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501(C)3 PUBLIC CHARI PROFESSIONAL DEVELOPMENT PROGRAMS SUPPORT 178000 PEOPLE FOR THE AMERICAN WAY FOUNDATION 1101 15TH STREET NW WASHINGTON DC 20005 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 2500 PEPPERDINE UNIVERSITY 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 3500 PLANNED PARENTHOOD 1920 MARENGO STREET LOS ANGELES CA 90033 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 2000 POLICY INNOVATORS IN EDUCATION NETWORK 510 1ST AVENUE NORTH SUIE 408 MINNEAPOLIS MN 55403 NONE 501(C)3 PUBLIC CHARI EXPANSION SUPPORT 250000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 124 MOUNT AUBURN STREET CAMBRIDGE MA 02138 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 20000 PUBLIC COUNSEL 610 SOUTH ARDMORE AVENUE LOS ANGELES CA 90005 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR SOCIAL JUSTICE LITIGATION 105000 RAPE FOUNDATION 1223 WILSHIRE BLVD SUITE 410 SANTA MONICA CA 90403 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 1000 RESULTS IN 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PROGRAM SUPPORT 300000 TEACH FOR AMERICA INC 25 BROADWAY FLOOR 12 NEW YORK NY 10004 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 2500 TEACH FOR AMERICA INC 25 BROADWAY FLOOR 12 NEW YORK NY 10004 NONE 501(C)3 PUBLIC CHARI 2015 CORPS MEMBER SUMMIT 300000 TEACH FOR AMERICA INC 25 BROADWAY FLOOR 12 NEW YORK NY 10004 NONE 501(C)3 PUBLIC CHARI DETROIT EXPANSION SUPPORT 300000 TEACH PLUS 27-43 WORMWOOD STREET BOSTON MA 02210 NONE 501(C)3 PUBLIC CHARI PUBLIC POLICY EDUCATION EFFORTS 250000 TEACH PLUS 27-43 WORMWOOD STREET BOSTON MA 02210 NONE 501(C)3 PUBLIC CHARI NATIONAL ADVOCACY SUPPORT 165000 TEACHERS COLLEGE COLUMBIA UNIVERSITY 525 W 120TH STREET NEW YORK NY 10027 NONE 501(C)3 PUBLIC CHARI SUPPORT OF THE HECHINGER INSTITUTE 25000 TEXAS CHARTER SCHOOLS ASSOCIATION 700 LAVACA STREET AUSTIN TX 78701 NONE 501(C)3 PUBLIC CHARI SCHOOL FINANCE EQUITY PROJECT 50000 THE BROAD 2121 AVENUE OF THE STARS LOS ANGELES CA 90067 NONE PRIVATE OPERATING FD GENERAL SUPPORT 7600000 THE DETROIT INSTITUTE OF ARTS 5200 WOODWARD AVENUE DETROIT MI 48202 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 100500 THIRD WAY FOUNDATION 600 PENNSYLVANIA AVENUE SE WASHINGTON DC 20003 NONE 501(C)3 PUBLIC CHARI PROJECT ON REINVENTING PUBLIC EDUCATION 100000 THRIVE PUBLIC SCHOOLS 4260 54TH STREET SAN DIEGO CA 92115 NONE 501(C)3 PUBLIC CHARI LAUNCH SUPPORT 50000 TONY BLAIR FAITH FOUNDATION - US 409 PROSPECT STREET NEW HAVEN CT 06511 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 300000 TREEPEOPLE INC 12601 MULHOLLAND DRIVE BEVERLY HILLS CA 90210 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 1500 TRUSTEES OF COLUMBIA UNIVERSITY 1150 SAINT NICOLAS AVENUE NEW YORK NY 10032 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 1000 U C REGENTS SAN FRANCISCO 513 PARNASSUS AVE SAN FRANCISCO CA 94143 NONE 501(C)3 PUBLIC CHARI REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCSF 300000 US FUND FOR UNICEF 10351 SANTA MONICA BLVD LOS ANGELES CA 90025 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 2500 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 1500 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR UCLA ARCHITECTURE & URBAN DESIGN 2000 UNCOMMON SCHOOLS INC C/O RHF NEW YORK NY 10003 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR PARENT ADVOCACY AND COMMUNITY ENGAGEMENT 150000 UNITED NEGRO COLLEGE FUND INC (UNCF) 8260 WILLOW OAKS CORPORATE DRIVE FAIRFAX VA 22031 NONE 501(C)3 PUBLIC CHARI EDUCATION ADVOCACY SUPPORT 125000 UNITED WAY INC 450 NORTH GRAND AVENUE LOS ANGELES CA 90012 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR THE SCHOOL OF VISUAL AND PERFORMING ARTS 200000 UNITED WAY INC 523 WEST SIXTH STREET LOS ANGELES CA 90014 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR EXPANDED NEWS COVERAGE OF EDUCATION ISSUES 100000 UNIVERSITY OF CALIFORNIA LOS ANGELES 675 CHARLES E YOUNG DR SOUTH LOS ANGELES CA 90095 NONE 501(C)3 PUBLIC CHARI UCLA INFLAMMATORY BOWEL DISEASE CLINICAL CARE PROGRAM 500000 UNIVERSITY OF CALIFORNIA LOS ANGELES CHANCELLORS OFFICE LOS ANGELES CA 90095 NONE 501(C)3 PUBLIC CHARI REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 300000 UNIVERSITY OF DETROIT MERCY SCHOOL OF LAW DETROIT MI 48226 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR THE LAW SCHOOL IN HONOR OF RICHARD D. ROHR 50000 UNIVERSITY OF SOUTHERN CALIFORNIA BUILDING ADM 352 LOS ANGELES CA 90089 NONE 501(C)3 PUBLIC CHARI REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT KECK SCHOOL OF MEDICINE 300000 UNIVERSITY OF SOUTHERN CALIFORNIA BUILDING ADM 352 LOS ANGELES CA 90089 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 130000 VENICE FAMILY CLINIC 604 ROSE AVENUE VENICE CA 90291 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 3000 VISION TO LEARN 11611 SAN VICENTE BLVD STE 500 LOS ANGELES CA 90049 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 250000 WAYNE STATE UNIVERSITY 471 WEST PALMER STREET DETROIT MI 48202 NONE 501(C)3 PUBLIC CHARI LEVIN CENTER AT WAYNE STATE UNIVERSITY LAW SCHOOL 250000 WESTWOOD KEHILLA 10523 SANTA MONICA BLVD LOS ANGELES CA 90025 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 1000 WILLOWS COMMUNITY SCHOOL 8509 HIGUERA STREET CULVER CITY CA 90232 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 12000 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 90036 NONE 501(C)3 PUBLIC CHARI CONSTRUCTION AND OPERATING SUPPORT 425070 WINSTON-SALEMFORSYTH COUNTY SCHOOLS POST OFFICE BOX 2513 WINSTONSALEM NC 27102 NONE GOV'T DIAGNOSTIC SITE VISIT USING THE BROAD PRIZE FRAMEWORK FOR DISTRICT EXCELLENCE 8956 WOODROW WILSON INTERNATIONAL CENTER FOR 1 WOODROW WILSON PLAZA WASHINGTON DC 20004 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 94375 WORLD JEWISH CONGRESS - AMERICAN SECTION 501 MADISON AVE NEW YORK NY 10022 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 15000 WORLD MONUMENTS FUND 350 5TH AVE SUITE 2412 NEW YORK NY 10118 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 2000 YIVO INSTITUTE FOR JEWISH RESEARCH 15 W 16TH STREET NEW YORK NY 10011 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 15000 YOUNG PEOPLE'S LEADERSHIP FOUNDATION INC 59 EAST 54TH STREET NEW YORK NY 10022 NONE 501(C)3 PUBLIC CHARI SUPPORT FOR SCHOLARSHIP PROGRAM 2000 YOUTH ORGANIZATION UMBRELLA INC 1027 SHERMAN AVE EVANSTON IL 60202 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 10000 YOUTH POLICY INSTITUTE INC 634 S SPRING ST 10TH FLOOR LOS ANGELES CA 90014 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 2000 YWCA EVANSTON 1215 CHURCH STREET EVANSTON IL 60201 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 10000 97594290 HARVARD UNIVERSITY 111 SUTTER STREET SAN FRANCISCO CA 94104 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 200000 TONY BLAIR FAITH FOUNDATION US 409 PROSPECT STREET NEW HAVEN CT 06511 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 200000 UNIVERSITY OF CALIFORNIA LOS ANGELES CHANCELLORS OFFICE LOS ANGELES CA 90095 NONE 501(C)3 PUBLIC CHARI REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 600000 UNIVERSITY OF SOUTHERN CALIFORNIA BUILDING ADM 352 LOS ANGELES CA 90089 NONE 501(C)3 PUBLIC CHARI REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 600000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 513 PARNASSUS AVE SAN FRANCISCO CA 94143 NONE 501(C)3 PUBLIC CHARI REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 600000 LOS ANGELES PHILHARMONIC ASSOCIATION 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 NONE 501(C)3 PUBLIC CHARI GENERAL OPERATING SUPPORT 5000000 UNIVERSITY OF CALIFORNIA LOS ANGELES CHANCELLORS OFFICE LOS ANGELES CA 90095 NONE 501(C)3 PUBLIC CHARI DIVISION OF DIGESTIVE DIESEASE 368000 7568000 14 7385 14 21743439 18 13574186 18 108394158 ORDINARY INVEST. LOSSES 18 -44454377 RETURN OF GRANT FUNDS 62424 0 99264791 62424 99327215 11B RETURN OF CHARITABLE GRANTS AND GRANT EXPENSE PAID IN A PREVIOUS YEAR 0 0 0 0 0 0 0 0 0 0 AUDIT FEES 107430 53715 53715 CHARTER FUND INC CHARTER SCHOOL GROWTH FUND 350 INTERLOCKEN BLVD BROOMFIELD CO 80021 2014-06-18 700000 PROGRAM RELATED INVESTMENT TO SUPPORT HIGH PERFORMING NONPROFIT CHARTER SCHOOLS BY PROVIDING SUCH CHARTER SCHOOLS WITH FINANCING FOR THE ACQUISITION, CONSTRUCTION, RENOVATION AND LEASEHOLD IMPROVEMENT OF CHARTER SCHOOL FACILITIES ON FAVORABLE TERMS. 700000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. NOVEMBER 2016 THE BROAD 221 SOUTH GRAND AVENUE LOS ANGELES CA 90012 2014-05-19 7600000 GENERAL SUPPORT FOR THE BROAD, A NONPROFIT CONTEMPORARY ART MUSEUM THAT OFFERS FREE PUBLIC ADMISSION. 7600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. SEPTEMBER 2016 RESULTS IN EDUCATION FOUNDATION 909 THIRD AVENUE NEW YORK NY 10022 2014-12-23 1000000 SUPPORT FOR A COMMUNICATIONS ORGANIZATION DEDICATED TO BUILDING SUPPORT FORSTUDENT-FOCUSED IMPROVEMENT IN K-12 PUBLIC EDUCATION. 100000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. OCTOBER 2016 HOPE STREET RESTAURANTS 3547 VOYAGER STREET SUITE 201 TORRANCE CA 90503 2014-04-09 1375000 PRI TO SUPPORT THE CONTINUING DEVELOPMENT OF GRAND AVENUE IN DOWNTOWN LOS ANGELES AS THE CITY'S CULTURAL CORE BY BUILDING AND OPERATING A RESTAURANT ON THE PUBLIC PLAZA ADJACENT TO THE BROAD MUSEUM AND CENTRALLY LOCATED TO PUBLIC ARTS AND CULTURAL DESTINATIONS. THE CHARITABLE GOALS AND ACTIVITIES OF THE RESTAURANT INCLUDE: 1)SUPPORTING THE BROAD MUSEUM BY PROVIDING FOOD SERVICES TO ITS STAFF AND VISITORS, AND BY ENHANCING THE BROAD'S PUBLIC PROGRAMS (FOR EXAMPLE, BY CONDUCTING FOOD EDUCATION TALKS FOR KIDS AS PART OF THE BROAD'S "FAMILY DAY AND BY PROVIDING REFRESHMENTS FOR THE BROAD'S "SUMMER HAPPENINGS"); 2)ATTRACTING A NEW, ECONOMICALLY AND CULTURALLY DIVERSE POPULATION TO GRAND AVENUE BY CREATING A RELEVANT, AND WELCOMING AMENITY; 3)THEREBY HELPING TO BUILD A BROADER-BASED AUDIENCE FOR THE BROAD AND THE OTHER CULTURAL INSTITUTIONS ON GRAND AVENUE; 4)PROVIDING JOB TRAINING TO LOW-INCOME AND AT-RISK INDIVIDUALS; AND AS ANTICIPATED, 5)PROVIDING CHARITABLE PROGRAMS TO LOCAL SCHOOLS. 1375000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. NOVEMBER 2016 LIST OF CONTROLLED ENTITIES PART VII-A, LINE 11 STATEMENT 14 AND 15NAME OF CONTROLLED ENTITY:ASHTON HOLDINGS2121 AVENUE OF THE STARS, STE 3000LOS ANGELES, CA 9006798-0579270CASH DISTRIB FROM INVEST PARTNERSHIP - $3,855,000ASHTON HOLDINGS IS NOT AN EXCESS BUSINESS HOLDING FIXED INCOME FMV 15748836 15748836 EQUITY SECURITES FMV 143230657 143230657 INTERNATIONAL EQUITY FMV 122509219 122509219 MULTI STRATEGY FUNDS FMV 151394617 151394617 EQUITY HEDGE FUNDS FMV 183418709 183418709 EVENT/DISTRESSED FUNDS FMV 89256126 89256126 DISTRESSED PRIVATE EQUITY FMV 151069564 151069564 ENERGY FUNDS FMV 13141080 13141080 HIGH YIELD FUNDS FMV 44098312 44098312 LBO FUNDS FMV 405780072 405780072 MEZZANINE FUNDS FMV 1012899 1012899 REAL ESTATE FUNDS AND OTHER HARD ASSETS FMV 139969683 139969683 SECONDARIES FUNDS FMV 18697250 18697250 VENTURE CAPITAL FMV 149730184 149730184 DERIVATIVES FMV 9756500 9756500 LEASEHOLD IMPROVEMENTS 1560097 508144 1051953 1051953 FURNITURE & FIXTURES 370037 105725 264312 264312 COMPUTERS & EQUIPMENT 186793 66724 120069 120069 SOFTWARE 240846 234412 6434 6434 LEGAL FEES 266955 8169 268892 PROGRAM RELATED INVESTMENTS 28325640 9700469 9700469 OTHER CURRENT ASSETS 53423 12998281 12998281 INVESTMENT REDEMPTION RECEIVABLE 44320438 35615890 35615890 UNREALIZED LOSS ON INVESTMENTS 69498482 INSURANCE 13613 0 13264 INVESTMENT MGMT FEES 3208241 998354 0 INVESTMENT EXPENSE - PARTNERSHIP PASS THROUGH 16323212 16842028 0 MEDIA & COMMUNICATIONS 55885 0 39260 ADMINISTRATION 166995 0 144300 GRANT RELATED BANK FEES 76466 345 76383 OTHER INVEST. INCOME - PARTNERSHIP PASS THROUGH (BOOK) 2765076 0 2765076 OTHER INVEST. INCOME - PARTNERSHIP PASS THROUGH (TAX) 10809110 10247246 10809110 ORDINARY INVEST. LOSSES -44454377 -44454377 -44454377 RETURN OF GRANT FUNDS 62424 62424 DEFERRED TAX LIABILITY 5130511 4378497 ADMINISTRATION 6848 0 6848 GRANT RELATED PROF FEES 223934 0 286941 EQUIPMENT MAINTENANCE 30575 0 30838 FINANCIAL AND ADMIN MANAGMENT 4151710 2174150 1156359 TECHNOLOGY 96792 0 76123 PROGRAM SUPPORT 1047942 0 1045503 OTHER PROFESSIONAL FEES 43750 0 75000 EXCISE TAXES 1697484 0 0 UNRELATED BUSINESS INCOME TAX 80985 0 0 PROPERTY TAX AND FILING FEES 9840 0 1260 ASHTON HOLDINGS 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 980579270 CASH DISTRIBUTION FROM INVESTMENT PARTNERSHIP 0 3855000