2016-11-15T12:29:02-06:00 2015-12-31 680037990 GILBERT ASSOCIATES INC 2880 GATEWAY OAKS DR STE 100 SACRAMENTO CA 95833 990 2015-01-01 940359340 CALIFORNIA MEDICAL ASSOCIATION CALI 9165512039 1201 J STREET NO 200 SACRAMENTO CA 958142906 LANCE R LEWIS CHIEF OPERATING OFFICER 9165512039 2016-11-11 1 LINDA D GEERY P00364484 9166466464 2015 2017-02-10 21:41:12Z LANCE R LEWIS 1201 J STREET NO 200 SACRAMENTO CA 958142906 16587059 0 X WWW.CMANET.ORG X 1856 CA TO PROMOTE THE SCIENCE AND ART OF MEDICINE, THE PROTECTION OF PUBLIC HEALTH, AND THE BETTERMENT OF THE MEDICAL PROFESSION 38 31 115 1600 339027 0 7347774 2585144 13001719 13284177 -7003 114 1197523 639924 21540013 16509359 0 0 0 0 10242466 8999302 0 0 0 10726967 9305328 20969433 18304630 570580 -1795271 32328347 27481093 19075535 16087800 13252812 11393293 X THE CALIFORNIA MEDICAL ASSOCIATION (CMA) IS A NON-PROFIT CORPORATION FORMED TO PROMOTE THE SCIENCE AND ART OF MEDICINE, THE PROTECTION OF PUBLIC HEALTH, AND THE BETTERMENT OF THE MEDICAL PROFESSION. 0 0 PROTECTING PUBLIC HEALTH-ACTING ON BEHALF OF ITS MORE THAN 41,000 MEMBERS, WHO BELIEVE THAT PROTECTING PUBLIC HEALTH IS A BATTLE WORTH FIGHTING, THE CALIFORNIA MEDICAL ASSOCIATION (CMA) JOINED THE AMERICAN HEART ASSOCIATION, AMERICAN LUNG ASSOCIATION IN CALIFORNIA, AMERICAN CANCER SOCIETY CANCER ACTION NETWORK, SEIU CALIFORNIA AND DOZENS OF OTHER HEALTH CARE ADVOCATES ACROSS THE STATE AS A MEMBER OF THE SAVE LIVES CALIFORNIA COALITION. THE COALITION IS DEDICATED TO PASSING A $2-PER-PACK TOBACCO TAX INCREASE IN CALIFORNIA TO SAVE LIVES AND REDUCE TEEN SMOKING. ADDITIONALLY, CMA WORKED WITH SACRAMENTO PEDIATRICIAN AND STATE SENATOR RICHARD PAN, M.D., TO SPONSOR LEGISLATION TO ELIMINATE "PERSONAL BELIEF" EXEMPTIONS FROM SCHOOL VACCINATIONS. CMA JOINED FORCES WITH THE AMERICAN ACADEMY OF PEDIATRICS, CALIFORNIA, THE CALIFORNIA IMMUNIZATION COALITION; VACCINATE CALIFORNIA AND THE HEALTH OFFICERS ASSOCIATION OF CALIFORNIA TO LAUNCH THE GRASSROOTS "I HEART IMMUNITY" COALITION. THE BILL PASSED WITH BROAD BIPARTISAN SUPPORT AND WAS SIGNED INTO LAW, TAKING EFFECT IN 2016. PROTECTING THE PRACTICE OF MEDICINE-THROUGHOUT 2015, CMA DEDICATED NUMEROUS RESOURCES TO THE SUCCESSFUL DEFEAT OF SEVERAL SCOPE-OF-PRACTICE EXPANSION ATTEMPTS BEFORE THE STATE LEGISLATURE. EACH OF THE BILLS CLAIMED TO BE A SOLUTION TO CALIFORNIA'S ACCESS TO CARE CRISIS, BUT, IN REALITY, POSED A VERY REAL DANGER TO PATIENTS. CMA STRONGLY BELIEVES THAT SIMPLY EXPANDING THE SCOPE OF PRACTICE OF ALLIED HEALTH PRACTITIONERS TO GIVE THEM INDEPENDENT AND/OR EXPANDED PRACTICE WILL DO NOTHING TO IMPROVE ACCESS TO CARE OR QUALITY OF CARE IN OUR STATE. ALLOWING PRACTITIONERS TO PERFORM PROCEDURES THEY SIMPLY AREN'T TRAINED TO DO CAN ONLY LEAD TO UNPREDICTABLE OUTCOMES, HIGHER COSTS AND GREATER FRAGMENTATION OF CARE. THE MEASURES CMA DEFEATED INCLUDE THESE DANGEROUS BILLS: SB 323: WOULD HAVE ALLOWED NURSE PRACTITIONERS TO PRACTICE INDEPENDENTLY AND PRESCRIBE DRUGS WITHOUT PHYSICIAN OVERSIGHT. SB 622: WOULD HAVE ALLOWED OPTOMETRISTS TO PERFORM AN ARRAY OF SUPPLEMENTARY PROCEDURES WITH LITTLE ADDITIONAL TRAINING. THAT MEASURE WOULD HAVE PERMITTED OPTOMETRISTS TO PERFORM SCALPEL SURGERIES, LASER SURGERIES AND INTRAOCULAR INJECTIONS. SB 538: WOULD HAVE ALLOWED NATUROPATHS TO PERFORM, REVIEW AND INTERPRET THE RESULTS OF DIAGNOSTIC PROCEDURES, INCLUDING BUT NOT LIMITED TO VENIPUNCTURE, ELECTROCARDIOGRAMS AND DIAGNOSTIC IMAGING. MEDICARE PAYMENT REFORM-CMA WAS INTEGRAL IN THE 2015 PASSAGE OF FEDERAL LEGISLATION TO REFORM THE BADLY BROKEN MEDICARE PHYSICIAN PAYMENT SYSTEM. THIS LEGISLATION IS WORTH BILLIONS OF DOLLARS TO PHYSICIANS NATIONWIDE OVER THE COMING DECADE. FOR NEARLY TWO DECADES, PHYSICIANS HAVE HAD TO WORK WITH THE ANNUAL THREAT OF MASSIVE CUTS TO MEDICARE HANGING OVER THEIR HEADS FROM THE SUSTAINABLE GROWTH RATE (SGR) FORMULA, AND CMA, ALONG WITH THE AMERICAN MEDICAL ASSOCIATION AND OTHER HEALTH CARE ORGANIZATIONS, HAD BEEN FIGHTING TO END THE SGR FOR 12 YEARS. EVEN IN THE FACE OF THE MOST VIRULENT CONGRESSIONAL PARTISANSHIP IN OUR HISTORY, A BIPARTISAN SOLUTION WAS REACHED AND OVERWHELMINGLY PASSED BOTH HOUSES IN APRIL 2015. THE BILL, KNOWN AS MACRA (THE MEDICARE ACCESS AND CHIP REAUTHORIZATION ACT OF 2015) PERMANENTLY REPEALS THE SGR FORMULA AND STABILIZES MEDICARE PAYMENTS FOR PHYSICIAN SERVICES, WITH AUTOMATIC ANNUAL 0.5 PERCENT INCREASES. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 47 0 1 115 1 1 1 0 0 0 1 1 0 X 38 31 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X STEPHANIE VALENCIA 9164445532 1201 J STREET SUITE 200 SACRAMENTO CA 95814 DOUGLAS P BROSNAN MD DIRECTOR 1.00 X 0 0 0 WILLIAM TSENG MD DIRECTOR 1.00 X 0 0 0 DAVID FRISCIA MD DIRECTOR 1.00 X 0 0 0 MARGARET PARSONS MD DIRECTOR 1.00 X 0 0 0 BARBARA WEISSMAN MD DIRECTOR 1.00 X 0 0 0 C FREEMAN MD DIRECTOR 1.00 X 0 0 0 CHRISTOPHER HANCOCK MD DIRECTOR 1.00 X 0 0 0 NURIEL MOGHAVEM DIRECTOR 1.00 X 0 0 0 JOANNA TAN MD DIRECTOR 1.00 X 0 0 0 JERRY ABRAHAM MD DIRECTOR 1.00 X 0 0 0 TANYA W SPIRTOS DIRECTOR 1.00 X 0 0 0 VICTOR C CHING MD DIRECTOR 1.00 X 0 0 0 JAMES T STREBIG MD DIRECTOR 1.00 X 0 0 0 JACK CHOU MD DIRECTOR 1.00 X 0 0 0 PETER S RICHMAN MD DIRECTOR 1.00 X 0 0 0 RONALD C THURSTON MD DIRECTOR 1.00 X 0 0 0 VIRGIL M AIROLA MD DIRECTOR 1.00 X 0 0 0 RALPH KINGFORD MD DIRECTOR 1.00 X 0 0 0 DONALDO HERNANDEZ MD DIRECTOR 1.00 X 0 0 0 THOMAS M DAILEY MD DIRECTOR 1.00 X 0 0 0 SHANNON UDOVIC-CONSTANT MD DIRECTOR 1.00 X 0 0 0 MARK H KOGAN DIRECTOR 1.00 X 0 0 0 SIMPSON K SO MD DIRECTOR 1.00 X 0 0 0 JAMES C COTTER MD DIRECTOR 1.00 X 0 0 0 RICHARD S BAKER MD DIRECTOR 1.00 X 0 0 0 SERGIO R FLORES MD DIRECTOR 1.00 X 0 0 0 ROBERT G PUGACH MD DIRECTOR 1.00 X 0 0 0 HOWARD R KRAUSS MD DIRECTOR 1.00 X 0 0 0 ROBERT A BITONTE MD DIRECTOR 1.00 X 0 0 0 CATHERINE A GUTFREUND MD DIRECTOR 1.00 X 0 0 0 ANUPAM GUPTA MD DIRECTOR 1.00 X 0 0 0 LUTHER F COBB MD IMMEDIATE PAST PRESIDENT 1.00 1.00 X X 92486 0 0 STEVEN LARSON MD PRESIDENT 1.00 1.00 X X 89000 0 0 RUTH HASKINS MD PRESIDENT ELECT 1.00 1.00 X X 16681 0 0 THEODORE M MAZER MD SPEAKER, HOUSE OF DELEGATES 1.00 1.00 X X 35500 0 0 LEE T SNOOK MD VICE-SPEAKER, HOUSE OF DELEGATES 1.00 1.00 X X 30700 0 0 DAVID H AIZUSS MD CHAIR, BOARD OF TRUSTEES 1.00 1.00 X X 41575 0 0 ROBERT E WAILES MD VICE-CHAIR, BOARD OF TRUSTEES 1.00 1.00 X X 24239 0 0 RICHARD E THORPE MDTHRU 1015 FORMER IMMEDIATE PAST PRESIDENT 1.00 X X 56546 0 0 DUSTIN CORCORAN EXECUTIVE VP/CEO 34.00 2.00 X 515487 0 77096 LANCE R LEWIS CHIEF OPERATING OFFICER 35.00 1.00 X 267317 0 46322 JAY HANSEN CHIEF STRATEGY OFFICER 35.00 X 224600 0 44255 FRANCISCO SILVA GENERAL COUNSEL 35.00 1.00 X 279900 0 40018 JANUS NORMAN VP OF GOVERNMENT RELATIONS 35.00 X 230000 0 29758 PAUL G HEGYI VP OF MEMBERSHIP & PUBLIC AFFAIRS 35.00 X 221000 0 28124 LONG DO ATTORNEY 35.00 X 174003 0 37947 2299034 0 303520 24 0 1 0 QUEST PO BOX 41039 SACRAMENTO CA 95841 IT CONSULTING 356693 MARRIOTT BUSINESS SERVICES PO BOX 402642 ATLANTA GA 30384 EVENT HOSTING 299870 LOEWS HOLLYWOOD HOTEL 1755 N HIGHLAND AVENUE HOLLYWOOD CA 90028 EVENT HOSTING 298192 MERCURY PUBLIC AFFAIRS LLC 437 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 CONSULTING 239720 W COLSTON LEIGH INC 92 EAST MAIN STREET STE 200 SOMERVILLE NJ 08876 KEYNOTE SPEAKERS 222630 9 1666731 918413 2585144 MEMBERSHIP DUES 900099 12107379 12107379 CONFERENCE REGISTRATION & EXHIBIT 900099 644228 644228 INSURANCE & OTHER PROGRAMS 900099 532570 532570 13284177 114 114 275470 0 275470 275470 275470 230261 77700 152561 152561 MISCELLANEOUS 900099 148336 148336 ADVERTISING 900099 63557 63557 211893 16509359 13585188 339027 0 1292949 5615523 516699 1008603 565528 103000 54960 757293 594932 38309 824128 243331 326769 574498 1670737 356987 674430 122546 PHYSICIANS ISSUES COMMI 1000000 ADF CONTRIBUTION 828900 MICRA EXPENSES 519000 COLLECTION FEE 416240 199268 18304630 2098962 2727635 25266 203646 372375 27889 26399 466160 229572 13446761 6002729 7692424 7444032 1215473 936959 20623793 15718855 32328347 27481093 1953188 1687878 5778623 5202385 4733724 4587348 6610000 4320000 0 290189 19075535 16087800 X 13226332 11393293 26480 0 0 0 13252812 11393293 32328347 27481093 -1795271 -64248 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 12107379 1918993 1918993 3995435 -2076442 1600000 1600000 7202015 2555539 4646476 305084 217644 87440 1365426 747135 618291 2974236 2482411 491825 7444032 AFFILIATE RECEIVABLE 15718855 15718855 DEFERRED COMPENSATION 290189 290189 X 15699971 -64248 -64248 15764219 745140 745140 16509359 17559490 0 17559490 745140 745140 18304630 PART X, LINE 2: THE ASSOCIATION HAS APPLIED THE ACCOUNTING PRINCIPLES RELATED TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE CONSOLIDATED FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: COLLECTION FEE NETTED WITH MEMBERSHIP DUES 416,240. MICRA CONTRIBUTION EXPENSE NETTED WITH CONTRIBUTION REVENUE 328,900. PART XII, LINE 4B - OTHER ADJUSTMENTS: COLLECTION FEE NETTED WITH MEMBERSHIP DUES 416,240. MICRA CONTRIBUTION EXPENSE NETTED WITH CONTRIBUTION REVENUE 328,900. X 0 0 0 DUSTIN CORCORAN EXECUTIVE VP/CEO 400000 0 100000 0 15487 0 41850 0 35246 0 592583 0 0 0 LANCE R LEWIS CHIEF OPERATING OFFICER 237717 0 20000 0 9600 0 23195 0 23127 0 313639 0 0 0 JAY HANSEN CHIEF STRATEGY OFFICER 204875 0 10000 0 9725 0 35850 0 8405 0 268855 0 0 0 FRANCISCO SILVA GENERAL COUNSEL 259900 0 20000 0 0 0 23850 0 16168 0 319918 0 0 0 JANUS NORMAN VP OF GOVERNMENT RELATIONS 218333 0 10000 0 1667 0 6900 0 22858 0 259758 0 0 0 PAUL G HEGYI VP OF MEMBERSHIP & PUBLIC AFFAIRS 221000 0 0 0 0 0 19890 0 8234 0 249124 0 0 0 LONG DO ATTORNEY 172000 0 0 0 2003 0 15480 0 22467 0 211950 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSIST OF THE PRESIDENT, AS CHAIR, THE PRESIDENT-ELECT, CHAIR OF THE BOARD OF TRUSTEES, VICE-CHAIR OF THE BOARD OF TRUSTEES, SPEAKER OF THE HOUSE OF DELEGATES, VICE-SPEAKER OF THE HOUSE OF DELEGATES AND THE IMMEDIATE PAST-PRESIDENT. THIS COMMITTEE HAS THE POWER AND AUTHORITY TO TRANSACT ASSOCIATION BUSINESS OF AN EMERGENCY OR UNUSUAL NATURE BETWEEN BOARD OF TRUSTEES MEETINGS, IN CONSONANCE WITH STATED BOARD OF TRUSTEES AND HOUSE DELEGATES POLICY. FORM 990, PART VI, SECTION A, LINE 2 DUSTIN CORCORAN, CHIEF EXECUTIVE OFFICER, AND LANCE LEWIS, CHIEF OPERATING OFFICER, HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE GOVERNING BODY (BOARD OF TRUSTEES) ARE ELECTED BY THE HOUSE OF DELEGATES PURSUANT TO THE PROCEDURES DELINEATED IN THE BYLAWS OF THE CORPORATION. THE BYLAWS AUTHORIZE THE HOUSE OF DELEGATES AS A SINGLE CLASS OF VOTING MEMBERS TO ACT ON BEHALF OF THE MEMBERS OF THE CORPORATION PURSUANT TO THE SECTION 7152 OF THE CALIFORNIA NON-PROFIT MUTUAL BENEFIT CORPORATION CODE. FORM 990, PART VI, SECTION B, LINE 11 THE IRS FORM 990 AND REQUIRED SCHEDULES ARE PREPARED FROM AUDITED FINANCIAL STATEMENTS AND REVIEWED BY MANAGEMENT BEFORE BEING ELECTRONICALLY TRANSMITTED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBERS OF THE GOVERNING BODY (BOARD OF TRUSTEES) AND THE CHIEF EXECUTIVE OFFICERS ARE REQUIRED TO ANNUALLY FILE CONFLICT OF INTEREST DISCLOSURE STATEMENTS WITH THE CORPORATION. COMPLETE COPIES OF THE CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT EACH MEETING AS PART OF THE AGENDA MATERIALS. ALL MEMBERS ARE REQUIRED TO PUBLICLY DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST DURING CONSIDERATION OF ANY ITEM OF BUSINESS TO COME BEFORE THE BOARD OF TRUSTEES. THE ORGANIZATIONAL MEETING OF THE BOARD NEWLY ELECTED TRUSTEES ARE PROVIDED ADDITIONAL INSTRUCTION ON CONFLICT OF INTEREST AT THE NEW TRUSTEES ORIENTATION MEETING HELD ANNUALY. EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST IN ACCORDANCE WITH THE PERSONNEL POLICIES AS STATED IN THE EMPLOYEE HANDBOOK. FORM 990, PART VI, SECTION B, LINE 15 THE CHIEF EXECUTIVE OFFICER'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT TRADE ASSOCIATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO'S COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S FINANCE AND PERSONNEL DEPARTMENTS. THE CEO'S COMPENSATION IS REVIEWED EVERY THREE YEARS. COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT TRADE ASSOCIATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT, AND THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CALIFORNIA MEDICAL ASSOCIATION PROPERTIES 1201 J STREET STE 200 SACRAMENTO CA 95814 946062821 HOLDING COMPANY CA 501(C)2 CALIFORNIA MEDICAL ASSOCIATION 0 CALIFORNIA MEDICAL ASSOCIATION FOUNDATION 3835 N FREEWAY BLVD STE 100 SACRAMENTO CA 95834 946062822 CHARITABLE FOUNDATION CA 501(C)3 LINE 9 CALIFORNIA MEDICAL ASSOCIATION 0 INSTITUTE FOR MEDICAL QUALITY 180 HOWARD STREET SAN FRANCISCO CA 94105 943240330 IMPROVING MEDICAL QUALITY CA 501(C)3 LINE 9 CALIFORNIA MEDICAL ASSOCIATION 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 INSTITUTE FOR MEDICAL QUALITY N 6449 ACTUAL AMOUNT INSTITUTE FOR MEDICAL QUALITY O 85733 ACTUAL AMOUNT INSTITUTE FOR MEDICAL QUALITY Q 1353563 ACTUAL AMOUNT CALIFORNIA MEDICAL ASSOCIATION PROPERTIES R 828900 ACTUAL AMOUNT CALIFORNIA MEDICAL ASSOCIATION PROPERTIES S 1539306 ACTUAL AMOUNT CALIFORNIA MEDICAL FOUNDATION S 121125 ACTUAL AMOUNT