2016-11-10T14:00:26-06:00 2015-12-31 204193611 Batts Morrison Wales & Lee PA 801 North Orange Avenue Suite 800 Orlando FL 32801 990PF 2015-01-01 596159693 Arthur Vining Davis Foundation #3 ARTH 9043590670 225 Water Street Suite 1510 Jacksonville FL 32202 Nancy J Cable President 9043590670 2016-10-31 1 Michele M Wales P00428093 4077706000 2016-10-31 2015 2017-02-10 21:41:12Z X 149285262 X X 610448 610448 2205434 2205434 11024428 102970634 11024428 67600 67600 13907910 13907910 626862 294643 332219 321868 0 362227 145756 0 145756 135124 0 135124 28012 5602 22410 137677 49880 87797 15505 15505 0 434413 38831 31062 66922 0 66922 137501 0 149462 160627 0 160627 2210267 404461 1493606 3034878 5477878 5245145 404461 6971484 8662765 13503449 61779 61779 2210354 1449243 1449243 14337 52320 52320 15179602 10573844 10573844 110045835 104888826 104888826 9331176 6948063 6948063 19173721 25182795 25182795 229261 128392 128392 156184286 149285262 149285262 2443000 0 -17100 234420 2425900 234420 X 153758386 149050842 153758386 149050842 156184286 149285262 153758386 8662765 0 162421151 13370309 149050842 Publicly traded securities P 102970634 91946206 11024428 11024428 11024428 0 8463967 154257203 0.054869 7156833 144362483 0.049575 6791738 136935421 0.049598 6748568 136203708 0.049548 6325792 127840792 0.049482 0.253072 0.050614 151551283 7670617 135034 7805651 6971484 270069 0 270069 0 270069 206100 206100 X 1781 65750 0 0 0 0 0 0 0 0 0 0 1 1 FL 1 0 0 0 0 1 www.avdf.org Office of the President 9043590670 225 Water Street Suite 1510 Jacksonville FL 32202 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JH Dow Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Chairman 5.00 0 0 0 Caleb N Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Dr Christopher Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Haley T Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Tamara Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Serena Davis Hall 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 2.00 0 0 0 Dorothy Davis Kee 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 2.00 0 0 0 Dr William Given Kee 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Dr Jonathan T Howe 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Alicia Jaworski 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Maynard K Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee 1.00 0 0 0 Hilary Rosenthal 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee (term ended 02/15) 0.25 0 0 0 Jonathan P Davis 225 Water Street Suite 1510 Jacksonville FL 32202 Trustee (term ended 02/15) 0.25 0 0 0 Dr Nancy Cable 225 Water Street Suite 1510 Jacksonville FL 32202 President 25.00 173565 44842 0 SunTrust Banks Inc 225 Water Street Suite 1510 Jacksonville FL 32202 Corporate Trustee/Investment Manager 3.00 453297 0 0 Cheryl A Tupper 225 Water Street Suite 1510 Jacksonville FL 32202 VP for Programs (Rel 25.00 80755 26987 0 Doreen Flippin 225 Water Street Suite 1510 Jacksonville FL 32202 VP for Administratio 25.00 76051 25195 0 Tom Torretta 225 Water Street Suite 1510 Jacksonville FL 32202 Chief Information Of 25.00 46306 16796 0 Nance Spiak 225 Water Street Suite 1510 Jacksonville FL 32202 CFO 16.00 56032 0 0 0 Legg Mason Inc 100 International Drive Baltimore MD 21202 Investment Mgt 49880 0 0 151878318 1980853 0 153859171 0 0 153859171 2307888 151551283 7577564 7577564 270069 270069 7307495 0 7307495 0 7307495 6971484 0 6971484 0 6971484 7307495 0 0 103976 125365 202577 47024 947667 1426609 6971484 0 0 0 6971484 0 336011 336011 1090598 0 0 0 0 0 0 0 1090598 95907 47024 947667 Dr Nancy Cable Arthur Vining Davis 225 Water Street Suite 1510 Jacksonville FL 32202 9043590670 Applicants should submit a simple statement describing the proposed project. A budget outline should also be appended. After evaluation of the initial proposal, further detailed information may be requested. Copies of audited financial statements for the past three years are normally requested. All proposals must come from the president or other primary executive of an institution. Additional information is available on the Foundation's web page. N/A The following activities/organizations are not supported by the Foundation: A) Institutions outside the U.S. and its possessions B) Assistance to individuals (except as chosen by a grantee institution under an organized scholarship program) C) Support for voter registration drives, voter education, efforts to influence elections or legislation D) Expenditures for non-charitable purposes E) Institutions primarily supported by governmental funds (except in health care and secondary education) F) Projects which incur obligations that extend over several years G) Private foundations within sec. 509(A) of the 1969 Tax Reform Act A Place to Turn 99 Hartford Street Natick MA 01760 None Public charity Charitable purposes 2000 Advocates Victim Assistance Team PO Box 155 Hot Slphr Spr CO 80451 None Public charity Charitable purposes 1000 Aylas Acres No Kill Animal Rescue Inc PO Box 1634 St Augustine FL 32085 None Public charity Charitable purposes 150 Cambridge Health Alliance 350 Main St Commerce Pl Malden MA 02148 None Public charity Health care 200000 Camp Chief Ouray PO Box 648 Granby CO 80446 None Public charity Charitable purposes 1000 Candler School of Theology 1599 Clifton Rd 2nd Fl Atlanta GA 30322 None Public charity Religious literacy & interfaith leadership 100000 Carnegie Mellon University 5000 Forbes Avenue Pittsburgh PA 15213 None Public charity Private higher education 200000 Cathedral Arts Project Inc 207 N Laura Street Suite 300 Jacksonville FL 32202 None Public charity Charitable purposes 10000 Center for Arts in Natick 14 Summer Street Natick MA 01760 None Public charity Charitable purposes 1000 Center for Effective Philanthropy Inc 675 Massachusetts Avenue Suite 7 Cambridge MA 02139 None Public charity Charitable purposes 5000 Clara White Mission 613 W Ashley St Jacksonville FL 32202 None Public charity Charitable purposes 2000 Converse College 580 E Main Street Spartanburg SC 29302 None Public charity Private higher education 50000 Dillard University 2601 Gentilly Blvd New Orleans LA 70122 None Public charity Private higher education 100000 Dining for Women PO Box 25633 Greenville SC 29616 None Public charity Charitable purposes 5210 Downtown Ecumenical Services Council Inc 215 Ocean Street Jacksonville FL 32202 None Public charity Charitable purposes 75 Drexel University 3201 Arch Street Suite 420 Philadelphia PA 19104 None Public charity Private higher education 80000 Family Foundations of Northeast Florida Inc 40 E Adams Street Jacksonville FL 32202 None Public charity Charitable purposes 20000 Firelight Media Inc 324 Convent Avenue New York NY 10031 None Public charity Public educational media 200000 Gallaudet University 800 Florida Avenue Washington DC 20002 None Public charity Private higher education 100000 Georgetown University 3700 O Street NW Washington DC 20057 None Public charity Charitable purposes 50000 Grand Foundation's GAP Fund for Youth PO Box 1342 Winter Park CO 80482 None Public charity Charitable purposes 1000 Harvard University The Pluralism Project 1033 Massachusetts Avenue Cambridge MA 02138 None Public charity Religious literacy & interfaith leadership 50000 Howard School Inc 1192 Foster Street NW Atlanta GA 30318 None Public charity Charitable purposes 8000 Hubbard House PO Box 4909 Jacksonville FL 32201 None Public charity Charitable purposes 1750 Jacksonville Humane Society 8464 Beach Boulevard Jacksonville FL 32216 None Public charity Charitable purposes 2500 Kipp Jacksonville Inc 1440 McDuff Avenue North Jacksonville FL 32254 None Public charity Charitable purposes 750 Knights of Rizal of Greater Jacksonville Inc 3360 Pickwick Drive South Jacksonville FL 32257 None Public charity Charitable purposes 900 Lancaster Theological Seminary 555 W James St Lancaster PA 17603 None Public charity Theological education 50000 Macalester College 1600 Grand Avenue Saint Paul MN 55105 None Public charity Private higher education 100000 Make A Wish Foundation 4742 N 24th Street Phoenix AZ 85016 None Public charity Charitable purposes 1000 Massachusetts Audubon Society Inc 208 S Great Road Gordon Hall Lincoln MA 01773 None Public charity Charitable purposes 2000 Mayo Clinic 200 First Street SW Rochester MN 55905 None Public charity Medicine & health 350000 Michael J Fox Foundation for Parkinsons Research PO Box 4777 New York NY 10163 None Public charity Charitable purposes 2000 Middlebury College 14 Old Chapel Road Middlebury VT 05753 None Public charity Charitable purposes 4000 Middlesex School 1400 Lowell Road Concord MA 01742 None Public charity Charitable purposes 3000 Millsaps College PO Box 150433 Jackson MS 39210 None Public charity Private higher education 200000 National Sports Center for the Disabled Inc 1801 Mile High Stadium Circle Suite 1500 Denver CO 80204 None Public charity Charitable purposes 2000 Newseum Institute Inc 1207 18th Street South Nashville TN 37212 None Public charity Religious literacy & interfaith leadership 200000 OneJax 1 UNF Drive Building 53 No 2750 Jacksonville FL 32224 None Public charity Charitable purposes 8000 Pacific School of Religion 1798 Scenic Avenue Berkeley CA 94709 None Public charity Charitable purposes 6000 Partnership for Palliative Care 6 W 48th St Fl 12 New York NY 10036 None Public charity Medicine & health 150000 Pilgrim Church 25 South Main Street Sherborn MA 01770 None Public charity Charitable purposes 8000 Pit Sisters Inc 14286-19 Beach Boulevard Suite 234 Jacksonville FL 32250 None Public charity Charitable purposes 250 Princeton University 701 Carnegie Center Suite 442 Princeton NJ 08540 None Public charity Private higher education 50000 Ripon College POBox 248 Ripon WI 54971 None Public charity Private higher education 22500 Rivers School 333 Winter Street Weston MA 02193 None Public charity Charitable purposes 2000 Rocky Mountain Repertory Theatre PO Box 1682 Grand Lake CO 80447 None Public charity Charitable purposes 1500 Rutgers University 7 College Avenue Winants Hall New Brunswick NJ 08901 None Public charity Charitable purposes 50000 Seattle Children's Hospital PO Box 5371 MSC RC-507 Seattle WA 98145 None Public charity Medicine & health 100000 Sherborn Community Center Foundation Inc PO Box 2 Sherborn MA 01770 None Public charity Charitable purposes 2000 Skidmore College 815 N Broadway Saratoga Springs NY 12866 None Public charity Charitable purposes 3000 Smithsonian Astrohpysical Observatory 60 Garden Street Cambridge MA 02138 None Public charity Secondary education 196793 Solar One (CEC Stuyvesant Cove Inc) 37 W 26th Street New York NY 10010 None Public charity Secondary education 150000 Southern Dominican Province USA 1421 North Causeway Boulevard Suite 200 Metairie LA 70001 None Public charity Charitable purposes 50 St Peter's Church 421 Wianno Avenue Osterville MA 02655 None Public charity Charitable purposes 5000 Stanford University School of Medicine 300 Pasteur Drive Stanford CA 94305 None Public charity Medicine & health 200000 The Colorado Trial Foundation 710 10th Street Suite 210 Golden CO 80401 None Public charity Charitable purposes 1000 The Schwartz Center for Compassionate Healthcare 205 Portland Street Boston MA 02114 None Public charity Medicine & health 100000 Three Bays Preservation Inc POBox 215 Osterville MA 02655 None Public charity Charitable purposes 2000 University of Miami PO Box 248106 Coral Gables FL 33124 None Public charity Private higher education 200000 University of New Hampshire 9 Edgewood Road Durham NH 03824 None Public charity Charitable purposes 1000 University of North Florida Foundation Inc One UNF Drive Building 53 Suite 2750 Jacksonville FL 32224 None Public charity Charitable purposes 1050 University of Rochester 910 Genesee Street Suite 200 Rochester NY 14611 None Public charity Charitable purposes 4000 University of Virginia PO Box 400194 Charlottesville VA 22904 None Public charity Secondary education 193000 Virginia Foundation for the Humanities 145 Ednam Dr Charlottesville VA 22903 None Public charity Public television 200000 Virginia Theological Seminary 3737 Seminary Road Alexandria VA 22304 None Public charity Theological education 12000 Visayas-Mindanao Association of Jacksonville Inc 8275 Hamden Circle E Jacksonville FL 32244 None Public charity Charitable purposes 6400 Voyageur Outward Bound School 1400 Energy Park Drive Suite 18 Saint Paul MN 55108 None Public charity Charitable purposes 1000 We Filipinos Inc 5607 University Blvd W Jacksonville FL 32216 None Public charity Charitable purposes 2000 WETA 3939 Campbell Avenue Arlington VA 22206 None Public charity Public television 550000 WGBH One Guest Street Boston MA 02135 None Public charity Public television 600000 Wildlife Science Center 5463 W Broadway Avenue Forst Lake MN 55025 None Public charity Charitable purposes 8000 Winter Park Ski Education Foundation PO Box 192 Winter Park CO 80482 None Public charity Charitable purposes 1500 WJCT 100 Festival Park Avenue Jacksonville FL 32202 None Public charity Charitable purposes 5000 WNET 825 8th Avenue New York NY 10019 None Public charity Public television 250000 Wofford College 429 N Church Street Spartanburg SC 29303 None Public charity Private higher education 75000 Woods Hold Oceanographic Institution 569 Woods Hole Road- MS14 Woods Hole MA 02543 None Public charity Charitable purposes 2500 WTTW 5400 N St Louis Avenue Chicago IL 60625 None Public charity Public television 200000 Young Mens Christian Association of the Greater Twin Cities 2125 E Hennepin Avenue Suite 150 Minneapolis MN 55413 None Public charity Charitable purposes 1000 5477878 0 14 610448 14 2205434 14 67600 18 11024428 0 13907910 0 13907910 0 0 0 0 0 0 0 0 0 0 Auditing & tax advisory fees 28012 5602 22410 Form 990-PF, Part VIII, Line 1, Column b - Corporate Trustee Avrg Hrs/Wk As Corporate Trustee, SunTrust Banks, Inc. provides administrative services such as acting as investment manager for the Foundation. These services require numerous individual bank employees' involvement in the activities of the Foundation and thus cannot be quantified on an hourly basis. Therefore, the Trustee's fees are not based upon an hourly basis but are calculated based upon factors such as the market value of the account and in accordance with the Trustee's agreement with the Foundation. AT&T INC 178914 178914 ACE INA HOLDINGS 178634 178634 AMERICAN EXPRESS CREDIT 177492 177492 AMERICAN INTL GROUP 177400 177400 ANHEUSER-BUSCH INBEV WOR 176061 176061 APPLE INC 265723 265723 BERKSHIRE HATHAWAY INC 182571 182571 CSX CORP 176969 176969 CVS CAREMARK CORP 181222 181222 CHEVRON CORP 178164 178164 CISCO SYSTEMS INC 177084 177084 CITIGROUP INC 172806 172806 COMCAST CORP 180202 180202 CONOCOPHILLIPS COMPANY 222884 222884 JOHN DEERE CAPITAL CORP 174351 174351 WALT DISNEY COMPANY 180488 180488 ECOLAB INC 179540 179540 ENTERPRISE PRODUCTS OPER 166761 166761 EXXON MOBIL CORPORATION 183271 183271 GENERAL ELECTRIC CAPITAL CORP 177699 177699 GLAXOSMITHKLINE CAP INC 178740 178740 GOLDMAN SACHS GROUP INC 177564 177564 HOME DEPOT INC 183318 183318 JPMORGAN CHASE & CO 177666 177666 KINDER MORGAN ENER PART 157533 157533 MERRILL LYNCH & CO 177819 177819 NOBLE ENERGY INC 143122 143122 ORACLE CORP 178164 178164 PLAINS ALL AMER PIPELINE 153138 153138 TIME WARNER INC 174297 174297 US BANCORP 174759 174759 UNITED TECHNOLOGIES CORP 179342 179342 VERIZON COMMUNICATIONS 181950 181950 VISA INC 176671 176671 WATSON PHARMACEUTICALS INC 179786 179786 WELLS FARGO & COMPANY 176213 176213 BHP BILLITON FIN USA LTD 149977 149977 BARRICK GOLD CORP 159633 159633 HSBC HOLDINGS PLC 180135 180135 ISHARES CORE S&P 500 ETF 7408099 7408099 ISHARES RUSSELL 1000 VALUE ETF 7158948 7158948 ISHARES RUSSELL 1000 GROWTH ETF 10596212 10596212 CAMBIAR SMALL CAP FUND 2571914 2571914 BRANDES INTERNATIONAL SMALL CAP 2913539 2913539 DFA INTERNATIONAL CORE EQUITY FUND 11112818 11112818 EATON VANCE ATLANTA CAPITAL SMID CAP FUND 4720171 4720171 FEDERATED STRATEGIC VAL DIV IS 14358665 14358665 HARTFORD DIVIDEND AND GROWTH FUND 7439014 7439014 T. ROWE PRICE INSTITUTIONAL LARGE-CAP GROWTH FUND 10941657 10941657 MAINSTAY ICAP INTERNATIONAL FUND 7874037 7874037 OPPENHEIMER DEVELOPING MARKETS FUND 5270952 5270952 T. ROWE PRICE DIVERSIFIED SMALL-CAP GROWTH FUND INC 2888334 2888334 DOUBLELINE TOTAL RETURN BOND FUND 4553111 4553111 OSTERWEIS STRATEGIC INCOME FUND 5081355 5081355 10573844 10573844 0 0 LIGHTHOUSE DIVERSIFIED LTD OFFSHORE FD FMV 11799487 11799487 VOYAGER PARTNERS OFFSHORE LTD SUB CLASS S SERIES ONE FMV 7513047 7513047 HARBOURVEST 2015 GLOBAL FUND L.P. FMV 90649 90649 PINE GROVE OFFSHORE FD LTD LOW VOLATILITY FD CL A FMV 5779612 5779612 Legal fees 135124 0 135124 Accrued interest and dividends 229261 128392 128392 Unrealized gains/(losses) on securities 13370309 Computer equipment & maintenance 34597 0 34597 Communications 5931 0 5931 Office supplies 10377 0 10377 Insurance 8685 0 8685 Dues and subscriptions 2157 0 2157 Office equipment 13260 0 13260 Professional development 4328 0 4328 Trustee strategic planning 57329 0 57329 Organizational memberships 19958 0 19958 Outreach 3059 0 3059 Payroll processing 946 0 946 Miscellaneous Income 67600 67600 67600 Federal excise tax payable (receivable) -17100 234420 Investment management fees 49880 49880 0 Other professional fees 87797 0 87797 Payroll taxes 31062 0 31062 Federal excise tax & penalties 364520 0 0 Foreign taxes paid 38831 38831 0