2016-11-15T18:39:39-06:00 2016-06-30 952835976 MACFARLANE FALETTI & CO LLP 115 E MICHELTORENA ST 200 SANTA BARBARA CA 93101 990 2015-07-01 952104089 SANTA BARBARA SYMPHONY ORCHESTRA ASSOCIATION SANT 8058989386 1330 STATE STREET SANTA BARBARA CA 93101 KATHRYN R MARTIN INTERIM EXECUTIVE DIRECTOR 8058989386 2016-11-08 1 GAIL H ANIKOUCHINE P00161999 8059664157 2015 2017-02-10 21:41:12Z KATHRYN R MARTIN 1330 STATE STREET SANTA BARBARA CA 93101 3554069 0 X HTTP://WWW.THESYMPHONY.ORG X 1953 CA TO ENRICH OUR COMMUNITY BY CREATING POWERFUL MUSICAL EXPERIENCES PERFORMED WITH PASSION AND EXCELLENCE, AND BY PROVIDING INDISPENSABLE MUSIC EDUCATION AND COMMUNITY ENGAGEMENT. 25 25 200 125 0 0 2658077 2307936 778431 836403 7204 6215 -22773 11926 3420939 3162480 0 0 0 0 1693821 1787869 24944 18010 260206 1113896 1080067 2832661 2885946 588278 276534 1763410 2009456 539999 515113 1223411 1494343 TO ENRICH OUR COMMUNITY BY CREATING POWERFUL MUSICAL EXPERIENCES PERFORMED WITH PASSION AND EXCELLENCE, AND BY PROVIDING INDISPENSABLE MUSIC EDUCATION AND COMMUNITY ENGAGEMENT. 0 0 1808304 807584 SEASON PROGRAM: CONSISTS OF 14 SUBSCRIPTION CONCERTS PERFORMED BETWEEN OCTOBER AND MAY WITH ONE STANDALONE CONCERT FOR NEW YEAR'S EVE. TOTAL SEASON ATTENDANCE WAS APPROXIMATELY 15,000 PEOPLE. 324415 28819 SANTA BARBARA SYMPHONY MUSIC EDUCATION CENTER: FREE PROGRAMS FOR STUDENTS IN GRADES 4-6 THAT INTRODUCE STUDENTS TO THE INSTRUMENTS AND THE ORCHESTRA - WITH A MUSIC VAN THAT VISITS SCHOOLS AND TWO CONCERTS FOR YOUNG PEOPLE. LOW COST OR FREE PROGRAMS FOR STUDENTS AGED 9-18 TO PERFORM WITH OTHERS IN A GROUP SETTING - STRING WORKSHOP, JUNIOR ORCHESTRA, YOUTH SYMPHONY. FREE SCHOOL DEMONSTRATION FROM GUEST ARTISTS THAT ARE PERFORMING WITH THE ORCHESTRA. ALL OF THESE PROGRAMS COMBINE TO REACH OVER 5,000 YOUNG PEOPLE IN SANTA BARBARA COUNTY. 2132719 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 26 0 1 200 1 0 0 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X S B SYMPHONY ORCHESTRA ASSOC 8058989386 1330 STATE STREET SANTA BARBARA CA 93101 MIKKI ANDINA DIRECTOR 1.00 X 0 0 0 GAYLE BEEBE DIRECTOR 1.00 X 0 0 0 MARLYN BERNARD BERNSTEIN DIRECTOR 1.00 X 0 0 0 MASHEY BERNSTEIN DIRECTOR 1.00 X 0 0 0 DIANE CALVERT DIRECTOR 1.00 X 0 0 0 STEPHEN ERICKSON COUNSEL 1.00 X 0 0 0 NANCY GOLDEN DEVELOPMENT CHAIR 1.00 X 0 0 0 FREEMAN GOSDEN DIRECTOR 1.00 X 0 0 0 JON GREENLEAF DIRECTOR 1.00 X 0 0 0 PATRICIA GREGORY DIRECTOR 1.00 X 0 0 0 CHRIS HARRIS DIRECTOR 1.00 X 0 0 0 KAREN KERNS FORMER COUNSEL 1.00 X 0 0 0 ART KVAAS DIRECTOR 1.00 X 0 0 0 RICHARD MEYERS DIRECTOR 1.00 X 0 0 0 STEFAN RIESENFELD MEMBER-AT-LARGE 1.00 X 0 0 0 PETER SCHLUEER MEMBER-AT-LARGE 1.00 X 0 0 0 HOWARD SIMON DIRECTOR 1.00 X 0 0 0 GENE SINSER DIRECTOR 1.00 X 0 0 0 HOWARD JAY SMITH DIRECTOR 1.00 X 0 0 0 SUSAN SPECTOR DIRECTOR 1.00 X 0 0 0 H WALLACE VANDEVER FORMER DIRECTOR 1.00 X 0 0 0 BRETT MOORE TREASURER 1.00 X X 0 0 0 ARTHUR SWALLEY PRESIDENT 1.00 X X 0 0 0 FRED WUDL SECRETARY 1.00 X X 0 0 0 DAVID CHERNOF VICE PRESIDENT 1.00 X X 0 0 0 DON GILMAN EDD MEMBER-AT-LARGE 1.00 X 0 0 0 GEORGE KONSTANTINOW PHD DIRECTOR 1.00 X 0 0 0 MICHELLE RICHARDSON DIRECTOR 1.00 X 0 0 0 CYNTHIA STEPHENS DIRECTOR 1.00 X 0 0 0 ROBERT WEINMAN PHD DIRECTOR 1.00 X 0 0 0 DAVID PRATT EXECUTIVE DIRECTOR 40.00 2.00 X 125192 0 13265 125192 0 13265 1 0 0 0 NIR KABARETTI 1300 ORCHID DRIVE SANTA BARBARA CA 93111 MUSIC AND ARTISTIC DIRECTOR 100658 1 14675 261461 6000 2025800 129218 2307936 CONCERT TICKET SALES 711130 807584 807584 TUITION 711130 26069 26069 MISCELLANEOUS INCOME 711130 2750 2750 836403 7787 7787 377075 378647 -1572 -1572 -1572 24868 14675 12942 11926 11926 3162480 836403 0 18141 163265 24490 73469 65306 1185706 949076 157117 79513 102264 98487 1576 2201 218907 202705 4090 12112 117727 106951 720 10056 54550 54550 18010 18010 277723 258256 19367 100 86646 86646 104167 51757 42782 9628 88210 83789 4421 4017 405 148 3464 14663 3761 7871 3031 19069 19069 17051 1034 16017 CONCERT EXPENSES 312865 312865 HOSPITALITY 52268 52268 EQUIPMENT RENTAL & MAIN 42958 35730 7228 BAD DEBT 3866 3866 2014 556 1362 96 2885946 2132719 493021 260206 524390 391746 330166 166962 784741 313383 1053 43764 31419 61880 175452 94549 48683 80903 7913 919733 35045 31085 1763410 2009456 146315 130119 393684 384994 539999 515113 X 297502 1062163 925909 432180 1223411 1494343 1763410 2009456 276534 -5602 0 X X 0 1 X 1 0 X 1966191 1629496 1765840 2658077 2307936 10327540 1966191 1629496 1765840 2658077 2307936 10327540 1534303 8793237 8681 11045 8424 7204 6215 41569 12412 298 1684 1020 2750 18164 10387273 4211266 0.84650 0.86680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5582254 680143 -387760 261461 36579 5576597 5558745 30218 262904 235373 34240 5582254 4640729 320206 842709 215966 28933 5558745 4013443 271393 575170 196894 22383 4640729 4365850 35500 -177225 186266 24416 4013443 0.10000 0.84000 0.06000 0 1 1 88602 52394 36208 86850 42155 44695 80903 X PART X, LINE 2: THE SYMPHONY IS UNAWARE OF ANY UNCERTAIN TAX POSITIONS AT JUNE 30, 2016, OR FOR ANY PERIOD FOR WHICH THE NORMAL STATUTE OF LIMITATIONS REMAINS OPEN. X X 0 GINA BENESH 67 OVERLOOK RIDGE KALISPELL MT 59901 GRANTWRITING 0 227450 18010 209440 227450 18010 209440 RAMON TALK 19298 7575 11723 3836 2200 3000 HANDS ON/HIGH TEA 19245 7100 12145 2079 1827 1 1000 1000 39543 14675 24868 3836 4279 3000 1827 12942 11926 X 4 114543 FMV 0 X WINE & FOOD 1 11575 FMV X INSTRUMENTS 1 3100 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 WILL BE REVIEWED BY THE FINANCE COMMITTEE AND AUDIT COMMITTEE. AFTER THE APPROVAL OF THE 990 BY THE FINANCE & AUDIT COMMITTEES, IT WILL BE PRESENTED TO THE BOARD OF DIRECTORS FOR ANY COMMENTS AND QUESTIONS PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY HAS BOTH A WRITTEN CONFLICT OF INTEREST POLICY AND AN ANNUAL DISCLOSURE OF CONFLICTS. THE GOVERNANCE COMMITTEE OF THE BOARD OVERSEES DISTRIBUTION OF THE POLICY TO NEW BOARD MEMBERS AND THE COLLECTION OF ANNUAL DISCLOSURES OF CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ONCE A YEAR, JULY 1ST, COMPENSATION FOR THE EXECUTIVE DIRECTOR AND OTHER EMPLOYEES IS REVIEWED BY THE HUMAN RESOURCES (HR) COMMITTEE. THE HR COMMITTEE DOES A SURVEY WITH THE NON-PROFIT LEAGUE AND THE AMERICAN MUSICIAN ORCHESTRA LEAGUE REGARDING COMPENSATION. UPON THEIR RECOMMENDATION FOR AN INCREASE IN COMPENSATION, COMPENSATION WILL BE APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING FORMS ARE AVAILABLE FOR INSPECTION AT THE OFFICES OF THE SYMPHONY DURING REGULAR BUSINESS HOURS, SUBJECT TO AN APPOINTMENT MADE THROUGH THE MANAGING DIRECTOR'S OFFICE. FORM 990, PART XI, LINE 2C THE FINANCE AND AUDIT COMMITTEES REVIEW THE AUDITED FINANCIAL STATEMENTS AND 990 THEN PRESENTS THEM TO THE BOARD OF DIRECTORS. THE AUDIT COMMITTEE RECOMMENDS INDEPENDENT AUDITORS AND THE BOARD OF DIRECTORS CHOOSES THE AUDITOR. THE PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. FORM 990, PART VI, SECTION A THE EXECUTIVE COMMITTEE CONSISTS OF THE PRESIDENT, VICE PRESIDENT, THE SECRETARY/COUNSEL, AND TREASURER, IMMEDIATE PAST-PRESIDENT, CHAIR OF THE DEVELOPMENT COMMITTEE, TWO DIRECTORS AT LARGE, ELECTED BY THE BOARD, AND THE EXECUTIVE DIRECTOR AND THE MUSIC AND ARTISTIC DIRECTOR, WHO SHALL BE EX OFFICIO NON-VOTING MEMBERS.. ALL EXECUTIVE COMMITTEE MEMBERS ARE ON THE GOVERNING BOARD. WITHIN LIMITS, IF ANY, AS MAY BE SET BY RESOLUTION OF THE BOARD FROM TIME TO TIME, THE EXECUTIVE COMMITTEE IS SPECIFICALLY DELEGATED THE AUTHORITY OF THE BOARD TO ACT ON BEHALF OF THE BOARD ON MATTERS REQUIRING BOARD ACTION BETWEEN REGULARLY SCHEDULED MEETINGS AND WHEN THE BOARD CANNOT PRACTICALLY BE CONVENED. THE EXECUTIVE COMMITTEE SHALL EXERCISE THIS AUTHORITY JUDICIOUSLY AND WITH RESTRAINT. THE EXECUTIVE COMMITTEE SHALL REVIEW THE WORK OF THE BOARD COMMITTEES, APPROVE THE AGENDA FOR BOARD MEETINGS AND MONITOR THE ASSOCIATION'S LONG-RANGE AND STRATEGIC PLANS AND MAKE RECOMMENDATIONS TO THE BOARD BASED UPON ITS ONGOING REVIEW AS IT DEEMS APPROPRIATE. THE EXECUTIVE COMMITTEE SHALL ALSO HAVE THE RESPONSIBILITY TO SERVE AS COUNSEL TO THE EXECUTIVE DIRECTOR AS HE OR SHE MAY REQUEST. THE EXECUTIVE COMMITTEE MET 10 TIMES DURING THE YEAR. SANTA BARBARA SYMPHONY ENDOWMENT TRUST 1330 STATE STREET SANTA BARBARA CA 93101 956542234 MANAGES CONTRIBUTIONS TO PROVIDE GENERAL SUPPORT FOR THE SYMPHONY CA 501(C)3 LINE 11A, I SANTA BARBARA SYMPHONY ORCHESTRA ASSOCIATION 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SANTA BARBARA SYMPHONY ENDOWMENT TRUST C 261461 PERCENTAGE OF INVESTMENTS