2016-09-29T15:52:09-05:00 2015-12-31 Kundinger Corder & Engle PC 475 Lincoln St Ste 200 Denver CO 80203 990PF 2015-01-01 836058353 The Anna and John J Sie Foundation ANNA 3034686060 3300 East First Avenue No 390 Denver CO 80206 John J Sie Trustee 3034686060 2016-09-29 1 Laurie Anderson P01416697 3035345953 2016-09-28 2015 2017-02-10 21:41:12Z X 67332408 X X 171613 171613 5038710 11214323 5889733 502038 502038 5712361 6563384 62214 125 62089 34410 0 34410 56628 0 56628 8032 0 8032 3237 1500 1737 95000 75000 20000 55 55 0 182089 0 0 18378 0 18378 43718 20430 23288 503761 97110 224562 17207500 17207500 17711261 97110 17432062 -11998900 6466274 5391892 1947946 1947946 1000000 0 1000000 1000000 1000000 19093372 16201095 25034305 38411235 32748558 39349157 1000 1000 1000 63897499 51898599 67332408 0 0 X 0 0 0 0 63897499 51898599 63897499 51898599 63897499 51898599 63897499 -11998900 0 51898599 0 51898599 Marketable securities 3079820 364590 2715230 2715230 Marketable securities 1999998 2045608 -45610 -45610 Convexity Capital P 1000000 590940 409060 409060 ICAP Offshore Fund P 3003160 2029200 973960 973960 Eaton Park P 2039 1494 545 545 CamCap Energy P 1000000 1222293 -222293 -222293 Wellington Trust Fund P 752884 752884 Newport Asia P 24193 24193 Highclere P 122107 122107 Fortress Credit Opps P 30351 30351 Capital Gains Dividends P 1129306 1129306 1129306 5889733 0 5755166 86270634 0.066711 13521815 84474994 0.160069 7281001 80825946 0.090082 6306074 82185625 0.076730 7486884 47714064 0.156911 0.550503 0.110101 75197675 8279339 64663 8344002 17432062 X 64663 0 64663 0 64663 113000 14000 127000 X 62337 0 62337 0 0 0 0 0 0 0 0 0 0 1 1 CO 1 0 0 0 0 1 N/A Mary Beth Wallingford 3034686060 3300 East First Avenue No 390 Denver CO 80206 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 Anna M Sie 3300 East First Avenue 390 Denver CO 80206 Trustee 6.80 0 0 0 John J Sie 3300 East First Avenue 390 Denver CO 80206 Trustee 29.30 12462 30161 0 Michelle S Whitten 3300 East First Avenue 390 Denver CO 80206 Executive Director 10.00 49752 4176 0 NONE 0 Monticello Associates 1800 Larimer St Ste 2100 Denver CO 80202 Investment advisor 75000 0 0 68926477 7416340 0 76342817 0 0 76342817 1145142 75197675 3759884 3759884 64663 64663 3695221 12500 3707721 0 3707721 17432062 0 17432062 64663 17367399 3707721 0 0 5133802 2216049 3383461 9518083 1510490 21761885 17432062 0 0 0 3707721 13724341 0 0 35486226 0 0 0 0 0 0 5133802 30352424 2216049 3383461 9518083 1510490 13724341 Anna M Sie John J Sie X Adam's Camp 6767 South Spruce Street Ste 102 Centennial CO 80112 PC Sponsorship and Scholarship support for camp for children with special needs 5000 ArapahoeDouglas Mental Health Network 155 Inverness Drive West Ste 200 Englewood CO 80112 PC Shine On - 60th Anniversary Gala sponsorship 10000 ARC ThriftMetropolitan Assoc for RC 12345 W Alameda Pkwy Ste 111 Lakewood CO 80228 PC Sponsorship of Dance Like Nobody's Watching 10000 Boys & Girls Clubs of Metro Denver 122017 W 9th Avenue Denver CO 80204 PC General operating support 5000 California Maternal Mental Health 27101 Island View Ct Valentia CA 91355 PC General operating support 5000 Cancer League of Colorado PO Box 5373 Englewood CO 801555373 PC 2015 Hope Ball sponsorship 10000 Catholic Charities USA PO Box 17066 Baltimore MD 212971066 PC General operating support 1000 Childrens Diabetes Foundation 4380 S Syracuse St 430 Denver CO 80237 PC General operating support 3500 Children's Hospital Colorado Foundation 13123 E 16th Ave B045 Aurora CO 80045 PC Sponsorship benefiting pediatric health care 277000 Colorado Ballet 1075 Santa Fe Drive Denver CO 80204 PC General operating support 20000 Colorado Dragon Boat Festival 3000 Youngsfiled Street Ste 350 Wheat Ridge CO 80215 PC Supporting Asian American Pacific Islander cultural events in the Rocky Mountain Region 500 Denver Academy 4400 East Iliff Avenue Denver CO 80222 PC Assist future generations of children with learning differences who will need financial aid 1500 Denver Adult DS Clinic 700 Potomac St Suite A Aurora CO 80011 PC Support to benefit adults with Down Syndrome through services, programs and resources 10000 Denver Art Museum 100 West 14th Avenue Parkway Denver CO 80204 PC General operating support 160000 Denver Biennial of the Americas Corp PO Box 300382 Denver CO 80203 PC To support the economics of early education and brain development 50000 Denver Film Society 1510 York St 3rd Floor Denver CO 80206 PC Renovation of the Maglione Theatre 193340 Denver Health and Hospitals Foundation 655 Broadway Suite 750 Denver CO 80203 PC Gold-level sponsor of 2015 Night Shine gala for the Child and Adolescent Behavioral Health Endowment. 25000 Denver Options Inc 9900 East Iliff Avenue Denver CO 80231 PC General operating support 5000 Denver School of Science and Technology 3401 Quebec St Suite 7200 Denver CO 80207 PC Support the 2015 Slice of Pi - Xenon Sponsorship event 25000 Denver School of Science and Technology 3401 Quebec St Suite 7200 Denver CO 80207 PC Support the 2015 Slice of Pi event benefitting the education for students with special needs 46775 Denver School of Science and Technology 3401 Quebec St Suite 7200 Denver CO 80207 PC Support the Promise to Give event benefitting the education for students with special needs 250000 Friends of the Haven P O Box 102375 Denver CO 80250 PC General operating support 5000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 PC To improve the lives of people with Down Syndrome 1455250 Global Livingston Institute 1031 33rd St Suite 174 Denver CO 80205 PC General operating support 30000 Diamonds in the Rough Foundation 3000 East 1st Ave Suite 243 Denver CO 80206 PF For programs that deal with supporting at-risk youth, wellness for children, etc. 12500 I CON Foundation 3600 S Beeler St Suite 100 Denver CO 80237 PC General operating support 6400 John Lynch Foundation P O Box 172247 Tampa FL 33672 PC General operating support 25000 Judi's House 1741 Gaylord St Denver CO 80206 PC General operating support 20000 Kroenke Sports Charities PO Box 94014 Palatine IL 600944014 PC General operating support 300 Make-a-Wish Foundation - Colorado Chapter 7951 E Maplewood Ave Ste 126 Greenwood Village CO 80111 PC General operating support 9038 Mayo Clinic 200 1st St SW Rochester MN 55905 PC General operating support 10000 Mayo Clinic 200 1st St SW Rochester MN 55905 PC General operating support 10000 Memorial Sloan Kettering Cancer Center PO Box 27106 New York NY 10087 PC General operating support 20000 Mile High Montessori Early Learning Cntrs 1780 Marion Street Denver CO 80218 PC General operating support 5000 Mizel Museum 4350 S Monaco Street 5th Floor Denver CO 80237 PC General operating support 25000 Mizel Museum dba The CELL 1625 S Broadway Ste 780 Denver CO 80202 PC General operating support 25000 My Lifelineorg Cancer Foundation 1355 S Colorado Blvd Bldg C-601 Denver CO 80222 PC General operating support 5000 National Down Syndrome Congress 30 Mansell Ct Suite 108 Roswell GA 30076 PC General operating support 25000 National Football Foundation 1042 Southbury Place Highlands Ranch CO 80129 PC Supporting Ed McCaffrey Football Camp for children and young adults with Down Syndrome 550 Parent Project for Muscular Dystrophy 401 Hackensack Ave 9th Floor Hackensack NJ 07601 PC General operating support 5000 Reach Out and Read Colorado 1660 S Albion St Suite 905 Denver CO 80222 PC General operating support 5000 Rocky Mountain Down Syndrome Association 3515 S Tamarac Drive Suite 320 Denver CO 80237 PC To support children and families with Down Syndrome 10000 Rocky Mountain Preparatory School 7808 Cherry Creek South Drive 3-300 Denver CO 80231 PC General operating support 5000 Sewall Child Development Center Inc 1360 Vine Street Denver CO 80206 PC To sponsor programs dedicated to helping children with special needs associated with disabilities, developmental delays, and economic disadvantages 2500 Shalom Cares 14800 E Belleview Drive Aurora CO 800152258 PC To provide care and comfort for aging adults. 5000 Special Olympics Inc 1133 19th St NW Suite 1200 Washington DC 20036 PC General operating support 10000 Stanley British Primary School 350 Quebec Street Denver CO 802306809 PC To support the Inclusion School Study benefiting children's education & the Curious Minds Grant 25000 Sue Miller Day of Caring 5515 East Vassar Avenue Denver CO 80222 PC Evening of Caring "Model of Hope" sponsorship to support women who had breast cancer 10000 The 1990 Institute P O Box 383 San Francisco CA 941040383 PC China's Green Student Forum which promotes solidarity of the youth to save China's environment 5000 The Adoption Exchange 14232 E Evans Avenue Aurora CO 800141432 PC General operating support 25000 The Chosen & Dearly Loved Founder 1400 Wewatta Street Suite 900 Denver CO 80202 PC General operating support 20000 The Joshua School 2303 E Dartmouth Avenue Englewood CO 80113 PC General operating support 5000 The Kempe Foundation 13123 E 16th Aven B390 Aurora CO 80045 PC General operating support 25000 The Rise School of Denver 4901 E Eastman Avenue Denver CO 80222 PC General operating support 5000 The University of Texas Foundation PO Box 250 Austin TX 787670250 PC To support MD Anderson Cancer Center's academic, research, and public service efforts 45000 Third Sector New England Inc 89 South Street Suite 700 Boston MA 02111 PC To support the Early Childhood Philmathropist Group 5000 Third Way Center P O Box 61385 Denver CO 80206 PC General operating support 25000 University of Colorado School of Medicine 13121 E17th Ave Mail Stop C234 Aurora CO 80045 GOV To support programs, services, training, and research provided by JFK Partners at the CU Anschutz Medical Campus 5000 University of Colorado Foundation 13001 E17th Pl Mail Stop A065 Aurora CO 80045 PC Linda Crnic Institute Flexible Endowment Research Fund 500000 University of Colorado Foundation 13001 E17th Pl Mail Stop A065 Aurora CO 80045 PC To support LCI Recruiting of Dr. Espinoza 150000 University of Colorado Foundation 13001 E17th Pl Mail Stop A065 Aurora CO 80045 PC Scholarship support for the College of Music at the University of Colorado Boulder 500000 Univ Denver - Fisher Early Learning Cntr 1899 E Evans Ave Denver CO 80208 PC Fisher Early Learning Center; To Assist Student Population w/Special Needs 5000 University of Denver 2201 S Gaylord Street Denver CO 80202 PC Joseph Korbel School of Intl. Studies Korbel Dinner Fund to support ASCEND 25000 University of Denver 2190 E Asbury Ave Denver CO 80208 PC Sie Complex Capital Campaign Fund to support ASCEND 12935847 University of Washington Foundation - Experimental Education Unit Box 357925 Seattle WA 981987925 PC Funding for Experimental Education Unit, Applied Research Unit, and Professional Dev Unit 15000 Volunteers of America 2660 Larimer Street Denver CO 80205 PC Western Fantasy 2015 Sponsorship 25000 Volunteers of America 2660 Larimer Street Denver CO 80205 PC General operating support 2000 Wings Over the Rockies Air & Space Museum 7711 E Academy Blvd 1 Denver CO 80230 PC General operating support 2000 Wish of a Lifetime 110 16th Street Suite 406 Denver CO 80202 PC General operating support 2500 17207500 Children's Hospital Colorado Foundation 13123 E 16th Ave B045 Aurora CO 80045 PC Education specialist 182963 Children's Hospital Colorado Foundation 13123 E 16th Ave B045 Aurora CO 80045 PC Sie Center annual operating support. 170000 Denver Art Museum 100 West 14th Avenue Parkway Denver CO 80204 PC General operating support 100000 University of Colorado Foundation 13001 E17th Pl Mail Stop A065 Aurora CO 80045 PC Conditional grant for BioFrontiers 1000000 University of Colorado Foundation 13001 E17th Pl Mail Stop A065 Aurora CO 80045 PC Funding of the annual operating deficit of the Linda Crnic Institute, not to exceed $12 million. 5220593 University of Colorado Foundation 13001 E17th Pl Mail Stop A065 Aurora CO 80045 PC Linda Crnic Institute recruitment of Dr. Espinosa 600000 University of Colorado College of Music 13001 E17th Pl Mail Stop A065 Aurora CO 80045 GOV Dan Sher Endowment 500000 University of Denver 2190 E Asbury Ave Denver CO 80208 PC Sie Complex at Korbel School 2564153 10337709 14 171613 14 502038 18 5038710 0 5712361 0 5712361 0 0 0 0 0 0 0 0 0 0 Kundinger, Corder & Engle, P.C. 3000 1500 1500 Hanson & Co. CPAs 237 0 237 Diamonds in the Rough Foundation 3000 East 1st Ave Ste 243 Denver CO 80206 2015-09-09 12500 To support porgrams that deal with at-risk youth in the community and children's wellness. 12500 The Foundation is not aware of a diversion of funds by the grantee. 9/7/16 2016-09-07 Funds were expended in accordance with the terms of the sponsorship agreement. Longleaf Small Cap Fund 4765357 4355765 Dodge & Cox International Equity Fund 5814986 5572403 AT&T 1240919 2038311 Liberty Media Corporation 925475 2475144 Starz 777228 3340586 Liberty Media Corporation - LMCK 1767437 4802688 Liberty Broadband Corporation 304902 814262 Liberty Broadband Corporation - LBRDK 604791 1635146 Wellington Trust Company, CTF Research Equity Fund AT COST 11148147 10874205 Newport Asia Institutional Fund AT COST 3375488 3939145 Highclere Investment Fund AT COST 4631580 4481208 Viking Global Equities AT COST 2000000 5510541 Maverick Fund LDC AT COST 2000000 2813026 Highfields Capital AT COST 1709152 2867061 Indus Structured Finance AT COST 411826 136783 Fortress Credit Opportunities Fund AT COST 528403 803511 CamCap Energy Offshore Fund AT COST 3277707 1943018 Convexity Capital Offshore LP AT COST 3503622 5861048 Sowood Alpha Fund AT COST 74511 7315 Eaton Park Overseas Fund AT COST 88122 112296 H&K Law, LLC 1080 0 1080 Brownstein Hyatt Farber Schreck, LLP 6952 0 6952 Public service videos 1000 1000 1000 Office supplies 11577 0 11577 Telephone 6703 0 6703 Postage 93 0 93 Payroll processing fee 3764 0 3764 Subscriptions 1082 0 1082 Bank service charges 69 0 69 Investment expense 20430 20430 0 Wellington Equity Research 298630 298630 298630 Newport Asia Institutional Fund 20583 20583 20583 Highclere Investment Fund 110669 110669 110669 Fortress Credit Opportunities Fund 72156 72156 72156 Paul Comstock Partners 20000 0 20000 Monticello Associates 75000 75000 0 2015 estimated excise tax paid 113023 0 0 2014 excise tax paid 69033 0 0 2013 excise tax paid 33 0 0