2016-11-15T10:09:05-06:00 2015-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2015-01-01 136126508 AGING IN AMERICA INC AGIN 9142055030 2975 WESTCHESTER AVENUE NO 301 PURCHASE NY 10577 DR WILLIAM T SMITH PHD PRESIDENT/CEO 9142055030 2016-11-15 1 AARON SHAPIRO P01333816 2128674000 2015 2017-02-10 21:41:12Z X DR WILLIAM T SMITH PHD 2975 WESTCHESTER AVENUE NO 301 PURCHASE NY 10577 13159929 0 X WWW.AGINGINAMERICA.ORG X 1963 NY AGING IN AMERICA, INC (THE ORGANIZATION) PROVIDES INDIVIDUALS, FAMILIES AND CAREGIVERS, THE ASSISTANCE THEY NEED TO LIVE, WORK AND REMAIN A VITAL PART OF THEIR COMMUNITIES. 6 6 6 7 0 0 16436 23135 0 0 459023 450893 20833 56020 496292 530048 50000 1543485 0 0 799605 1273849 0 0 0 355640 746245 1205245 3563579 -708953 -3033531 29056085 25355437 75525 186625 28980560 25168812 X TO PROVIDE INDIVIDUALS, FAMILIES AND CAREGIVERS, THE ASSISTANCE THEY NEED TO LIVE, WORK AND REMAIN A VITAL PART OF THEIR COMMUNITIES. THE ORGANIZATION'S MISSION HAS EVOLVED TO INSPIRE INNOVATION THAT EMPOWERS, GUIDES, EDUCATES, AND SUPPORTS THOSE INDIVIDUALS AND ORGANIZATIONS FACED WITH THE CHALLENGES AND OPPORTUNITIES OF AGING. 0 0 1543485 1543485 AGING IN AMERICA (AIA) IS A CHARITABLE ORGANIZATION WITH A 150-YEAR HISTORY OF SERVICE TO THE ELDERLY. OUR ORGANIZATION IS COMMITTED TO DEVELOPING INNOVATIVE PROGRAMS THAT SUPPORT THE DIGNITY AND AUTONOMY OF THE OLDER PERSON,DIRECTLY OR THROUGH ONE OR MORE OF ITS CHARITABLE SUBSIDIARY ORGANIZATIONS. AIA AND ITS RELATED ENTITIES SPONSORED NUMEROUS PROGRAMS TO PROMOTE OR IMPROVE HEALTH; FACILITATE ACCESS TO CARE; NURTURE INNOVATION; PROVIDE FINANCIAL ASSISTANCE, AND HELP TO PREPARE FUTURE LEADERS IN THE FIELD OF AGING SERVICES. AIA AND ITS RELATED ENTITIES SERVED FRAIL ELDERLY PERSONS WITH DIVERSIFIED PROGRAMMING AIMED AT INCREASING SELF-ESTEEM,SELF-RELIANCE AND ENHANCING EACH PERSON'S SENSE OF FREEDOM AND DIGNITY. 1543485 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 7 0 6 1 0 0 0 0 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X MILTON GUTMAN 9142055030 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 KATHARINE M WEISS CHAIR 1.00 5.00 X X 0 0 0 FATHER RICHARD F GORMAN VICE CHAIR 1.00 4.00 X X 0 0 0 NEAL BAUMANN TREASURER 1.00 3.00 X X 0 0 0 ALEXANDER HOOD SECRETARY (THROUGH 06/2015) 0.50 2.00 X X 0 0 0 RICHARD H ALTIERI PHD SECRETARY 1.00 5.00 X X 0 0 0 DONALD T KIRBY TRUSTEE 1.00 2.00 X 0 0 0 ELIZABETH KERRIGAN TRUSTEE 1.00 1.50 X 0 0 0 DR WILLIAM T SMITH PHD PRESIDENT/CEO 36.00 4.00 X 639791 0 60972 JOHN MASTRONARDI VP OPERATIONS & TECHNOLOGY 36.00 X 150000 0 49235 JOAN LIFSON VP 31.00 X 104950 0 21915 894741 0 132122 3 0 1 0 MILTON M GUTMAN 1808 55TH STREET BROOKLYN NY 11204 FINANCIAL CONSULTANT 182850 1 23135 23135 450000 450000 12630774 12629881 893 893 893 OTHER 900099 56020 56020 56020 530048 0 0 506913 1543485 1543485 700763 700763 392764 392764 41947 41947 90417 90417 47958 47958 182850 182850 1000 1000 94500 94500 31184 31184 146709 146709 64330 64330 2200 2200 89077 89077 18579 18579 11967 11967 74895 74895 MISCELLANEOUS 28954 28954 3563579 1543485 2020094 0 1466977 357451 114841 654110 40803 38349 0 0 20157338 17386097 7276126 6919430 29056085 25355437 75525 186625 75525 186625 X 21663434 18250281 7317126 6918531 28980560 25168812 29056085 25355437 X -3033531 -420622 -357595 X X 0 1 X 1 0 X 214622 34765 25947 16436 23135 314905 214622 34765 25947 16436 23135 314905 314905 322300 286747 316606 277425 450000 1653078 4322 56508 405000 20833 56020 542683 2510666 257905 0.12540 0.18170 X 0.41470 0.43210 THE ORGANIZATION HAS SOLD SOME OF THEIR ASSETS AND IS CURRENTLY IN THE PROCESS OF DEVELOPING ADDITIONAL CHARITABLE PROGRAMS CONSISTENT WITH THEIR MISSION STATEMENT. SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 BENEFICIAL INTEREST IN PERPETUAL TRUST 6919430 6919430 X PART X, LINE 2: THE ORGANIZATION'S MANAGEMENT BELIEVES THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2012 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. 1 MORNINGSIDE AT HOME INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 134113427 501(C)(3) 56097 SUPPORT PROGRAMS FOR ASSISTED LIVING AGING IN AMERICA SUPPORTIVE SERVICES INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 134141445 501(C)(3) 50000 SUPPORT PROGRAMS FOR THE AGED MORNINGSIDE HOUSE NURSING HOME INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 237176564 501(C)(3) 1437388 SUPPORT PROGRAMS FOR SKILLED NURSING 3 0 PART I, LINE 2: THE ORGANIZATION, SUBJECT TO THE APPROVAL OF THE BOARD OF DIRECTORS, PROVIDES RESOURCES TO ITS SUBSIDIARIES TO SUPPORT THEIR MISSION. ALL INTERCOMPANY GRANTS ARE CLOSELY MONITORED. X X X 0 0 0 0 0 0 0 0 0 DR WILLIAM T SMITH PHD PRESIDENT/CEO 639791 0 0 0 0 0 38000 0 22972 0 700763 0 0 0 JOHN MASTRONARDI VP OPERATIONS & TECHNOLOGY 150000 0 0 0 0 0 16500 0 32735 0 199235 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE BOARD AND FINANCE COMMITTEE MEMBERS REVIEWED AND COMMENTED ON THE DRAFT 990. THE ORGANIZATION RECEIVES COMMENTS FROM FINANCE COMMITTEE AND SENDS THESE COMMENTS FOR FINAL REVISIONS. THE FINAL REVIEW OF THE FORM 990 IS PERFORMED BY THE PRESIDENT/CEO AND THE CONSULTANT. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES, OFFICERS, AND DIRECTORS OF THE ORGANIZATION SHALL SCRUPULOUSLY AVOID AT ALL TIMES ANY CONFLICTS BETWEEN THEIR OWN PERSONAL INTERESTS AND THE INTERESTS OF THE ORGANIZATION. EVERY EMPLOYEE, OFFICER, AND DIRECTOR OF AGING IN AMERICA IS EXPECTED: - TO BE LOYAL TO THE ORGANIZATION, - TO ACT IN THE BEST INTEREST OF THE ORGANIZATION - TO AVOID USING HIS OR HER POSITION FOR PERSONAL GAIN, AND - TO COMPLY WITH THIS CONFLICT OF INTEREST POLICY. A CONFLICT EXISTS, OR COULD EXIST, WHEN AN INDIVIDUAL'S PERSONAL ACTIVITIES OR FINANCIAL INTERESTS CREATE AN OBLIGATION OR SITUATION THAT MAY NEGATIVELY INFLUENCE OR AFFECT HIS/HER JUDGMENT IN THE PERFORMANCE OF HIS/HER DUTY. AN APPARENT CONFLICT IS AS HARMFUL TO THE ORGANIZATION AS AN ACTUAL CONFLICT, THEREFORE ALL CONFLICTS INCLUDING POTENTIAL, THEORETICAL AND REAL ONES, MUST BE DISCLOSED AND RESOLVED PROMPTLY. NOT ALL CONFLICTS CAN BE ANTICIPATED OR EASILY DESCRIBED. WE HAVE THEREFORE CONSTRUCTED AN ANNUAL QUESTIONNAIRE THAT PROBES GENERAL AND COMMON SITUATIONS THAT LEAD, OR COULD LEAD, TO THE DEVELOPMENT OF A CONFLICT. IT IS OUR INTENTION TO PROMPT CAREFUL CONSIDERATION OF SUCH SITUATIONS AND ENCOURAGE INDIVIDUALS COVERED BY THIS POLICY TO DISCLOSE ALL RELATIONSHIPS AND TRANSACTIONS (INCLUDING THOSE PROPOSED OR CONTEMPLATED) WITH VENDORS, SUPPLIERS, CONSULTANTS AND COMPETITORS. THERE IS AN AFFIRMATIVE AND CONTINUING OBLIGATION TO DISCLOSE ALL CONFLICTS THROUGHOUT THE YEAR. ANY REAL, POTENTIAL, OR APPARENT CONFLICT THAT ARISES AT ANY TIME DURING THE YEAR REQUIRES A NEW AND TIMELY DISCLOSURE. A COPY OF THIS STATEMENT HAS BEEN FURNISHED TO EACH MANAGEMENT-LEVEL EMPLOYEE (JOB TITLES OF SUPERVISORS AND ABOVE), OFFICER, OR DIRECTOR WHO MAY HEREAFTER BECOME ASSOCIATED WITH AGING IN AMERICA, INC. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION PARTICIPATED IN THE COMPENSATION SURVEY CONDUCTED BY THE CONTINUING CARE LEADERSHIP COALITION IN 2014. BOARD APPROVAL IS REQUIRED FOR THE PRESIDENT/CEO'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST IN PERPETUAL TRUST -357,595. FORM 990, PART XII, LINE 2C: PROCESS HAS NOT CHANGED FROM THAT OF THE PRIOR YEAR. AGING IN AMERICA COMMUNITY SERVICES INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 134099045 COMMUNITY BASED ORGANIZATION NY 501(C)(3) 7 AGING IN AMERICA INC 1 AGING IN AMERICA SUPPORTIVE SERVICES INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 134141445 RESIDENTIAL LIVING NY 501(C)(3) 7 AGING IN AMERICA INC 1 MORNINGSIDE HOUSE NURSING HOME CO INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 237176564 SKILLED NURSING FACILITY NY 501(C)(3) 9 AGING IN AMERICA INC 1 MORNINGSIDE AT HOME INC 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 134113427 ASSISTED LIVING NY 501(C)(3) 9 AGING IN AMERICA INC 1 METHODIST RETIREMENT COMMUNITY DEVELOPMENT CORPORATION 2975 WESTCHESTER AVENUE SUITE 301 PURCHASE NY 10577 112487632 INDEPENDENT LIVING NY 501(C)(3) 9 AGING IN AMERICA INC 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 MORNINGSIDE AT HOME INC B 56097 CASH AGING IN AMERICA SUPPORTIVE SERVICES INC B 50000 CASH MORNINGSIDE HOUSE NURSING HOME INC B 1437388 CASH