2016-10-31T14:38:03-05:00 2015-12-31 363879070 Lee H Tockman and Associates LLC 53 West Jackson Blvd Ste 1540 Chicago IL 60604 990PF 2015-01-01 366069174 I & G CHARITABLE FOUNDATION I&GC 3126210245 225 WEST WASHINGTON No 1650 CHICAGO IL 60606 OWEN BROWN PRESIDENT 3128494546 2016-10-12 1 LEE H TOCKMAN P00328154 3129871118 2016-10-12 2015 2017-02-10 21:41:12Z X 9765682 X X 53813 53813 209425 209425 397533 523331 397533 25143 25143 685914 685914 0 0 0 5592 5592 0 15812 15812 0 5839 5839 0 3406 3406 0 85454 81890 0 116103 112539 0 739501 739501 855604 112539 739501 -169690 573375 138569 716237 716237 682108 682108 2582135 6140546 5375678 6467310 6961223 6774023 9765682 0 0 X 0 0 0 0 6961223 6774023 6961223 6774023 6961223 6774023 6961223 -169690 0 6791533 17510 6774023 ROUNDTABLE HEALTH CARE PTNRS II P 2015-12-31 283027 283027 283027 ROUNDTABLE HEALTH CARE PTNRS P 2015-12-31 93912 93912 93912 FOX ISLAND PLACE 1231 P 2015-12-31 392 392 392 GEOLOGIC RESOURCE FD ST P 2015-12-31 18921 -18921 -18921 GEOLOGIC RESOURCE FD ST P 2015-12-31 42629 -42629 -42629 FIFTH STREET MEZZANINE P 2015-12-31 34609 -34609 -34609 FIFTH STREET MEZZANINE 1231 P 2015-12-31 129 -129 -129 GMG CAPITAL PARTNERS P 2015-12-31 25291 -25291 -25291 LREP IV P 2015-12-31 1814 -1814 -1814 LREP 1231 P 2015-12-31 3 3 3 LANDMARK SECONDARY PTNRS IX P 2015-12-31 1249 1249 1249 LANDMARK SECONDARY PARTNERS P 2015-12-31 3 -3 -3 LANDMARK SECONDARY PARTNERS P 2015-12-31 1102 1102 1102 LANDMARK EQUITY PARTNERS VII P 2015-12-31 1110 -1110 -1110 LANDMARK OPPORTUNITY FUND P 2015-12-31 1336 1336 1336 LANDMARK OPPORTUNITY FUND 1231 P 2015-12-31 54 54 54 MARKETABLE SECURITIES P 2015-12-31 1672 1672 1672 MARKETABLE SECURITIES P 2015-12-31 16961 16961 16961 MARKETABLE SECURITIES 1231 P 2015-12-31 48 48 48 UNITY II P 2015-12-31 1292 -1292 -1292 UNITY II P 2015-12-31 16706 16706 16706 UNITY 1231 P 2015-12-31 898 898 898 UNITY III P 2015-12-31 1476 1476 1476 UNITY III P 2015-12-31 53368 53368 53368 UNITY III 1231 P 2015-12-31 6917 6917 6917 CONCORD INVESTMENTS P 2015-12-31 13780 13780 13780 CONCORD INVESTMENTS P 2015-12-31 13710 13710 13710 CONCORD INVESTMENTS 1231 P 2015-12-31 4153 4153 4153 Capital Gains Dividends P 12567 12567 12567 397533 0 707864 9278544 0.076290 775500 9780996 0.079286 544924 8729256 0.062425 519400 9137257 0.056844 529239 8474093 0.062454 0.337299 0.067460 9309071 627990 5734 633724 739501 X 5734 0 5734 0 5734 8017 8000 16017 10283 10283 0 0 0 0 0 0 0 0 0 0 0 1 1 IL 1 0 0 0 0 1 N/A JENNIFER DOBOSH 3123272095 BROWN AND BROWN LLC 225 W WASHINGTO CHICAGO IL CHICAGO IL 60606 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R BROWN 3402 ALBATROSS SAN DIEGO CA 92103 DIR 0.00 0 0 0 ANDREW BROWN 1209 LINCOLN AVE SO HIGHLAND PARK IL 60035 DIR 0.00 0 0 0 OWEN BROWN 4128 23RD ST SAN FRANCISCO CA 94114 PRESIDENT AND TREASURER 0.00 0 0 0 HENRY BROWN 126 E 4TH STREET HINSDALE IL 60521 DIR 0.00 0 0 0 VANESSA JB MCGUIRE 4419 FREMONT AVENUE MINNEAPOLIS MN 55419 DIR 0.00 0 0 0 JOAN JENSEN 3402 ALBATROSS SAN DIEGO CA 92103 VICE PRESIDENT 0.00 0 0 0 GARY H HOLZMAN 490 CARRIAGE WAY DEERFIELD IL 60015 ASST. SECY AND TREAS. 0.00 0 0 0 JULIE VITIRITTI 19251 LANGE ST LANSING IL 60438 ASST. TREASURER 0.00 0 0 0 BARB BLACHARCZYK 5018 N LOCKWOOD CHICAGO IL 60630 ASSISTANT TREASURER 0.00 0 0 0 JENN DOBOSH 3207 N CLIFTON 202 CHICAGO IL 60657 ASSISTANT SECY AND TREAS 0.00 0 0 0 DEBBIE RAHN 142 S EDGELAWN AURORA IL 60506 ASST. TREAS 0.00 0 0 0 ROGER O BROWN 1261 CLAVEY ROAD HIGHLAND PARK IL 60035 DIRECTOR 0.00 0 0 0 BARBARA E BROWN 1261 CLAVEY ROAD HIGHLAND PARK IL 60035 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 8089558 1361275 0 9450833 0 0 9450833 141762 9309071 465454 465454 5734 5734 459720 0 459720 0 459720 739501 0 739501 5734 733767 459720 0 0 114462 72847 116613 297050 256151 857123 739501 0 0 0 459720 279781 0 0 1136904 0 0 0 0 0 0 114462 1022442 72847 116613 297050 256151 279781 X EWB-USA 1031 33RD STREET SUITE 210 DENVER CO 80205 NONE 501 (C) (3) GENERALGENERAL 4000 HEIFER PROJECT INTERNATIONAL POST OFFICE BOX 8058 LITTLE ROCK AR 72203 NONE 501 (C) (3) GENERAL 2500 JEWISH FEDERATION OF METROPOLITAN CHICAGO 909 W WILSON CHICAGO IL 60640 NONE 501 (C) (3) GENERAL 47000 KIVA MICRO FUNDS 875 HOWARD STREET STE 340 SAN FRANCISCO CA 94103 NONE 501 (C) (3) GENERAL 1000 MERIDIAN HEALTH FOUNDATION PO BOX 1273 SAN MATEO CA 94401 NONE 501 (C) (3) GENERAL 30000 MONA FOUNDATION 218 MAIN STREET STE 404 KIRKLAND WA 98033 NONE 501 (C) (3) GENERAL 5500 NORTH LAWNDALE EMPLOYMENT NETWORK 3726 W FLOURNEY CHICAGO IL 60624 NONE 501 (C) (3) GENERAL 25000 PRISON UNIVERSITY PROJECT PO BOX 942 SAN QUENTIN CA 94964 NONE 501 (C) (3) GENERAL 100000 SHORES OF KNOWLEDGE 6747 GOODWIN STREET SAN DIEGO CA 92111 NONE 501 (C) (3) GENERAL 5000 SUNSET NEIGHBORHOOD BEACON CENTER 3925 NORIEGA STREET SAN FRANCISCO CA 94122 NONE 501 (C) (3) GENERAL 11000 SUNSET YOUTH SERVICES 3918 JUDAH STREET SAN FRANCISCO CA 94122 NONE 501 (C) (3) GENERAL 7000 THE CARA PROGRAM 703 W MONROE CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 30000 LREP IV 10 MILL POND LANE SIMSBURY CT 06070 NONE 501 (C) (3) GENERAL 1 ACUMEN FUND 76 NINTH AVENUE 315 NEW YORK NY 10011 NONE 501 (C) (3) GENERAL 2000 ALL CHICAGO 651 WEST WASHINGTON CHICAGO IL 60661 NONE 501 (C) (3) GENERAL 33000 AVENUES FOR HOMELESS YOUTH 1708 OAK PARK AVE N MINNEAPOLIS MN 55411 NONE 501 (C) (3) GENERAL 10000 BOWERY RESIDENTS COMMITTEE 131 W 25TH STREET NEW YORK NY 10001 NONE 501 (C) (3) GENERAL 1000 CENTER FOR ART AND PUBLIC LIFE 5725 BROADWAY OAKLAND CA 94618 NONE 501 (C) (3) GENERAL 10000 CHICAGO HOUSE AND SOCIAL SERVICE AGENCY 1925 N CLYBOURN AVE 401 CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 17000 CHRYSALIS 522 S MAIN STREET LOS ANGELES CA 90013 NONE 501 (C) (3) GENERAL 12500 FIELD MUSEUM 1400 S LAKE SHORE DR CHICAGO IL 60605 NONE 501 (C) (3) GENERAL 10000 WOMENS BOARD OF THE FIELD MUSEUM 1400 S LAKE SHORE DR CHICAGO IL 60605 NONE 501 (C) (3) GENERAL 10000 FOCUS POINTS FAMILY RESOURCE CENTER 2501 E 48TH AVENUE DENVER CO 80216 NONE 501 (C) (3) GENERAL 10000 FOOD FOR FREE COMMITTEE 11 INMAN STREET CAMBRIDGE MA 02139 NONE 501 (C) (3) GENERAL 500 FOUNDATION OF CITY COLLEGE PO BOX 40488 SAN FRANCISCO CA 94140 NONE 501 (C) (3) GENERAL 1000 HOMELESS PRENATAL PROGRAM 2500 18TH STREET SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 2500 ILLINOIS ACTION FOR CHILDREN 4753 NORTH BROADWAY CHICAGO IL 60640 NONE 501 (C) (3) GENERAL 34000 LARKIN STREET YOUTH SERVICES 134 GOLDEN GATE AVENUE SAN FRANCISCO CA 94102 NONE 501 (C) (3) GENERAL 40000 MARINE ENVIRONMENTAL RESEARCH INSTITUTE PO BOX 1652 BLUE HILL ME 04614 NONE 501 (C) (3) GENERAL 5000 NEW DOOR VENTURES 3221 20TH SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 35000 NORTH SUBURBAN SYNAGOGUE BETH EL 1175 SHERIDAN ROAD HIGHLAND PARK IL 60035 NONE 501 (C) (3) GENERAL 5000 OPEN ARMS OF MINNESOTA 2500 BLOOMINGTON AVENUE MINNEAPOLIS MN 55404 NONE 501 (C) (3) GENERAL 5000 PLANNED PARENTHOOD FEDERATION 434 WEST 33RD STREET NEW YORK NY 10001 NONE 501 (C) (3) GENERAL 2000 POMONA COLLEGE 333 NORTH COLLEGE WAY CLAREMONT CA 91711 NONE 501 (C) (3) GENERAL 25000 PROJECT AVARY PO BOX 150088 SAN RAFAEL CA 94915 NONE 501 (C) (3) GENERAL 45000 RAPHAEL HOUSE OF SAN FRANCISCO 1065 SUTTER STREET SAN FRANCISCO CA 94109 NONE 501 (C) (3) GENERAL 10000 ROOM TO GROW NATIONAL INC 142 BERKELEY STREET BOSTON MA 02116 NONE 501 (C) (3) GENERAL 10000 SAN FRANCISCO BOTANICAL GARDENS 9TH AVENUE AT LINCOLN WAY SAN FRANCISCO CA 94122 NONE 501 (C) (3) GENERAL 10000 SLIPPERY FISH INITIATIVE 999 BROTHERHOOD WAY SAN FRANCISCO CA 94132 NONE 501 (C) (3) GENERAL 10000 ST LEONARDS MINISTRIES 2100 WEST WARREN CHICAGO IL 60612 NONE 501 (C) (3) GENERAL 44000 THE ARK 6450 NORTH CALIFORNIA CHICAGO IL 60645 NONE 501 (C) (3) GENERAL 26000 THE CONTRIBUTOR PO BOX 332023 NASHVILLE TN 37203 NONE 501 (C) (3) GENERAL 1000 THRESHOLDS 4101 NORTH RAVENSWOOD CHICAGO IL 60613 NONE 501 (C) (3) GENERAL 40000 USA FOR UNHCR 1775 K STREET NW STE 580 WASHINGTON DC 20006 NONE 501 (C) (3) GENERAL 5000 739501 0 14 53813 14 209425 14 25143 18 318168 79365 0 606549 79365 685914 7 ALL INCOME IS INVESTMENT INCOME ONLY 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES-FIFTH STREET 79 79 0 ACCOUNTING FEES 5513 5513 0 9000 COMPUTER SCIENCES 12563 294120 7530 MBIA 30918 48794 7740 PEPSICO 13845 773381 6825 ARES CAP CORP 372550 97256 9299 MCDONALDS 246795 1098584 9000 CSRA INC 5437 270000 21411.28 OAKMARK AT COST 235399 457345 LANDMARK VII AT COST 15970 4747 LANDMARK SECONDARY PARTNERS AT COST 13983 12026 LANDMARK IX AT COST 17457 16669 LANDMARK OPPTY FD AT COST 12089 12644 LANDMARK REAL ESTATE PARTNERS IV AT COST 15581 5112 ROUNDTABLE HEALTHCARE INVESTORS AT COST 36395 36940 MARKETABLE SECURITIES AT COST 249677 249998 CONCORD INVESTMENTS LLC AT COST 1703256 2495521 FOX ISLAND PLACE AURORA AT COST 0 0 GEOLOGIC RESOURCE FUND AT COST 39463 42611 GMG CAPITAL PARTNERS III AT COST 170217 0 ROUNDTABLE HEALTHCARE PARTNERS II AT COST 96036 121513 UNITY II AT COST 702347 725386 UNITY III AT COST 609008 602534 NEON LIBERTY LORIKEET FUND AT COST 695576 750830 ROUNDTABLE HEALTHCARE PARTNERS III AT COST 357308 467715 APOLLO EUROPEAN PRINCIPAL FINANCE AT COST 374777 432036 ROUNDTABLE HEALTHCARE PTNRS IV AT COST 31139 33683 MISCELLANEOUS TIMING DIFFERENCES IN PASSTHROUGH AND UNREALIZED APPRECIATION 17510 DEDUCTIONS - ROUNDTABLE II 1727 1727 0 DEDUCTIONS LANDMARK OPPTY FD 100 100 0 DEDUCTIONS LNDMK II 26 26 0 DEDUCTIONS LEP VII 182 182 0 DEDUCTIONS LSP IX 220 220 0 DEDUCTIONS GEOLOGIC 3092 3092 0 DEDUCTIONS UNITY III 13024 13024 0 MARKETABLE SECURITIES SEC 59 EXP 6 6 0 MARKETABLE SECURITIES-NONDEDUCT 1 0 0 LANDMARK SECONDARY PTNR IX NON DED 5 0 0 UNITY II ROYALTY 45 45 0 UNITY II 45 45 0 UNITY III NONDEDUCTIBLE 110 0 0 LANDMARK REAL ESTATE PARTNERS NON DEDUCTIBLE 10 0 0 ROUNDTABLE HEALTHCARE PARTNERS III 8317 8317 0 ROUNDTABLE HEALTHCARE INVESTORS DEDUCTIONS 136 136 0 DEDUCTIONS LANDMARK SECONDARY PTNRS 282 282 0 DEDUCTIONS LREP IV 201 201 0 AUTUMN RIDGE NONDEDUCTIBLE 11 0 0 FIFTH STREET MEZZANINE DEDUCTIBLE 22 22 0 MISCELLANEOUS EXPENSE 200 200 0 UNITY II NON DEDUCTIBLE 33 0 0 ROUNDTABLE HEALTHCARE PTNRS IV 3377 0 0 LANDMARK OPPORTUNITY FD NONDEDUCT 1 0 0 MARKETABLE SECURITIES PORT DED 1137 1137 0 UNITY II 18831 18831 0 CONCORD NON DEDUCTIBLE 16 0 0 CONCORD INVESTMENTS 34297 34297 0 ORD INCOME FROM UNITY II -78 -78 -78 OTH. INCOME LANDMARK SECONDARY IX 22 22 22 OTHER INCOME GEOLOGIC -18771 -18771 -18771 UNITY III OTHER INCOME -1292 -1292 -1292 UNITY II ROYALTIES 82 82 82 LREP IV OTHER INCOME -18 -18 -18 UNITY II OTHER INCOME 3427 3427 3427 OTHER INCOME MARKETABLE SECURITIES ROYALTY 1003 1003 1003 ORD INCOME LANDMARK OPPORTUNITY FUND -76 -76 -76 ORD INCOME UNITY III 2073 2073 2073 FIFTH STREET MEZZANINE 32 32 32 FIFTH STREET MEZZANINE COD 12359 12359 12359 LANDMARK OPPORTUNITY 5 5 5 UNITY II STRADDLES 523 523 523 UNITY II OTHER INCOME 557 557 557 UNITY III ROYALTIES 29 29 29 UNITY III STRADDLES 173 173 173 UNITY III OTHER INCOME 916 916 916 CONCORD INVESTMENTS 1 1 1 CONCORD INVESTMENTS 899 899 899 CONCORD INVESTMENTS PORTFOLIO 20394 20394 20394 CONCORD INVESTMENTS STRADDLES 729 729 729 CONCORD INVESTMENTS OTHER INCOME 2153 2153 2153 CONCORD INVESTMENTS OTHER TA 1 1 1 MANAGEMENT FEE 4873 4873 0 MARKETABLE SEC MGMT FEE 530 530 0 MANAGEMENT CONCORD 10409 10409 0 UNITY II- FGN TAX 658 658 0 MARKETABLE SECURITIES-FGN TAX 252 252 0 UNITY III-FOREIGN TAX 336 336 0 PERSHING FOREIGN TAX 1007 1007 0 CONCORD FOREIGN TAX 1153 1153 0