2016-11-15T13:28:52-06:00 2015-12-31 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2015-01-01 366161231 NATIONAL WASTE AND RECYCLING ASSOCIATION NATI 2022444700 4301 CONNECTICUT AVENUE NW NO 300 WASHINGTON DC 20008 JACQUELINE L GOSBY CFO 2022444700 2016-11-15 1 FRANK H SMITH P00639053 2028225000 2016-11-15 2015 2017-02-10 21:41:12Z JACQUELINE L GOSBY 4301 CONNECTICUT AVENUE NW NO 300 WASHINGTON DC 20008 7785961 0 X WWW.WASTERECYCLING.ORG X 1962 IL DEDICATED TO THE ADVANCEMENT OF SAFE AND ENVIRONMENTALLY PROTECTIVE MANAGEMENT OF WASTES. 11 11 30 11 2285 -4641 218442 173098 5284975 5498933 1776859 593205 312305 171320 7592581 6436556 0 0 0 0 3039515 3134990 0 0 0 3930530 3981738 6970045 7116728 622536 -680172 18795671 17413765 2282971 2219320 16512700 15194445 X THE NATIONAL WASTE & REYCLING ASSOCIATION (NW&RA) IS THE TRADE ASSOCIATION REPRESENTING FOR-PROFIT WASTE AND RECYCLING COMPANIES IN NORTH AMERICA. THE ASSOCIATION IS THE LEADING ORGANIZATION PROVIDING LEADERSHIP, ADVOCACY, RESEARCH, EDUCATION AND SAFETY EXPERTISE TO PROMOTE THE NORTH AMERICAN WASTE AND RECYCLING INDUSTRIES, SERVE AS THEIR VOICE AND CREATE A CLIMATE WHERE MEMBERS PROSPER AND PROVIDE SAFE, ECONOMICALLY SUSTAINABLE AND ENVIRONMENTALLY SOUND SERVICES. 0 0 MEMBER SERVICES: NW&RA REPRESENTS THE INTERESTS OF PRIVATE INDUSTRY IN LEGISLATIVE MATTERS, PROVIDES AN ACTIVE FORUM FOR INFORMATION EXCHANGE AND PROVIDES FOR CONTINUAL PROFESSIONAL DEVELOPMENT THROUGH SEMINARS AND EDUCATIONAL ACTIVITIES. CHAPTER LEGISLATIVE ACTIVITIES: TO SUPPORT THE INTERESTS OF THE INDUSTRY IN LEGISLATIVE MATTERS AND PROVIDE A LOCAL COMMUNITY FOR EDUCATION AND NETWORKING. SPECIAL EVENTS: EVENTS HELD TO SUPPORT CHAPTER LEGISLATIVE ACTIVITIES. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 54 0 1 30 1 1 1 0 0 0 1 1 0 X 11 11 0 0 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 X JACQUELINE L GOSBY 2022444700 4301 CONNECTICUT AVENUE NW NO 300 WASHINGTON DC 20008 CHARLES C APPLEBY CHAIRPERSON 7.00 X X 0 0 0 SCOTT V DOLS TREASURER 7.00 X X 0 0 0 BRIAN BALES DIRECTOR 5.00 X 0 0 0 BARRY H CALDWELL DIRECTOR 5.00 X 0 0 0 BEN A HARVEY DIRECTOR 5.00 X 0 0 0 RONALD MCCRACKEN DIRECTOR 5.00 X 0 0 0 JOSEPH QUARIN DIRECTOR 5.00 X 0 0 0 MICHAEL F SAVAGE DIRECTOR 5.00 X 0 0 0 STEVE SMITH DIRECTOR 5.00 X 0 0 0 TOMMY S STUMP DIRECTOR 5.00 X 0 0 0 EDWARD WESTMORELAND DIRECTOR 7.00 X 0 0 0 SHARON H KNEISS PRESIDENT 40.00 X 300937 0 57496 DAVID BIDERMAN - UNTIL 042015 SECRETARY, VP GOV AFFAIRS, GEN COUN. 40.00 X 67023 0 12087 JACQUELINE L GOSBY CFO - AS OF 10/2015 40.00 X 18072 0 3009 STEVEN SIESSER CFO - UNTIL 08/2015 40.00 X 77912 0 18211 JANICE BRADLEY DIRECTOR OF PROGRAMS - UNTIL 10/2015 40.00 X 165698 0 10110 CHAZ MILLER DIRECTOR, STATE PROGRAMS 40.00 X 147621 0 20163 WILLIS HUFF REGIONAL MANAGER 40.00 X 134179 0 16849 STEVE CHANGARIS NORTHEAST REGIONAL MANAGER 40.00 X 129275 0 38537 ANNE GERMAIN DIRECTOR, HEALTH CARE WASTE & TECH. 40.00 X 127068 0 23535 CHRIS DOHERTY VP OF COMMUNICATIONS 40.00 X 109774 0 15538 1277559 0 215535 8 0 1 0 PROTECH ASSOCIATES 5457 TWIN KNOLLS ROAD SUITE 400 COLUMBIA MD 21045 COMPUTER SERVICES/TRAINING 250999 DELCOR TECH SOLUTIONS 8380 COLESVILLE ROAD 550 SILVER SPRING MD 20910 COMPUTER SERVICES/TRAINING 195412 WEBBER ASSOCIATES ONE WESTWIND DRIVE LEMOYNE PA 17043 LOBBYING 125736 VERIS CONSULTING 11710 PLAZA AMERICA DRIVE SUITE 30 RESTON VA 20190 ACCOUNTING SERVICES 112760 4 141098 32000 173098 MEMBERSHIP DUES 900099 3254766 3254766 LEGISLATIVE ACTIVITIES 900099 1087351 1087351 MEETINGS 900099 722426 722426 SPONORSHIPS 900099 324620 324620 INST./ENROLLMENT FEES 900099 58920 58920 50850 50850 5498933 480287 480287 130081 2285 127796 1364327 235 1251644 0 112683 235 112918 112918 89583 141098 97761 -8178 -8178 OTHER INCOME 900099 49417 49417 49417 6436556 5498933 2285 762240 730555 1779987 123806 314990 185652 28752 142997 1102435 118049 537533 100428 221388 204733 327746 321299 473180 16313 144192 31391 SUBSCRIPTIONS 71092 TRAINING 67411 MISCELLANEOUS 29834 RECRUITMENT 24780 18185 7116728 318580 281733 1362212 1002837 264627 245669 52742 93399 1134091 551455 392286 582636 16405224 15207491 18795671 17413765 584287 398618 735876 827357 725000 800000 237808 193345 2282971 2219320 X 15188495 13795141 1324205 1399304 16512700 15194445 18795671 17413765 -680172 -638083 0 X 0 1 X 1 0 0 0 1 3254766 1102435 -866083 236352 130191 106161 176595 176595 0 330586 180010 150576 626910 194850 432060 582636 CAPITAL LEASE OBLIGATION 98588 DEFERRED RENT 94757 193345 X 5999845 -638083 221660 97761 -318662 6318507 118049 118049 6436556 7318100 221660 97761 319421 6998679 118049 118049 7116728 PART X, LINE 2: NW&RA PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 97,761. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 97,761. ILLINOIS CHAPTER TRASH CAN OPEN 49570 38030 11540 3457 11351 189 MINNESOTA CHAPTER TRASH CAN OPEN 41905 31121 10784 675 4160 5961 664 6 139206 71947 67259 4045 56321 8841 244 1853 230681 141098 89583 8177 60481 26153 244 2706 97761 -8178 X 1 1 X X 1 0 0 SHARON H KNEISS PRESIDENT 258295 0 42642 0 0 0 28547 0 28949 0 358433 0 0 0 JANICE BRADLEY DIRECTOR OF PROGRAMS - UNTIL 10/2015 118834 0 0 0 46864 0 6453 0 3657 0 175808 0 0 0 CHAZ MILLER DIRECTOR, STATE PROGRAMS 144621 0 3000 0 0 0 16372 0 3791 0 167784 0 0 0 WILLIS HUFF REGIONAL MANAGER 128679 0 5500 0 0 0 14937 0 1912 0 151028 0 0 0 STEVE CHANGARIS NORTHEAST REGIONAL MANAGER 123275 0 6000 0 0 0 12834 0 25703 0 167812 0 0 0 ANNE GERMAIN DIRECTOR, HEALTH CARE WASTE & TECH. 121068 0 6000 0 0 0 12363 0 11172 0 150603 0 0 0 PART I, LINE 1A JANICE BRADLEY, DIRECTOR OF PROGRAMS, RECEIVED REIMBURSEMENT FOR HEALTH CLUB DUES IN THE AMOUNT OF $500. THE HEALTH CLUB DUES ARE PAID PER THE EMPLOYMENT CONTRACT. PART I, LINE 4A JANICE BRADLEY, DIRECTOR OF PROGRAMS, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $46,864. FORM 990, PART VI, SECTION A, LINE 4 THE BOARD OF TRUSTEES CONSIDERED AND APPROVED CHANGES TO THE BY-LAWS REGARDING MEMBERSHIP ON THE BOARD OF TRUSTEES AND TERMS OF SERVICE AND COMPOSITIONS FOR OFFICERS. THE BOARD OF TRUSTEES ALSO APPROVED A POLICY FOR ACTION IN STATES WITHOUT A CHAPTER AND CHANGES TO THE OPERATING PROCEDURES OF THE HEALTHCARE WASTE INSTITUTE. FORM 990, PART VI, SECTION A, LINE 6 NW&RA'S MEMBERS SHALL BE COMPRISED OF (1) PRIVATE SECTOR ENTITIES PROVIDING WASTE AND RECYCLING SERVICES INCLUDING, BUT NOT LIMITED TO, COLLECTION, RECYCLING, MATERIALS PROCESSING, DISPOSAL, MEDICAL WASTES SERVICES, AND INCINERATION; (2) INDIVIDUALS AND PRIVATE SECTOR ENTITIES ENGAGED IN DESIGNING, MANUFACTURING, DISTRIBUTING, SELLING, ASSEMBLING, INSTALLING OR SERVICING VEHICLES, EQUIPMENT, OR TECHNOLOGY, IN WHOLE OR IN PART, FOR USE IN COLLECTING, TRANSPORTING, PROCESSING, TREATING, STORING, CONTAINING, RECYCLING AND DISPOSING OF SOLID WASTE, MEDICAL WASTE OR RECYCLABLES; AND (3) INDIVIDUALS AND PRIVATE SECTOR FIRMS PROVIDING TECHNICAL, CONSULTING, PROFESSIONAL, ENVIRONMENTAL, FINANCIAL, LEGAL, AND INSURANCE-RELATED SERVICES TO THE ENTITIES IDENTIFIED ABOVE. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS SHALL BE ENTITLED TO ONE VOTE ON ALL MATTERS REFERRED BY THE BOARD OF TRUSTEES TO THE MEMBERS FOR CONSIDERATION AT ANY GENERAL MEETING OF THE MEMBERS OF NW&RA, AND SHALL HAVE THE RIGHT TO RECEIVE PRIOR WRITTEN NOTICE OF SAID MEETING. AFFILIATES SHALL NOT BE ENTITLED TO VOTE, HOLD ELECTIVE OFFICE, OR PARTICIPATE IN CLOSED MEETINGS. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS FIRST REVIEWED BY THE CHIEF FINANCIAL OFFICER, FOLLOWED BY THE AUDIT COMMITTEE AND TREASURER OF THE BOARD OF TRUSTEES. UPON APPROVAL, A FINAL DRAFT COPY OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C BOARD OF TRUSTEES ARE ASKED TO COMPLETE AND/OR UPDATE THE CONFLICT OF INTEREST DECLARATION AND NOTIFICATION ANNUALLY. THIS GENERALLY OCCURS IN THE FALL AT OR AFTER THE MEETING WHEN ELECTIONS OCCUR. CONFLICT OF INTEREST WITH BOARD OF TRUSTEES ARE DISCLOSED TO THE CHAIR, WHO DETERMINES IF THE CONFLICT CAN BE RESOLVED, OR IF THE TRUSTEE SHOULD RECUE HIM/HERSELF FROM A VOTE, OR OTHER RESOLUTION. FORM 990, PART VI, SECTION B, LINE 15A THE VP OF ADMINISTRATIVE SERVICES & CFO REVIEWS THE COMPENSATION STUDIES FOR NONPROFIT ORGANIZATIONS. ONE EXAMPLE IS THE ASAE COMPENSATION STUDY AND ANOTHER IS THE PRM SALARY SURVEY. A WORKSHEET IS PREPARED COMPARING THE APPROPRIATE SURVEY SALARIES TO THE STAFF POSITION WITH THE DIFFERENCES NOTED. THIS WORKSHEET IS A BASIS OF DISCUSSION WITH THE PRESIDENT AT THE BEGINNING OF THE BUDGET PROCESS FOR THE UPCOMING YEAR. THE PRESIDENT'S SALARY IS REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 NW&RA'S FEDERAL FORM 990, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY IS AVAILABLE AT THE WASHINGTON DC OFFICE AND, IF REQUESTED, CAN BE TRANSMITTED BY HARDCOPY OR ELECTRONIC MEANS. THE GOVERNING DOCUMENTS ARE AVAILABLE ON THE WEBSITE AND CAN BE SENT HARDCOPY, BY REQUEST. FORM 990, PART VI, SECTION B, LINE 10A NW&RA HAS LOCAL CHAPTERS THAT ARE NOT SEPARATE LEGAL ENTITIES WITH ALL THE CHAPTERS' TRANSACTIONS RECORDED THROUGH NW&RA. HOWEVER FROM A PUBLIC OUTREACH PERSPECTIVE, THEY ARE TREATED LIKE SEPARATE ENTITIES BECAUSE THE CHAPTERS OPERATE LIKE LOCAL UNITS THAT COVER SPECIFIC JURISDICTIONS, AND HAVE THEIR OWN OFFICERS.