2016-10-07T20:55:08-05:00 2015-12-31 GRANT THORNTON LLP 757 THIRD AVE 4TH FLOOR NEW YORK NY 100172013 990 2015-01-01 133615533 Rockefeller Philanthropy Advisors INC % TINA BEYERS ROCK 2128124330 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 TINA BEYERS Vice president & CFO 2128124330 2016-10-05 true Scott thompsett P00741490 2125990100 2015 2017-02-10 21:41:12Z Melissa A Berman 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 213172347 false X WWW.ROCKPA.ORG X 1992 DE help donors create thoughtful, effective philanthropy throughout the world. rpa assists individuals, trusts, foundations, & corporations in achieving their philanthropic goals. 18 17 266 17 0 0 152332044 205065709 7338625 6353488 1469642 1283240 558317 469910 161698628 213172347 63364165 109957563 0 0 20718622 26583000 225814 211000 202518 29856656 41863798 114165257 178615361 47533371 34556986 124561808 197645943 15695784 55241993 108866024 142403950 X Rockefeller Philanthropy Advisors (RPA) aims to encourage thoughtful, effective philanthropy throughout the world. To this end, RPA develops and manages charitable programs; conducts research, authors publications and provides guidance on charitable giving and philanthropy; and offers programmatic, administrative and grant-making support to donors, assisting individuals, institutions, government agencies and groups in achieving their philanthropic goals. Currently, RPA works with more than 650 donors, facilitating $200 million in grants and social investments to more than 30 countries in Africa, Asia, the Caribbean, Europe, Latin American and North America. RPA's broad range of work includes: 1. Advising donors regarding the articulation and implementation of charitable programming; 2. Managing a charitable giving fund to provide donors with a flexible, cost-effective way to reach their charitable goals; 3. Providing fiscal, administrative and programmatic support to individuals and gr true false 13414629 12831633 578787 Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. 154387198 96984180 2040444 Sponsored Projects - RPA'S SPONSORED PROJECT PROGRAM enableS individuals AND groups to pursue a variety of specialized charitable grant-making projects and activities consistent with the general mission of RPA. RPA provides administrative and programmatic SUPPORT TO enable funders to develop launch and promote high-impact projects around the globe. FIscal sponsorship substantially reduces the costs typically associated with developing nonprofit governance, management and operational infrastructure. RPA has extensive experience INCUBATING start-up, innovative and complex projects in the U.S and overseas. RPA can: 1. Provide strong accounting, HR, finance & IT infrastructure 2. Develop and monitor sophisticated project budget and grant reporting 3. Offer research, analysis, grantmaking and evaluation services 4. Adopt project governance structures that engage external advisors, funders and other principals. 6047270 141750 3734257 General Fund/RPA Consulting - To facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning. As part of our mission of thoughtful and effective philanthropy, we share research, best practices and new-thinking that elevate the field of philanthropy and support the sector. 173849097 true true false true false true false false false true true false false false true true true false false false true true true true false false false true true true false false false false false false false false true false false false true false false false false true 290 0 true 266 true false false false false false false false false false false false false false X 18 17 true false false false false false false true true false false true true true true true true true true false AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X X TINA BEYERS 2128124330 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 Kevin P A Broderick Chair 1.0 0.0 X X 0 0 0 Melissa A Berman President and CEO 35.0 0.0 X X 351567 0 76606 Adam Wolfensohn Treasurer 1.0 0.0 X X 0 0 0 Kyungsun Chung Board Member 1.0 0.0 X 0 0 0 Cathy Frank Halstead Board Member 1.0 0.0 X 0 0 0 Jesse D Johnson Board Member 1.0 0.0 X 0 0 0 Wendy O'Neill Board Member 1.0 0.0 X 0 0 0 Wendy Gordon Rockefeller Board Member 1.0 0.0 X 0 0 0 David Kaiser Board Member 1.0 0.0 X 0 0 0 Michael Rockefeller Board Member 1.0 0.0 X 0 0 0 Luther M Ragin Jr Board Member 1.0 0.0 X 0 0 0 juanita T james board member 1.0 0.0 X 0 0 0 darren walker board member 1.0 0.0 X 0 0 0 PETER C ROCKEFELLER BOARD MEMBER 1.0 0.0 X 0 0 0 BARBARA B ROCKEFELLER BOARD MEMBER 1.0 0.0 X 0 0 0 Sarah Teacher Board Member 1.0 0.0 X 0 0 0 Valerie Rockefeller Wayne Board Member 1.0 0.0 X 0 0 0 steven Wayne board member 1.0 0.0 X 0 0 0 Chris B Page Executive Vice President 35.0 0.0 X 323821 0 67764 Walter Sweet Vice President&corp secretary 35.0 0.0 X 195019 0 63895 Yolanda A Arias-Brownell Vice President HR 35.0 0.0 X 195976 0 59757 Nicholas Hodges Senior Vice President/COO 35.0 0.0 X 262546 0 34415 Tina Marie Beyers Vice President and CFO 35.0 0.0 X 173410 0 43510 Jane M Levikow VICE PRESIDENT 35.0 0.0 X 197899 0 52179 Jeffrey A Nesbit Exec. Director, Sponsored Proj 35.0 0.0 X 277374 0 33339 Andrew George Salkin COO, SPONSORED PROJECT 35.0 0.0 X 255074 0 39936 Bryna Anne Lipper VP for relationship,Spons.Proj 35.0 0.0 X 258639 0 39101 Jose M Baptista VP - Sponsored Project 35.0 0.0 X 250069 0 34806 amit bouri CEO - Sponsored Project 35.0 0.0 X 264474 0 50875 3005868 0 596183 74 false true false BANKABLE FRONTIER ASSOCIATES LLC 48 Grove St Suite 205 SOMERVILLE MA 02144 Consulting 2065047 Education First Consulting LLC PO Box 22871 SEATTLE WA 981220871 Consulting 1748910 McKinsey Company Inc PO Box 7247-7255 PHILADELPHIA PA 191707255 Consulting 1000000 Deloitte Consulting LLP 191 Peachtree Street ATLANTA GA 30303 Consulting 944464 Accenture LLP 161 N Clark Street CHICAGO IL 60601 Consulting 850081 57 9942608 195123101 3457551 205065709 ADVISORY FEES 523930 3734257 3734257 ASSESSMENT FEES 523920 578787 578787 MEMBERSHIP DUES 525990 1373080 1373080 ASSESSMENT FEES/CONTRACTS (SPONSORED PROJECTS) 900099 667364 667364 6353488 1283240 1283240 0 0 325100 325100 0 325100 325100 0 0 0 0 ACE EDUCATIONAL CONTRACT 900099 53170 53170 MISCELLANEOUS REVENUE 900099 91640 91640 144810 213172347 6406658 1699980 72681816 72681816 1490000 1490000 35785747 35785747 0 2098363 1067351 949659 81353 0 19421756 18164701 1205950 51105 1062259 1018432 42639 1188 2276483 2029222 236896 10365 1724139 1617279 101913 4947 0 260292 135404 124888 182170 2500 179670 0 211000 211000 87072 87072 17562697 17634797 138900 -211000 1191352 1063988 127364 2836427 2793160 41433 1834 2352482 2146926 193990 11566 0 2907080 2306187 567082 33811 5884111 5700141 183970 0 1374915 1349230 25685 72633 72633 0 287773 174929 106495 6349 99902 99902 PROGRAM RELATED FEES 4240226 4240226 RESEARCH FEES 1251123 1251123 TEMP HELP/EMPLOYMENT AGENCY 694756 617151 77605 GRANTS ASSESSMENT 578787 578787 178615361 173849097 4563746 202518 62982789 58338645 23546472 49388823 2151953 52705936 791434 1014298 0 0 0 0 0 0 0 0 244935 132373 3254288 1733419 1343312 1520869 28634940 29433257 4865973 5111742 0 0 0 0 0 0 124561808 197645943 5403031 5548486 5672886 45409976 1929801 1752471 0 0 0 0 0 0 1065000 1065000 0 0 1625066 1466060 15695784 55241993 X 33956186 30823628 74909838 110580322 0 1000000 108866024 142403950 124561808 197645943 X 34556986 -1162453 143393 X false true X true true true X 79019333 41754138 63824498 152332044 205065709 541995722 0 0 79019333 41754138 63824498 152332044 205065709 541995722 151184879 390810843 1053546 1154472 1114620 1495609 1608340 6426587 0 110252 103511 260060 245743 144810 864376 549286685 31762843 0.71149 0.71650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 89350 89350 178583173 178672523 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 649000 96000 633075 89350 1467425 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 76 11867673 12831633 26621900 true true 0 1000000 -7173 0 0 0 992827 1.00000 false false 1600762 805947 794815 1653526 927472 726054 1520869 0 ACCRUED PENSION AND POSTRETIRE 260550 CAPITAL LEASE 6814 DEFERRED LIABILITIES 1198696 1466060 X 211977706 -1162453 -1162453 213140159 32188 32188 213172347 178583173 178583173 32188 32188 178615361 Schedule D, Part V RPAs endowment consists of one individual donor-restricted endowment fund established for special charitable projects approved by its Board of Directors. As required by US GAAP, net assets associated with endowment funds, including funds designated by RPAs Board of Directors to function as endowments, are classified and reported based on the existence or absence of donor-imposed restrictions. The primary investment objectives of RPA are to provide funds for charitable projects and the operation of RPA and to maintain and enhance the value of the investment assets. The overall investment goal of RPA therefore, is to achieve the proper balance between preservation of principal and current support and the need for real growth and future support. Schedule D, Part X, Line 2 RPA recognizes the tax effects from an uncertain tax position in the financial statments only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. RPA is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, RPA may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ending December 31, 2012 through 2015 are still open to audit for both federal and state purposes. As of December 31, 2015, management determined that there are no material uncertain tax positions within its financial statements. true Europe (Including Iceland and Greenland) Investments 5111742 Central America and the Caribbean Grantmaking 462000 Europe (Including Iceland and Greenland) Grantmaking 27295199 North America Grantmaking 648832 Middle East and North Africa Grantmaking 424770 Russia and the Newly Independent States Grantmaking 9150 South America Grantmaking 218565 Sub-Saharan Africa Grantmaking 12555 South Asia Grantmaking 340517 East Asia and the Pacific Grantmaking 6374159 40897489 40897489 Central America and the Caribbean support 412000 Check Central America and the Caribbean support 50000 Check East Asia and the Pacific support 37500 check East Asia and the Pacific support 15000 check East Asia and the Pacific support 101599 check East Asia and the Pacific support 10950 Check East Asia and the Pacific support 79385 Check East Asia and the Pacific support 12500 Check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 25000 Check East Asia and the Pacific support 60000 Check East Asia and the Pacific support 50000 check East Asia and the Pacific support 350000 Check East Asia and the Pacific support 81799 Check East Asia and the Pacific support 349059 Check East Asia and the Pacific support 51350 Check East Asia and the Pacific support 29766 Check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 10000 Check East Asia and the Pacific support 40000 Check East Asia and the Pacific support 85583 check East Asia and the Pacific support 75783 Check East Asia and the Pacific support 88888 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 10000 Check East Asia and the Pacific support 421509 Check East Asia and the Pacific support 50078 Check East Asia and the Pacific support 138947 check East Asia and the Pacific support 242000 Check East Asia and the Pacific support 45000 Check East Asia and the Pacific support 25000 Check East Asia and the Pacific support 421017 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 2000000 Check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 20854 Check East Asia and the Pacific support 45000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 40000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 44056 Check East Asia and the Pacific support 50000 check East Asia and the Pacific support 20000 Check East Asia and the Pacific support 74202 check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 50000 Check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 35000 Check East Asia and the Pacific support 30000 Check East Asia and the Pacific support 35000 Check East Asia and the Pacific support 276079 Check East Asia and the Pacific support 10000 Check East Asia and the Pacific support 25000 Check East Asia and the Pacific support 40000 Check East Asia and the Pacific support 38755 Check Europe (Including Iceland and Greenland) support 8452 Check Europe (Including Iceland and Greenland) support 20000 Check Europe (Including Iceland and Greenland) support 20000 Check Europe (Including Iceland and Greenland) support 40497 Check Europe (Including Iceland and Greenland) support 59255 Check Europe (Including Iceland and Greenland) support 80000 Check Europe (Including Iceland and Greenland) support 10000 check Europe (Including Iceland and Greenland) support 30000 Check Europe (Including Iceland and Greenland) support 247491 Check Europe (Including Iceland and Greenland) support 16405 Check Europe (Including Iceland and Greenland) support 25000 check Europe (Including Iceland and Greenland) support 220000 Check Europe (Including Iceland and Greenland) support 20000 Check Europe (Including Iceland and Greenland) support 1400000 check Europe (Including Iceland and Greenland) support 40000 check Europe (Including Iceland and Greenland) support 33000 Check Europe (Including Iceland and Greenland) support 8036 Check Europe (Including Iceland and Greenland) support 23377203 Check Europe (Including Iceland and Greenland) support 161040 Check Europe (Including Iceland and Greenland) support 15000 Check Europe (Including Iceland and Greenland) support 40000 Check Europe (Including Iceland and Greenland) support 25000 Check Europe (Including Iceland and Greenland) support 10000 check Europe (Including Iceland and Greenland) support 600000 Check Europe (Including Iceland and Greenland) support 15000 Check Europe (Including Iceland and Greenland) support 25000 Check Europe (Including Iceland and Greenland) support 6503 Check Europe (Including Iceland and Greenland) support 15000 Check Europe (Including Iceland and Greenland) support 25000 Check Europe (Including Iceland and Greenland) support 25000 Check Europe (Including Iceland and Greenland) support 55464 Check Europe (Including Iceland and Greenland) support 7829 check Europe (Including Iceland and Greenland) support 7904 Check Europe (Including Iceland and Greenland) support 10000 Check Europe (Including Iceland and Greenland) support 7647 Check Europe (Including Iceland and Greenland) support 25000 Check Europe (Including Iceland and Greenland) support 15600 Check Europe (Including Iceland and Greenland) support 30000 Check Europe (Including Iceland and Greenland) support 15000 Check Europe (Including Iceland and Greenland) support 10000 Check Europe (Including Iceland and Greenland) support 23000 Check Europe (Including Iceland and Greenland) support 196996 Check Europe (Including Iceland and Greenland) support 25000 Check Europe (Including Iceland and Greenland) support 7885 Check Europe (Including Iceland and Greenland) support 10000 Check Europe (Including Iceland and Greenland) support 20000 Check Europe (Including Iceland and Greenland) support 12323 Check Europe (Including Iceland and Greenland) support 15000 Check Europe (Including Iceland and Greenland) support 99543 Check Europe (Including Iceland and Greenland) support 82673 Check Middle East and North Africa support 25000 Check Middle East and North Africa support 200000 Check Middle East and North Africa support 200000 Check North America support 20000 Check North America support 90500 Check North America support 15000 Check North America support 10000 check North America support 20000 Check North America support 10746 Check North America support 10000 Check North America support 10000 Check North America support 20000 Check North America support 10000 Check North America support 20000 Check North America support 10000 check North America support 66353 Check North America support 21169 Check North America support 30000 Check North America support 10000 Check North America support 10000 check North America support 10000 check North America support 10000 Check North America support 40000 Check North America support 100000 check North America support 25000 Check North America support 10000 Check North America support 10000 Check North America support 20065 Check North America support 10000 Check North America support 10000 Check North America support 10000 Check North America support 10000 Check Russia and neighboring States support 9150 Check South America support 138596 Check South America support 79969 Check South Asia support 50316 Check South Asia support 80000 Check South Asia support 30000 Check South Asia support 69182 Check South Asia support 8362 Check South Asia support 100158 Check Sub-Saharan Africa support 10555 check 128 24 General Support East Asia and the Pacific 1 71500 check true false true false false false Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. To reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures that include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.CHARITABLE PURPOSE AND INTENT 2.Anti-terrorism SCREEN 3.VERIFICATION OF EXEMPT STATUS 4.RISK ASSESMENT AND IF NECESSARY MORE DETAILED REVIEW 5.WRITTEN AGREEMENTS 6.Post GRANT monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. Schedule F, Part IV Rockefeller Philanthropy Advisors invests in domestic and foreign limited partnerships that may own an interest in a foreign corporation, passive foreign investment company, or foreign partnership. RPA's investment activities may not reach the thresholds required for filing Form 5471 and Form 926. X X true Garwood Events 107 East 70th street New York NY 10021 fundraising consultant false 760236 70000 690236 The Kavelman Group 59th east 54th street New York NY 10022 fundraising consultant false 26700 121000 -94300 Raising Change Inc 136 west street 4 Northampton MA 01060 fundraising consultant false 20000 -20000 786936 211000 575936 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI schedule G, part I Rockefeller Philanthropy Advisors engaged with fundraising consultants (that are disclosed on Schedule G) that provided both event planning and fundraising services to the organization. The contracts with these consultants do not specifically bifurcate the payment between the various services rendered; accordingly, in the interests of full disclosure, RPA is taking the conservative position of disclosing the full contract amount on Schedule G. true Achieve Hartford Inc 221 Main St 3rd Fl Hartford CT 06106 450499390 501(c)(3) 150000 support Achieve Inc 1400 16th St NW Washington DC 20036 522006429 501(c)(3) 229250 support Advance Illinois 50 E Washington St Chicago IL 60602 262052733 501(c)(3) 180000 support Advocacy Services for Abused Deaf Victims PO Box 20023 Rochester NY 14602 223627749 501(c)(3) 225000 support Aeris 1227 N 4th St Philadelphia PA 19122 454135784 501(c)(3) 25000 support Africa New Life Ministries International 7145 SW Varns St Portland OR 97223 481291935 501(c)(3) 50000 support Alabama Possible PO Box 55058 Birmingham AL 35255 582074080 501(c)(3) 120000 support Alaska Conservation Foundation 911 W 8th AveSte 30 Anchorage AK 99501 920061466 501(c)(3) 23500 support Alignment Rockford 330 Spring Creek RD Rockford IL 61107 271329316 501(c)(3) 120000 support All Hands Raised 2069 NE Hoyt St Portland OR 97232 931149789 501(c)(3) 100000 support All Saints Academy 5001 St Rd 540 W Winter Haven FL 33880 593246571 501(c)(3) 30000 support Allegheny General Hospital 320 E N Ave Pittsburgh PA 15212 250969492 501(c)(3) 71583 support Allied Media Projects 4126 Third St Detroit MI 48201 010559608 501(c)(3) 500000 support America Votes 1155 CT AveNW Washington DC 20036 264568349 501(c)(4) 70000 support American Association of Colleges of Nursing One Dupont Cir NW Washington DC 20036 520971333 501(c)(3) 30326 support American Bird Conservancy 4249 Loudoun Ave The Plains VA 20198 521501259 501(c)(3) 10000 support American Heart Association 816 SFigueroa St Los Angeles CA 90017 135613797 501(c)(3) 20000 support American Indian Alaska Native Tourism Association 2401 12th St NW Gunnison NM 87104 450541654 501(c)(3) 500000 support American Indian Institute 502 W Mendenhall St Bozeman MT 59715 810339551 501(c)(3) 6500 support American Institutes for Research and Behavioral Sc 1000 Thomas Jefferson Washington DC 20007 250965219 501(c)(3) 400000 support American Red Cross 430 17th StNW Washington DC 20006 530196605 501(c)(3) 9500 support Anchorage School District 5530 ENthrnLtsBlvrd Anchorage AK 99504 926000078 501(c)(3) 612000 support Appalshop Inc 91 Madison Ave Whitesburg KY 41858 610890210 501(c)(3) 450000 support Arizona Congress of Parents and Teachers 2721 N 7th Ave Phoenix AZ 85007 860101077 501(c)(3) 10000 support Armstrong Atlantic State University Foundation 11935 Abercorn St Savannah GA 31419 581577237 501(c)(3) 100000 support Art In General Inc 79 Walker St New York NY 100133523 133472869 501(c)(3) 25000 support Art Production Fund 15 Wooster St New York NY 10013 134098503 501(c)(3) 7500 support Art Shanty Projects PO Box 18684 Minneapolis MN 55418 271457642 501(c)(3) 100000 support Arthur Ashe Institute for Urban Health 450 Clarkson Ave Brooklyn NY 11203 113185372 501(c)(3) 25000 support Arts Council of New Orleans 935 Gravier St 850 New Orleans LA 70112 720778258 501(c)(3) 350000 support Asian Cultural Council Inc 6 W 48th St12th Fl New York NY 10036 133018822 501(c)(3) 395000 support Association of Bay Area Governments 101 Eighth St Oakland CA 94607 943207061 501(c)(3) 300000 support Atlanta Public Schools 130 Trinity Ave SW Atlanta GA 303033624 586000134 501(c)(3) 250000 support Austin Independent School District 1111 W Sixth St Austin TX 78703 746000064 501(c)(3) 500000 support Bankable Frontier Associates 259 Elm St Ste 200 Somerville MA 02144 204108833 501(c)(3) 242500 support Baylor Healthcare System Foundation 3500 Gaston Ave Roberts Dallas TX 75246 751837454 501(c)(3) 41583 support Baystate Medical Center PO Box 414168 Springfield MA 022414168 042888373 501(c)(3) 41583 support Bend the Arc A Jewish Partnership for Justice 330 Sev Ave 19th Fl New York NY 10001 521332694 501(c)(3) 125000 support Beth Israel Deaconess Medical Center 185 Pilgram Rd Boston MA 02215 042103881 501(c)(3) 43976 support Black Women's Blueprint PO Box 24713 Brooklyn NY 11202 271308862 501(c)(3) 225000 support BlueVoiceorg 10 Sunfish Dr St Augustine FL 32080 680458549 501(c)(3) 42500 support Bronx Museum of the Arts Inc 1040 Grand Concourse Bronx NY 10456 132709368 501(c)(3) 25000 support Brookings Institution 1775 MA Ave Washington DC 200362188 530196577 501(c)(3) 200000 support Brooks School 1160 Great Pond Rd North Andover MA 01845 042130844 501(c)(3) 10000 support Brown University PO Box 1979 Providence RI 02912 050258809 501(c)(3) 7500 support Building Bridges Across the River 1901 MS Ave SE Washington DC 20020 522013526 501(c)(3) 250000 support Cal Poly Corporation 1 Grand Ave San Luis Obispo CA 93407 951648180 501(c)(3) 150000 support California Congress of Parents Students and Teac 2327 L Street PO Box 136 Sacramento CA 95816 951683870 501(c)(3) 75000 support Californians Dedicated to Education Foundation 3145 Plymouth Dr Ste E Lafayette CA 94549 450676449 501(c)(3) 100000 support Californians for Justice Education Fund 520 Third StSte 204 Oakland CA 94607 943256009 501(c)(3) 400000 support Carolina Friends School 4809 Friends School Rd Durham NC 27705 560812560 501(c)(3) 10000 support Carolyn Jones Productions 140 Grand St New York NY 10013 133653360 150000 support CASEL 815 W Van Buren St Chicago IL 60607 205884201 501(c)(3) 1505000 support Catholic Charities of Santa Clara County 2625 Zanker Rd San Jose CA 95134 942762269 501(c)(3) 10000 support Catholic Social Services - Diocese of Fall River 1600 Bay St Fall River MA 02724 042106394 501(c)(3) 110510 support Catskill Animal Sanctuary 316 Old Stage Rd Saugerties NY 12477 141827972 501(c)(3) 10000 support Causecentric Productions Inc 9 Benchmark Rd Sherman CT 06784 273264552 501(c)(3) 10000 support Center for American Progress 1333 H StNW 10th Fl Washington DC 20005 300126510 501(c)(3) 97000 support Center for Effective Philanthropy 675 MA Ave 7th Fl Cambridge MA 02139 043523528 501(c)(3) 665000 support Center for Employment Opportunities 50 Broadway Ste1604 New York NY 10004 133843322 501(c)(3) 144000 support Center for Public Integrity 910 17th StNW 7th Fl Washington DC 20006 541512177 501(c)(3) 5500 support Center of Workforce Innovations 2804 Boilermaker Ct Valparaiso IN 46383 352099782 501(c)(3) 150000 support Central Alabama Community Foundation 35 SCt St 2nd Fl Montgomery AL 36104 630842355 501(c)(3) 150000 support Central Carolina Community Foundation 2711 Middleburg Dr Columbia SC 29204 570793960 501(c)(3) 100000 support Centralina Council of Governments 525 N Tryon St12th Charlotte NC 28202 560930373 501(c)(3) 120000 support Chapin Hall Center for Children 1313 E 60th St Chicago IL 606372830 362167012 501(c)(3) 255000 support Children Now 1404 Franklin St Oakland CA 94612 943059243 501(c)(3) 400000 support CICP Foundation Inc 111 Monument Cir Indianapolis IN 46204 352065457 501(c)(3) 150000 support Citizens for Education Excellence Inc PO Box 261125 Suite 600 Corpus Christi TX 78426 753137924 501(c)(3) 150000 support City and County of San Francisco 1 Carlton Goodlett San Francisco CA 94102 946000417 501(c)(3) 218008 support City of Berkeley 2180 Milvia St Berkeley CA 94704 946000299 501(c)(3) 150000 support City of Boston 1 City Hall Sq Boston MA 02201 046001380 501(c)(3) 275990 support City of El Paso 300 N Campbell St El Paso TX 79901 746000749 501(c)(3) 156104 support City of Grand Rapids 300 Monroe Ave Grand Rapids MI 49503 386004689 501(c)(3) 150000 support City of New Orleans 1300 Perdido St New Orleans LA 70112 726000969 501(c)(3) 205805 support City of Oakland 1 Frank H Ogawa Plaza Oakland CA 94612 946000384 501(c)(3) 18808 support City of Pittsburgh 414 Grant St Pittsburgh PA 15219 256000879 501(c)(3) 214220 support City of Providence Art Culture Tourism 444 Westminster St Providence RI 02903 056000329 501(c)(3) 300000 support Cleveland Clinic 9500 Euclid Ave J2-3 Cleveland OH 44195 340714585 501(c)(3) 41583 support Cleveland Foundation 1422 Euclid Ave Cleveland OH 441152001 340714588 501(c)(3) 45000 support Cleveland Metropolitan School District 1111 Superior Ave E Cleveland OH 44114 346000662 501(c)(3) 500000 support Coachella Valley Economic Partnership PO Box 1277 Palm Springs CA 92253 330642485 501(c)(3) 100000 support College of Charleston Foundation 66 George St 1029 Santa Fe Drive Charleston SC 29424 237069236 501(c)(3) 120000 support College of the Ouachitas One College Cir 2002 Campus Delivery Malvern AK 72104 710411511 501(c)(3) 9750 support Colonial Williamsburg Foundation PO Box 1776 Suite 2100 Williamsburg VI 231871776 540505888 501(c)(3) 15000 support Colorado Civic Engagement PO Box 1620 Denver CO 80201 020758897 501(c)(3) 10000 support Colorado Succeeds 777 Grant St Ste 302 Denver CO 80203 753221270 501(c)(3) 50000 support Columbus Learning Center Management Corporation 4555 Central Ave Columbus IN 47203 352120567 501(c)(3) 100000 support Commit2Dallas 2501 Oak Lawn Ave Dallas TX 75219 800790222 501(c)(3) 150000 support Commonweal PO Box 316 Bolinas CA 94924 942366094 501(c)(3) 5514 support Communities Foundation of Texas Inc 5500 Caruth Haven Lane Dallas TX 75225 750964565 501(c)(3) 150000 support Community Center for Education Results 1200 5th Ave Ste 1300 Seattle WA 98101 271667560 501(c)(3) 100000 support Community Foundation for Greater Atlanta Inc 50 Hurt Plaza Ste 449 Atlanta GA 30303 581344646 501(c)(3) 250000 support Community Foundation for Greater Buffalo 726 Exchange StSte 525 Buffalo NY 14210 222743917 501(C)(3) 100000 support Community Foundation for the National Capital Regi 1201 15th StNW Washington DC 20005 237343119 501(c)(3) 100000 support Community Foundation Of Greater Greensboro Inc PO Box 20444 Greensboro NC 274200444 561380249 501(c)(3) 71184 support Community Foundation of Tampa Bay 550 N Reo StSte 301 Tampa FL 336091037 593001853 501(c)(3) 110000 support Community Works West 4681 Telegraph Ave Oakland CA 94609 205278030 501(c)(3) 225000 support Conservation Colorado Education Fund 1536 Wynlnoop St 510 Denver CO 80202 840614285 501(c)(3) 50000 support Conservation International Foundation 2011 Crystal Dr Arlington VA 22202 521497470 501(C)(3) 344000 support Conservation Law Foundation 47 Portland St STE 4 Portland MA 04101 046149986 501(c)(3) 150000 support Cook Inlet Housing Authority 3510 Spenard Rd Anchorage AK 99503 920068981 501(c)(3) 3000000 support Cornerstone Campaign 660 PennAveSE Washington DC 20003 050528669 501(c)(3) 660000 support Council for a Strong America 1212 NY AveNWSte 300 Washington DC 20005 133840271 501(c)(3) 400000 support Council for Adult and Experiential Learning 55 East Monroe Ste 1930 Chicago IL 60603 132890752 501(c)(3) 20000 support Creative Time Inc 59 E 4th St 6th Fl New York NY 10003 132835847 501(c)(3) 25000 support Curators of the University of Missouri Sinclair Schof Nursing Columbia MO 65211 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540757884 501(c)(3) 150000 support Visioning BEAR Circle Intertribal Coalition PO Box 1286 Greenfield MA 01302 471350294 501(c)(3) 225000 support Vocational Instruction Project Community Services 1910 Arthur Ave 4th Fl Bronx NY 10457 133224700 501(c)(3) 20000 support Voice of Calvary Ministries 531 W Capitol St Jackson MS 39203 640564343 501(c)(3) 400000 support Warren City Schools 105 High St Warren OH 44481 346002975 501(c)(3) 30000 support Washington Office on Latin America Inc 1666 Connecticut Ave Washington DC 20009 521249353 501(c)(3) 40000 support Washington State Board for Community and Technical 1300 Quince St SE Olympia WA 985042495 910823768 501(c)(3) 70000 support Washington University 700 Rosedale Ave St Louis MO 63112 430653611 501(c)(3) 41583 support Washoe County School District 425 E 9th St Reno NV 89520 886000919 501(c)(3) 750000 support Waynflete School 360 Spring St Portland ME 04102 010211565 501(c)(3) 20000 support Weill Cornell Medical College 1300 York Ave New 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060646973 501(c)(3) 20000 support Yerba Buena Center for the Arts 901 Mission Str San Francisco CA 94103 943042571 501(c)(3) 250000 support Young Nation 9232 Falcon St Detroit MI 48209 943042571 501(c)(3) 225000 support Zuni Youth Enrichment Program PO Box 447 Zuni NM 87327 263259987 501(C)(3) 3000000 support Youth Represent Inc 1 Pk Pl Ste 1512 New York NY 10007 208034010 501(c)(3) 50000 support 416 7 Just beginnings collaborative 8 1490000 Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. To reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures that include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1. CHARITABLE PURPOSE AND INTENT 2. Anti-terrorism SCREEN 3. VERIFICATION OF EXEMPT STATUS 4. RISK ASSESMENT AND IF NECESSARY MORE DETAILED REVIEW 5. WRITTEN AGREEMENTS 6. Post GRANT monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. Part III In 2015, RPA formalized official policy guidelines whenever RPA, either directly or through its multi-donor sponsored projects, undertakes to make grants to individuals in furtherance of its exempt mission. This Policy was approved by the RPA Board of Directors and provides that: 1. Grants must be awarded on an objective and nondiscriminatory basis. 2. Grants must comply with RPAs Policy 3. Grants must achieve a specific objective, produce a report or other similar product, or enhance a literary, artistic, musical, scientific, teaching or other similar capacity, skill or talent of the grantee. Once grants are issued, RPA will maintain appropriate oversight of the grantees by obtaining periodic reports to determine whether the grantee has performed the activities that the grants are intended to finance. X X X X false false false false false false false true false Melissa A Berman President and CEO 336567 0 15000 0 0 0 47850 0 28756 0 428173 0 0 0 Chris B Page Executive Vice President 289357 0 34464 0 0 0 47850 0 19914 0 391585 0 0 0 Walter Sweet Vice President&corp secretary 177305 0 17714 0 0 0 35593 0 28302 0 258914 0 0 0 Yolanda A Arias-Brownell Vice President HR 178363 0 17613 0 0 0 40162 0 19595 0 255733 0 0 0 Jeffrey A Nesbit Exec. Director, Sponsored Proj 257374 0 20000 0 0 0 32400 0 939 0 310713 0 0 0 Nicholas Hodges Senior Vice President/COO 248582 0 13964 0 0 0 14614 0 19801 0 296961 0 0 0 Tina Marie Beyers Vice President and CFO 169883 0 3527 0 0 0 26833 0 16677 0 216920 0 0 0 Jane M Levikow VICE PRESIDENT 181021 0 16878 0 0 0 41863 0 10316 0 250078 0 0 0 Andrew George Salkin COO, SPONSORED PROJECT 255074 0 0 0 0 0 37825 0 2111 0 295010 0 0 0 Bryna Anne Lipper VP for relationship,Spons.Proj 258639 0 0 0 0 0 29150 0 9951 0 297740 0 0 0 Jose M Baptista VP - Sponsored Project 250069 0 0 0 0 0 15000 0 19806 0 284875 0 0 0 amit bouri CEO - Sponsored Project 234743 0 20000 0 9731 0 31143 0 19732 0 315349 0 0 0 Part I, Line 7 RPA has a performance based incentive compensation Plan. Employees of RPA can earn incentive compensation if they meet the criteria outlined in their work plans. These work plans are reviewed and approved by each employee's respective superiors and RPA's CEO. CEO COMPENSATION IS REVIEWED AND APPROVED BY THE BOARD. X 40 3457551 FMV false true true PART I, Line 31 Contributions must be acceptable to Rockefeller Philanthropy Advisors, which reserves the right to decline any contributions, verify the source of any funds, and in the case of nonmarketable assets require an independent appraisal of value. Part I, line 32b The organization uses JP Morgan Chase to receive and sell donated securities. Form 990, Part III, Line 2 In 2015, Rockefeller Philanthropy Advisors approved a new grant program called the Just Beginnings Collaborative. The Just Beginnings Collaborative is a movement building platform designed to initiate, cultivate and fund strategic efforts to end child sexual abuse. Our work is grounded in the practice of leaders, organizations and funders working together to build a vibrant, sustainable movement. Our work focuses on three priority areas: 1. Strengthen the capacity of leaders and organizations working to end child sexual abuse 2. Create a community of funders committed to the long-term sustainability of this work 3. Develop social change campaigns specific to this issue We also are committed to developing new models of collaboration and partnership. Like all effective movements for social change, ours requires close and creative collaboration across the various roles in our movement and across the many disciplines that contribute to our understanding of child sexual abuse. By bringing the diverse parts of our movement together around a common vision, the Just Beginnings Collaborative is building the critical mass that will propel our movement forward. The expenses associated with the Just Beginnings Collaborative are reported in Part III, Line 4b. Form 990, Part VI, Section A, Line 2 Kevin P.A. Broderick and Wendy O'Neill have a family relationship. Michael Rockefeller and Peter Rockefeller have a family relationship. Process used to review form 990 Part VI, Section B - Question 11B RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of the FORM 990 IS DISTRIBUTED TO THE organization's AUDIT COMMITTEE FOR REVIEW prior TO FILING with the IRS. A copy of the Form 990 is distributed to the full board of directors once the audit committee has approved it for filing. PART VI, SECTION B - QUESTION 12C THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH EITHER THE DIRECTOR, STAFF OR EITHER OF THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER. PART VI, SECTION B - QUESTIONS 15A & 15B RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDs AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA. PART VI, SECTION C - QUESTION 19 The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion. Form 990, Part XI, line 9 Pension related costs other than net periodic pension expense $ 143,393 ---------- Total $ 143,695 ArtPlace America LLC 15 Metrotech Center 7th Floor Brooklyn NY 11201 464698925 Arts/Culture NY 25137406 30852396 RPA