2016-09-12T12:24:21-05:00 2015-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2014-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 STEVEN HANSEN PRESIDENT & CEO 6029977586 2016-09-01 1 JEFFREY A BITHER P01428424 4808346030 2014 2017-02-10 21:41:12Z STEVEN HANSEN 1521 W DOBBINS RD PHOENIX AZ 85041 19923131 0 X WWW.AZHUMANE.ORG X 1957 AZ THE SOCIETY PROVIDES SHELTER FOR INJURED, ILL, LOST, STRAY AND UNWANTED ANIMALS OF ALL KINDS, EDUCATES THE PUBLIC AND CONDUCTS PROGRAMS TO FURTHER THE PREVENTION OF CRUELTY TO ANIMALS, ALLEVIATES THE SUFFERING OF ANIMALS, PROMOTES KINDNESS TOWARD TREATMENT OF ANIMALS, AND SECURES HOMES FOR ANIMALS. 24 24 321 2003 3378 2378 12235799 12879259 3306296 3065870 267081 330512 39182 388956 15848358 16664597 0 0 0 0 9609068 8909702 0 0 2255697 5201148 6913343 14810216 15823045 1038142 841552 38108179 38755038 1657583 1826768 36450596 36928270 X MISSION - OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF.VISION - WE ENVISION A WORLD IN WHICH ALL PEOPLE REGARD COMPANION ANIMALS AS LIFELONG, VALUED FAMILY MEMBERS; EMBRACE THEIR RESPONSIBILITY FOR THE WELFARE OF ANIMALS; AND RESPECT, VALUE AND PROTECT THE ANIMALS WITH WHOM WE SHARE THIS EARTH. 1 0 12971904 3430598 EVERY PET DESERVES A GOOD LIFE. THIS PASSIONATE BELIEF HAS DRIVEN THE ARIZONA HUMANE SOCIETY TO SERVE A CRITICAL ROLE IN OUR COMMUNITY FOR NEARLY 60 YEARS. WE RESCUE, HEAL, ADOPT AND ADVOCATE FOR HOMELESS, SICK, INJURED AND ABUSED ANIMALS. THROUGH COLLABORATIVE PARTNERSHIPS, AFFORDABLE COMMUNITY SERVICES, EMERGENCY RESCUE AND OUR MEDICAL TRAUMA CENTER, WE ARE COMMITTED TO PROVIDING SECOND CHANCES AND SAVING THE LIVES OF ANIMALS. SINCE OUR ESTABLISHMENT IN 1957, WE HAVE GROWN REMARKABLY TO BECOME ARIZONA'S LARGEST, NONPROFIT ANIMAL-WELFARE AND PROTECTION AGENCY. WE PROVIDE AN ARRAY OF PROGRAMS AND SERVICES, INCLUDING ANIMAL SHELTERING AND PET ADOPTIONS, THE EMERGENCY ANIMAL MEDICAL TECHNICIAN (EAMT) ANIMAL-RESCUE AND CRUELTY INVESTIGATION PROGRAM, AFFORDABLE SPAY/NEUTER AND WELLNESS SERVICES FOR OWNED ANIMALS, THE SECOND CHANCE ANIMAL HOSPITAL FOR SICK, ABUSED AND INJURED ANIMALS, A PARVO PUPPY ICU AND KITTEN NURSERY, BEHAVIOR MODIFICATION PROGRAMS THAT HELP REHABILITATE DOGS TO OVERCOME BEHAVIOR CHALLENGES, FOSTER CARE FOR ANIMALS WHO NEED TEMPORARY RESPITE FROM THE SHELTER WHILE THEY HEAL FROM INJURY OR ILLNESS BEFORE GOING UP FOR ADOPTION, AND PROJECT SAFEHOUSE AND PROJECT ACTIVE DUTY TO AID THE PETS OF DOMESTIC VIOLENCE VICTIMS AND ACTIVE MEMBERS OF THE U.S. MILITARY. ANNUALLY, WE SERVE MORE THAN 45,000 ANIMALS IN OUR COMMUNITY, TAKE IN MORE THAN 17,000 PETS AND SAVE THE LIVES OF NEARLY 13,000 DOGS, CATS AND CRITTERS. WE RESPOND TO MORE THAN 10,000 ANIMAL RESCUES AND INVESTIGATIONS THROUGH OUR EAMT PROGRAM, SPAY OR NEUTER MORE THAN 16,000 PETS AND TREAT MORE THAN 11,000 ILL AND INJURED ANIMALS IN OUR SECOND CHANCE ANIMAL HOSPITAL - THE LARGEST, SHELTER-BASED TRAUMA FACILITY FOR HOMELESS PETS IN THE SOUTHWEST. 12971904 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 105 0 1 321 1 1 1 0 0 0 0 1 1 0 0 0 1 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 MELINDA MORRISON GULICK CHAIR EMERITUS 5.00 X X 0 0 0 ANN DAMIANO CHAIR 10.00 X X 0 0 0 KIMBERLEE REIMANN PADILLA DIRECTOR 5.00 X 0 0 0 MARLA HUMMEL TREASURER 5.00 X X 0 0 0 EILEEN ROGERS VICE CHAIR 4.00 X X 0 0 0 KATHERINE K CECALA DIRECTOR 3.00 X 0 0 0 BRYANT COLMAN DIRECTOR 4.00 X 0 0 0 SUSANNE INGOLD SECRETARY 4.00 X X 0 0 0 ROB KORT DIRECTOR 3.00 X 0 0 0 ANDREA MARCONI DIRECTOR 4.00 X 0 0 0 ADAM MILLER DIRECTOR 3.00 X 0 0 0 KERRY MILLIGAN DIRECTOR 4.00 X 0 0 0 MICHAEL NAPIER VICE CHAIR 4.00 X X 0 0 0 SUZANNE PEARL DIRECTOR 4.00 X 0 0 0 AMANDA SHAW DIRECTOR 3.00 X 0 0 0 MARY FRANCES EWING DIRECTOR 3.00 X 0 0 0 ANN SINER DIRECTOR 3.00 X 0 0 0 MARK SOLIE DIRECTOR 3.00 X 0 0 0 DR CRAIG D THATCHER DIRECTOR 3.00 X 0 0 0 KARLENE WENZ KIEFFER DIRECTOR 3.00 X 0 0 0 ANDREW SUSSMAN DIRECTOR 3.00 X 0 0 0 RONALD WILSON DIRECTOR 3.00 X 0 0 0 PATTY WITHYCOMBE DIRECTOR 3.00 X 0 0 0 BRYAN ALBUE DIRECTOR 3.00 X 0 0 0 ANTHONY ALFONSO DIRECTOR 3.00 X 0 0 0 GINA APRESA DIRECTOR 3.00 X 0 0 0 MATTHEW WALLER DIRECTOR 3.00 X 0 0 0 CINDY WATTS DIRECTOR 3.00 X 0 0 0 ED TROELL DIRECTOR 3.00 X 0 0 0 STEVEN HANSEN PRESIDENT & CEO 40.00 X 317857 0 8405 NANCY BRADLEY-SIEMENS VETERINARIAN 40.00 X 113649 0 3360 KATHLEEN CROTEAU VETERINARIAN 40.00 X 110537 0 5690 MICHELLE GIESEN CFO 32.00 X 103087 0 5779 KELSEA PATTON VP OF EXTERNAL AFFAIRS 40.00 X 113107 0 810 SHANNON VALENZUELA DIRECTOR OF SHELTER OPERATIONS 40.00 X 113081 0 276 871318 0 24320 6 0 1 0 0 X 1143792 11735467 687094 12879259 CLINIC OPERATIONS 541900 1584356 1584356 ADOPTION FEES 541900 1084061 1084061 ANIMAL INTAKE 541900 370772 370772 EDUCATION 611600 26681 26681 3065870 373385 373385 11350 0 11350 11350 11350 1720928 187394 1785411 165784 -64483 21610 -42873 -42873 204449 1143792 204449 0 10000 500 9500 9500 1331590 1102390 229200 229200 OTHER INCOME 541900 138906 135528 3378 138906 16664597 3430598 3378 351362 315540 126216 94662 94662 7057149 6562012 89048 406089 43866 30422 6797 6647 916749 838446 6775 71528 576398 492419 16870 67109 9710 4284 578 4848 22750 22750 36000 36000 42828 42828 311961 231495 17666 62800 717761 669793 47968 2447634 1396871 109463 941300 137417 35421 26075 75921 680149 432359 76581 171209 212137 188153 10046 13938 9771 3803 5968 706792 662861 38688 5243 104968 82644 16810 5514 OUTSIDE ANIMAL SERVICES 188860 188860 REPAIRS & MAINTENANCE 142824 142824 HIRING, TRAINING & DEV 74619 49854 11433 13332 RECOGNITION & AWARDS 43417 14090 1195 28132 1023745 783077 7179 233489 15823045 12971904 595444 2255697 6065763 7063373 6269958 787109 3788067 2522879 16740 46485 134769 173004 260984 284844 20080476 9372260 11169555 10708216 2254848 9454451 8147495 7714677 38108179 38755038 1367834 1553156 58231 47902 231518 225710 1657583 1826768 X 24303943 25806025 6764653 6052245 5382000 5070000 36450596 36928270 38108179 38755038 X 841552 -136902 -226976 X X 0 1 X 1 0 X 9533268 10627266 9500407 12235799 12879259 54775999 9533268 10627266 9500407 12235799 12879259 54775999 619915 54156084 291393 299453 266040 256892 384735 1498513 4954 4061 1870 2359 3378 16622 60779 88647 31770 69221 135528 385945 56677079 19182687 0.95550 0.91640 X SCHEDULE A PART II LINE 10 EXPLANATION FOR OTHER INCOME: TRAINING FEES, FIELD REVENUE FROM CONTRACTS, AND OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 0 0 1 36000 36000 0 PART II-B, LINE 1: THE ORGANIZATION HAS RETAINED A LOBBYIST TO INTRODUCE LEGISLATION TO STRENGTHEN ANIMAL CRUELTY LAWS AND LEAD COLLABORATIVE EFFORTS FOR THE HUMANE LEGISLATIVE COALITION OF ARIZONA. 2141768 2141768 11579326 4580814 6998512 2195242 1890784 304458 2096558 1489873 606685 2067582 1410789 656793 10708216 DEPOSITS 40677 BENEFICIARY INTEREST IN REMAINDER TRUSTS 2604000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 5070000 7714677 GIFT ANNUITY PAYABLE 225710 225710 X 21709802 -136902 5409083 -226976 5045205 16664597 0 16664597 21232128 5409083 5409083 15823045 0 15823045 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY US GAAP RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2015, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2012 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2011 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -226,976. COMPASSION WITH FASHION 709050 564897 144153 144153 PET TELETHON 444285 383989 60296 60296 1 194906 194906 1348241 1143792 204449 204449 204449 0 X X X X 1 0 0 0 0 0 0 0 0 STEVEN HANSEN PRESIDENT & CEO 270558 0 27000 0 20299 0 0 0 8405 0 326262 0 0 0 PART I, LINE 4A SHANNON VALENZUELA SEVERANCE $62,856 X 100 FAIR MARKET VALUE X 25000 FAIR MARKET VALUE X 99 89350 AUCTIONED PRICE X 2 324822 VALUE ON DAY OF RECEIPT X 15 7850 FAIR MARKET VALUE X EVENT PRIZES 512 196580 FAIR MARKET VALUE X FOOD/CARE 555 41456 FAIR MARKET VALUE X GIFT CARDS 13 1936 STATED VALUE 0 1 1 PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $538,117. FORM 990, PART III, LINE 2 WE IMPLEMENTED THE PET RESOURCE CENTER (PRC) WHICH IS A CALL CENTER DESIGNED TO PROVIDE RESOURCES TO PEOPLE BEFORE THEY BRING THEIR ANIMALS TO THE SHELTER. THE PRC SCHEDULES APPOINTMENTS, INCLUDING THRIFT PICKUPS, ANSWERS QUESTIONS AND ITS GOAL IS TO KEEP ANIMALS IN THEIR HOMES. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11 THE PREPARED 990 IS REVIEWED BY THE PRESIDENT & CEO, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. HOWEVER, IN THE CURRENT FISCAL YEAR IT WAS NOT PRESENTED AT THE ANNUAL BOARD MEETING AND CONSEQUENTLY, THE BOARD OF DIRECTORS DID NOT SIGN OFF ON THE CONFLICT OF INTEREST FORM. THE ORGANIZATION WILL CORRECT THIS IN THE FUTURE. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE PRESIDENT & CEO AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES ARE UTILIZED TO DETERMINE THE COMPENSATION RATES FOR THE MARKET. THE ORGANIZATION HIRED THE CURRENT CEO IN OCT. 2013. AT THE TIME, A NATIONAL SEARCH WAS DONE AND SALARY WAS NEGOTIATED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 10C: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH THREE THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $962,000, THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -226,976. FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.