2016-10-25T13:45:46-05:00 2015-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2015-01-01 360753125 The Financial Services Roundtable FINA 2022894322 600 13th Street NW No 400 Washington DC 20005 George Forsberg Chief Financial Officer 2022894322 2016-10-25 1 Nicole M Prince CPA P01315245 7038930300 2016-10-24 2015 2017-02-10 21:41:12Z Timothy Pawlenty 600 13th Street NW No 400 Washington DC 20005 20419589 0 X www.fsround.org X 1994 DC Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 30 30 83 0 0 0 0 0 19158283 20344329 26373 49121 136649 26139 19321305 20419589 0 0 0 0 11233392 11946052 0 0 0 7668192 6876385 18901584 18822437 419721 1597152 17132761 16588599 9086031 7879481 8046730 8709118 Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 0 0 Identifies impacts of pending legislation and regulation affecting the financial services industry and develops and advocates solutions to major policy concerns. The Housing Policy Council Fund was established for the purpose to determine and influence the most critical public policy issues that shape a vibrant competitive mortgage and housing marketplace. BITS addresses issues at the intersection of financial services, technology and public policy, where industry cooperation serves the public good, such as critical infrastructure protection, fraud prevention, and the safety of financial services. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 61 0 1 83 1 0 0 0 0 0 0 X 30 30 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 DC X Sarah Drew 2022894322 600 13th Street NW Suite 400 Washington DC 20005 Frederick H Waddell Chairman 1.00 X X 0 0 0 Ajaypal S Banga Chairman-Elect 1.00 X X 0 0 0 Larry Zimpleman Immediate-Past Chairman 1.00 X X 0 0 0 Kevin T Kabat BITS Chairman 1.00 X X 0 0 0 Kessel Stelling Treasurer 1.00 X X 0 0 0 Richard K Davis Director 1.00 X 0 0 0 Edward B Rust Jr Director 1.00 X 0 0 0 Thomas J Wilson Director 1.00 X 0 0 0 John G Stumpf Director 1.00 X 0 0 0 Beth E Mooney Director 1.00 X 0 0 0 John F Barrett Director 1.00 X 0 0 0 Christopher Begy Director 1.00 X 0 0 0 Grayson Hall Director 1.00 X 0 0 0 Brian T Moynihan Director 1.00 X 0 0 0 Mark W Mullin Director 1.00 X 0 0 0 David W Nelms Director 1.00 X 0 0 0 William H Rogers Jr Director 1.00 X 0 0 0 Kent Adams Director 1.00 X 0 0 0 William S Demchak Director 1.00 X 0 0 0 Philip B Flynn Director 1.00 X 0 0 0 Joseph L Hooley III Director 1.00 X 0 0 0 Masashi Oka Director 1.00 X 0 0 0 Mark Pearson Director 1.00 X 0 0 0 Charles W Scharf Director 1.00 X 0 0 0 Theodore A Mathas Director 1.00 X 0 0 0 Daryl G Byrd Director 1.00 X 0 0 0 Thomas J McInerney Director 1.00 X 0 0 0 Paul C Reilly Director 1.00 X 0 0 0 J Eric Smith Director 1.00 X 0 0 0 Stephen D Steinour Director 1.00 X 0 0 0 Timothy Pawlenty CEO 50.00 X 2598776 0 35000 John Dalton President HPC 50.00 X 1126527 0 37100 Chris Feeney President BITS (Incoming) 50.00 X 281078 0 15264 Paul Smocer President BITS (Outgoing) 50.00 X 262504 0 26025 Eric Hoplin Executive Director, FSR 50.00 X 467814 0 39056 Paul Leonard VP of Government Affairs 50.00 X 408806 0 73535 Kevin Foster VP and Sr. Counsel 50.00 X 511112 0 46429 Anthony Cimino Vice President, GA 50.00 X 312595 0 40870 Francis Creighton EVP, GA 50.00 X 387847 0 27672 Anne Wallace Senior Director 50.00 X 682500 0 0 7039559 0 340951 28 0 1 0 Barnett Sivon Natter 1155 15th Street NW Suite 1101 Washington DC 20005 Consulting 704439 Debevoise & Plimpton LLP 919 Third Avenue New York NY 10022 Consulting 200000 Stonegate Associates 15005 Wellwood Road Silver Spring MD 20905 Consulting 168000 Spencer Stuart 353 N Clark Street Suite 2400 Chicago IL 60654 Consulting 151884 Smith Free Group LLC 1401 K Street NW Suite 1200 Washington DC 20005 Consulting 120000 7 Membership dues 900099 17062165 17062165 Coalition income 900099 1889524 1889524 Meetings & conferences 900099 777090 777090 Corporate Social Responsibility 900099 571500 571500 Hope Now sponsorship & outreach 900099 44050 44050 20344329 49121 49121 12171 12171 Net partnership income 518210 13968 13968 13968 20419589 20358297 0 61292 4889143 5287613 845626 483749 439921 254983 22786 1351064 539913 189641 1149841 226949 886137 375345 86245 Coalition expenditures 1549937 Hope Now outreach 100857 Corp. Social Responsib. 91704 Opportunity/contingency 50983 18822437 6047707 7180645 4878334 4889891 264079 189179 163704 146283 3499820 789917 2976282 2709903 471693 2330962 1472698 17132761 16588599 4548860 3603266 1769887 1509882 2767284 2766333 9086031 7879481 X 8046730 8709118 8046730 8709118 17132761 16588599 X 1597152 -934764 X 0 1 X 1 0 0 0 0 17062165 3406269 3406269 6188000 -2781731 2424213 365533 2058680 1075607 424384 651223 2709903 Deposits 274977 Assets held under deferred compensation plan 430161 Prepaid pension asset 767560 1472698 Refundable advances 211723 Deferred rent 2124449 Deferred compensation liabilities 430161 2766333 X 20407037 0 20407037 12552 12552 20419589 18824558 0 18824558 -2121 -2121 18822437 Part X, Line 2: Management evaluated the Roundtable's tax positions and concluded that the Roundtable's financial statements do not include any uncertain tax positions. Part XI, Line 4b - Other Adjustments: Partnership net income 14,673. Refunded legal expense -2,121. Part XII, Line 4b - Other Adjustments: Refunded legal expense -2,121. X 1 1 X X X X X 1 0 0 Timothy Pawlenty CEO 1747488 0 850000 0 1288 0 35000 0 0 0 2633776 0 0 0 John Dalton President HPC 769447 0 350000 0 7080 0 37100 0 0 0 1163627 0 0 0 Chris Feeney President BITS (Incoming) 231222 0 0 0 49856 0 0 0 15264 0 296342 0 0 0 Paul Smocer President BITS (Outgoing) 87504 0 175000 0 0 0 26025 0 0 0 288529 0 0 0 Eric Hoplin Executive Director, FSR 367436 0 100000 0 378 0 30668 0 8388 0 506870 0 0 0 Paul Leonard VP of Government Affairs 341570 0 65000 0 2236 0 37100 0 36435 0 482341 0 0 0 Kevin Foster VP and Sr. Counsel 265462 0 244970 0 680 0 37100 0 9329 0 557541 0 0 0 Anthony Cimino Vice President, GA 221930 0 90000 0 665 0 35419 0 5451 0 353465 0 0 0 Francis Creighton EVP, GA 262243 0 125000 0 604 0 27672 0 0 0 415519 0 0 0 Anne Wallace Senior Director 0 0 0 0 682500 0 0 0 0 0 682500 0 0 0 Part I, Line 1a Chris Feeney received amounts for travel, moving, and housing expenses. Part I, Line 4a Anne Wallance received severance in the amount of $682,500 during 2015. Form 990, Part VI, Section A, line 6 The Roundtable's membership is reserved for for-profit companies delivering integrated financial services within the United States. The Roundtable's Nominating Committee, comprised of representatives of the membership, has the authority to nominate Board members for election. Form 990, Part VI, Section A, line 7a The Roundtable's directors are elected by the membership. Form 990, Part VI, Section A, line 7b Any amendments to the Roundtable's Bylaws are required to be approved by the membership. Form 990, Part VI, Section B, line 11 The 990 is prepared by the Roundtable's outside auditors. It is then reviewed by the CFO, the CEO, and the Audit and Finance Committee. The return will be distributed to the Board of Directors prior to filing. Form 990, Part VI, Section B, line 12c The conflict of interest policy is distributed to directors, officers, executive employees, and key employees for self-disclosure. It must be signed and returned to the organization, where it is kept on file. Individuals are required to report any conflicts to the Board, which will take the appropriate actions. Form 990, Part VI, Section B, line 15 An annual salary survey is prepared by the Roundtable's outside auditors using data gleaned from comparable trade associations. The survey is reviewed by the Chairman and the Compensation Committee who then decide on a compensation amount. The decision is documented and a copy is retained in the personnel file. Form 990, Part VI, Section C, line 19 The Organization makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. Form 990, Part XI, line 9: Change in benefit plan obligation -920,091. Partnership net income -14,673. Financial Services Roundtable PAC 600 13th Street NW Suite 400 Washington DC 20005 530242039 Political Action Committee DC 527 Financial Services Roundable 1 fTLD Registry Services LLC 1120 Connecticut Avenue NW Washington DC 20036 454083790 Operate financial services TLDs to promote safety and security. DE N/A Related 14673 1573852 0 1 0.33300 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0