2016-11-14T12:58:57-07:00 2016-06-30 990 2015-07-01 131760110 UNITED STATES FUND FOR UNICEF UNIT 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Edward G Lloyd COO/CFO & Treasurer 2129229557 2016-11-14 2015 2017-02-10 21:41:12Z CARYL M STERN 125 MAIDEN LANE 10TH FLOOR NEW YORK NY 10038 556790826 0 X www.unicefusa.org X 1947 NY The organization's mission is to support programs through fundraising, advocacy and education that provide lifesaving medicines, better nutrition, clean water, quality basic education and emergency relief to children, women and communities in over 150 countries and territories. The organization partners in coordination and planning with voluntary agencies engaged in child relief to create a better world for children. 26 25 285 43168 0 0 497033423 550839158 0 0 1361484 905327 1724867 1505760 500119774 553250245 423557506 465327385 0 0 27485909 29740714 2405977 3094775 42813003 75824962 47681893 529274354 545844767 -29154580 7405478 236806150 216632370 129130982 102486376 107675168 114145994 The Organization's mission is to support programs through fundraising, advocacy and education that provide lifesaving medicines, better nutrition, clean water, quality basic education and emergency relief to children, women and communities in over 150 countries and territories. The Organization partners, in coordination and planning, with voluntary agencies engaged in child relief to create a better world for children. 0 0 13273043 0 0 Public Information: The USF has reached hundreds of thousands of supporters through issue oriented videos, television and public radio service announcements, a variety of publications, the internet via our website (www.unicefusa.org) and other mobile devices. The various USF communication teams work hard to educate the public about the challenges facing the worlds children which is the global mission of UNICEF. This year millions of children joined adult volunteers to support our trademark fundraiser Trick or Treat for UNICEF. Tens of thousands of companies and individuals were informed about UNICEF through the greeting cards program, the TAP project and various special events. Educators using TeachUNICEF resources to increase awareness of the programs and activities of UNICEF. Through the UNICEF Kid Power program, kids are empowered to help other kids by being active, they can help feed hungry children. Every kid who participated in the UNICEF Kid Power Program received a blue band that they wore all the time. The band tracked how many steps these children took through out the day. Those steps earned kid power points used to unlock ready to use therapeutic food to help save children's lives. 473815748 465327387 0 Grants to UNICEF and Other Non-Government Organizations: The Board of Directors of the US Fund for UNICEF has authorized grants to the United Nations Childrens Fund and other Non-Government Organization assisted projects from contributions and in-kind gifts received by the USF. These grants were used by UNICEF and other NGOs in more than 150 countries and territories solely for those assistance projects approved by the board of directors. UNICEF HIV/AIDS projects included preventing HIV infection in young people, mother to child transmission and protection, care and support for orphans and children in families made vulnerable by HIV AIDS. UNICEF childhood immunization work included projects to prevent measles, polio, tuberculosis and maternal and neonatal tetanus in impoverished areas. UNICEF girls education projects included those designed to increase the number of girls in school in countries where girls lag behind boys in enrollment, training female teachers, improving girls safety, providing appropriate girls facilities and promoting curriculums and learning environments that are free of gender bias. UNICEF nutritional projects were implemented that focused on proper nourishment for both children and mothers that included providing Vitamin A supplements to strenthen immune systems and preventing iodine deficiency which can cause brain damage and physical retardation. UNICEF and USF also assisted a number of emergency situations by providing clean water, medical supplies, basic health services, educational and recreational supplies. USF supported UNICEF's Global Polio Eradication Initiative activities by piloting the introduction of oral cholera vaccines in emergency settings; scaling up routine immunization; support for the Countdown to 2015 for Maternal, Newborn and Child Survival, and scaling up community approaches to total sanitation. USF also supported UNICEF's Schools for Africa and Asia Initiatives including support for water and sanitation and hygiene interventions in schools, teacher training and school materials and improvements and improving access to quality education. 679121 0 0 Advocacy: Through USF's Office of Public Policy and Advocacy in Washington D. C., the USF acts as an advocate for the well being of the world's children. One of the special functions of the Public Policy Office is to advise both the Administration and Congress on the needs of the worlds children. Through the advocacy efforts of USF, the U S Government allocated $132.5 million to UNICEF in 2015. The U S Government funding is provided directly to UNICEF and is not reflected as revenue in Part I. 0 0 0 487767912 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 289 0 1 285 1 0 1 CJ 0 0 0 1 1 1 1 0 0 1 1 0 X 26 25 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY X X X X Richard Esserman 2126865522 125 Maiden Lane 10th Floor New York NY 10038 David Sable Director 1 0 X 0 0 0 Bernard Taylor Sr Director 1 0 X 0 0 0 Vince Hemmer Director/Chairman 10 0 X X 0 0 0 Peter Lamm Director (From January 4, 2016) 5 0 X 0 0 0 Anthony Pantaleoni Director/ Past Chair (Until February, 2016) 2 1 X 0 0 0 Caryl M Stern President/Chief Executive Officer/Director 65 5 X X X 537682 0 80562 Nelson Chai Director/Secretary 2 1 X X 0 0 0 Dolores Rice Gahan Director 5 1 X 0 0 0 Andrew Beer Director 1 2 X 0 0 0 Robert Manoukian Director 1 0 X 0 0 0 Mindy Grossman Vice Chairman (From October 8, 2015), Director 2 0 X X 0 0 0 Franklin Fritz Hobbs Director 2 0 X 0 0 0 Gary M Cohen Director (Vice Chairman unti l October 8, 2015) 1 0 X X 0 0 0 Tea Leoni Director 2 0 X 0 0 0 Henry Schleiff Director 1 0 X 0 0 0 Pamela Fiori Director 1 0 X 0 0 0 Sherrie Rollins Westin Director 1 0 X 0 0 0 Hilary Gumbel Director 1 0 X 0 0 0 Dan Brutto Director 1 0 X 0 0 0 Mary Callahan Erdoes Director 1 0 X 0 0 0 Dikembe Matumbo Director 1 0 X 0 0 0 John A Herrmann Jr Director 1 0 X 0 0 0 G Barrie Landry Director 1 0 X 0 0 0 Robert T Brown Director 1 0 X 0 0 0 Carol Hamilton Director (From 5/5/2016) 1 0 X 0 0 0 Andrew Hohns Director (From 5/5/2016) 1 0 X 0 0 0 Elizabeth Smith Director (From 5/5/2016) 1 0 X 0 0 0 Edward G Lloyd Chief Operating Officer & CFO/Treasurer 55 10 X X 407939 0 70481 Richard Esserman Vice President- Finance & Budget/Asst. Treasurer 45 5 X 214444 0 49750 Lynn Stratford Senior Vice President-Programs/Asst. Secretary 45 5 X X 272183 0 33061 Rajesh Anandan SVP-Strategic Partnerships & UNICEF Ventures 45 2 X 281317 0 40465 Samuel Barron Segar Senior Vice President-Development 45 2 X 303988 0 56344 Jose Carbonell Senior VP-Mktg & Communication Until May 22, 2015 40 0 X 117512 0 10255 Martin Rendon VP, Office of Public Policy & Advocacy 45 0 X 251498 0 22911 Helene Vallone-Rafaele VP, Direct & Interactive Marketing 45 0 X 210427 0 46798 William Sherwood VP, Human Resources 45 0 X 193867 0 22824 Leslie Goldman Vice President-Community Enagement 45 0 X 183309 0 27709 Kristen Jones Vice President-Development 45 0 X 180947 0 41364 3155113 0 502524 35 0 1 0 CHARLES RIVER INTERACTIVE INC 890 Winter Street Suite 120 Waltham MA 02451 Search Engine Marketing for USF Web Property 2767717 BLACKBAUD PO Box 930256 Atlanta GA 311930256 Database Management 2003297 EAGLECOM INC 641 LEXINGTON AVE 15th Floor New York NY 10022 Direct TV Marketing 4784475 MSP PO BOX 641114 PITTSBURGH PA 152641114 Acknowledgment Services 545243 SCHOLASTIC INC P O BOX 3720 JEFFERSON CITY MO 65102 Market Data Services 595815 18 368322 0 7458425 0 0 543012411 135189820 550839158 0 905327 905327 0 0 0 0 0 0 1418183 1418183 0 0 0 0 0 0 3446279 7458425 3446279 181879 94302 87577 87577 0 0 0 553250245 2411087 0 0 2590014 2590014 0 0 462737371 462737371 0 0 3657638 730686 1100226 1826726 0 0 0 0 18880001 3771655 5679148 9429198 1457801 204562 523972 729267 4112520 663251 1416936 2032333 1632754 309231 513737 809786 0 0 0 0 310903 0 310903 0 190000 0 190000 0 0 0 0 0 3094775 3094775 0 0 0 0 12893105 3290599 1862245 7740261 1045299 0 0 1045299 468079 86362 217534 164183 1301132 26009 571023 704100 0 0 0 0 2757974 599871 911427 1246676 2417551 713580 385095 1318876 0 0 0 0 784615 259266 251376 273973 0 0 0 0 8488361 8488361 0 0 2279496 441294 483128 1355074 323826 71387 129149 123290 Repairs and maintenance 806428 175748 315200 315480 Mailing list rental and other expenses 222669 0 0 222669 Postage and shipping 3701873 46106 39520 3616247 Outside printing and telemarketing 9206691 2444797 154705 6607189 483891 117762 208528 157601 545844767 487767912 15263852 42813003 6126923 3829544 54754921 55475074 99948951 81146866 3182282 3071494 54808162 18151810 36660838 36656352 27527189 28025043 8605046 8427997 0 236806150 216632370 7494675 8020078 52914669 42506518 38341417 37534066 30380221 14425714 129130982 102486376 X 37645224 39652957 68392615 72850708 1637329 1642329 107675168 114145994 236806150 216632370 X 7405478 -694893 0 0 0 -239759 X 0 1 X 1 0 X 208510041 307005138 470961231 497033423 550839158 2034348991 0 0 0 0 0 0 0 0 0 0 0 0 208510041 307005138 470961231 497033423 550839158 2034348991 1079626440 954722551 2763987 3626160 4507671 2946918 2323510 16168246 0 0 0 0 0 0 269358 268730 123048 139433 87577 888146 2051405383 0.46540 0.45860 X Schedule A, Part II, Line 10 SALES OF GREETING CARDS AND UNICEF LOGO ITEMS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 508522 508522 545336245 545844767 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 439579 290382 388355 508522 1626838 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 1642329 5000 0 0 0 0 1647329 1637329 0 0 0 0 0 1637329 1624329 13000 0 0 0 0 1637329 1599329 25000 0 0 0 0 1624329 1572329 27000 0 0 0 0 1599329 0 1 0 0 0 0 0 0 0 41670513 9055738 32614775 0 307126 307126 0 0 9839699 6264164 3575535 0 2990824 2524782 466042 36656352 0 Liabilities under split-interest agreements 3896309 Due to affiliate 10529405 14425714 X 552315593 -694893 0 0 -239759 -934652 553250245 0 0 0 553250245 545844767 0 0 0 0 0 545844767 0 0 0 545844767 Schedule D, Part V, Line 4 THE PRINCIPAL OF THE ENDOWMENT IS PERMANENTLY RESTRICTED BUT THE INVESTMENT INCOME CAN BE USED FOR OPERATIONS TO SUPPORT THE ORGANIZATION'S MISSION Schedule D, Part X, Line 2 THE US FUND FOR UNICEF (USF) IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(c)(3) OF THE INTERNAL REVENUE CODE(IRC), AND IS CLASSIFIED AS A PUBLICLY SUPPORTED ORGANIZATION AS DEFINED IN SECTION 509(a)(1) OF THE IRC. USF IS ALSO EXEMPT FROM STATE AND LOCAL INCOME TAXES AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTIONS DEDUCTION BY DONORS. USF RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. NO PROVISION FOR INCOME TAXES HAS BEEN MADE AS USF HAS NOT REPORTED ANY TAXABLE UNRELATED BUSINESS INCOME AND ANY UNRELATED BUSINESS INCOME IS OFFSET BY ASSOCIATED EXPENDITURES. USF EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX POSITIONS ON ITS CONSOLIDATED FINANCIAL STATEMENTS. Schedule D, Part XI, Line 2d CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 1 Central America and the Caribbean 0 0 Grantmaking To support Child Protection, Education, Emergencies, Health & Nutrition 5055811 East Asia and the Pacific 0 0 Grantmaking To support Child Protection, Emergencies, Health and Water, Sanitation & Hygiene 26651167 Europe (including Iceland and Greenland) 0 0 Grantmaking To support Cross-sector areas that strengthens the core efforts to keep children and mothers alive 6242470 Middle East and North Africa 0 0 Grantmaking To support Child Protection, Education and Humanitarian especially affected by the Refugee crisis 41226979 Russia and the newly independent States 0 0 Grantmaking To support health programs 8654620 South America 0 0 Grantmaking To support cross-sector programs, education, HIV/AIDS and Health programs 7003823 South Asia 0 0 Grantmaking To support child protection, education, emergency programs and polio eradication programs 48817831 Sub-Saharan Africa 0 0 Grantmaking To support Child Protection, Child Survival, Education, Emergencies, Maternal-Neonatal Child Health, Health and Nutrition, HIV/AIDS programs, Water, Sanitation & Hygiene programs 314449568 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking To support child protection, nutrition and health programs 4635103 0 0 462737372 Central America and the Caribbean To support Child Protection, Education, Emergencies, Health & Nutrition 5055811 WIRE TRANSFERS 0 NOT APPLICABLE N/A East Asia and the Pacific To support Child Protection, Emergencies, Health and Water, Sanitation & Hygiene 26651167 WIRE TRANSFER 0 NOT APPLICABLE N/A Europe (including Iceland and Greenland) To support Cross-sector areas that strengthens the core efforts to keep children and mothers alive 6242470 WIRE TRANSFER 0 NOT APPLICABLE N/A Middle East and North Africa To support Child Protection, Education and Humanitarian especially affected by the Refugee crisis 41226979 WIRE TRANSFER 0 NOT APPLICABLE N/A North America (including Canada and Mexico, but not the United States) To support child protection, nutrition and health programs 4635103 WIRE TRANSFER 0 nOT APPLICABLE N/A Russia and the newly independent States To support health programs 8654620 WIRE TRANSFER 0 NOT APPLICABLE N/A South America To support cross-sector programs, education, HIV/AIDS and Health programs 7003823 WIRE TRANSFER 0 NOT APPLICABLE N/A South Asia To support child protection, education, emergency programs and polio eradication programs 48817831 WIRE TRANSFER 0 NOT APPLICABLE N/A Sub-Saharan Africa To support Child Protection, Child Survival, Education, Emergencies, Maternal-Neonatal Child Health, Health and Nutrition, HIV/AIDS programs, Water, Sanitation & Hygiene programs 179259748 WIRE TRANSFER 135189820 To support Child Protection, Child Survival, Water, Sanitation & Hygiene programs FAIR VALUE 9 1 0 0 0 0 1 0 Schedule F, Part I, Line 2 THE US FUND FOR UNICEF MONITORS THE GRANTS BY REQUIRING THE GRANTEE TO SUBMIT REPORTS AND MILESTONES AS DEFINED IN THE GRANT AGREEMENT. GRANTEES ARE RESPONSIBLE FOR INSURING THAT PROJECTS ARE EXECUTED IN ACCORDANCE WITH DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE GRANT. IN CERTAIN SITUATIONS, SITES VISITS ARE MADE TO ASCERTAIN COMPLIANCE TO GRANT AGREEMENTS. IN THE CASE OF OTHER PROGRAMS LIKE THE CHILD EPIDEMIOLOGY REFERENCE GROUP (CHERG), COUNTDOWN 2015 AND OTHER SIMILAR PROGRAMS , AN ANNUAL MEETING OF THE GRANTEES IS HELD TO ASCERTAIN THAT PROGRAMS AND PROJECTS ARE EXECUTED IN ACCORDANCE WITH THE DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE AGREEMENT AND ANY MODIFICATIONS, REVISIONS AND AMENDMENTS ARE EXECUTED AS NEEDED. X X X X X X 1 Blue State Digital 62187 Collections Center Drive Chicago IL 606930621 Internet and e-mail marketing 0 5023503 1643978 3379525 Ruffalo Noel Levitz P O Box 718 Des Moines IA 503030718 Telemarketing 0 1545174 643979 901195 Target Marketeam 600 North Park Center Suite 1600 1200 Abernathy Road NE Atlanta GA 30328 Direct Mail Fundraising 0 28582315 513000 28069315 ACD Direct 1353 North 1075 West Suite 6 Farmington UT 84025 Telemarketing - Incoming Calls 0 5348534 100159 5248375 Donor services Group 6715 SUNSET BOULEVARD LOS ANGELES CA 90028 TELEMARKETING 0 122265 95910 26355 INFOCISION MANAGEMENT CORP P O BOX 932441 CLEVELAND OH 44193 TELEMARKETING-INBOUND CALLS 0 311184 67327 243857 OUTERWALL INC P O BOX 91258 BELLEVUE WA 98009 TRICK OR TREAT FUNDRAISING 0 405622 30422 375200 41338597 3094775 38243822 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY SNOWFLAKE EVENT 6046393 4275189 1771204 0 0 0 871698 0 899506 GALA 4407655 2869762 1537893 0 0 0 839418 0 644475 8 480780 313475 167305 0 0 0 137182 0 84123 10934828 7458426 3476402 0 0 0 1848298 0 1628104 3476402 0 1 CALORIE CLOUD P O BOX 763 MATTHEWS NC 28106 471407209 501 (c) (3) 1475000 0 FAIR VALUE NOT APPLICABLE The grant is to support "UNICEF Kid Power" an engagement and education tool for children and others to participate in wellness programs to track their physical activities which help create awareness of UNICEF's need to procure and distribute ready to use therapeutic food for severely and acutely malnourished children in other parts of the world TOSTAN INC 2121 DECATUR PLACE NW WASHINGTON DC 20008 980118876 501 (c) (3) 300000 0 FAIR VALUE NOT APPLICABLE To support it's mission of empowering African communities to bring about sustainable development and positive social transformation based on respect for human rights INTERNATIONAL RESCUE COMMITTEE INC 122 EAST 42ND STREET NEW YORK NY 10168 135660870 501 (C)(3) 155435 0 FAIR VALUE NOT APPLICABLE To support the piloting the introduction of oral cholera vaccines in emergency settings through an integrated strategy SPECIAL OLYMPICS DC 900 2ND STREET NE 200 WASHINGTON DC 20002 520889518 501 (C)(3) 136250 0 FAIR VALUE NOT APPLICABLE TO SUPPORT CHILDREN AND ADULTS WITH INTELLECTUAL DISABILITIES FROM AROUND THE WORLD CHILDREN'S DEFENSE FUND 24 E STREET NW WASHINGTON DC 20001 520895622 501 (C)(3) 125000 0 FAIR VALUE NOT APPLICABLE To effectively identify the needs of unaccompanied minors who enter the U.S. after fleeing violence and poverty ridden regions in Central America and the service gaps that may exist in the NYC Metro area communities in which they are currently living. WE ARE FAMILY FOUNDATION P O BOX 1352 MIDTOWN STATION NEW YORK NY 10016 270010229 501 (C) (3) 100000 0 FAIR VALUE NOT APPLICABLE TO SUPPPORT EDUCATION IN COUNTRIES WITH HIGH ILLITERACY RATES UNITED NATIONS FOUNDATION 801 SECOND AVENUE SUITE 900 NEW YORK NY 10017 582368165 501 (C) (3) 50000 0 FAIR VALUE NOT APPLICABLE To support the project "MNCH Partnership Grant" which seeks to contribute to the reduction of maternal and infant deaths TEXAS CHILDREN'S HOSPITAL OFFICE OF DEVELOPMENT SUITE 5214 1919 SOUTH BRAESWOOD BOULEVARD HOUSTON TX 770304412 741100555 501 (C) (3) 50000 0 FAIR VALUE NOT APPLICABLE To support the Baylor International Pediatric AIDS Intiative (the "project") ELTON JOHN AIDS FOUNDATION 584 BROADWAY SUITE 906 NEW YORK NY 10012 582033460 501 (C) (3) 50000 0 FAIR VALUE NOT APPLICABLE To support it's mission in the prevention and treatment of HIV/AIDS COGIC CHARITIES 930 MASON STREET MEMPHIS TN 38126 371437524 501 (C)(3) 25000 0 FAIR VALUE NOT APPLICABLE To support children and families impacted by the major clean water crisis in Flint, Michigan. The goal is to be able to provide clean water, lead testing and other related services POLARIS PROJECT 8135 4TH STREET 2ND FLOOR LOS ANGELES CA 90048 030391561 501 (C)(3) 50000 0 FAIR VALUE NOT APPLICABLE To support the comprehensive model to eradicate human trafficking UNIVERSITY OF MARYLAND SCHOOL OF MEDICINE 620 W LEXINGTON STREET BALTIMORE MD 21201 526002033 IRC 170(b)(1)(A)(ii) 17967 0 FAIR VALUE NOT APPLICABLE To support the project "Countdown to 2015" for maternal, newborn and child survival THE ROTARY FOUNDATION 777 UNITED NATIONS PLAZA STE 6031 NEW YORK NY 10017 363245072 501 (C)(3) 20000 0 FAIR VALUE NOT APPLICABLE TO SUPPORT THE POLIO ERADICATION AWARENESS PROGRAM THE AFYA FOUNDATION 140 SAW MILL RIVER ROAD YONKERS NY 10701 261300361 501 (C)(3) 10000 0 FAIR VALUE NOT APPLICABLE To support it's mission in providing medical supplies to refugees in Lesvos, Greece PRESIDENT AND FELLOWS OF HARVARD UNIVERSITY 124 MOUNT AUBURN STREET CAMBRIDGE MA 021389981 042103580 501 ( c) (3) 15362 0 FAIR VALUE NOT APPLICABLE To support the project "Countdown to 2015" for maternal, newborn and child survival 17 0 Schedule I, Part I, Line 2 THE US FUND FOR UNICEF MONITORS THE GRANTS BY REQUIRING THE GRANTEE TO SUBMIT REPORTS AND MILESTONES AS DEFINED IN THE GRANT AGREEMENT. GRANTEES ARE RESPONSIBLE FOR INSURING THAT PROJECTS ARE EXECUTED IN ACCORDANCE WITH DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE GRANT. IN CERTAIN SITUATIONS, SITES VISITS ARE MADE TO ASCERTAIN COMPLIANCE TO GRANT AGREEMENTS. IN THE CASE OF OTHER PROGRAMS LIKE THE CHILD EPIDEMIOLOGY REFERENCE GROUP (CHERG), COUNTDOWN 2015 AND OTHER SIMILAR PROGRAMS , AN ANNUAL MEETING OF THE GRANTEES IS HELD TO ASCERTAIN THAT PROGRAMS AND PROJECTS ARE EXECUTED IN ACCORDANCE WITH THE DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE AGREEMENT AND ANY MODIFICATIONS, REVISIONS AND AMENDMENTS ARE EXECUTED AS NEEDED. X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 Caryl M Stern President/Chief Executive Officer/Director 517682 0 20000 0 0 0 41850 0 38712 0 618244 0 0 0 Edward G Lloyd Chief Operating Officer & CFO/Treasurer 387939 0 20000 0 0 0 34645 0 35837 0 478421 0 0 0 Lynn Stratford Senior Vice President-Programs/Asst. Secretary 272183 0 0 0 0 0 19053 0 14008 0 305244 0 0 0 Richard Esserman Vice President- Finance & Budget/Asst. Treasurer 214444 0 0 0 0 0 18965 0 30785 0 264194 0 0 0 Rajesh Anandan SVP-Strategic Partnerships & UNICEF Ventures 281317 0 0 0 0 0 14066 0 26399 0 321782 0 0 0 Samuel Barron Segar Senior Vice President-Development 283988 0 20000 0 0 0 25559 0 30785 0 360332 0 0 0 Martin Rendon VP, Office of Public Policy & Advocacy 244173 0 7325 0 0 0 21089 0 1822 0 274409 0 0 0 Helene Vallone-Rafaele VP, Direct & Interactive Marketing 210427 0 0 0 0 0 17873 0 28924 0 257224 0 0 0 William Sherwood VP, Human Resources 193867 0 0 0 0 0 16842 0 5982 0 216691 0 0 0 Leslie Goldman Vice President-Community Enagement 183309 0 0 0 0 0 15845 0 11864 0 211018 0 0 0 Kristen Jones Vice President-Development 180947 0 0 0 0 0 13712 0 27651 0 222310 0 0 0 Jose Carbonell Senior VP-Mktg & Communication Until June, 2015 117512 0 0 0 0 0 8407 0 1848 0 127767 0 0 0 Schedule J, Part I, Line 1a DUE TO THE EXTENSIVE TRAVEL REQUIRED FOR THE PRESIDENT/CEO'S JOB, USF AGREED TO PAY OR REIMBURSED CERTAIN TRAVEL EXPENSES OF AN IMMEDIATE FAMILY MEMBER ACCOMPANYING THE PRESIDENT/CEO PROVIDED THE TRIP SERVES A BONAFIDE BUSINESS PURPOSE UPON THE APPROVAL OF THE CHAIR AND THE COMPENSATION COMMITTEE OF THE BOARD AND MAY NOT EXCEED $15,000. A New York Industrial Development Agency 135160382 2007-06-01 7910000 Acquire and equip NY office space 0 0 0 B New York Industrial Development Agency 135160382 2007-06-01 35600000 Acquire and equip the NY office 0 0 0 A 5110000 0 7910000 0 0 0 0 0 0 7910000 0 0 2007 0 0 1 1 B 0 0 35600000 0 0 0 1204778 0 0 34395222 0 0 2007 0 0 1 1 A 0 0 0 0 0 0 0 1 0 1 B 0 0 0 0 0 0 0 1 0 1 A 0 0 1 0 0 0 0 0 0 B 0 0 1 0 0 0 0 0 0 A 0 B 0 X 1 0 SEE PART II X 283 0 SEE PART II X 1 134616000 FAIR VALUE X Google Tablets 1 105820 Fair Value X Freight Services 2 468000 Fair Value 4 0 1 1 Schedule M, Part I, Line 32b SCHEDULE M-PART 1-LINE 6 - USF CONTRACTED AN OUTSIDE VENDOR TO MANAGE AND SELL DONATED VEHICLES. SCHEDULE M-PART 1-LINE 1 -USF RETAINED AN OUTSIDE VENDOR TO CONDUCT THE AUCTION OF THE ART WORK RECEIVED FROM A DONOR. Schedule M, Part I, Line 33 SCHEDULE M, PART 1, COLUMN B, FOR ALL ITEMS OF DONATION, THE NUMBER OF CONTRIBUTIONS IS REPORTED AND NOT THE NUMBER OF ITEMS. SCHEDULE M-PART 1-LINE 6 - A TOTAL OF 283 DONATED VEHICLES WERE RECEIVED DURING THE YEAR WITH A TOTAL DONATION VALUE OF $176,557. THE DONATION WAS RECORDED WHEN CASH WAS RECEIVED. SCHEDULE M-PART 1-LINE 1 -A DONOR CONTRIBUTED 37 PIECES OF ART WORK FOR THE PURPOSE OF AN AUCTION TO BENEFIT THE USF. USF RECORDED A DONATION OF $189,670 BASED ON THE PROCEEDS OF THE AUCTION. Form 990, Part VI, Section A, Line 2 NELSON CHAI, DIRECTOR AND ANDREW BEER, DIRECTOR; FAMILY RELATIONSHIP; TEA LEONI, DIRECTOR & ANTHONY PANTALEONI, DIRECTOR: FAMILY RELATIONSHIP. Form 990, Part VI, Section B, Line 11b AFTER THE RETURN IS PREPARED BY STAFF, IT IS REVIEWED BY THE CONTROLLER, VP OF FINANCE AND BUDGET & COO/CFO. ADDITIONALLY, A COPY OF THE RETURN IS SENT TO THE ORGANIZATION'S LEGAL COUNSEL FOR REVIEW. THE COO/CFO REVIEWS THE RETURN WITH THE CHAIR OF THE AUDIT COMMITTEE AND SHARES WITH THE MEMBERS OF THE BOARD PRIOR TO FILING. AFTER THE REVIEW PROCESS, THE RETURN IS FILED ELECTRONICALLY WITH THE COO/CFO SIGNING THE RETURN. Form 990, Part VI, Section B, Line 12c EVERY STAFF MEMBER OF THE USF AND AFFILIATE IS REQUIRED ANNUALLY TO SIGN A FORM THAT ENSURES EVERYONE IS AWARE OF AND IN COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. THE HUMAN RESOURCES DEPARTMENT COLLECTS THIS INFORMATION. IN ADDITION, EVERY BOARD MEMBER AND PRINCIPAL OFFICER ANNUALLY COMPLETES A CONFLICT OF INTEREST DISCLOSURE STATEMENT DISCLOSING THE FACTS RELATING TO ANY ACTUAL OR POTENTIAL FINANCIAL INTEREST OR STATING THAT HE OR SHE HAS NO REPORTABLE FINANCIAL INTEREST THAT WOULD CONSTITUTE A CONFLICT OR POTENTIAL CONFLICT OF INTEREST AND ACKNOWLEDGING THAT THEY REVIEWED, UNDERSTOOD AND AGREED TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. THE USF AND ITS AFFILIATE HAS AN EXTENSIVE CONFLICT OF INTEREST POLICY THAT ESSENTIALLY REQUIRES ANY BOARD MEMBER OR PRINCIPAL OFFICERS WITH A CONFLICT OR POTENTIAL CONFLICT OF INTEREST TO DISCLOSE THE EXISTENCE AND ALL MATERIAL FACTS REGARDING ANY INTEREST IN A TRANSACTION OR MATTER BEING CONSIDERED BY THE BOARD OR A BOARD COMMITTEE AND TO RECUSE HIMSELF OR HERSELF FROM THE MEETING IN WHICH THE TRANSACTION OR MATTER IS DISCUSSED AND VOTED UPON. Form 990, Part VI, Section B, Line 15 THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS HAS THE RESPONSIBILITY AND AUTHORITY TO DETERMINE THE NATURE AND AMOUNT OF COMPENSATION TO BE INCLUDED IN THE PRESIDENT'S CONTRACT. DURING THE CONTRACT PROCESS, A COMPARABILITY STUDY (THE "STUDY") IS CONDUCTED BY AN OUTSIDE EMPLOYEE COMPENSATION AND BENEFITS FIRM WHICH TAKES INTO CONSIDERATION COMPARABLE OTHER ORGANIZATIONS IN THE NEW YORK AREA IN DETERMINING THE TOTAL COMPENSATION OF THE PRESIDENT TO INCLUDE SALARY, BENEFITS AND INCENTIVES AS APPROPRIATE. ALSO, ON AN ANNUAL BASIS, A REVIEW OF THE PRESIDENT'S PERFORMANCE IS CONDUCTED BY THE EXECUTIVE COMMITTEE. ADDITIONALLY, THE COMPENSATION OF THE SENIOR MANAGEMENT TEAM IS CONDUCTED UNDER A SIMILAR COMPARABLE PROCESS. Form 990, Part VI, Section C, Line 18 THE ORGANIZATION'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. THE ORGANIZATION'S FORMS 990 ARE POSTED THE ORGANIZATION'S WEBSITE @ WWW.UNICEFUSA.ORG AND ARE ALSO AVAILABLE IN GUIDESTAR AND CHARITY NAVIGATOR Form 990, Part VI, Section C, Line 19 THE ORGANIZATION GENERALLY DOES NOT MAKE AVAILABLE TO THE PUBLIC ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY, HOWEVER, THESE DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED IN THE ORGANIZATION'S WEBSITE AT WWW.UNICEFUSA.ORG Form 990, Part XI, Line 9 Change in value of split interest agreements US FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION 125 Maiden Lane 10th Floor New York NY 10038 203287404 PROVIDE MEDICINE AND OPERATE THE BRIDGE FUND NY 501 (c) (3) 509 (a) (3) type 1 UNITED STATES FUND FOR UNICEF UNITED STATES FUND FOR UNICEF 1 BRIDGE FUND GRANT ASSISTANCE CORPORATION 125 MAIDEN LANE 10TH FLOOR NEW YORK NY 10038 460898424 INACTIVE NY 501 (c) (3) 509 (a) (3) TYPE 1 UNITED STATES FUND FOR UNICEF UNITED STATES FUND FOR UNICEF 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 US FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION b 1253766 Capital Contribution US FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION q 401000 Reimbursements for expenses paid by USF on behalf of the USF-IKAC US FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION r 7234595 Grant in support of the USF-IKAC's Bridge Fund Transactions