2016-09-23T13:39:26-05:00 2016-06-30 041617630 MEYER REGAN & WILNER LLP 111 DURFEE STREET FALL RIVER MA 027202126 990 2015-07-01 042104026 UNITED WAY OF GREATER FALL RIVER INC UNIT 5086788361 30 BEDFORD STREET PO BOX 2550 FALL RIVER MA 02722 JAMES KAY TREASURER 5086788361 2016-09-15 1 MELISSA B KENYON P01272045 5086796451 2015 2017-02-10 21:41:12Z X MICHAEL MCDONALD 30 BEDFORD STREET PO BOX 2550 FALL RIVER MA 02722 2837013 0 X UWGFR.ORG X 1957 MA THE PURPOSE OF THIS ORGANIZATION SHALL BE TO RAISE FUNDS; TO SOLICIT, RECEIVE AND HOLD MONEY AND OTHER PROPERTY, BOTH REAL AND PERSONAL, ACQUIRED BY GIFT, CONTRIBUTIONS, BEQUEST, DEVISE OR OTHERWISE; TO SELL AND CONVEY REAL PROPERTY SO ACQUIRED; TO DISBURSE AND DISTRIBUTE THE SAID FUNDS FOR THE FINANCIAL SUPPORT, IN WHOLE OR IN PART, OF LOCAL PROGRAMS CONDUCTED BY SOCIAL AGENCIES FOR CHARITABLE, HEALTH, WELFARE, RECREATIONAL AND ALLIED PURPOSES IN THE GREATER FALL RIVER AREA; TO PROVIDE THE PLANS, FACILITIES, MANPOWER AND COMMUNITY LEADERSHIP FOR AN ANNUAL UNIFIED FUND RAISING CAMPAIGN; TO EFFECTIVELY PLAN AND EXECUTE A BALANCED PROGRAM OF SOCIAL SERVICES. 32 32 7 88 0 0 1257974 1215999 0 0 223027 393521 0 0 1481001 1609520 910916 874920 0 0 320736 319808 0 0 202806 171898 161584 1403550 1356312 77451 253208 6778310 6642925 533355 548526 6244955 6094399 X THE PURPOSE OF THIS ORGANIZATION SHALL BE TO RAISE FUNDS; TO SOLICIT, RECEIVE AND HOLD MONEY AND OTHER PROPERTY, BOTH REAL AND PERSONAL, ACQUIRED BY GIFT, CONTRIBUTIONS, BEQUEST, DEVISE OR OTHERWISE; TO SELL AND CONVEY REAL PROPERTY SO ACQUIRED; TO DISBURSE AND DISTRIBUTE THE SAID FUNDS FOR THE FINANCIAL SUPPORT, IN WHOLE OR IN PART, OF LOCAL PROGRAMS CONDUCTED BY SOCIAL SERVICE AGENCIES FOR CHARITABLE, HEALTH, WELFARE, RECREATIONAL AND ALLIED PURPOSES IN THE GREATER FALL RIVER AREA; TO PROVIDE THE PLANS, FACILITIES, MANPOWER AND COMMUNITY LEADERSHIP FOR AN ANNUAL UNIFIED FUND RAISING CAMPAIGN; TO EFFECTIVELY PLAN AND EXECUTE A BALANCED PROGRAM OF SOCIAL SERVICES. 0 0 874747 874747 DISTRIBUTED 76% OF NET CAMPAIGN TO MANY HEALTH AND HUMAN SERVICE AGENCIES WHICH ASSIST A WIDE VARIETY OF PEOPLE IN GREATER FALL RIVER. THE PRIMARY FUNDING IS ALLOCATED TO 17 AGENCIES AND PROGRAMS FOLLOWING A COMPREHENSIVE PROGRAM AND FINANCIAL REVIEW PROCESS. SECONDARY FUNDING IS PROVIDED TO A GROUP OF 22 AGENCIES AND PROGRAMS, AS DESIGNATED TO THE AGENCIES BY OUR DONORS. ADDITIONALLY, FUNDING IS PROVIDED, THROUGH A COMPETITIVE GRANT PROCESS, FOR SPECIAL PROJECTS OR PROGRAMS THAT BENEFIT THE COMMUNITY. 81970 173 INFOLINE: PROVIDES AN INFORMATION AND REFERRAL SERVICE THROUGH DIRECT CALLS TO OUR OFFICE (APPROXIMATELY 212 SUCH CALLS IN FISCAL YEAR 2016), OR THROUGH A REFERRAL TO THE STATE-WIDE I & R SERVICE - MASS 211 (OVER 438 LOCAL CALLS IN FISCAL YEAR 2016). WE ARE A FINANCIAL CONTRIBUTOR AND A CO-SPONSOR OF THE 211 SERVICE. ADDITIONALLY, WE PROVIDED ABOUT 9,500 BROCHURES AND DIRECTORIES TO THE COMMUNITY AS ADDITIONAL I & R, AND AS PART OF THE EDUCATIONAL PROCESS FOR THE COMMUNITY, BRINGING AWARENESS OF THE AVAILABILITY OF SOCIAL AND HEALTH AND HUMAN SERVICES FOR THOSE IN NEED. WE ALSO HAVE A TRAVELERS AID PROGRAM THAT PROVIDES BUS VOUCHERS FOR INDIVIDUALS WHO ARE STRANDED IN OUR COMMUNITY, WHO WISH TO RETURN HOME. 956717 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 7 1 0 0 0 0 0 0 0 0 X 32 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X X PATRICIA BERNIER FIN DIRECTOR 5086788361 30 BEDFORD ST PO BOX 2550 FALL RIVER MA 02722 REBECCA COLLINS DIRECTOR 0.20 X 0 0 0 JACKIE EINSTEIN DIRECTOR 0.10 X 0 0 0 REV DR ROBERT P LAWRENCE DIRECTOR 0.20 X 0 0 0 SANDRA FITZSIMMONS DIRECTOR 0.30 X 0 0 0 MICHELLE PELLETIER DIRECTOR 0.60 X 0 0 0 GEORGE OLIVEIRA DIRECTOR 0.40 X 0 0 0 RICHARD BEAULIEU DIRECTOR 0.20 X 0 0 0 DAVID DEJESUS DIRECTOR 0.20 X 0 0 0 JAMES WALLACE DIRECTOR 0.70 X 0 0 0 JASON RUA PAST DIRECTOR 0.10 X 0 0 0 ALICE AMBROSE DIRECTOR 0.20 X 0 0 0 EVA CABRAL DIRECTOR 0.40 X 0 0 0 CHRIS LAFRANCE DIRECTOR 0.10 X 0 0 0 SONIA FASTINO DIRECTOR 0.20 X 0 0 0 MARY-LOU MANCINI DIRECTOR 0.40 X 0 0 0 DR JOHN SBREGA DIRECTOR 0.20 X 0 0 0 GEORGE MERCIER DIRECTOR 0.20 X 0 0 0 GEORGE SHAKER JR DIRECTOR 0.30 X 0 0 0 ALISON BOUCHARD DIRECTOR 0.30 X 0 0 0 MARTA MONTLEON DIRECTOR 0.20 X 0 0 0 THOMAS DURKIN DIRECTOR 0.20 X 0 0 0 MELISSA PANCHLEY DIRECTOR 0.70 X 0 0 0 JOAN M MEDEIROS DIRECTOR 0.60 X 0 0 0 FRANK B SOUSA III DIRECTOR 0.10 X 0 0 0 ANN M RAMOS DESROSIERS DIRECTOR 0.60 X 0 0 0 WANDA GONZALEZ DIRECTOR 0.20 X 0 0 0 CAROL VALCOURT DIRECTOR 0.10 X 0 0 0 MICHAEL MCDONALD DIRECTOR/BOARD CHAIR 0.80 X X 0 0 0 DANIEL ABRAHAM BOARD CHAIR/DIRECTOR 0.60 X X 0 0 0 SUE JENKINSON SECRETARY 0.40 X X 0 0 0 BARRY BIBEAU ASSISTANT SECRETARY 0.40 X X 0 0 0 JAMES H KAY TREASURER 0.50 X X 0 0 0 JORGELINA MOREIRA ASSISTANT TREASURER 0.60 X X 0 0 0 ROBERT HORNE EXECUTIVE DIRECTOR 40.00 X 94503 0 19102 94503 0 19102 0 0 0 0 0 19457 1196542 1215999 176971 176971 1444043 1227493 216550 216550 216550 1609520 0 0 393521 874747 874747 173 173 121283 24504 43714 53065 142028 26737 55182 60109 15654 2965 4934 7755 10008 2732 2919 4357 30835 5725 10943 14167 12800 12800 25073 25073 492 492 7064 6844 7 213 28467 1841 10151 16475 3893 2428 562 903 52159 5131 18811 28217 1392 260 453 679 2160 864 1296 14519 1452 5227 7840 4889 782 1467 2640 3697 342 1342 2013 AWARDS & GIFTS TO CONTR 3329 876 2453 DUES 866 371 495 ANNUAL FILING FEES 515 515 MISCELLANEOUS 269 54 86 129 1356312 956717 196789 202806 100 6369 212675 104081 462246 549757 27964 23131 9722 4833 4970992 4886078 1122575 1091807 6778310 6642925 6368 9272 112161 120624 414826 418630 533355 548526 X 3046954 2828027 7370 12186 3190631 3254186 6244955 6094399 6778310 6642925 X 253208 -315066 -88698 X X 0 1 X 1 0 X 1943202 1415377 1280039 1257974 1215999 7112591 1943202 1415377 1280039 1257974 1215999 7112591 863269 6249322 186501 171838 178770 179637 176971 893717 8006308 0.78050 0.80530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4970992 220000 32923 335985 1852 4886078 5050949 175000 206477 461434 4970992 4362809 377271 817847 506978 5050949 3904906 221091 472244 235432 4362809 3528378 340000 180727 144199 3904906 0.58000 0.42000 1 0 27964 23131 4833 4833 C.S.V. LIFE INSURANCE 13172 CONTRIBUTIONS RECEIVABLE FROM CHARITABLE REMAINDER TRUSTS 286039 BENEFICIAL INTEREST IN PERPETUAL TRUST 778791 SECURITY DEPOSIT AND PREPAID RENT 8805 INVESTMENT INCOME RECEIVABLE 5000 1091807 ALLOCATIONS AND DESIGNATIONS PAYABLE 401721 ANNUITY PAYMENT LIABILITY 16909 418630 X 1165403 -315066 6720 -38114 -346460 1511863 97657 97657 1609520 1315959 6720 6720 1309239 47073 47073 1356312 PART V, LINE 4: THE UNITED WAY'S ENDOWMENT FUNDS ARE HANDLED IN TWO WAYS. A PORTION OF THE ENDOWMENT FUNDS ARE RESTRICTED BY THE DONORS TO BE USED FOR SPECIFIC SERVICES IN THE COMMUNITY. A PERCENTAGE OF THESE FUNDS (AS ANNUALLY DETERMINED BY THE BOARD OF DIRECTORS) ARE MADE AVAILABLE TO THE COMMUNITY THROUGH OUR COMMUNITY IMPACT GRANTS PROGRAM. THE AMOUNT AVAILABLE FOR USE IN THE YEAR ENDED JUNE 30, 2016 WAS $49,985. A GREATER PORTION OF THE ENDOWMENT FUND ($186,000) IS USED TO OFFSET OPERATING EXPENSES OF THE UNITED WAY, THEREBY ALLOWING MORE DONOR DOLLARS TO BE USED FOR FUNDING SERVICES AND PROGRAMS. THESE FUNDS ARE ALSO MADE AVAILABLE BY A PERCENTAGE OF THE ENDOWMENT FUNDS (AS ANNUALLY DETERMINED BY THE BOARD OF DIRECTORS). PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND CHAPTER 180 OF THE GENERAL LAWS OF THE COMMONWEALTH OF MASSACHUSETTS. ACCORDINGLY, NO PROVISIONS HAVE BEEN MADE FOR FEDERAL AND STATE INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE ORGANIZATION BELIEVES IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSIITONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVALUATION ADJUSTMENT OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -37,233. CHANGE IN VALUES OF SPLIT-INTEREST AGREEMENTS -881. PART XI, LINE 4B - OTHER ADJUSTMENTS: AMOUNT DESIGNATED BY DONORS 97,657. PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNT DESIGNATED BY DONORS 47,073. 1 AMERICAN RED CROSS 995 ROCKDALE AVENUE NEW BEDFORD MA 02740 530196605 501(C)(3) 35533 DISASTER SUPPORT THE ARC OF GREATER FALL RIVER PO BOX 1943 FALL RIVER MA 02722 042278687 501(C)(3) 54364 GENERAL SUPPORT BIG FRIENDS LITTLE FRIENDS 229 FLINT STREET FALL RIVER MA 02723 042104058 501(C)(3) 48134 MENTORING COMMUNITY DEVELOPMENT & RECREATION 72 BANK STREET FALL RIVER MA 02720 042491918 501(C)(3) 26771 COMPUTER LAB DIABETES ASSOC OF GREATER FALL RIVER 170 PLEASANT STREET FALL RIVER MA 02720 042665107 501(C)(3) 59824 DIABETES/HEALTH FALL RIVER YMCA 199 NO MAIN STREET FALL RIVER MA 02720 042104749 501(C)(3) 14909 RECREATION FAMILY SERVICE ASSOCIATION 151 ROCK STREET FALL RIVER MA 02720 042104058 501(C)(3) 52477 MENTAL HEALTH KING PHILIP COMMUNITY HOUSE 334 TUTTLE STREET FALL RIVER MA 02724 042313397 501(C)(3) 20034 CHILD CARE NINTH STREET DAY NURSERY 533 HIGHLAND AVENUE FALL RIVER MA 02720 042223500 501(C)(3) 19475 CHILD CARE PEOPLE INC 1040 EASTERN AVENUE FALL RIVER MA 02723 042447216 501(C)(3) 65047 GENERAL SUPPORT SERJOBS FOR PROGRESS 164 BEDFORD STREET FALL RIVER MA 02720 042664574 501(C)(3) 61315 JOB SUPPORT STANLEY STREET TREATMENT CENTER 386 STANLEY STREET FALL RIVER MA 02720 042604426 501(C)(3) 43590 HEALTH CLINIC STEPPINGSTONE INC 466 MAIN STREET FALL RIVER MA 02720 042505146 501(C)(3) 35121 SUBSTANCE ABUSE THE SAMARITANS PO BOX 9642 FALL RIVER MA 02720 222474826 501(C)(3) 32348 GENERAL SUPPORT BOYS AND GIRLS CLUB PO BOX 5155 FALL RIVER MA 02722 042103923 501(C)(3) 87006 RECREATION UNITED PARTNERSHIPS 1040 EASTERN AVENUE FALL RIVER MA 02723 042447216 501(C)(3) 55028 EDUCATION/YOUTH WORD INC 951 SLADE STREET FALL RIVER MA 02724 042679578 501(C)(3) 29326 CHILD CARE SERVICES TEACH FOR AMERICA 60 CANAL STREET 3RD 5TH FLOOR BOSTON MA 02114 133541913 501(C)(3) 25000 GRANT PROJECT VETERAN'S ASSOCIATION 755 PINE STREET FALL RIVER MA 02720 042977737 501(C)(3) 6400 GENERAL SUPPORT GREATER FALL RIVER COMMUNITY FOOD PANTRY 228 NORTH MAIN STREET FALL RIVER MA 02720 223128989 501(C)(3) 6700 FOOD GRANT GREATER FALL RIVER COMMUNITY SOUP KITCHEN 160 ROCK STREET FALL RIVER MA 02720 042790780 501(C)(3) 5300 FOOD GRANT ONSTAGE THEATRICAL PRODUCTIONS 3770 NORTH MAIN STREET FALL RIVER MA 02720 043435309 501(C)(3) 10300 GENERAL SUPPORT 22 0 PART I, LINE 2: PROCEDURES ARE IN PLACE TO MONITOR GRANTS AND ALLOCATIONS, BUT IN DIFFERENT WAYS. THE UNITED WAY UNDERTAKES A COMPREHENSIVE REVIEW PROCESS OF ITS MEMBER AGENCIES, PRIOR TO APPROVAL AND DISTRIBUTION OF FUNDS. DETAILED FINANCIAL REPORTS SUPPORTING PRIOR YEAR ALLOCATIONS ARE REVIEWED IN THIS PROCESS, SUPPORTED BY RECEIPT OF AUDITED FINANCIAL STATEMENTS (OR A LEVEL OF INDEPENDENTLY PREPARED FINANCIAL STATEMENTS DEPENDING ON THE LEVEL OF FUNDING PROVIDED TO THE AGENCY). WITH THE EXCEPTION OF A SMALL AMOUNT OF GRANTS TO LOCAL FOOD PANTRIES AND SOUP KITCHENS (WHICH REQUIRE NO SUPPORTING FINANCIAL REPORTS, AND ARE NOT AFFILIATED WITH UNITED WAY), ALL GRANT RECIPIENTS UNDER OUR COMMUNITY IMPACT PROGRAM ARE REQUIRED TO SUBMIT QUARTERLY REPORTS, TO BE REVIEWED BY STAFF AND/OR VOLUNTEERS PRIOR TO THE DISBURSEMENT OF QUARTERLY CHECKS. FORM 990, PART VI, SECTION B, LINE 11 THE PROCEDURE FOR THE FORM 990'S REVIEW BY THE GOVERNING BODY IS TO FIRST HAVE THE 990 REVIEWED BY THE FINANCE COMMITTEE (10 MEMBERS OF THE BOARD SERVING AS A FINANCE AND ADVISORY SUB-COMMITTEE) AND THEN PRESENTED TO THE FULL BOARD OF DIRECTORS BY A MEMBER OF THE ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY, CONSIDERED FOR ANY CHANGES OR AMENDMENTS, AND THEN IS DISTRIBUTED TO ALL STAFF AND DIRECTORS FOR THEIR REVIEW. THE CHIEF OPERATING OFFICER IS RESPONSIBLE FOR THE DAY-TO-DAY MONITORING OF CONFLICTS. WHERE THE CHIEF PROFESSIONAL OFFICER IS CONCERNED, RELATIVE TO CONFLICTS, THE CHIEF VOLUNTEER OFFICER IS RESPONSIBLE FOR MONITORING HIS/HER ACTIONS. ALL BOARD MEMBERS AND STAFF SIGN OFF ON THIS POLICY, EACH YEAR, DISCLOSING ANY POTENTIAL CONFLICTS, AND ACKNOWLEDGING THAT THEY HAVE REVIEWED THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 A POLICY HAS BEEN ESTABLISHED WHEREBY THE CHIEF PROFESSIONAL OFFICER WILL BE REVIEWED (AND COMPENSATION CONSIDERED) BY A COMPENSATION COMMITTEE, AS A SUB COMMITTEE OF THE BOARD OF DIRECTORS, CONSISTING OF THE CHAIR OF THE BOARD, THE FINANCE COMMITTEE CHAIR AND THE PERSONNEL COMMITTEE CHAIR. ALL AVAILABLE COMPARABLE COMPENSATION DATA - BOTH LOCAL AND REGIONAL - IS UTILIZED IN THE EVALUATION. ANY COMPENSATION, INCLUDING SALARY AND BENEFITS ARE APPROVED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND ALL OTHER POLICIES AVAILABLE TO THE PUBLIC IN THE UNITED WAY OFFICE DURING REGULAR BUSINESS HOURS. FINANCIAL STATEMENTS ARE ALSO AVAILABLE THROUGH GUIDESTAR.ORG AND THE COMMONWEALTH OF MASSACHUSETTS DIVISION OF PUBLIC CHARITIES. GOVERNING DOCUMENTS ARE ALSO AVAILABLE VIA THE SECRETARY FOR THE COMMONWEALTH OF MASSACHUSETTS CORPORATE DATABASE. IN ADDITION, THE ORGANIZATION'S BALANCE SHEET IS INCLUDED IN THE ANNUAL REPORT, WHICH IS WIDELY DISTRIBUTED IN THE COMMUNITY. PLANS ARE IN PLACE TO PUBLISH THE FINANCIAL STATEMENTS AND THE FORM 990 ON OUR WEBSITE. FORM 990, PART XI, LINE 9: REVALUATION ADJUSTMENT OF BENEFICIAL INTERESTS IN PERPETUAL TRUSTS -37,233. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -881. TIMING DIFFERENCE - FASB 136 FOR DESIGNATIONS -50,584. FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE PROVIDES OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT AUDIT FIRM. THE MEMBERS OF THIS COMMITTEE, ALL OF WHOM HAVE FINANCIAL BACKGROUNDS, CONSIST OF THE CHAIR OF THE BOARD, CHAIR OF THE FINANCE COMMITTEE AND THE TREASURER. THE AUDIT COMMITTEE MEETS INDEPENDENTLY WITH THE CPA FIRM PRIOR TO THE AUDIT BEING PRESENTED TO THE BOARD OF DIRECTORS. THIS PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.