2016-11-09T10:57:24-06:00 2015-12-31 270120069 COOPERSMITH SIMON & VOGEL PC 50 CHARLES LINDBERGH BLVD STE 605 UNIONDALE NY 11553 990PF 2015-01-01 133838457 THE PIERRE & TANA MATISSE FOUNDATION INC PIER 2123556269 1 EAST 53RD STREET NEW YORK NY 100224200 ROBERT H HOROWITZ PRESIDENT/ TREAS/DIR 2123556269 2016-11-07 1 WILLIAM A VOGEL P00209076 5164835800 2015 2017-02-10 21:41:12Z X 233420082 X X 554 554 1868550 1868550 8832778 138433256 8832778 452857 452857 11154739 11154739 390000 19500 370500 375166 0 375166 129993 0 129993 17374 0 17374 45000 36000 9000 699877 554723 145154 186361 36476 51885 10946 0 89839 8984 80855 33600 0 33600 280630 82227 198403 2258786 737910 1411930 3215096 3215096 5473882 737910 4627026 5680857 10416829 197558 140559 140559 2203274 1189693 1189693 67256932 78800652 90301241 4916665 132637 0 4698410 7688286 7241084 215402 83553 142795 131849 131849 103853668 100976068 134415656 183269302 189059744 233420082 0 9585 0 9585 X 183269302 189050159 183269302 189050159 183269302 189059744 183269302 5680857 100000 189050159 0 189050159 ARTWORK D 7853718 2557600 5296118 5296118 MEDLEY OPPORTUNITY FUND II K1 P -220358 -220358 PIMCO TOTAL RETURN FD-LONG TERM P 4312784 4485685 -172901 -172901 ADVISORY RESEARCH-SHORT TERM P 4367001 4507381 -140380 -140380 ADVISORY RESEARCH-LONG TERM P 6016114 5394655 621459 621459 SMH CAPITAL-SHORT TERM P 2401909 2636064 -234155 -234155 SMH CAPITAL-LONG TERM P 1874476 3096913 -1222437 -1222437 SNOW CAPITAL-SHORT TERM P 4489067 4932014 -442947 -442947 SNOW CAPITAL-LONG TERM P 9500996 9549483 -48487 -48487 WENTWORTH HAUSER-SHORT TERM P 882121 982586 -100465 -100465 WENTWORTH HAUSER-LONG TERM P 4567609 3986609 581000 581000 WESTFIELD-SHORT TERM P 16094540 16477437 -382897 -382897 WESTFIELD-LONG TERM P 9367694 6467964 2899730 2899730 WCM INVESTMENT-SHORT TERM P 3287897 3246255 41642 41642 WCM INVESTMENT-LONG TERM P 8985054 7286321 1698733 1698733 ALLIANCE GI CONV FD-SHORT TERM P 375101 386144 -11043 -11043 ALLIANCE GI CONV FD-LONG TERM P 4304370 4403351 -98981 -98981 FIDELITY FLOATING RATE-SHORT TERM P 108563 112533 -3970 -3970 FIDELITY FLOATING RATE-LONG TERM P 3066127 3232500 -166373 -166373 MSSB BUYWRITE-LONG TERM P 3056150 2809074 247076 247076 PIMCO TOTAL RETURN FD-SHORT TERM P 244502 248713 -4211 -4211 SCHWAB US AGGREGATE BONF FUND P 3506390 3537230 -30840 -30840 5450 SHS NCR CORP NEW P 139747 150256 -10509 -10509 MSSB BUYWRITE-SHORT TERM P 1826554 1913652 -87098 -87098 309,810 SHS VANGUARD TOTAL WORLD P 18098822 17983393 115429 115429 338,455 SHS ISHARES MSCI ACWI P 19125733 18996307 129426 129426 CLASS ACTION SETTLEMENT P 150 150 150 CAPITAL GAINS DIVIDENDS P 580067 580067 580067 8832778 0 3910177 82424699 0.047439 3977006 71321859 0.055761 3090567 60948728 0.050708 2441907 60269031 0.040517 2507944 59617745 0.042067 0.236492 0.047298 88614917 4191308 104168 4295476 4627026 X 104168 0 104168 0 104168 69333 170000 239333 X 135165 135165 0 0 0 0 0 0 0 0 0 0 0 1 1 NY DE 1 0 0 0 0 1 N/A SANDRA CARNIELLI 2123556269 1 EAST 53RD STREET NEW YORK NY 100224200 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H HOROWITZ 1 EAST 53RD STREET NEW YORK NY 100224200 PRESIDENT/TREAS/DIR 10.00 130000 0 0 OLIVIER G BERNIER 1 EAST 53RD STREET NEW YORK NY 100224200 VP/SECY/DIRECTOR 10.00 130000 0 0 JANOS FARKAS 1 EAST 53RD STREET NEW YORK NY 100224200 VP/ASST SECY/DIRECTOR 10.00 130000 0 0 SANDRA CARNIELLI 1 EAST 53RD STREET NEW YORK NY 10022 EXECUTIVE DIRECTOR 40.00 217833 24000 0 LINDA AZARIAN 1 EAST 53RD STREET NEW YORK NY 10022 ADMINISTRATIVE ASSIS 40.00 95333 7531 0 ERIKA S WILLIAMS 1 EAST 53RD STREET NEW YORK NY 10022 ADMINISTRATIVE ASSIS 21.00 62000 0 0 0 WESTFIELD CAPITAL MANAGEMENT ONE FINANCIAL CENTER 24TH FLOOR BOSTON MA 02111 INVESTMENT MANAGEMENT 112859 SNOW CAPITAL 2000 GEORGETOWN DR 200 SEWICKLEY PA 15143 SEWICKLEY PA 15143 INVESTMENT MANAGEMENT 104095 GAVION 6000 POPLAR AVENUE SUITE 325 MEMPHIS TN 38119 INVESTMENT MANAGEMENT 103647 CHARLES STUCKEY 1 EAST 53RD STREET NEW YORK NY 10022 CONSULTING-CATALOGUE RAISONNE 92220 ADVISORY RESEARCH 180 NORTH STETSON AVENUE SUITE 5500 CHICAGO IL 60601 INVESTMENT MANAGEMENT 76186 0 LENDING OF ARTWORK FOR DISPLAY AT VARIOUS EXHIBITIONS 220069 COMPILATION OF THE WORK OF ARTIST YVES TANGUY INTO A CATALOGUE RAISONNE 92220 0 82517413 7446970 0 89964383 0 0 89964383 1349466 88614917 4430746 4430746 104168 104168 4326578 0 4326578 0 4326578 4627026 0 4627026 104168 4522858 4326578 0 0 113303 518213 81097 712613 4627026 0 0 0 4326578 300448 0 0 1013061 0 0 0 0 0 0 0 1013061 113303 518213 81097 300448 SANDRA CARNIELLI 1 EAST 53RD STREET NEW YORK NY 10022 2123556269 LETTER NONE NONE ALVIN AILEY DANCE FOUNDATION 405 WEST 55TH STREET NEW YORK NY 10019 NONE 501(C)(3) ARTS EDUCATION 15000 AMERICAN FEDERATION OF THE ARTS 305 EAST 47TH STREET 10TH FL NEW YORK NY 10017 NONE 501(C)(3) ARTS AGENCY 25000 BRONX MUSEUM OF THE ARTS 1040 GRAND CONCOURSE BRONX VA 10456 NONE 501(C)(3) ARTS EDUCATION 25000 BROOKLYN ACADEMY OF MUSIC 30 LAFAYETTE AVENUE BROOKLYN NY 11217 NONE 501(C)(3) ARTS EDUCATION 50000 BROOKLYN CENTER FOR PERFORMING ARTS PO BOX 100163 BROOKLYN NY 11210 NONE 501(C)(3) ARTS EDUCATION 25000 CORE OF CULTURE PO BOX 15019 WASHINGTON DC 20003 NONE 501(C)(3) ARTS ADVOCACY 15000 DANCING CLASSROOMS 25 WEST 31ST STREET FOURTH FLOOR NEW YORK NY 10001 NONE 501(C)(3) ARTS EDUCATION 25000 DREAM YARDS PROJECT 1085 WASHINGTON AVENUE BRONX NY 10456 NONE 501(C)(3) ARTS EDUCATION 28000 EPIC THEATRE ENSEMBLE 55 WEST 39TH STREET 302 NEW YORK NY 10018 NONE 501(C)(3) ARTS EDUCATION 150000 GROUNDSWELL COMMUNITY MURAL PROJECT 540 PRESIDENT ST 1A BROOKLYN NY 11215 NONE 501(C)(3) ARTS EDUCATION 25000 GUILD HALL OF EAST HAMPTON 158 MAIN ST EAST HAMPTON NY 11937 NONE 501(C)(3) ARTS EDUCATION 7500 IRONDALE PRODUCTIONS INC 85 SOUTH OXFORD STREET BROOKLYN NY 11217 NONE 501(C)(3) ARTS EDUCATION 75000 KIPP NYC 470 7TH AVENUE 10TH FLOOR NEW YORK NY 10018 NONE 501(C)(3) ARTS EDUCATION 100000 LEHMAN COLLEGE ART GALLERY LEHMAN COLLEGE 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NY 10003 NONE 501(C)(3) ARTS EDUCATION 25000 NYU INSTITUTE OF FINE ARTS 1 EAST 78TH STREET NEW YORK NY 10075 NONE 501(C)(3) EDUCATION 36000 QUEENS MUSEUM NYC BUILDING FLUSHING MEADOWS CORONA PARK FLUSHING NY 11368 NONE 501(C)(3) EMERGENCY OPERATING FUNDS 150000 READ ALLIANCE 80 MAIDEN LANE 11TH FLOOR NEW YORK NY 10038 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 10000 CULTURE 515 MALCOLM X BOULEVARD NEW YORK NY 10037 NONE 501(C)(3) ARTS EDUCATION 150000 SCHOOL OF AMERICAN BALLET 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C)(3) ARTS EDUCATION 25000 SKOWHEGAN SCHOOL OF PAINTING AND SCULPTURE 200 PARK AVENUE SOUTH SUITE 1116 NEW YORK NY 10003 NONE 501(C)(3) ARTS EDUCATION 7500 SOCRATES SCULPTURE PARK PO BOX 6259 32-01 VERNON BLVD LONG ISLAND CITY NY 11106 NONE 501(C)(3) ARTS EDUCATION 25000 SOK SABAY ASSOCIATION STREET 468 NUMBER 75 TUOL TOMPONG 2 CHANCARMON PHNOM PENH CB NONE FOREIGN IRC SEC 501( EDUCATION 32100 STUDIO IN A SCHOOL 410 WEST 59TH STREET NEW YORK NY 10019 NONE 501(C)(3) 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STONDEHAUSSTRASE 1 DUSSELDORF GM NONE FOREIGN IRC SEC 501( MULTI-ARTS SOCIETY 1000 LIVE MUSIC NOW ETTINGSHAUSENGASSE 11 GRAZ AU NONE FOREIGN IRC SEC 501( MUSIC ORG 1000 MAK ART SOCIETY GENEWARTSKUNST STUBENRING 5 1010 VIENNA AU NONE FOREIGN IRC SEC 501( ARTS ORG 1000 SOZIALPROJEKT P GEORG SPORSCHILL RAIKA ZISTERSDORF-DURNKRUT 2225 ZISTERSDORF STR 39 VIENNA AU NONE FOREIGN IRC SEC 501( SOCIAL AGENCY 3000 VEREIN DER FREUNDE DES KUNSTHISTORISCHEN HANUSCHGASSE 3 1ST FLOOR 1010 VIENNA AU NONE FOREIGN IRC SEC 501( ARTS MUSEUM 1000 VINZIRAST WILHELMSTRASSE 10 1120 VIENNA AU NONE FOREIGN IRC SEC 501( SOCIAL AGENCY 1000 YALE LAW SCHOOL FUND PO BOX 208341 NEW HAVEN CT 06520 NONE 501(C)(3) EDUCATIONAL 2500 THE BALTIMORE MUSEUM 10 ART MUSEUM DR BALTIMORE MD 21218 NONE 501(C)(3) ARTS EDUCATION 10000 NATIONAL GALLERY OF ART 6TH CONSTITUTION AVE NW WASHINGTON DC 20565 NONE 501(C)(3) ARTS EDUCATION 1000 PHILADELPHIA MUSEUM OF ART 2600 BENJAMIN FRANKLIN PKWY PHILADELPHIA PA 19130 NONE 501(C)(3) ARTS EDUCATION 1000 WHITNEY MUSEUM OF AMERICAN ART 945 MADISON AVENUE NEW YORK NY 10021 NONE 501(C)(3) ARTS EDUCATION 1000 CATALOGUE RAISONNE SCHOLARS ASSOCIATION 294 E 7TH STREET BROOKLYN NY 11218 NONE 501(C)(3) ARTS EDUCATION 20 THE MUSEUM OF MODERN ART 11 W 53RD ST NEW YORK NY 10019 NONE 501(C)(3) ARTS EDUCATION 5000 MUSEUM OF THE CITY OF NEW YORK 1220 5TH AVE NEW YORK NY 10029 NONE 501(C)(3) ARTS EDUCATION 5000 GRANTMAKERS IN THE 4055 21ST AVE W STE 100 SEATTLE WA 98199 NONE 501(C)(3) ARTS EDUCATION 2000 SOLOMON R GUGGENHEIM FOUNDATION 1071 FIFTH AVENUE NEW YORK NY 10128 NONE 501(C)(3) ARTS EDUCATION 1000 COOPER-HEWITT NATIONAL DESIGN MUSEUM 2 E 91ST ST NEW YORK NY 10128 NONE 501(C)(3) ARTS EDUCATION 1500 CENTER FOR CURATORIAL LEADERSHIP 174 EAST 80TH STREET NEW YORK NY 10075 NONE 501(C)(3) ARTS SCHOLARSHIP 100000 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 NONE 501(C)(3) ARTS EDUCATION 360000 HENRY STREET SETTLEMENT 265 HENRY ST NEW YORK NY 10002 NONE 501(C)(3) ARTS 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10023 NONE 501(C)(3) ARTS EDUCATION 400000 MARK MORRIS DANCE GROUP 3 LAFAYETTE AVENUE BROOKLYN NY 11217 NONE 501(C)(3) ARTS EDUCATION 600000 MS 57 RON BROWN ACADEMY C/O NYC DEPT OF EDUCATION 125 STUYVESANT AVE BROOKLYN NY 11221 NONE 501(C)(3) ARTS EDUCATION 100000 MS 343 ACADEMY OF APPLIED MATH & TECHNOLOGY C/O NYC DEPT OF EDUCATION 345 BROOK AVENUE BRONX NY 10454 NONE 501(C)(3) ARTS EDUCATION 100000 MS 378 SCHOOL FOR GLOBAL LEADERSHIP C/O NYC DEPT OF EDUCATION 145 STANTON STREET NEW YORK NY 10002 NONE 501(C)(3) ARTS EDUCATION 100000 MS 452 FREDERICK DOUGLASS ACADEMY VIII C/O NYC DEPT OF EDUCATION 1400 PENNSYLVANIA 4TH FL BROOKLYN NY 11239 NONE 501(C)(3) ARTS EDUCATION 100000 HS 650 HS OF CONSTRUCTION TRADES ENGINEERING & ARCHITECTURE C/O NYC DEPT OF EDUCATION 94-06 104TH ST OZONE PARK NY 11416 NONE 501(C)(3) ARTS EDUCATION 100000 MORGAN LIBRARY & MUSEUM 225 MADISON AVENUE NEW YORK NY 10016 NONE 501(C)(3) ARCHIVAL SUPPORT 20000 THE NEW VICTORY THEATER C/O THE NEW 42ND ST 229 WEST 42ND STREET NEW YORK NY 10036 NONE 501(C)(3) ARTS EDUCATION 300000 NYU INSTITUTE OF FINE ARTS 1 EAST 78TH STREET NEW YORK NY 10075 NONE 501(C)(3) ARTS EDUCATION 108000 PROJECTART 601 WEST 26TH ST STE 325-248 NEW YORK NY 10001 NONE 501(C)(3) ARTS EDUCATION 54000 QUEENS MUSEUM NYC BUILDING FLUSHING MEADOWS CORONA PARK FLUSHING NY 11368 NONE 501(C)(3) ARTS EDUCATION 450000 CULTURE 515 MALCOLM X BOULEVARD NEW YORK NY 10003 NONE 501(C)(3) ARTS EDUCATION 600000 SOCRATES SCULPTURE PARK PO BOX 6259 32-01 VERNON BLVD LONG ISLAND CITY NY 11106 NONE 501(C)(3) ARTS EDUCATION 25000 STELLA ADLER STUDIO OF ACTING 31 WEST 27TH STREET NEW YORK NY 10001 NONE 501(C)(3) ARTS EDUCATION 50000 STORM KING ARTS CENTER 1 MUSEUM ROAD NEW WINDSOR NY 12553 NONE 501(C)(3) ARTS EDUCATION 5000 WHITNEY MUSEUM OF AMERICAN ART 945 MADISON AVENUE NEW YORK NY 10021 NONE 501(C)(3) ARTS EDUCATION 450000 YALE LAW SCHOOL FUND PO BOX 208341 NEW HAVEN CT 06520 NONE 501(C)(3) EDUCATIONAL 7500 4054500 14 554 14 1868550 14 452857 18 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