2025-02-04T13:03:42-06:00 2024-03-31 991856619 GRANT THORNTON ADVISORS LLC 53 STATE STREET 16TH FLOOR BOSTON MA 02109 990 2023-04-01 981358092 SAINT MARY'S UNIVERSITY SAIN 9024205400 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 AYO MAKANJUOLA VP, FINANCE & ADMINISTRATION 9024205400 2024-02-04 1 0 COURTNEY HOGBEN P01619105 6177237900 2023 2025-03-06 01:10:19Z ROBERT SUMMERBY-MURRAY 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 164686063 0 X WWW.SMU.CA X 1970 CA OFFER UNDERGRADUATE, GRADUATE, & CONTINUING EDUCATION PROGRAMS; (CONTINUED ON SCHEDULE O)TO ENGAGE IN RESEARCH & DISSEMINATE ITS RESULTS; & TO SERVE THE LOCAL & INTERNATIONAL COMMUNITIES. 24 19 0 211 0 0 71667864 46822320 73050203 74709942 3101252 6086677 2144840 2265979 149964159 129884918 12645525 11945173 0 0 81414493 80486238 0 0 1452014 40576459 40896027 134636477 133327438 15327682 -3442520 261399718 247836604 77030171 66887658 184369547 180948946 X THE MISSION OF SAINT MARY'S UNIVERSITY (SMU) IS TO OFFER UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS; TO ENGAGE IN RESEARCH AND DISSEMINATE ITS RESULTS; AND TO SERVE THE COMMUNITY FROM THE LOCAL TO THE INTERNATIONAL LEVEL. 0 0 70072180 6838100 62895807 HIGHER EDUCATION: SMU IS A PUBLIC LIBERAL ARTS AND SCIENCE DEGREE-GRANTING INSTITUTION COMMITTED TO THE ENCOURAGEMENT AND FOSTERING OF CRITICAL, CREATIVE, AND INDEPENDENT THINKING. 9840856 2334850 0 RESEARCH: THE RESEARCH MISSION OF SMU IS TO ENGAGE IN RESEARCH THAT APPLIES TO, AND IS VALUED BY, COMMUNITIES FROM AROUND THE CORNER TO AROUND THE WORLD. OUR MISSION ALSO INVOLVES CULTIVATING INTELLECTUAL CURIOSITY AND CREATIVITY WITHIN OUR FACULTY AND STUDENTS. 4167804 36044 6957155 SMU BELIEVES LIVING IN A RESIDENCE COMMUNITY PROVIDES STUDENTS WITH OPPORTUNITIES FOR LEARNING AND GROWTH THAT ARE EQUALLY AS VALUABLE AS THOSE AVAILABLE TO THEM IN THE CLASSROOM. AS SUCH, RESIDENCE AT SMU HAS BEEN DESIGNED TO REFLECT A COMMITMENT TO THE HOLISTIC DEVELOPMENT AND PERSONAL GROWTH OF OUR RESIDENCE COMMUNITY STUDENTS. SMU STRIVES TO ENSURE THAT THE RESIDENCE COMMUNITY FOLLOWS AN APPROACH BASED ON PROFESSIONAL BEST PRACTICES, AS WELL AS THE INTERESTS AND DEVELOPMENTAL NEEDS OF STUDENTS. 25840107 2736179 4856980 SMU PROVIDES A WIDE RANGE OF OTHER SERVICES RELATED TO ITS CORE MISSION OF POST SECONDARY EDUCATION, RESEARCH AND OUTREACH INCLUDING ATHLETICS& RECREATION, DINING SERVICES, CAMPUS BOOKSTORE, AND CONFERENCES. 25840107 2736179 4856980 109920947 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 1 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 X 0 0 0 0 1 CA 0 0 1 1 0 0 0 0 0 0 0 X 24 19 0 0 0 0 0 1 0 1 1 0 1 1 0 1 1 1 0 0 1 1 0 X AYO MAKANJUOLA VP FINANCE & ADMIN 9022224606 923 ROBIE STREET HALIFAX NOVA SCOTIA CA B3H 3C3 DR ROBERT SUMMERBY-MURRAY PRESIDENT AND VICE-CHANCELLOR 41.00 0.00 X X 265886 0 52193 DR MOHAMED DRIRA GOVERNOR; PROFESSOR 41.00 0.00 X 144956 0 15347 DR TONY CHARLES GOVERNOR; PROFESSOR - THRU 9/2023 41.00 0.00 X 159328 0 15269 DR MARGARET MCKEE GOVERNOR; PROFESSOR - THRU 9/2023 41.00 0.00 X 128549 0 12407 DR ROBERT SINGER GOVERNOR; PROFESSOR - THRU 9/2023 41.00 0.00 X 126080 0 13663 DR RITUPARNA KANUMGO GOVERNOR; PROFESSOR 41.00 0.00 X 118638 0 12416 DR LUCIE KOCUM GOVERNOR; PROFESSOR 41.00 0.00 X 95956 0 10401 MR JASON RHINELANDER GOVERNOR; PROFESSOR - AS OF 9/2023 40.00 0.00 X 78198 0 8354 MR ALAN R ABRAHAM JR GOVERNOR; CHAIR 1.00 0.00 X X 0 0 0 MS CHRISTINE BONNELL-EISNER GOVERNOR 1.00 0.00 X 0 0 0 MR KYLE COOK GOVERNOR - THRU 4/2023 1.00 0.00 X 0 0 0 MS JILLIAN D'ALESSIO GOVERNOR - AS OF 4/2023 1.00 0.00 X 0 0 0 MS KIMBERLY DOANE GOVERNOR 1.00 0.00 X 0 0 0 MR PHILIP FRASER GOVERNOR 1.00 0.00 X 0 0 0 MR ASHISH GANAPATHY GOVERNOR - AS OF 5/2023 1.00 0.00 X 0 0 0 MS SYLVIA GAWAD GOVERNOR - THRU 9/2023 1.00 0.00 X 0 0 0 MR MARK GOSINE GOVERNOR 1.00 0.00 X 0 0 0 MR BEN GUANCE GOVERNOR - AS OF 9/2023 1.00 0.00 X 0 0 0 MR ANUBHAV GUPTA GOVERNOR - AS OF 5/2023 1.00 0.00 X 0 0 0 MR FLOYD KANE GOVERNOR - THRU 9/2023 1.00 0.00 X 0 0 0 MR RODDY MACDONALD GOVERNOR - AS OF 4/2023 1.00 0.00 X 0 0 0 MR JAMIE MACNEIL GOVERNOR - THRU 9/2023 1.00 0.00 X 0 0 0 MS ANNA MARENICK GOVERNOR - THRU 9/2023 1.00 0.00 X 0 0 0 MR BAFANA MASHINGAIDZE GOVERNOR 1.00 0.00 X 0 0 0 MS SARAH MCLEAN GOVERNOR - AS OF 4/2023 1.00 0.00 X 0 0 0 MR MIKE MERCER GOVERNOR - AS OF 9/2023 1.00 0.00 X 0 0 0 MR JOSEPH METLEGE GOVERNOR 1.00 0.00 X 0 0 0 MS JANE ROY GOVERNOR - THRU 9/2023 1.00 0.00 X 0 0 0 MS KELLIE SAURIOL GOVERNOR - THRU 9/2023 1.00 0.00 X 0 0 0 MR ZH RUI SHIRAY TAN GOVERNOR - AS OF 5/2023 1.00 0.00 X 0 0 0 MR VIVEK SOOD GOVERNOR 1.00 0.00 X 0 0 0 MS FRANCESCA SOUTHWELL GOVERNOR - THRU 4/2023 1.00 0.00 X 0 0 0 MS ISOBEL TYLER GOVERNOR - THRU 4/2023 1.00 0.00 X 0 0 0 MR LOUIE VELOCCI GOVERNOR - AS OF 9/2023 1.00 0.00 X 0 0 0 MR THOMAS WAITHE GOVERNOR - AS OF 5/2023 1.00 0.00 X 0 0 0 MR ALEX WILSON GOVERNOR - THRU 4/2023 1.00 0.00 X 0 0 0 MR SIAN WREN GOVERNOR 1.00 0.00 X 0 0 0 MS ERIN SARGEANT GREENWOOD VP, ADVANCEMENT 40.00 0.00 X 196474 0 18462 MS MICHELLE BENOIT VP, FINANCE & ADMIN - THRU 10/2023 40.00 0.00 X 152824 0 14699 DR MADINE VANDERPLAAT VP, ACADEMIC & RES. 40.00 0.00 X 184465 0 20296 DR MICHAEL DURLAND CHANCELLOR 5.00 0.00 X 0 0 0 MR TODD WILLIAMS VP, FINANCE & ADMIN - AS OF 10/2023 40.00 0.00 X 142757 0 14383 DR MARY INGRAHAM DEAN OF ARTS 40.00 0.00 X 165649 0 59522 DR ADAM SARTY ASSOC. VP, RESEARCH & DEAN FGSR 40.00 0.00 X 169411 0 25373 DR ESTHER ENNS ASSOC. VP, TEACHING & LEARNING 40.00 0.00 X 193796 0 14934 MR E KEVIN KELLOWAY RESEARCH CHAIR 40.00 0.00 X 185868 0 16874 DR PAWAN LINGRAS PROFESSOR 40.00 0.00 X 200880 0 14466 DR DAWN JUTLA PROFESSOR 40.00 0.00 X 168664 0 17275 DR MOHAMMAD RAHAMAN PROFESSOR 40.00 0.00 X 183364 0 16014 DR MALCOM BUTLER FORMER OFFICER; PROFESSOR 40.00 0.00 X 131855 0 15520 DR HARJEET BHABRA FORMER KEY EMPLOYEE; PROFESSOR 40.00 0.00 X 129486 0 75826 DR MARGARET MACDONALD FORMER KEY EMPLOYEE; PROFESSOR 40.00 0.00 X 143158 0 15269 DR STEVEN SMITH FORMER KEY EMPLOYEE; PROFESSOR 40.00 0.00 X 140688 0 15053 3606930 0 494016 205 1 1 0 ARAMARK CANADA LTD 811 ISLINGTON AVENUE TORONTO ONTARIO CA M8Z 5W8 DINING SERVICES 3587145 CBWES INC 34 NICE VIEW DRIVE TERRENCE BAY NS CA B3T 1X7 RESEARCH SERVICES 1672993 ELLUCIAN TECHNOLOGIES CANADA ULC 3007 KINGSTON RD STE 114 TORONTO ONTARIO CA M1M 1P1 CONSULTING SERVICES 1351732 ELLISDON CORPORATION 2045 OXFORD ST EAST LONDON ONTARIO CA N5V 2Z7 CONSTRUCTION 1205106 ATLANTIC BUSINESS INTERIORS 30 TROOP AVENUE DARTMOUTH NS CA B3B 1Z1 CONSTRUCTION 1088043 56 38871980 7950340 1894443 46822320 STUDENT FEES & TUITION 611310 63002288 63002288 RESIDENCE SERVICES 721310 6957155 6957155 DINING SERVICES 722514 3654445 3654445 ATHLETICS & RECREATION SERVICES 713940 753741 753741 ACADEMIC SERVICES 611710 335097 335097 7216 7216 74709942 5130227 5130227 709061 0 709061 709061 709061 35091177 34134320 407 956857 -407 956450 956450 6326 15966 -9640 -9640 827306 650452 176854 176854 EXTERNAL COST RECOVERIES 900099 414462 414462 PARKING REVENUE 900099 334688 334688 INT'L SUMMER SCHOOL REVENUE 900099 209211 209211 431343 431343 1389704 129884918 74709942 0 8352656 190755 190755 11754418 11754418 3307787 1907738 1105606 294443 547359 547359 66201442 55033043 10240287 928112 4139614 3245019 815026 79569 2571106 1368761 1179763 22582 3718930 2970712 681646 66572 137393 137393 291005 291005 88952 88952 238160 238160 5870601 4274461 1476881 119259 1213643 1148460 49933 15250 481957 314412 153933 13612 3943497 429910 3501671 11916 12305 12305 4280937 1588738 2685420 6779 3215744 3025157 187615 2972 438261 421138 10772 6351 1932976 699792 1233184 7740248 7740248 392375 4197 388178 RESIDENCE DINING EXPENS 2946719 2946719 MATERIALS & SUPPLIES 1873476 1617628 219219 36629 LIBRARY ACQUISITIONS 1442813 1442813 HOSPITALITY & CATERING 628882 545395 49365 34122 3726083 14432016 -10519779 -186154 133327438 109920947 21954478 1452014 4016 -4203 56576191 38988562 7888022 9192782 507153 555783 1855469 1947016 216140950 87266187 125703723 128874763 4723973 8870442 62667421 57735718 0 0 738868 946667 734882 729074 261399718 247836604 15063337 10555562 10699271 9314544 48834837 44571734 2432726 2445818 77030171 66887658 X 53760474 51210140 91151587 89656233 39457486 40082573 184369547 180948946 261399718 247836604 X -3442520 286936 -265017 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 729074 X 0 39457486 758535 1800946 1731280 203113 40082573 46640489 371764 -5656940 1726510 171317 39457486 42647456 1952654 3777090 1540800 195911 46640489 29143941 2411976 12588414 1348788 148087 42647456 30728770 2565524 -2887382 1115639 147332 29143941 0.00000 1.00000 0.00000 0 0 10153350 10153350 177895777 72119817 105775960 0 18449521 10266040 8183481 9642302 4880330 4761972 128874763 POOLED FUNDS 57735718 F 57735718 RETIREMENT BENEFITS 2445818 2445818 130838445 286936 286936 130551509 -666591 -666591 129884918 133994029 0 133994029 -666591 -666591 133327438 PART III, LINE 4: COLLECTIONS OF ART AND HISTORICAL TREASURES EXEMPT PURPOSE THE ART COLLECTION HAS OVER 2,000 WORKS IN THE PERMANENT COLLECTION FOCUSING ON CONTEMPORARY CANADIAN ARTISTS. THE ARTWORK RECOGNIZES LOCAL ARTISTS AND IS DISPLAYED IN THE GALLERY AND THROUGHOUT THE CAMPUS. ALL OF THE EXHIBITS RECEIVE SUPPORT FROM THE CANADIAN COUNCIL OF THE ARTS. THE ART EXPOSES STUDENTS TO THE LOCAL CULTURE AND THE ARTS. PART V, LINE 1C: FOREIGN TRANSLATION ADJUSTMENTS FOREIGN TRANSLATION ADJUSTMENTS HAVE BEEN INCLUDED IN LINE 1C. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUND ENDOWMENT FUNDS PROVIDE A BASE FOR STUDENT FINANCIAL AID AND PROGRAMS IN SUPPORT OF THE ACADEMIC PLAN. SMU'S ENDOWMENT IS EXPECTED TO PROVIDE BOTH PRESENT AND FUTURE GENERATIONS WITH FINANCIAL SUPPORT. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD INCLUDED IN REVENUE ON 990 -650,625. FUNDRAISING EXPENSES -15,966. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD INCLUDED IN REVENUE ON 990 -650,625. FUNDRAISING EXPENSES -15,966. 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART I, LINE 4 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART 1, LINE 3: PUBLICATION ON RACIALLY NONDISCRIMINATORY POLICY ALTHOUGH SMU HAS NOT TAKEN OUT ADS IN NEWSPAPERS TO EXPLAIN OUR NONDISCRIMINATION POLICY, WE ARE CONFIDENT THAT OUR ADVERTISING MAKES A STRONG STATEMENT THAT WE SERVE ALL RACIAL SEGMENTS OF THE COMMUNITY, AND INDEED THE GLOBE. WE RELY ON OUR EXTENSIVE RECRUITMENT ADVERTISING CAMPAIGNS AND OTHER ADVERTISING CAMPAIGNS TO DEMONSTRATE THAT WE ARE AN INSTITUTION THAT VALUES AND PRACTICES DIVERSITY AND INCLUSION. OUR CAMPAIGNS ARE PROMOTED HEAVILY THROUGH ADS ON SOCIAL MEDIA CHANNELS SUCH AS X, INSTAGRAM AND FACEBOOK AND THEREFORE REACH LARGE AUDIENCES IN CANADA AND OVERSEAS. RACIAL DIVERSITY IS DEMONSTRATED IN OUR ADVERTISING BY THE PHOTOGRAPHY AND VIDEOS WHICH SHOWCASE OUR STUDENTS ON CAMPUS. WE NEVER USE ACTORS OR STAND-INS IN OUR ADVERTISING. ANOTHER IMPORTANT TOOL IS THE UNIVERSITY'S WEBSITE. BY SHOWCASING OUR STUDENTS, FACULTY, STAFF AND ALUMNI ON OUR UNIVERSITY WEBSITE, WE MAKE A STRONG STATEMENT ABOUT RACIAL DIVERSITY. SCHEDULE E, PART 1, LINE 4A: RECORDS ON RACIAL COMPOSITION SMU DOES NOT REQUIRE DISCLOSURE OF RACIAL IDENTITY BY ITS APPLICANTS, STUDENT BODY, FACULTY OR ADMINISTRATION. SMU COLLECTS INFORMATION ON RACIAL IDENTITY ON A VOLUNTARY BASIS FOR PURPOSES OF ASSESSING DIVERSITY. INDIVIDUALS MAY CHOOSE TO DISCLOSE THIS INFORMATION. SCHEDULE E, PART 1, LINE 4B: RECORDS ON SCHOLARSHIPS AWARDED ON RACIALLY NONDISCRIMINATORY BASIS SCHOLARSHIPS AND FINANCIAL ASSISTANCE ARE RENDERED BASED ON NEED AND ACADEMIC STANDING. SCHEDULE E, PART 1, LINE 6A: FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY GRANTS ARE PROVIDED FROM FEDERAL AND PROVINCIAL GOVERNMENTS. 1 NORTH AMERICA 1 3055 GRANTMAKING FINANCIAL AID 11754418 NORTH AMERICA 1 3055 PROGRAM SERVICES EDUCATION 97817458 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 22206 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION 326848 NORTH AMERICA 1 3055 MANAGEMENT AND ADMINISTRATION MANAGEMENT AND ADMINISTRATION 20879145 NORTH AMERICA 1 3055 FUNDRAISING 1452014 NORTH AMERICA 1 3055 INVESTMENTS 105594722 1 3055 0 0 1 3055 237846811 0 237846811 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 5511 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 12593 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 5926 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 38870 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 6713 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES RESEARCH 5037 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 37188 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 5970 CHEQUE/EFT 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SPONSORSHIP 15551 CHEQUE/EFT 0 9 SCHOLARSHIPS & BURSARIES NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2606 11135788 OTHER RESEARCH NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 7407 CHECK/EFT SPONSORSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 22222 CHECK/EFT FINANCIAL AID NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 8172 OTHER TUITION WAIVERS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 26 419612 OTHER 0 0 0 0 0 0 SCHEDULE F, PART I, LINE 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS OUTSIDE U.S. SMU'S MISSION STATEMENT REFERS TO "BUILDING ON A STRONG TRADITION OF ACCESSIBLITY". FINANCIALLY, WE CONTRIBUTE TO THAT VISION BY ENSURING TO THE EXTENT POSSIBLE THAT STUDENTS CAN AFFORD TO ATTEND SMU. SCHOLARSHIPS, BURSARIES AND FINANCIAL AID ARE PROVIDED BASED ON NEED AND MERIT. SMU TRACKS ALL GRANTS ISSUED BY GRANT, AMOUNT, STUDENT, AND TERM. SCHEDULE F, PART III TUITION WAIVERS WERE LISTED ALL TOGETHER AS THE DETAIL BY FOREIGN REGION IS NOT READILY AVAILABLE TO THE ORGANIZATION. 1 SCHOLARSHIPS AND BURSARIES 25 182582 FINANCIAL AID 1 8173 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. FINANCIAL AID AND SCHOLARSHIPS ARE BASED ON NEED AND MERIT FROM APPLICATIONS SUBMITTED BY STUDENTS. ONCE AWARDED, THE FUNDS ARE PLACED DIRECTLY ON THE STUDENT'S ACCOUNT TO OFFSET THE COST OF TUITION AND FEES. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 DR ROBERT SUMMERBY-MURRAY PRESIDENT AND VICE-CHANCELLOR 265886 0 0 0 0 0 35601 0 16592 0 318079 0 0 0 DR MARY INGRAHAM DEAN OF ARTS 165649 0 0 0 0 0 51679 0 7843 0 225171 0 0 0 DR PAWAN LINGRAS PROFESSOR 200880 0 0 0 0 0 10679 0 3787 0 215346 0 0 0 MS ERIN SARGEANT GREENWOOD VP, ADVANCEMENT 196474 0 0 0 0 0 11589 0 6873 0 214936 0 0 0 DR ESTHER ENNS ASSOC. VP, TEACHING & LEARNING 193796 0 0 0 0 0 12826 0 2108 0 208730 0 0 0 DR HARJEET BHABRA FORMER KEY EMPLOYEE; PROFESSOR 129486 0 0 0 0 0 69522 0 6304 0 205312 0 0 0 DR MADINE VANDERPLAAT VP, ACADEMIC & RES. 184465 0 0 0 0 0 12310 0 7986 0 204761 0 0 0 MR E KEVIN KELLOWAY RESEARCH CHAIR 185868 0 0 0 0 0 12457 0 4417 0 202742 0 0 0 DR MOHAMMAD RAHAMAN PROFESSOR 183364 0 0 0 0 0 11825 0 4189 0 199378 0 0 0 DR ADAM SARTY ASSOC. VP, RESEARCH & DEAN FGSR 169411 0 0 0 0 0 22475 0 2898 0 194784 0 0 0 DR DAWN JUTLA PROFESSOR 168664 0 0 0 0 0 12753 0 4522 0 185939 0 0 0 DR TONY CHARLES GOVERNOR; PROFESSOR - THRU 9/2023 159328 0 0 0 0 0 11272 0 3997 0 174597 0 0 0 MS MICHELLE BENOIT VP, FINANCE & ADMIN - THRU 10/2023 152824 0 0 0 0 0 12052 0 2647 0 167523 0 0 0 DR MOHAMED DRIRA GOVERNOR; PROFESSOR 144956 0 0 0 0 0 11329 0 4018 0 160303 0 0 0 DR MARGARET MACDONALD FORMER KEY EMPLOYEE; PROFESSOR 143158 0 0 0 0 0 11272 0 3997 0 158427 0 0 0 MR TODD WILLIAMS VP, FINANCE & ADMIN - AS OF 10/2023 142757 0 0 0 0 0 11421 0 2962 0 157140 0 0 0 DR STEVEN SMITH FORMER KEY EMPLOYEE; PROFESSOR 140688 0 0 0 0 0 11112 0 3941 0 155741 0 0 0 DR MALCOM BUTLER FORMER OFFICER; PROFESSOR 131855 0 0 0 0 0 12299 0 3221 0 147375 0 0 0 SCHEDULE J, PART I LINE 1 A FIRST-CLASS OR CHARTER TRAVEL FIRST-CLASS TRAVEL IS PROVIDED FOR CERTAIN SENIOR EXECUTIVE(S) AS PER EMPLOYMENT AGREEMENTS FOR LONG-DISTANCE TRAVEL UNDER CERTAIN CIRCUMSTANCES. SCHEDULE J, PART I LINE 1A TRAVEL FOR COMPANIONS TRAVEL FOR COMPANIONS IS PROVIDED FOR CERTAIN SENIOR EXECUTIVE(S) AS PER EMPLOYMENT AGREEMENTS FOR BUSINESS RELATED EVENTS (E.G. DONOR RELATIONS AND FUNDRAISING ACTIVITIES) WHERE A SPOUSE OR COMPANION IS REQUIRED DUE TO THE UNIVERSITY'S ROLE. SCHEDULE J, PART II, COLUMN C VESTED ADMINISTRATIVE LEAVES CERTAIN EMPLOYEES ARE ELIGIBLE PER THEIR EMPLOYMENT CONTRACTS TO VESTED ADMINISTRATIVE LEAVES. THIS FUTURE EMPLOYEE BENEFIT IS ACCRUED EACH YEAR AND REPORTED IN COLUMN C. X 25 1860863 FMV X EQUIPMENT 2 27295 FMV X INSURANCE 5 6285 FMV 0 1 0 PART I, COLUMN (B): METHOD USED SMU USES THE NUMBER OF CONTRIBUTIONS AS THE METHOD FOR DETERMINING THE AMOUNT IN COLUMN (B). FORM 990, PART V, LINE 6 CONTRIBUTION SOLICITATIONS SMU IS A FOREIGN UNIVERSITY AND SOLICITS FINANCIAL SUPPORT FROM ITS WORLDWIDE ALUMNI, LARGELY IN CANADA BUT DOES INCLUDE SOLICITATIONS TO U.S. PERSONS AND U.S. ENTITIES. SMU OBTAINED U.S. TAX EXEMPT STATUS AS A FOREIGN 501(C)(3) EDUCATIONAL INSTITUTION. SMU RELIES ON THE FINANCIAL SUPPORT IT RECEIVES FROM ALUMNI AND ORGANIZATIONS TO ACHIEVE ITS MISSION OF OFFERING EDUCATION PROGRAMS, ENGAGE IN RESEARCH AND SERVE THE COMMUNITY. DUE TO SMU'S STATUS AS A FOREIGN 501(C)(3), U.S. PERSONS AND U.S. ENTITIES ARE NOTIFIED THAT THEIR DONATIONS TO SMU MAY NOT BE DEDUCTIBLE FOR U.S. TAX PURPOSES. FORM 990, PART VI, SECTION A, LINE 1A EXECUTIVE COMMITTEE THE EXECUTIVE COMMITTEE CAN ACT IN THE ABSENCE OF THE BOARD IF NECESSARY. THIS IS NOT TYPICALLY REQUIRED. FORM 990, PART VI, SECTION A, LINE 7A OTHER PERSONS WITH THE POWER TO ELECT OR APPOINT THE BOARD SEVERAL ORGANIZATIONS HAVE THE RIGHT TO APPOINT MEMBERS OF THE BOARD OF GOVERNORS: SMU STUDENT ASSOCIATION (4), SMU FACULTY UNION (6), NOVA SCOTIA PROVINCIAL GOVERNMENT (2), SMU ALUMNI ASSOCIATION (6), AND ROMAN CATHOLIC EPISCOPAL CORP (3). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE FORM 990 IS REVIEWED BY THE SENIOR DIRECTOR OF FINANCIAL SERVICES AND THE VP, FINANCE & ADMINISTRATION (OR INTERIM INDIVIDUALS ACTING IN THOSE SPECIFIC ROLES FROM TIME TO TIME) AND DISTRIBUTED TO THE EXECUTIVE SECRETARY TO FACILITATE REVIEW WITH THE EXECUTIVE MANAGEMENT GROUP. THIS IS CONDUCTED BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN-HOUSE LEGAL COUNSEL REVIEWS ALL FORMS. ANY DISCLOSURES NOTED ARE BROUGHT TO THE ATTENTION OF THE AUDIT COMMITTEE TO REVIEW. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION INDEPENDENT ANALYSIS AND RESEARCH FOR APPROPRIATE COMPENSATION IS DONE BY A SEARCH FIRM. SUBSEQUENT APPROVAL IS GIVEN BY THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE POSTED ON SMU'S WEBSITE. FORM 990, PART XI, LINE 9: FOREIGN TRANSLATION ADJUSTMENT -1,340,364. GAIN/(LOSS) ON INTEREST RATE SWAP 1,075,347.