2016-11-15T14:30:04-06:00 2015-12-31 346565596 ERNST & YOUNG 190 CARONDELET PLAZA STE 1300 CLAYTON MO 63105 990 2015-01-01 431648435 THE FOUNDATION FOR BARNES-JEWISH HOSPITAL FOUN 3142860600 1001 HIGHLANDS PLZ DR WEST NO 140 ST LOUIS MO 631101339 SUSAN ELL EXEC DIR/VICE PRES 3142860580 2016-11-15 1 JENNIFER RICHTER P00366526 3142901000 2015 2017-02-10 21:41:12Z SUSAN ELL 1 BJ HOSPITAL PLAZA ST LOUIS MO 63110 104465296 0 X N/A X 1996 MO THE FOUNDATION FOR BARNES-JEWISH HOSPITAL HELPS DONORS ENRICH LIVES, SAVE LIVES, AND TRANSFORM PATIENT CARE THROUGH CHARITABLE GIFTS. 40 37 0 120 0 0 79332670 79017401 0 0 28265175 23126789 1380612 1045798 108978457 103189988 60289351 26622884 0 0 0 0 48198 2900 3412522 4662665 5188330 65000214 31814114 43978243 71375874 578553522 617688336 117297480 108069209 461256042 509619127 X THE FOUNDATION FOR BARNES-JEWISH HOSPITAL GENERATES RESOURCES TO SUPPORT BARNES-JEWISH HOSPITAL, A NATIONAL LEADER, IN ITS QUEST TO PROVIDE EXCELLENT PATIENT CARE, ADVANCE CLINICAL RESEARCH, AND SUPPORT THE EDUCATION OF HEALTHCARE PROFESSIONALS. 0 0 13498418 13498418 RESEARCH: THE FOUNDATION SUPPORTS BIOMEDICAL AND CLINICAL-TRANSLATIONAL RESEARCH TO ENHANCE PATIENT SAFETY, ELEVATE THE STANDARDS OF CARE, IMPROVE QUALITY OF LIFE, MAKE BREAKTHROUGHS IN TREATMENT/RECOVERY AND WIN THE FIGHT AGAINST DEVASTATING DISEASES. THESE DISCOVERIES WILL CHANGE HEALTHCARE REGIONALLY, NATIONALLY, AND INTERNATIONALLY. WE DISBURSE RESEARCH FUNDING SOLELY TO PHYSICIANS AND RESEARCHERS AFFILIATED WITH BARNES-JEWISH HOSPITAL AND/OR WASHINGTON UNIVERSITY, OR TO FACULTY OF GOLDFARB SCHOOL OF NURSING AT BARNES-JEWISH COLLEGE. ALTHOUGH WE FUND A VARIETY OF HEALTHCARE AREAS PER DONOR WISHES, A MAJORITY OF OUR RESEARCH FUNDING IS FOR PROJECTS IN HEART AND VASCULAR CARE, CANCER,THE NEUROSCIENCES (STROKE, BRAIN TUMOR, AND EPILEPSY), AND ORGAN TRANSPLANT. 3703393 3703393 RECRUITMENT: THE FOUNDATION SUPPORTS THE RECRUITMENT OF TOP PHYSICIANS AND RESEARCHERS TO BARNES JEWISH HOSPITAL AND WASHINGTON UNIVERSITY FACULTY POSITIONS AND SUPPORTS THE EXCEPTIONAL WORK OF NATIONAL LEADERS IN MEDICINE ON THE WASHINGTON UNIVERSITY CAMPUS. FUNDS FROM THE FOUNDATION SUPPORTED BOARD CHAIRS IN OPTHALMOLOGY, ANATOMY/NEUROBIOLOGY AND INTERNAL MEDICINE. 2649989 2649989 EXTERNAL COMMUNITY GRANTS: LARGE GRANTS GIVEN TO ST.LOUIS UNIVERSITY, ST LOUIS COLLEGE OF PHARMACY AND PEDAL THE CAUSE. SMALLER GRANTS TO LOCAL NON-PROFIT COMMUNITY. 6771084 6771084 OTHER:THE FOUNDATION PROVIDES FUNDING TO BARNES-JEWISH HOSPITAL AND WASHINGTON UNIVERSITY TO SUPPORT THE HOSPITAL'S MISSION THROUGH DEVELOPING AND MAINTAINING RELATED PROGRAMS AND SERVICES THAT OFFER SUPPLEMENTAL APPROACHES TO CLINIC CARE,ADVANCE EDUCATION AND RESEARCH PRIORITIES,AND ENHANCE THE PATIENT ENVIRONMENT.THIS INCLUDES SCHOLARSHIPS,COPHER DIETETIC AWARD PROGRAM,THE FRONT DOOR PROGRAM,EDUCATIONAL RESEARCH INITIATIVES AND COMMUNITY-OUTREACH SERVICES. 6771084 6771084 26622884 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 X 68 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 X 40 37 1 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 IL FL GA KY OK TN AL CA CO MD MA MI MN NJ NY NC OH PA WI DC ME MS NM NV NH ND OR SC UT WA AR CT WV AK X VALERIE GRAY 3142860572 4249 CLAYTON AVE SUITE 316 ST LOUIS MO 63110 BLAIR JAMES T DIRECTOR 0.10 X 0 0 0 BROWN MEL F DIRECTOR 0.10 X 0 0 0 BUTLER ISAAC L DIRECTOR 0.10 X 0 0 0 GOLDBERG SUSAN K DIRECTOR 0.10 X 0 0 0 GOLDSTEIN RICHARD DIRECTOR 0.10 X 0 0 0 GULLER KEITH B DIRECTOR 0.30 X 0 0 0 HILLMAN THOMAS J DIRECTOR 0.10 X 0 0 0 HOOD MARK E DIRECTOR 0.10 X 0 0 0 JACOB CARMEN DIRECTOR 0.10 X 0 0 0 KLING LEE C DIRECTOR 0.10 X 0 0 0 KOMAN WILLIAM DIRECTOR 0.00 X 0 0 0 KOPLAR EDWARD J DIRECTOR 0.10 X 0 0 0 LIEKWEG RICHARD DIRECTOR 2.00 48.00 X 0 1494707 149000 LINDQUIST RICHARD DIRECTOR 0.10 X 0 0 0 LIPSTEIN STEVEN DIRECTOR TERM 5/20/15 0.10 X 0 2414038 126870 MATTHEWS CHARLES MATT DIRECTOR 0.10 X 0 0 0 MILES RICHARD H DIRECTOR 0.10 X 0 0 0 MOORE SANDRA M DIRECTOR 0.10 X 0 0 0 OERTLI FREDERICK J DIRECTOR 0.10 X 0 0 0 RECHTER JOSEPH E DIRECTOR 0.10 X 0 0 0 ROBERTS MICHAEL L DIRECTOR 0.10 X 0 0 0 ROTH SALLY H DIRECTOR 0.10 X 0 0 0 RUBIN JUDY L DIRECTOR 0.30 X 0 0 0 RUBIN RON DIRECTOR 0.10 X 0 0 0 SCHANKMAN STEVEN F DIRECTOR 0.10 X 0 0 0 SHERMAN III DAVID DIRECTOR 0.10 X 0 0 0 SMITH PETER A DIRECTOR 0.30 X 0 0 0 SPENCE DAVID R DIRECTOR 0.10 X 0 0 0 STEINBACK KENNETH DIRECTOR 0.10 X 0 0 0 STERN THOMAS A DIRECTOR 0.10 X 0 0 0 STIEVEN JOSEPH A DIRECTOR 0.10 X 0 0 0 SULLIVANRICHARD T DIRECTOR 0.10 X 0 0 0 THOMAS LAWRENCE E DIRECTOR 0.30 X 0 0 0 VIRANT JOHN A DIRECTOR 0.10 X 0 0 0 WALLACE HARVEY N DIRECTOR 0.10 X 0 0 0 WARSHAW HENRY DIRECTOR 0.20 X 0 0 0 WIELANSKY LEE DIRECTOR 0.10 X 0 0 0 ZORENSKY MARK H DIRECTOR 0.30 X 0 0 0 CANNONROBERT W PRESIDENT 2.00 48.00 X X 0 1121523 114935 ELL SUSAN J VP & EXEC DIRECTOR 48.00 2.00 X X 0 336097 30356 SUELTHAUS KENNETH H CHAIRMAN/DIRECTOR 5.00 X X 0 0 0 KRIEGER MARK TREASURER NO VOTE 10.00 40.00 X 0 556053 76693 0 5922418 497854 0 0 1 0 CREATIVE PRODUCER'S GROUP 4818 WASHINGTON BLVD ST LOUIS MO 63108 PRODUCTION SERVICES & ENTERTAINMENT 199859 1 1189763 64265000 13562638 420817 79017401 8889569 8889569 271569 271569 15332555 1095335 14237220 14237220 14237220 795249 1189763 179973 615276 615276 RECOV PY GRANTS 900099 896965 896965 CHG SPLI-INT AGRMT 900099 -100782 -100782 CHG IN VAL TRUST 900099 -609051 -609051 -28179 -28179 158953 103189988 0 0 24172587 26622884 26622884 62000 62000 2900 2900 1220364 1220364 2841757 9000 2832757 398087 39177 358910 209475 209475 10740 10740 6403 6403 120000 120000 78015 67820 10195 CATERING AND MEALS 116497 21 116476 DONOR CULTIVATION 30254 30254 PROFESSIONAL DUES 8127 8127 86611 50851 35760 31814114 26622884 1778708 3412522 3593832 5721993 16229653 19307373 69550000 64250000 4382 1825 441278 123157 0 318121 300862060 342901188 182025004 179986003 6288591 5201833 578553522 617688336 550695 498409 107074828 95142207 9671957 12428593 117297480 108069209 X 104942123 100132557 199657758 253023530 156656161 156463040 461256042 509619127 578553522 617688336 71375874 -23012789 0 X 0 1 X 1 0 X 47141013 35899494 34716984 79332670 79017401 276107562 47141013 35899494 34716984 79332670 79017401 276107562 276107562 5176495 9815491 11608364 9555450 9161137 45316937 418574 418574 321843073 3743049 0.85790 0.85680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 294819614 3526211 -571073 -7185365 -2498468 288090919 291290736 1850412 13799782 -9801922 -2319394 294819614 269677301 2065798 28133720 -6606471 -1979612 291290736 244001329 3756681 34170294 -10124110 -2126893 269677301 256144032 2114161 -3651117 -8695853 -1909894 244001329 0.22000 0.48000 0.30000 0 0 441278 123157 318121 318121 HEDGE FUNDS 64995426 F PRIVATE EQUITY 67914374 F REAL ASSETS 34998839 F OTHER 12077364 F 179986003 FUNDS HELD FOR WASHINGTON UNIVERSITY 5242612 RELATED PARTY LIABILITY 4075475 ANNUITY OBLIGATIONS 720032 LIABILITY UNDER TRUST AGREEMENTS 2390474 12428593 78690397 -23012789 -23012789 101703186 1220364 266438 1486802 103189988 30593750 0 30593750 1220364 1220364 31814114 PART V, LINE 4: THE FOUNDATION ALLOCATES AND ADMINISTERS ENDOWMENT EARNINGS TO ADVANCE PROJECTS AND PROGRAMS IN HEALTHCARE BEYOND STANDARD OPERATING NEEDS, AND WHICH FURTHER THE MISSIONS OF BARNES-JEWISH HOSPITAL, WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND PARTNERING HEALTHCARE ORGANIZATIONS IN THE COMMUNITY. THIS INCLUDES HOSPITAL CENTERS, NURSING SCHOOL PROFESSORSHIPS AND DEANSHIPS, RESEARCH, FELLOWSHIPS, SCHOLARSHIPS, AWARDS, PATIENT CARE, HEALTH-RELATED SOCIAL SERVICES AND PATIENT SERVICES, COMMUNITY OUTREACH AND EDUCATION PROGRAMS. PART XI, LINE 4B - OTHER ADJUSTMENTS: TRANSFER OF NET ASSETS -5,131. ROYALTY INCOME 271,569. ILLUMINATIONS GALA-2015 1985012 1189763 795249 99973 80000 1985012 1189763 795249 99973 80000 179973 615276 1 BARNES - JEWISH HOSPITAL 216 SOUTH KINGSHIGHWAY STLOUIS MO 63110 237309937 501(C)(3) 2585242 RESEARCH, PATIENT SUPPORT, EDUCATION, CAPITAL, COMMUNITY SERVICES WASHINGTON UNIVERSITY SCHOOL OF MEDICINE CAMPUS BOX 8018 660 SOUTH EUCLID AVE STLOUIS MO 63110 430653611 501(C)(3) 21071322 RESEARCH, PATIENT SUPPORT, EDUCATION, MD RECRUITMENT BJC HOME CARE SERVICES 1935 BELTWAY DRIVE STLOUIS MO 63114 431450457 501(C)(3) 178837 HOSPICE, HME, HOME CARE HAVEN HOUSE 126850 OLIVE BLD STLOUIS MO 63141 201876315 501(C)(3) 45500 PROVIDE COMFORT AND SUPPORT FOR PATIENTS AND FAMILY WHO TRAVEL FOR MEDICAL CARE. PEDAL THE CAUSE 900 SPRUCE STREET STLOUIS MO 63102 272233336 501(C)(3) 100000 ANNUAL FUNDRAISING BIKE CHALLENGE FOR CANCER RESEARCH WALTER'S WALK 737 DUNN ROAD STLOUIS MO 63110 272595936 501(C)(3) 13000 GRANT WRITER SERVICES, NORTH COUNTY MENTAL HEALTH PROVICER ST LOUIS FIRE DEPARTMENT LIFESAVING FOUNDATION 1421 NORTH JEFFERSON STLOUIS MO 63106 200512259 501(C)(3) 50000 EMS SIMULATION TRAINING CENTER FOR BJH TRAUMA AND ER SERVICES. SAFE CONNECTIONS 2165 HAMPTON AVE STLOUIS MO 63139 431077667 501(C)(3) 10000 CONSULTING FOR VICTIMS OF RELATIONSHIP VIOLENCE AND SEXUAL ASSAULT HELPING HAND ME DOWNS 82 ABERDEEN PL STLOUIS MO 63105 800752179 501(C)(3) 10000 PROVIDES USED CLOTHING TO THE PUBLIC ST LOUIS CHILDRENS HOSPITAL ONE CHILDRENS PLACE STLOUIS MO 63110 430654870 501(C)(3) 7494 BEST PHARMACY SUMMER PROGRAM BETHANY PLACE 821 WEST A STREET BELLEVILLE IL 62220 371283362 501(C)(3) 10000 CASE MANAGEMENT FOR PATIENTS WITH AIDS AND HEP C MENTAL HEALTH AMERICA 1905 SOUTH GRAND STLOUIS MO 63104 430685341 501(C)(3) 30000 IMPROVE CARE AND TREATMENT OF PERSONS LIVING WITH MENTAL HEALTH ILLNESS VOYCE 8702 MANCHESTER RD STLOUIS MO 63144 431480438 501(C)(3) 50000 RESIDENCE OF SKILLED FACILITIES-ST. LOUIS & NORTH COUNTY BI-LINGUAL-INTERNATIONAL ASSISTANT SERVICE 1329 MACKLAND AVE SUITE 200 STLOUIS MO 63110 562376877 501(C)(3) 25000 INTERPRETING SERVICES ANSWERING SERVICES COMMUNITY HEALTH IN PARTNERSHIP 2431 NORTH GRAND BLVD STLOUIS MO 63106 431589851 501(C)(3) 15000 TO HELP ESTABLISH MOBILE DIABETES CENTER JEWISH COMMUNITY CENTER OF ST LOUIS 2 MILLSTONE CAMPUS DR STLOUIS MO 63146 430681477 501(C)(3) 30000 SUPPORT AUTISTIC, ASPERGER SYNDROME AND OTHER DISABILITIES SAINT LOUIS UNIVERSITY SCHOOL OF MEDICINE 221 NORTH GRAND BOULEVARD STLOUIS MO 63103 430654872 501(C)(3) 480000 RESEARCH DNA REPLICATION, GENOME STABILITY SHALOM HOUSE 1040 S TAYLOR AVE STLOUIS MO 63110 430915808 501(C)(3) 25000 SUPPORT PARTIAL COSTS OF PART-TIME PSYCH FOR NURSE MENTAL CLIENTS ST LOUIS COLLEGE OF PHARMACY 4588 PARKVIEW PLACE STLOUIS MO 63110 430652675 501(C)(3) 1489489 RESEARCH ON PATIENT EDUCATION, HEALTH LITERACY AND AGING CASA DE SALUD 3200 CHOUTEAU AVENUE STLOUIS MO 63103 270732049 501(C)(3) 50000 MEDICARE TO UNDERINSURED & UNINSURED WORKING POOR ST PATRICK CENTER 800 N TUCKER BLVD ST LOUIS MO 63101 431263499 501(C)(3) 75000 PROVIDES OPPORTUNITY FOR HOMELESS PEOPLE TO FIND EMPLOYMENT OR HOME GATEWAY TO HOPE 845 N BALLAS COURT STLOUIS MO 63141 202737792 501(C)(3) 100000 ASSISTANCE TO BREAST CANCER PATIENTS THE BRIDGE OUTREACH 1610 OLIVE ST STLOUIS MO 63103 262002068 501(C)(3) 25000 COMMUNITY SUPPORT TO COORDINATE ENTY-SYSTEM OF RESPONSE FOSTER CARE OF GREATER ST LOUIS 1750 SOUTH BRENTWOOD BLVD SUITE 210 210 ST LOUIS MO 63144 431570225 501(C)(3) 10000 CREATE PERMANENCY IN EVERY FOSTER CHILD'S LIFE BY RECRUITING AND SUPPORTING FOSTER & ADOPTIVE FAMILIES IN ST LOUIS COMMUNITY. OASIS INSTITUTE 7710 CARONDELET AVE STLOUIS MO 63105 431830354 501(C)(3) 125000 HEALTHING AGING INITIATIVE-COMMUNITY OUTREACH 25 PART I, LINE 2: THE FOUNDATION FOR BARNES-JEWISH HOSPITAL (FOUNDATION) PROVIDES GRANT SUPPORT TO BARNES-JEWISH HOSPITAL (HOSPITAL), WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND A LIMITED NUMBER OF COMMUNITY ORGANIZATIONS WHOSE MISSIONS ARE CONSISTENT WITH THE WORK OF THE HOSPITAL. FOR THE HOSPITAL AND UNIVERSITY: GRANT APPLICATIONS ARE SUBMITTED WHICH INCLUDE A BUDGET AND A NARRATIVE. THE APPLICATIONS FOR SPECIFIC PROJECT GRANTS MUST BE REVIEWED AND APPROVED BY AN INSTITUTIONAL OFFICIAL PRIOR TO SUBMISSION. IN SOME CASES, APPLICATIONS ARE RECEIVED IN RESPONSE TO A SPECIFIC CALL FOR PROPOSALS, WHICH ARE REVIEWED FOR MERIT BY A SPECIAL ADVISORY COMMITTEE. GRANTS ARE AWARDED TYPICALLY FOR A 12-MONTH PERIOD, WITH A NOTICE OF GRANT AWARD ISSUED WHICH INCLUDES THE TERMS AND CONDITIONS. ALL GRANT EXPENSES INCURRED BY THE HOSPITAL ARE REVIEWED FOR COMPLIANCE BY HOSPITAL ACCOUNTING STAFF. HOSPITAL ACCOUNTING STAFF RECEIVE ONGOING TRAINING ON THE TERMS AND CONDITIONS OF FOUNDATION GRANTS. A REVIEW OF WU SCHOOL OF MEDICINE EXPENSES RELATED TO SPECIFIC PROJECT GRANTS ARE PERFORMED BY UNIVERSITY STAFF AS THE EXPENSES ARE INCURRED. THE UNIVERSITY SUBMITS QUARTERLY EXPENSE REPORTS TO THE FOUNDATION FOR REVIEW. HOSPITAL ACCOUNTING STAFF RECEIVES INVOICES SUBMITTED BY THE UNIVERSITY AND APPROVES THEM ON THE FOUNDATION'S BEHALF. FOR ALL HOSPITAL AND UNIVERSITY GRANTS, A PROGRESS REPORT, INCLUDING NARRATIVE AND EXPENSE RECAP, IS REQUIRED UPON EXPIRATION OF A BUDGET PERIOD. FOUNDATION STAFF VERIFY THE COMPLETENESS OF THE REPORT. FOR COMMUNITY GRANTS: SELECTED SUPPORT IS PROVIDED TO LOCAL NONPROFITS FOR HEALTH-RELATED PROGRAMS TO BENEFIT COMMUNITY RESIDENTS, WITH EMPHASIS ON PROGRAM INNOVATION AND SERVICE DELIVERY TO TRADITIONALLY UNDERSERVED POPULATIONS. COMMUNITY GRANT MATERIALS WERE ADAPTED CLOSELY FROM THE HOSPITAL AND WU SCHOOL OF MEDICINE GRANTEE DOCUMENTS. SUPPORT PARAMETERS WERE DEVELOPED BY FOUNDATION STAFF AND THE STEWARDSHIP COMMITTEE OF THE FOUNDATION BOARD, WHICH IS CHARGED TO REVIEW AND RECOMMEND APPLICATIONS FOR FUNDING TO THE BOARD. TYPICALLY, SUPPORT IS GRANTED FOR 12 MONTHS, WITH SOME GRANTEES AWARDED MULTI-YEAR FUNDING CONDITIONED ON SUCCESSFUL FULFILLMENT OF OBJECTIVES. ANNUAL AWARDS ARE PAID AT THE START OF THE GRANT PERIOD. COMMUNITY GRANTEES SUBMIT ANNUAL AND/ORFINAL PROGRESS REPORTS. FOUNDATION STAFF REVIEW THESE FOR COMPLIANCE AND SUCCESS IN MEETING OBJECTIVES AND REPORT FINDINGS TO THE STEWARDSHIP COMMITTEE. TOTAL GRANTS FOR 2015 $26,662,884. 0 1 0 0 0 0 0 1 0 LIEKWEG RICHARD DIRECTOR 0 810838 0 675643 0 8226 0 26414 0 122586 0 1643707 0 77026 LIPSTEIN STEVEN DIRECTOR TERM 5/20/15 0 1035045 0 1364329 0 14664 0 0 0 126870 0 2540908 0 109507 CANNONROBERT W PRESIDENT 0 568598 0 487884 0 65041 0 29868 0 85067 0 1236458 0 45118 ELL SUSAN J VP & EXEC DIRECTOR 0 260284 0 71891 0 3922 0 0 0 30356 0 366453 0 0 KRIEGER MARK TREASURER NO VOTE 0 402001 0 148637 0 5415 0 38258 0 38435 0 632746 0 22305 PART I, LINE 3 FORM 990, PART VI, SECTION B, LINE 15A-B: THE COMPENSATION AND BENEFIT AMOUNTS OF THE ORGANIZATION'S OFFICERS AND TOP MANAGEMENT OFFICIALS ARE DETERMINED BY AN INDEPENDENT COMMITTEE OF BJC HEALTH SYSTEM, AN AFFILIATE OF THE FOUNDATION FOR BARNES-JEWISH HOSPITAL. THE COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS AND USES INDEPENDENT COMPENSATION STUDIES AND BENCHMARKING DATA TO ESTABLISH COMPENSATION AMOUNTS AND GUIDELINES. ALL AMOUNTS ARE APPROVED BY THE COMPENSATION COMMITTEE. THE ORGANIZATION RECONCILES THE AGGREGATE AMOUNTS PAID TO THE APPROVAL AMOUNTS SHORTLY AFTER THE CLOSE OF EACH CALENDAR YEAR. PART I, LINE 4B DURING 2015, THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN ACCRUALS FROM THE ORGANIZATION AS REPORTED IN THE DETAILS OF COMPENSATION AND BENEFITS (SEE FORM 990, PART VII AND SCHEDULE J, PART II): RICHARD LIEKWEG $460,104 STEVEN LIPSEIN $247,574 MARK H. KRIEGER $45,500 SUSAN ELL $15,150 PART I, LINE 7 DURING 2015 COMPENSATION PROVIDED BY RELATED ORGANIZATIONS INCLUDED INCENTIVE PAYMENTS TO CERTAIN EXECUTIVES THAT ARE CALCULATED USING A PERCENT OF BASE PAY AFTER CERTAIN PERFORMANCE AND OPERATING GOALS ARE MET. THE AMOUNT OF INCENTIVE PAYMENTS DID NOT ACCRUE TO THE BENEFIT OF THE INDIVIDUALS UNTIL AFTER THE FINANCIAL RESULTS OF THE RELATED ORGANIZATION WERE DETERMINED FOR THE CALENDAR YEAR. STIEVEN CAPITAL ADVISORS LP BOARD MEMBER 248947 SERVICES* DURING 2015, BJC HEALTH SYSTEM HELD INVESTMENTS IN A MASTER CUSTODIAL TRUST ON BEHALF OF THE FILING ORGANIZATION. BJC PAID ANNUAL MANAGEMENT FEES TO STIEVEN CAPITAL ADVISORS, LP, MANAGER OF THE STIEVEN FINANCIAL INVESTORS FUND (FUND). CURRENT BOARD MEMBER STIEVEN SERVED AS OFFICER OF THE FUND DURING 2015. IN ACCORDANCE WITH THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, THE RELATED BOARD MEMBER RECUSED HIMSELF FROM ANY AND ALL DISCUSSIONS RELATED TO THE INVESTMENT AND ANNUAL MANAGEMENT FEES. 0 X 42 420817 AVG. HIGH/LOW 0 1 1 PART I, COLUMN (B): THE FOUNDATION USES A THIRD PARTY FINANCIAL INSTITUTION TO RECEIVE AND SELL STOCK GIFTS. SCHEDULE M, PART II, LINE 9 COLUMN B THE FOUNDATION IS REPORTING THE NUMBER OF CONTRIBUTIONS OR NUMBER OF ITEMS RECEIVED IN COLUMN B PART I, LINE 32B: GIFTS OF SECURITIES ARE DELIVERED INTO ACCOUNTS ESTABLISHED UNDER THE FOUNDATION FOR BARNES-JEWISH HOSPITAL'S NAME AT VARIOUS FINANCIAL INSTITUTIONS. WHEN SECURITIES ARE RECEIVED, REPRESENTATIVES OF THESE INSTITUTIONS NOTIFY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL OF THE DATE OF DELIVERY. NORMALLY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL PERSONNEL INSTRUCT THESE INSTITUTIONS TO SELL THE SECURITIES IMMEDIATELY UPON RECEIPT, UNLESS OTHER DONOR STIPULATIONS EXIST OR IT IS NOT PRUDENT AND/OR POSSIBLE TO DO SO. FORM 990, PART V, LINE 1 THE ORGANIZATION IS AN AFFILIATE OF BJC HEALTH SYSTEM (BJC), A SUPPORTING ORGANIZATION DESCRIBED IN CODE SECTION 509(A)(3). BJC ASSUMES RESPONSIBILITY FOR REMITTING ALL PAYMENTS TO VENDORS THROUGH A CENTRALIZED ACCOUNTS PAYABLE SYSTEM. BJC ALSO ASSUMES RESPONSIBILITY FOR REPORTING THESE PAYMENTS TO THE IRS USING ITS EIN AS THE COMMON PAYOR ON FORM(S)1099,1098,5498, AND W-2G. THE AMOUNT REPORTED ON LINE 1,IF ANY, REFLECTS THE NUMBER OF FORMS FILED BY BJC HEALTH SYSTEM (EIN 43-1617558) ON BEHALF OF THE ORGANIZATION. FORM 990, PART V, LINE 7C/7D PROPERTY WAS SOLD IN DECEMBER 2015, BUT THE FORM 8282 FILING WILL NOT OCCUR UNTIL 2016 FORM 990, PART VI, SECTION A, LINE 2 CERTAIN OFFICERS, DIRECTORS OR KEY EMPLOYEES OF THE FOUNDATION AND BJC HEALTH SYSTEM (BJC) MAY ALSO SERVE ON THE BOARDS OF OTHER RELATED OR UNRELATED ORGANIZATIONS. ADDITIONALLY, CERTAIN FAMILY MEMBERS OF OFFICERS, DIRECTORS OR KEY EMPLOYEES MAY, DURING THE NORMAL COURSE OF BUSINESS YET CONSISTENT WITH THE STATED EXEMPT PURPOSE OF THE FOUNDATION, ENGAGE IN TRANSACTIONS IN WHICH POTENTIAL CONFLICTS OF INTEREST COULD EXIST. THESE OFFICERS, DIRECTORS, KEY EMPLOYEES AND RELATED PERSONS DISCLOSE THESE POTENTIAL CONFLICTS TO THE FOUNDATION AND BJC ANNUALLY AND DO NOT PARTICIPATE IN DECISIONS IN WHICH THEY HAVE SUCH CONFLICTS. SUCH CONFLICTS AND RELATIONSHIPS ARE REVIEWED TO ENSURE THAT ANY PAYMENTS RECEIVED OR AMOUNTS PAID DO NOT EXCEED THE FAIR MARKET VALUE OF THE GOODS AND SERVICES RECEIVED BY THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 4 IN OCTOBER 2014 THE FOUNDATION BOARD HAS DETERMINED THAT THE APPROPRIATE NUMBER OF REGULAR DIRECTORS TO SERVE ON THE FOUNDATION BOARD IS 37 AND THAT THE FOUNDATION BYLAWS PROVIDE EX OFFICIO DIRECTORS, MEANING THAT THE TOTAL NUMBER OF DIRECTORS TO COMPRISE THE FOUNDATION BOARD SHOULD BE FIXED AT 40. COMMENCING JANUARY 1, 2015, AND CONTINUING UNTIL CHANGED BY FURTHER ACTION OF THE FOUNDATION BOARD. FORM 990, PART VI, SECTION A, LINE 6 BARNES-JEWISH HOSPITAL IS THE SOLE CORPORATE MEMBER OF THE REPORTING ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A BARNES-JEWISH HOSPITAL HAS THE POWER TO ELECT OR APPOINT MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO FOUNDATION BYLAWS OR GOVERNING DOCUMENTS ARE SUBJECT TO THE APPROVAL OF BARNES-JEWISH HOSPITAL, THE SOLE CORPORATE MEMBER, AND BJC HEALTH SYSTEM. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION PREPARES DRAFT COPIES OF FORM 990 AND ATTACHMENTS FOR REVIEW BY MEMBERS OF FINANCE, LEGAL AND TAX DEPARTMENTS. THE FINAL DRAFT RETURNS ARE REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM AND A COMPLETE COPY IS PROVIDED FOR THE FOUNDATION BOARD OF DIRECTORS TO REVIEW. QUESTIONS AND COMMENTS THAT ARISE DURING THE INDIVIDUAL BOARD MEMBER REVIEWS OF THE FORMS ARE ADDRESSED IN ADVANCE OF SUBMISSION TO THE APPROPRIATE TAXING AUTHORITIES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH THE POLICY BY ISSUING ANNUALLY A CONFLICT OF INTEREST QUESTIONNAIRE REMINDING COVERED INDIVIDUALS OF THEIR OBLIGATIONS TO DISCLOSE POTENTIAL CONFLICTS AND REQUESTING THAT THEY COMPLETE A CONFLICTS OF INTEREST QUESTIONNAIRE. THE QUESTIONNAIRE REQUIRES THE DISCLOSURE OF CONFLICTS AND AN ATTESTATION TO THEIR CONTINUING OBLIGATION TO DISCLOSE SAID CONFLICTS SHOULD THE NEED ARISE. THE RESULTS OF THE CONFLICT OF INTEREST QUESTIONNAIRE ARE REVIEWED BY A CENTRALIZED COMPLIANCE DEPARTMENT AND APPROPRIATE ACTION TAKEN AS NECESSARY. SHOULD THE ORGANIZATION BECOME AWARE OF A CONFLICT NOT PREVIOUSLY REPORTED, ITS GENERAL COUNSEL WOULD INVESTIGATE THE ISSUE AND RESPOND IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE FOR INSPECTION BY THE GENERAL PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES. ALTON MEMORIAL HEALTH SERVICES FOUNDATION 1109 N OXFORDSHIRE LANE EDWARDSVILLE IL 62025 371177053 SUPPORT TO AMH IL 501(C)(3) 11C ALTON MEMORIAL HOSPITAL 1 ALTON MEMORIAL HOSPITAL ONE MEMORIAL HOSPITAL DRIVE ALTON IL 62002 370661172 HEALTHCARE SERVICES IL 501(C)(3) 3 CH ALLIED SERVICES INC 1 BARNES JEWISH HOSP AUXILIARY PARKVIEW CHAPTER 216 SO KINGSHIGHWAY CAB 140 ST LOUIS MO 63110 237000410 SUPPORT TO BJH MO 501(C)(3) 11C BARNES-JEWISH HOSPITAL 1 BARNES JEWISH ST PETERS & PROGRESS WEST FOUNDATION 10 HOSPITAL DRIVE ST PETERS MO 63376 454471497 SUPPORT TO BJSPH & PROGRESS WEST MO 501(C)(3) 7 BJSP HOSPITAL & PROGRESS WEST 1 BARNES-JEWISH HOSPITAL ONE BARNES-JEWISH HOSPITAL PLAZA ST LOUIS MO 63110 237309937 HEALTHCARE SERVICES MO 501(C)(3) 3 BJC HEALTH SYSTEM 1 BARNES-JEWISH ST PETERS HOSPITAL AUXILIARY 10 HOSPITAL DRIVE ST PETERS MO 63376 431232811 SUPPORT TO BJSP HOSPITAL MO 501(C)(3) 3 BARNES-JEWISH ST PETERS HOSPITAL 1 BARNES-JEWISH ST PETERS HOSPITAL INC 10 HOSPITAL DRIVE ST PETERS 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