 FNMA 745580 RETURN OF PRIN P 2015-03-25 19 19 0 0 FNMA 745580 RETURN OF PRIN P 2015-04-25 17 17 0 0 FNMA 745580 RETURN OF PRIN P 2015-05-25 19 19 0 0 FNMA 745580 RETURN OF PRIN P 2015-06-25 16 16 0 0 FNMA 745580 RETURN OF PRIN P 2015-07-25 18 18 0 0 FNMA 745580 RETURN OF PRIN P 2015-08-25 19 19 0 0 FNMA AB1389 RETURN OF PRIN P 2015-02-25 161 161 0 0 FNMA AB1389 RETURN OF PRIN P 2015-03-25 130 130 0 0 FNMA AB1389 RETURN OF PRIN P 2015-04-25 381 381 0 0 FNMA AB1389 RETURN OF PRIN P 2015-05-25 348 348 0 0 FNMA AB1389 RETURN OF PRIN P 2015-06-25 365 365 0 0 FNMA AB1389 RETURN OF PRIN P 2015-07-25 446 446 0 0 FNMA AB1389 RETURN OF PRIN P 2015-08-25 273 273 0 0 FNMA AB1389 RETURN OF PRIN P 2015-09-25 195 195 0 0 FNMA AB1389 RETURN OF PRIN P 2015-10-25 287 287 0 0 FNMA AB1389 RETURN OF PRIN P 2015-11-25 251 251 0 0 FNMA AB1389 RETURN OF PRIN P 2015-12-25 252 252 0 0 FNMA AB1389 RETURN OF PRIN P 2016-01-25 267 267 0 0 FNMA AB3314 PRIN RETURN P 2015-02-25 66 66 0 0 FNMA AB3314 PRIN RETURN P 2015-03-25 73 73 0 0 FNMA AB3314 PRIN RETURN P 2015-04-25 65 65 0 0 FNMA AB3314 PRIN RETURN P 2015-05-25 56 56 0 0 FNMA AB3314 PRIN RETURN P 2015-06-25 80 80 0 0 FNMA AB3314 PRIN RETURN P 2015-07-25 81 81 0 0 FNMA AB3314 PRIN RETURN P 2015-08-25 56 56 0 0 FNMA AB3314 PRIN RETURN P 2015-09-25 51 51 0 0 FNMA AB3314 PRIN RETURN P 2015-10-25 12 12 0 0 FNMA AB3314 PRIN RETURN P 2015-11-25 53 53 0 0 FNMA AB3314 PRIN RETURN P 2015-12-25 28 28 0 0 FNMA AB3314 PRIN RETURN P 2016-01-25 26 26 0 0 Capital Gains Dividends P 91021 91021 91021 86039 0 467857 12062464 0.038786 513859 12420068 0.041373 338326 12013769 0.028162 746917 12438687 0.060048 728091 11958059 0.060887 0.229256 0.045851 12529803 574504 2097 576601 451662 4195 0 4195 0 4195 10640 10640 6445 6445 0 0 0 0 0 0 0 0 0 0 0 0 1 NC 1 0 0 0 0 1 N/A K B MORGAN 3362712870 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHARINE THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 420 E JACK WALKER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR,SECRETARY 0.15 0 0 420 KENNETH B MORGAN MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,TREAS 10.00 46020 4275 420 EDWIN THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 420 CHARLES FULLER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 147225 13788 13056 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 0 0 0 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 147225 13788 13056 0 NONE 0 0 11622621 1097991 0 12720612 0 0 12720612 190809 12529803 626490 626490 4195 4195 622295 0 622295 0 622295 451662 0 451662 0 451662 622295 0 0 79731 79731 451662 0 0 0 451662 0 79731 79731 0 0 0 0 0 90902 0 0 0 X MR JOHN S THOMAS 3802 SWARTHMORE ROAD DURHAM NC 27707 9194039498 APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM. 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29647 FEDL HOME LOAN MTG CORP POOL 34524 34196 FEDL HOME LOAN MTG CORP POOL 32674 32448 FEDL HOME LOAN MTG CORP POOL 3132 3130 FEDL NATL MTG ASSN POOL 7751 7630 AMERICAN MUTUAL FUND CL A 664158 652830 CAPITAL WORLD GROWTH & INCOME 326003 316140 NEW PERSPECTIVE CL A 342743 333840 OPPENHEIMER DEVELOPING MARKETS CL Y 558752 423836 PIMCO ALL ASSET AL AUTHORITY INSTL CL 0 0 SPDR SERIES TRUST S&P DIVIDEND ETF 0 0 COLUMBIA MID CAP INDEX CL Z 301630 278345 COLUMBIA SMALL CAP INDEX CL Z 307442 268191 AFFILIATED MANAGERS GROUP INC 29306 30195 AKORN INC 27420 45518 ALEXION PHARMACEUTICALS INC 24003 28231 ALLIANCE DATA SYSTEMS CORP 33162 44528 AMAZON.COM INC 37059 82459 AMETEK INC 32212 48445 ANSYS INC 27593 42088 APPLE INC 95290 144627 BIOGEN INC 27937 27878 CVS HEALTHCORP 45807 58955 CARDINAL HEALTH INC 49768 62578 CELGENE CORP 34669 68622 CERNER CORP 18485 24850 CHURCH & DWIGHT COMPANY INC 41902 68923 CITRIX SYSTEMS INC 50608 57645 GCOGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 25530 39373 DANAHER 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INC 8698 7173 NORTHERN TRUST CORP 9334 11462 NOVARTIS AG 8909 9723 OCCIDENTAL PETROEUM CORP 12997 10344 PAYCHEX INC 10372 12694 PEPSICO INC 8974 10791 PIEDMONT NATURAL GAS COMPANY INC 8998 15681 PRAXAIR INC 12121 10240 PRICE T ROWE GRP INC 11534 10509 PROCOR& GAMBLE COMPANY 10372 9767 SEI INVESTMENTS 10561 13152 SOUTHERN COMPANY 9257 10481 STRYKER CORP 8924 11153 TJX COMPANIES INC NEW 9140 11700 3M COMPANY 8711 10244 UNITED TECHNOLOGIES CORP 10331 8935 ACE LTD 9668 11101 MEDTRONIC PLC 10573 10615 ALLIANZGI FIXED INCOME SHARES SER C 305120 262066 ALLIANZGI FIXED INCOME SHARES SER M 288742 264911 FIRST TRUST LARGE CAP CORE ALPHADEX ETF 60248 63030 SPDR S&P MID CAP 400 ETF 21502 20323 455676 447802 0 0 ISHARES CORE S&P TOTAL US STOCK MARKET ETF AT COST 58404 74009 ISHARES CORE S&P 500 ETF AT COST 69705 88299 ISHARES MSCI EAFE ETF AT COST 29700 27833 ISHARES US REAL ESTATE ETF AT COST 26236 30558 ISHARES MSCI USA MIN VOLATILITY ETF AT COST 68307 70885 ISHARES US TRUST SHORT MATURITY BOND 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