2016-11-15T07:09:54-06:00 2015-12-31 351476702 BRADY WARE & SCHOENFELD INC 3601 RIGBY ROAD SUITE 400 DAYTON OH 45342 990 2015-01-01 310537112 GOODWILL EASTER SEALS MIAMI VALLEY GOOD 9374614800 660 S MAIN ST DAYTON OH 45402 LANCE DETRICK PRESIDENT 9374614800 2016-11-14 1 MARY T COLEGATE CPA P00197566 9372235247 2016-11-14 2015 2017-02-10 21:41:12Z LANCE DETRICK 660 S MAIN ST DAYTON OH 45402 47775954 0 X GESMV.ORG X 1934 OH EMPOWER PEOPLE WITH DISABILITIES AND OTHER NEEDS TO ACHIEVE INDEPENDENCE AND ENHANCE THEIR LIVES. 22 22 2180 1015 0 0 4548375 3919627 40014033 40057581 108699 92921 92417 483937 44763524 44554066 264856 109112 0 0 29299643 29808530 0 0 202539 12528897 15001007 42093396 44918649 2670128 -364583 58278139 58690995 16500221 17192064 41777918 41498931 X GOODWILL EASTER SEALS MIAMI VALLEY IS A NOT-FOR-PROFIT ORGANIZATION THAT HAS A STATED MISSION TO EMPOWER PEOPLE WITH DISABILITIES AND OTHER NEEDS TO ACHIEVE INDEPENDENCE AND ENHANCE THEIR LIVES. SERVICES ARE PROVIDED IN PORTIONS OF 23 COUNTIES IN WEST CENTRAL OHIO. GOODWILL EASTER SEALS MIAMI VALLEY IS AN INCORPORATED ENTITY AND IS EXEMPT UNDER THE PROVISIONS OF SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE.THE FINANCIAL INFORMATION INCLUDED IN THIS FORM 990 INCLUDES THE ACTIVITIES FOR THE 2015 CALENDAR YEAR. 0 0 32432005 109112 7718149 EMPLOYMENT SERVICES -THESE PROGRAMS PROVIDE OPPORTUNITIES FOR THOSE THAT ARE DISABLED OR ECONOMICALLY DISADVANTAGED TO OBTAIN MEANINGFUL AND GAINFUL EMPLOYMENT. THE SERVICES INCLUDE EVALUATING EMPLOYMENT SKILLS, ESTABLISHING VIABLE CAREER GOALS, LEARNING MARKETABLE WORK BEHAVIORS AND VALUES, AND TECHNICAL SKILLS AND OBTAINING PLACEMENT AND RETENTION SERVICES. GOODWILL EASTER SEALS EMPLOYED 600 EMPLOYEES WITH DISABILITIES AT DECEMBER 31, 2015. 9,408 PERSONS SERVED IN 2015. 501562 10674 CHILDREN AND YOUTH SERVICES -CHILDREN AND YOUTH SERVICES ENABLE CHILDREN OF ALL AGES TO ACHIEVE THEIR FULL DEVELOPMENT, EDUCATIONAL AND CAREER POTENTIAL. FAMILIES WITH INFANTS, CHILDREN OR YOUTH RECEIVE SUPPORT SERVICES THAT HELP THEIR CHILDREN LEARN AND DEVELOP IN SAFE, HEALTHY AND ENRICHING ENVIRONMENTS. SERVICES INCLUDE EARLY IDENTIFICATION OF DEVELOPMENTAL DISABILITIES, INCLUSIVE CHILDCARE, YOUTH RECREATION GROUPS, DONATION AND SET-UP OF CLASSROOM COMPUTERS AND YOUTH EMPLOYMENT TRAINING AS WELL AS PROVIDING CAR SEATS TO PARENTS OF YOUNG CHILDREN WITH INSTRUCTION AS TO PROPER USE. 4,712 PERSONS SERVED IN 2015. 1755499 1777799 SENIOR SERVICES -SENIOR SERVICES PROVIDES OLDER ADULTS AND THEIR FAMILIES THE OPPORTUNITY TO LIVE MORE INDEPENDENTLY. SENIORS WHO ARE AT RISK OF BECOMING ISOLATED, INJURED OR FORGOTTEN CAN PARTICIPATE AND/OR OBTAIN SERVICES SUCH AS DAILY RECREATIONAL PROGRAMS, FACILITY AND HOME BASED MEDICAL CARE, PERSONAL AND HOMEMAKER ASSISTANCE, ADAPTIVE EQUIPMENT, ONGOING COMMUNICATION AND SUPPORT AND TRANSPORTATION SERVICES THAT ENABLE THEM TO REMAIN SAFE IN THEIR HOMES AND INDEPENDENT OF INSTITUTIONAL CARE. 1,773 PERSONS SERVED IN 2015. 2092470 3385555 MRDD SERVICES -MRDD SERVICES PROVIDES A VARIETY OF SERVICES TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. THE PROGRAMS INCLUDE SUPPORTED EMPLOYMENT EXPERIENCE, PERSONAL AND HOMEMAKER SERVICES, AND ADULT DAY SUPPORT. THROUGH THE USE OF SUPPORT AND RECREATIONAL SERVICES, ADAPTIVE EQUIPMENT AND TECHNOLOGY, TRANSPORTATION AND COMMUNICATION SERVICES, INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES ARE ABLE TO LEAD FULFILLING AND DIGNIFIED LIVES. 910 PERSONS SERVED IN 2015. 677861 210343 BEHAVIORAL HEALTH SERVICES-AS A FULLY STATE CERTIFIED AND ACCREDITED COMMUNITY MENTAL HEALTH CENTER, THESE SERVICES PROVIDE ASSESSMENT, INTERVENTION, AND PSYCHIATRIC REHABILITATION FOR PEOPLE WITH SHORT TERM AND CHRONIC PSYCHIATRIC SYMPTOMS AND DISABILITIES. 2,340 PERSONS SERVED IN 2015. 2770331 3595898 37459397 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 92 0 1 2180 1 0 0 0 0 0 1 1 0 0 0 1 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 OH X X LEO DUGDALE 9374614800 660 S MAIN ST DAYTON OH 45402 MARK E SCHUTTER CHAIR 1.00 X X 0 0 0 J MICHAEL HERR FIRST VICE CHAIR 1.00 X X 0 0 0 TERRY VUKCEVIC TREASURER 1.00 X X 0 0 0 SAM WARWAR SECRETARY 1.00 X X 0 0 0 DWIGHT T JOHNSON IMMEDIATE PAST CHAIR 1.00 X 0 0 0 WILLIAM D DUNCAN TRUSTEE 1.00 X 0 0 0 FREDERICK SETZER JR TRUSTEE 1.00 X 0 0 0 JOSEPH A ZEHENNY TRUSTEE 1.00 X 0 0 0 ELLEN CHICOINE TRUSTEE 1.00 X 0 0 0 JAMES DANIS TRUSTEE 1.00 X 0 0 0 JANE HALEY TRUSTEE 1.00 X 0 0 0 RAP HANKINS TRUSTEE 1.00 X 0 0 0 GARY HUNT TRUSTEE 1.00 X 0 0 0 BARBARA A JOHNSON TRUSTEE 1.00 X 0 0 0 JOHN A KEIGHLEY TRUSTEE 1.00 X 0 0 0 C MARK KINGSEED TRUSTEE 1.00 X 0 0 0 DANIEL A MARION JR TRUSTEE 1.00 X 0 0 0 TERESA F MARRINAN TRUSTEE 1.00 X 0 0 0 ALAN F PIPPENGER TRUSTEE 1.00 X 0 0 0 MARY ANN POIRIER RECKER TRUSTEE 1.00 X 0 0 0 L TARLTON THOMAS III TRUSTEE 1.00 X 0 0 0 TODD T VIKAN TRUSTEE 1.00 X 0 0 0 LANCE DETRICK PRESIDENT/CEO 40.00 X 257720 0 26128 LEO DUGDALE VICE PRESIDENT - CFO 40.00 X 149659 0 25383 MATTHEW ARNTZ VP OF RETAIL & FACILITIES 40.00 X 164477 0 5659 KATHY REARICK VP OF MARKETING 40.00 X 128631 0 18395 STEVE KOPECKY VP OF PROGRAM SERVICES 40.00 X 135450 0 9013 STEVE BUDDE DIRECTOR OF BUSINESS SVS. 40.00 X 102446 0 9908 DAWN BIXLER CHIEF COMPLIANCE OFFICER 40.00 X 103984 0 10229 STEVE COUTURIER DIRECTOR, IT 40.00 X 113348 0 10460 1155715 0 115175 8 0 1 0 THOMPSON HINE LLP 10050 INNOVATION DR SUITE 400 MIAMISBURG OH 45342 LEGAL 122678 1 13323 3095795 810509 3919627 THRIFT STORE SALES 453310 27057292 27057292 VOCATIONAL REHABILITATION 624310 3458718 3458718 MRDD SERVICES 624100 3385555 3385555 GOVERNMENT CONTRACTS 624310 2675476 2675476 SENIOR SERVICES 624100 1777799 1777799 1702741 1702741 40057581 7719 7719 2490000 23798 2428263 333 61737 23465 85202 23465 61737 1018101 793292 224809 224809 LEVERAGE LENDER INCOME 900009 180362 180362 MISCELLANEOUS REVENUE 900099 62049 62049 DISCOUNTS TAKEN 900099 16717 16717 259128 44554066 13102520 0 27531919 109112 109112 1270890 1167487 103403 23632206 21629483 1893686 109037 149257 108535 38344 2378 2679787 2371655 281519 26613 2076390 1819020 241223 16147 197354 3500 193854 250413 344 250069 2857471 2355821 474081 27569 373107 366718 5889 500 1827124 1659942 162174 5008 4665130 3102862 1557419 4849 65804 22071 39650 4083 189571 226205 91079 -127713 1903674 1606384 297160 130 TRANSPORTATION 1411089 1343837 62019 5233 EQUIPMENT MAINTENANCE A 800170 556775 232425 10970 MEMBERSHIP DUES 318718 96889 221042 787 PRINTING AND PUBLISHING 137609 80034 44030 13545 3773 210 3563 44918649 37459397 7256713 202539 2261673 949123 2152500 2489357 1503912 1649671 14811875 14299779 1404840 1683499 816883 824683 45863892 18983058 24327751 26880834 224244 424150 8220493 7236421 174008 168654 2379960 2084824 58278139 58690995 4701381 5062739 23418 20174 11759767 12025325 15655 83826 16500221 17192064 X 38900254 39159297 2877664 2339634 41777918 41498931 58278139 58690995 -364583 -93341 178937 0 X X 0 1 X 1 1 1 X 4497272 5982952 5757318 4548375 4576166 25362083 4497272 5982952 5757318 4548375 4576166 25362083 25362083 11419 4489 6709 10178 7719 40514 21025 36716 28799 23170 78766 188476 25591073 190629138 0.99110 0.99070 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7683534 -36590 7082 7639862 7430099 262178 8743 7683534 6356560 1082367 8828 7430099 5769362 606144 18946 6356560 5779658 4381 14677 5769362 0.91200 0.08800 1 0 8215540 8215540 20200899 7085030 13115869 1458343 1057702 400641 13535555 10840326 2695229 2453555 2453555 26880834 EQUITY MUTUAL FUNDS 4435352 F FIXED INCOME CD'S 1328296 F FIXED INCOME MUTUAL FUNDS 1472773 F 7236421 OBLIGATION UNDER INTEREST RATE SWAP 83826 83826 PART V, LINE 4: THE AGENCY USES A PORTION OF THE ENDOWMENT FUND APPRECIATION TO FUND NEEDY SOCIAL PROGRAMS THAT MAY NOT HAVE A FUNDING SOURCE. THESE FUNDS PROVIDE A NET ASSET BASE WHICH ENHANCES THE CREDIT WORTHINESS OF THE AGENCY. THE ENDOWMENT FUND ALSO PROVIDES STABILITY TO THE AGENCY IN THE EVENT OF ECONOMIC DOWNTURN. 0 CAR SAFETY SEAT PROGRAM 826 42722 BOOK VALUE CAR SEATS TRANSPORTATION ASSISTANCE 990 11358 BOOK VALUE TOKENS & PASSES LOW VISION AIDS 388 11228 BOOK VALUE VISION AIDS EMERGENCY & OTHER 261 43804 BOOK VALUE MISCELLANEOUS SCHEDULE I, PART III GRANTS AND ASSISTANCE THE AGENCY DETERMINES NEED AND TRAINS RECIPIENTS IN THE USE OF CAR SAFETY SEATS PROVIDED TO CHILDREN. THE TRANSPORTATION ASSISTANCE IS PROVIDED AS NEEDED. VISION AIDS ARE PROVIDED TO NEEDY INDIVIDUALS WHO HAVE A PERSONAL CRISIS OR A SPECIFIC NEED RELATED TO EMPLOYMENT. X X X 0 0 0 1 0 0 0 0 0 LANCE DETRICK PRESIDENT/CEO 234000 0 23720 0 0 0 0 0 26128 0 283848 0 0 0 LEO DUGDALE VICE PRESIDENT - CFO 142678 0 6981 0 0 0 0 0 25383 0 175042 0 0 0 MATTHEW ARNTZ VP OF RETAIL & FACILITIES 150642 0 13835 0 0 0 0 0 5659 0 170136 0 0 0 PART I, LINE 5 CERTAIN OFFICERS AND KEY EMPLOYEES LISTED IN PART VII SECTION A LINE 1A ARE ELIGIBLE TO RECEIVE A BONUS, IN PART, THAT IS DEPENDENT ON REVENUES. THE REASON FOR THIS IS THAT OUR AGENCY IS COMPRISED OF RETAIL THRIFT STORES, BUSINESS SERVICES AND PROGRAM SERVICES AND AS PART OF OUR MISSION TO EMPOWER PEOPLE WITH DISABILITIES AND OTHER NEEDS TO ACHIEVE INDEPENDENCE AND ENHANCE THEIR LIVES, WE EMPLOY INDIVIDUALS WHO ARE ECONOMICALLY DISADVANTAGED AND APPROXIMATELY 50% OF OUR EMPLOYEES HAVE A DOCUMENTED DISABILITY. ONE WAY TO INCREASE THE NUMBER OF PERSONS SERVED, AND THEREFORE OUR MISSION, IS TO PROVIDE INCENTIVES THAT WILL SERVE TO INCREASE THE NUMBER OF RETAIL THRIFT STORES AND RETAIL THRIFT STORE OPERATIONS, THE NUMBER AND SIZE OF OUR PROGRAMS THAT SERVE THESE INDIVIDUALS AND THE NUMBER AND SIZE OF THE CONTRACTS IN BUSINESS SERVICES WHICH ALL EMPLOY INDIVIDUALS WITH A DISABILITY. A STATE OF OHIO ECONOMIC DEVELOPMENT REVENUE BOND - PNC (NATIONAL CITY BANK) 2003-07-01 7320000 TAX EXEMPT BONDS 2003 - CONSTRUCTION 0 0 0 B DAYTON-MONTGOMERY COUNTY PORT AUTHORITY 2010-05-11 4065000 TAX EXEMPT BONDS 2010 - CONSTRUCTION 0 0 0 C DAYTON-MONTGOMERY COUNTY PORT AUTHORITY - PNC 2015-12-10 10200000 RETIRE STATE OF OHIO ECONOMIC DEV REVENUE BOND 2005 - CONSTRUCTION 0 0 0 A 2695000 7320000 110840 7209160 2003 0 0 1 1 B 2032000 4065000 118826 3946174 2010 0 0 1 1 C 4603935 141539 4462396 2015 1 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 1 1 PNC BANK 5.000000000000 0 1 0 0 0 C 0 0 0 0 1 1 PNC BANK 2.428000000000 0 0 0 0 0 A 0 B 0 C 0 MICHAEL HERR BOARD OF TRUSTEES 189000 A PRINCIPAL OF THOMPSON HINE ACTS AS GENERAL COUNSEL. 0 X RESALE VALUE X RESALE VALUE X 1341 RESALE VALUE X 62 RESALE VALUE 0 1 0 PART I, LINE 33: THE AGENCY EMPLOYS PERSONS WITH DISABILITIES TO WORK IN THEIR RETAIL THRIFT STORES. THE STORE REVENUES, WHICH INCLUDES THE RESALE OF DONATED ITEMS, ARE REPORTED UNDER PROGRAM SERVICE REVENUE ON PAGE 9 OF THE FORM 990 AS THE AGENCY CONSIDERS THE PROGRAMS AND SERVICES PROVIDED IN THE RETAIL THRIFT STORES AN IMPORTANT ELEMENT OF ITS MISSION SERVICES AND AN INTEGRAL PART OF ITS EXEMPT PURPOSE. FORM 990, PART VI, SECTION A, LINE 2 MIKE HERR, TRUSTEE, HAD A BUSINESS RELATIONSHIP WITH MARK SCHUTTER, TRUSTEE. JOE ZEHENNY, TRUSTEE, HAD A BUSINESS RELATIONSHIP WITH SAM WARWAR AND TERRY VUKCEVIC, TRUSTEES. MARK KINGSEED, TRUSTEE, HAD A BUSINESS RELATIONSHIP WITH SAM WARWAR, TRUSTEE. BILL DUNCAN, TRUSTEE, HAD A BUSINESS RELATIONSHIP WITH MIKE HERR, TRUSTEE. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS COMPILED BY THE OUTSIDE AUDITORS FROM THE AUDITED TRIAL BALANCE AND OTHER SUPPLEMENTAL SCHEDULES PREPARED BY INTERNAL FINANCE STAFF. THE CFO AND CONTROLLER REVIEW THE DRAFT 990 AND REVISE AND REWRITE AS NECESSARY. MANAGER AND PARTNER REVIEW FROM THE OUTSIDE AUDITORS WILL RESULT IN QUESTIONS AND OR REVISIONS. THE ADVANCE DRAFT IS REVIEWED BY THE CFO AND THE PRESIDENT. ANY NECESSARY MODIFICATIONS ARE MADE TO THE 990. THE FINAL DRAFT FROM THE AUDITORS WHICH HAS BEEN REVIEWED EXTENSIVELY BY SENIOR MANAGEMENT AS MENTIONED ABOVE IS THEN SENT TO THE MEMBERS OF THE AUDIT COMMITTEE. ANY QUESTIONS ARE RESPONDED TO AND ANY NECESSARY MODIFICATIONS ARE MADE. THE AUDIT COMMITTEE, UPON BEING SATISFIED BY THEIR REVIEW, RECOMMENDS THAT THE 990 CAN BE FILED. A COPY OF THE 990 IS PROVIDED TO THE FULL BOARD BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER IS REQUIRED TO FILL OUT A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. THESE QUESTIONNAIRES ARE REVIEWED BY THE EXECUTIVE COMMITTEE AND THE COMMITTEE WOULD RECOMMEND ANY ACTION THAT MIGHT BE NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 ALL DISQUALIFIED INDIVIDUALS OF THE ORGANIZATION, WHICH IN 2015 CONSISTED OF LANCE DETRICK, MATTHEW ARNTZ, STEVE KOPECKY AND LEO DUGDALE, HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD. COMPARABLE DATA FOR BASE COMPENSATION, BONUS AND FRINGE BENEFITS IS DEVELOPED BY MERCER CONSULTING AND MADE AVAILABLE TO THE BOARD. THE BOARD USES THIS DATA TO SET THE COMPENSATION OF THE PRESIDENT. THE PRESIDENT SETS THE COMPENSATION OF THE VICE PRESIDENTS AND THE CFO, WITH LIMITS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. THE EXECUTIVE COMMITTEE WILL ALWAYS ASK IF ANY MEMBERS HAVE A CONFLICT OF INTEREST WITH RESPECT TO APPROVING THE COMPENSATION OF THE DISQUALIFIED INDIVIDUALS. IF SO, THEY DO NOT VOTE. THE RESULTS OF THE REVIEW AND THE VOTING ARE DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 ALTHOUGH THE 990 IS AVAILABLE TO THE PUBLIC, CONFLICT OF INTEREST AND FINANCIAL STATEMENTS ARE GENERALLY NOT MADE AVAILABLE TO THE PUBLIC ALTHOUGH SUMMARIZED FINANCIAL INFORMATION PREPARED FROM THE AUDITED FINANCIALS IS MADE AVAILABLE IN THE ANNUAL REPORT. FORM 990 PART XII LINE 2C THE PROCESS HAS NOT CHANGED. RESOURCE SOLUTIONS LLC 660 S MAIN ST DAYTON OH 45402 020627284 EMPLOYS PERSONS WITH DISABILITIES, BUSINESS FULFILLMENT OH 47409 1451253 GOODWILL EASTER SEALS MIAMI VALLEY GOODWILL EMPLOYEE LEASING LLC 660 S MAIN ST DAYTON OH 45402 EMPLOYEE LEASING OH GOODWILL EASTER SEALS MIAMI VALLEY SUNRISE CENTER FOR ADULTS INC 660 S MAIN ST DAYTON OH 45402 311316371 ADULT DAY CARE FOR THE ELDERLY OR IMPAIRED OH 501(C)(3) 170(B)(1) (A)(IV) GOODWILL EASTER SEALS MIAMI VALLEY 0 TECHNOLOGY RESOURCE CENTER 660 S MAIN ST DAYTON OH 45402 311322415 SERVICES TO PEOPLE WITH DISABILITIES OH 501(C)(3) 170(B)(1) (A)(IV) GOODWILL EASTER SEALS MIAMI VALLEY 0 GESMV HEADQUARTERS LL LLC 660 S MAIN ST DAYTON OH 45402 463714687 FINANCING OH GOODWILL EASTER SEALS MIAMI VALLEY INTEREST INCOME 1340 11971242 0 1 0.95000 GOODWILL EASTER SEALS MIAMI VALLEY HEADQUARTERS LLC 660 S MAIN ST DAYTON OH 45402 463695280 COMMERCIAL RENTAL OH GOODWILL EASTER SEALS MIAMI VALLEY C -113210 19868596 1.00000 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 GESMV HEADQUARTERS LL LLC D 12351000 FMV GOODWILL EASTER SEALS MIAMI VALLEY HEADQUARTERS LLC K 826322 FMV