2017-11-13T08:43:14-06:00 2016-12-31 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2016-01-01 473681860 HOPEWELL FUND HOPE 2026648763 1201 CONNECTICUT AVENUE NW NO 300 WASHINGTON DC 20036 LEE BODNER BOARD CHAIR 2026648763 2017-11-09 1 YONG ZHANG P01249785 7033366400 108.171.131.187 2017-11-09 12:14:52 ES P B203A4A8A6E61DBC561768F9DF64C20883389877 21BC9F0CB92CCAF1C8F75DAE5A2E63B6F184FA88 2016 2021-01-29 14:40:06Z LEE BODNER 1201 CONNECTICUT AVENUE NW NO 300 WASHINGTON DC 20036 16580907 0 X WWW.HOPEWELLFUND.ORG/ X 2015 DC THE HOPEWELL FUND SPECIALIZES IN HELPING SOCIAL/CORPORATEENTREPRENEURS AND OTHER CHANGEMAKERS LAUNCH NEW, INNOVATIVE SOCIAL CHANGE PROJECTS. HOPEWELL IS DESIGNED TO FACILITATE RAPID & EFFICIENT LAUNCHES OF WELL-RESOURCED PROJECTS WITH DIVERSE REVENUE & FUNDING MODELS, INCLUDING CHARITABLE CONTRIBUTIONS AND INVESTMENTS. MANY OF HOPEWELL'S PROJECTS EMPLOY BOLD AND AMBITIOUS STRATEGIES TO ACHIEVE THE IMPACT THEY SEEK. HOPEWELL IS MANAGED BY A TEAM OF EXPERTS WITH EXPERIENCE IN STARTING UP INNOVATIVE ORGANIZATIONS. THEY PROVIDE STREAMLINED OPERATIONS AND FINANCIAL SUPPORT AND COMPLIANCE OVERSIGHT TO MINIMIZE ADMINISTRATIVE BURDENS FOR PROJECT DONORS AND STAFF. 3 2 0 15 0 0 6895270 16579022 0 0 1 -28018 0 1052 6895271 16552056 0 5662344 0 0 168748 597812 0 0 333 670774 1557844 839522 7818000 6055749 8734056 6576500 15703008 520751 913203 6055749 14789805 X TO HELP SOCIAL/CORPORATE ENTREPRENEURS & OTHER CHANGEMAKERS LAUNCH INNOVATIVE SOCIAL CHANGE PROJECTS. IT'S DESIGNED TO FACILITATE RAPID & EFFICIENT LAUNCHES OF WELL-RESOURCED PROJECTS WITH DIVERSE REVENUE & FUNDING MODELS, INCLUDING CHARITABLE CONTRIBUTIONS & INVESTMENTS. MANY OF HOPEWELL'S PROJECTS EMPLOY BOLD AND AMBITIOUS STRATEGIES TO ACHIEVE THE IMPACT THEY SEEK. HOPEWELL IS MANAGED BY A TEAM OF EXPERTS WITH EXPERIENCE IN STARTING UP INNOVATIVE ORGANIZATIONS. THEY PROVIDE STREAMLINED OPERATIONS AND FINANCIAL SUPPORT AND COMPLIANCE OVERSIGHT TO MINIMIZE ADMINISTRATIVE BURDENS FOR PROJECT DONORS AND STAFF. 0 0 5356258 4675780 CIVIL RIGHTS, SOCIAL ACTION, AND ADVOCACY: HOPEWELL'S PORTFOLIO OF CIVIL RIGHTS, SOCIAL ACTION, AND ADVOCACY PROJECTS FOCUS AREAS INCLUDE EXPOSING MISCONDUCT AND MALFEASANCE IN PUBLIC LIFE, COMBATING HUMAN TRAFFICKING, ADDRESSING INCOME INEQUALITY, AND IMPROVING CIVIC ENGAGEMENT AMONG TRADITIONALLY UNDERREPRESENTED GROUPS. 1444851 965563 HEALTH RESEARCH: HOPEWELL'S PORTFOLIO OF HEALTH RESEARCH FOCUS AREAS INCLUDE WOMEN'S HEALTH AND PHARMACEUTICAL RESEARCH. 179402 TECHNOLOGY AND INNOVATION: HOPEWELL'S PORTFOLIO OF TECHNOLOGY AND INNOVATION PROJECTS FOCUS AREAS INCLUDE SUPPORTING THE SECURITY AND CYBER SECURITY NEEDS OF HEALTH, RIGHTS, AND JUSTICE ORGANIZATIONS AND ACTIVISTS. 27463 21001 OTHER PROGRAMS. 27463 21001 7007974 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 X 19 0 1 0 0 0 0 0 0 0 0 0 0 0 X 3 2 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA DC X WILBUR PRIESTER ARABELLA ADVISORS 2025951020 1201 CONNECTICUT AVENUE NW SUITE WASHINGTON DC 20036 X LEE BODNER BOARD CHAIR AND PRESIDENT 1.00 X X 0 0 0 ERIC KESSLER ENDING 052616 BOARD CHAIR AND PRESIDENT 1.00 X X 0 0 0 SAMPRITI GANGULI TREASURER 1.00 X X 0 0 0 SCOTT NIELSEN ENDING 052616 TREASURER 1.00 X X 0 0 0 MICHAEL SLABY SECRETARY 1.00 X X 0 0 0 WILBUR PRIESTER CHIEF FINANCIAL OFFICER 2.00 X 0 0 0 ANDREW SHULTZ GENERAL COUNSEL 2.00 X 0 0 0 0 0 0 0 0 0 0 ARABELLA ADVISORS 1201 CONNECTICUT AVENUE STE 300 WASHINGTON DC 20036 MANAGEMENT SERVICES 807425 SUMMER STRATEGIES 660 PENNSYLVANIA AVE SE STE 303 WASHINGTON DC 20003 CONSULTING 120000 2 16579022 8499586 16579022 833 833 28851 -28851 -28851 -28851 OTHER INCOME 900099 1052 1052 1052 16552056 0 0 -26966 5645344 5645344 17000 17000 597812 597812 809693 809693 93556 93556 514201 513868 333 26498 26498 22173 22173 71355 71355 19878 19878 OTHER EXPENSES 490 490 7818000 7007974 809693 333 6247076 13584240 60000 375000 12459 46885 194200 1576000 115820 62765 5063 6576500 15703008 36444 170915 272663 484307 469625 520751 913203 X 4194 -6198 6051555 14796003 6055749 14789805 6576500 15703008 8734056 0 X X 0 1 X 1 0 X 6895270 16579022 23474292 6895270 16579022 23474292 11037102 12437190 1 1 833 833 1052 1052 23476178 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 1,052. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTY 469625 469625 X 16552056 0 16552056 0 16552056 7818000 0 7818000 0 7818000 PART X, LINE 2: THE FUND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE). IN ADDITION, THE FUND QUALIFIES FOR CHARITABLE CONTRIBUTIONS DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE INCOME TAXES. THERE WAS NO TAX LIABILITY FOR UNRELATED BUSINESS INCOME FOR THE YEARS ENDING DECEMBER 31, 2016 AND 2015. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE FUND'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE FUND IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE ITS TAX-EXEMPT STATUS. BECAUSE THE FUND WAS FORMED DURING 2015, THAT YEAR IS THE ONLY TAX YEAR OPEN FOR EXAMINATION BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 17000 0 0 0 0 0 0 17000 0 17000 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SUPPORT. 17000 1 0 0 0 0 0 0 0 PART I, LINE 2: FOR MOST GRANTS CONTRIBUTED, THE ORGANIZATION REQUIRES THAT ORGANIZATIONS RECEIVING FUNDS SUBMIT A PROPOSAL AND PROVIDE POST-GRANT REPORTS. FOR NON PUBLIC CHARITY ORGANIZATIONS, THE ORGANIZATION GENERALLY REQUIRES A WRITTEN PROPOSAL DESCRIBING HOW THE GRANT FUNDS WILL BE USED. THE ORGANIZATION CONDUCTS A PRE-GRANT INQUIRY TO EVALUATE THE GRANTEE. ALL GRANTS ARE SUBJECT TO A WRITTEN GRANT AGREEMENT THAT IMPOSE REPORTING OBLIGATIONS, REQUIRE FUNDS BE USED SOLELY AS SPECIFIED IN THE PROPOSAL, AND REQUIRING THAT FUNDS BE RETURNED IF NOT SPENT APPROPRIATELY OR IF REPORTS AREN'T FILED AS REQUIRED. PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT FOREIGN EXPENDITURES. 1 ACCESS HEALTH CENTER 1700 75TH ST DOWNERS GROVE IL 60516 742611798 FOR PROFIT 50000 0 HEALTH RESEARCH AMERICAN CENTER P O BOX 15423 WASHINGTON DC 20003 474245571 501C4 80000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY APHRODITE MEDICAL PLLC 149 VESTAL PARKWAY W VESTAL NY 13850 263777919 FOR PROFIT 40000 0 HEALTH RESEARCH ARCHER INITIATIVES LLC P O BOX 424 ANNANDALE VA 22003 462655655 FOR PROFIT 441577 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY CHECKS AND BALANCES EDUCATION FUND PO BOX 170521 BROOKLYN NY 11217 814777062 FOR PROFIT 128000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY FAMILLY PLANNING ASSOCIATION OF MAINE PO BOX 587 AUGUSTA ME 04401 010317679 501C3 100000 0 HEALTH RESEARCH FAMILY PLANNING SPECIALISTS 200 WEBSTER ST STE 100 OAKLAND CA 94607 942959115 FOR PROFIT 110000 0 HEALTH RESEARCH FEMINIST WOMEN'S HEALTH CENTER INC 1924 CLIFF VALLEY WAY ATLANTA GA 30329 581273243 501C3 37500 0 HEALTH RESEARCH FULLER PROJECT FOR INTERNATIONAL REPORTING INC 1775 PENNSYLVANIA AVE NW WASHINGTON DC 20006 811175253 501C3 21000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY GIVEDIRECTLY INC PO BOX 3221 CHURCH ST STATION NEW YORK NY 10008 271661997 501C3 25000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY LATINOS UNITED FOR A NEW AMERICA LUNA 905 EL RIO DR SAN JOSE CA 95125 465043077 501C3 5000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY MABEL WADSWORTH WOMEN'S HEALTH CENTER 700 MT HOPE AVE STE 420 BANGOR ME 04401 222667466 501C3 100000 0 HEALTH RESEARCH MAJORITY OHIO PO BOX 8246 CINCINNATI OH 45208 475588453 501C3 45203 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY NISKANEN CENTER INC 820 FIRST ST NE STE 675 WASHINGTON DC 20002 455308952 501C3 50000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY SWC DETROIT 19305 W SEVEN MILE RD DETROIT MI 48219 460637541 FOR PROFIT 12000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY THE HOPE CLINIC FOR WOMEN LTD 1602 21ST ST GRANITE CITY IL 62040 371017984 FOR PROFIT 21863 0 HEALTH RESEARCH TRUST WOMEN FOUNDAITON INC 5107 E KELLOGG DR WICHITA KS 67218 273246473 501C3 100000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY VOTER REGISTRATION PROJECT EDUCATION FUND 1725 DESALES ST NW STE 650 WASHINGTON DC 20036 812169516 FOR PROFIT 3724000 0 CIVIL RIGHTS, SOCIAL ACTION, ADVOCACY WHOLE WOMEN'S SURGICAL CENTER 4025 E SOUTHCROSS ST 15 SAN ANTONIO TX 78222 274408982 FOR PROFIT 194200 0 HEALTH RESEARCH WOMENS HEALTH CENTER OF DULUTH PA 32 EAST FIRST ST STE 300 DULUTH MN 55802 411444270 501C3 100000 0 HEALTH RESEARCH 10 10 PART I, LINE 2: FOR MOST GRANTS CONTRIBUTED, THE ORGANIZATION REQUIRES THAT ORGANIZATIONS RECEIVING FUNDS SUBMIT A PROPOSAL AND PROVIDE POST-GRANT REPORTS. FOR NON 501C3 ORGANIZATIONS, THE ORGANIZATION GENERALLY REQUIRES A WRITTEN PROPOSAL DESCRIBING HOW THE GRANT FUNDS WILL BE USED. THE ORGANIZATION CONDUCTS A PRE-GRANT INQUIRY TO EVALUATE THE GRANTEE. ALL GRANTS ARE SUBJECT TO A WRITTEN GRANT AGREEMENT THAT IMPOSE REPORTING OBLIGATIONS, REQUIRE FUNDS BE USED SOLELY AS SPECIFIED IN THE PROPOSAL, AND REQUIRING THAT FUNDS BE RETURNED IF NOT SPENT APPROPRIATELY OR IF REPORTS AREN'T FILED AS REQUIRED. ARABELLA ADVISORS LLC SEE PART V 807425 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: ARABELLA ADVISORS, LLC(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:ENTITY MORE THAN 35% OWNED BY ERIC KESSLER, PRESIDENT(C) AMOUNT OF TRANSACTION: $807,425(D) DESCRIPTION OF TRANSACTION: SPECIFICALLY, ARABELLA ADVISORS PROVIDED 1) STAFF FOR HOPEWELL FUND PROJECTS; 2) OPERATIONAL SUPPORT IN MANAGING THE ORGANIZATION AND 3) SUPPLEMENTAL CONSULTING SUPPORT FOR SOME HOPEWELL FUND PROJECTS.(E) SHARING OF ORGANIZATION REVENUES? = NO X 1 8499586 FMV 0 0 0 FORM 990, PART V, LINE 2 NEW VENTURE FUND (NVF) IS THE PAYMASTER FOR ALL MANAGED ORGANIZATIONS UNDER ARABELLA FOR PAYROLL. NVF PAYS THE SALARY AND IMMEDIATELY INVOICES HOPEWELL, WHICH PAYS THE FULL AMOUNT BACK. FORM 990, PART VI, SECTION A, LINE 2 ERIC KESSLER, SAMPRITI GANGULI, WILBUR PRIESTER, AND ANDREW SHULTZ HAVE BUSINESS RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 3 HOPEWELL FUND HAS AN ADMINISTRATIVE SERVICES AGREEMENT WITH ARABELLA ADVISORS, LLC. DURING THE YEAR, HOPEWELL FUND PAID TO ARABELLS ADVISORS $807,425 FOR MANAGEMENT, ADMINISTRATIVE PERSONNEL, AND REIMBURSABLE EXPENSES. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS OF HOPEWELL FUND AND THE FUND'S LEGAL COUNSEL REVIEWED THE 990 BEFORE IT WAS FILED WITH THE IRS FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS ARE REQUIRED TO DISCLOSE CONFLICTS OF INTEREST. THE POLICY IS MONITORED AT THE BOARD LEVEL. COVERED INDIVIDUALS CANNOT VOTE ON MATTERS BEFORE THE BOARD WHEN THEY HAVE A CONFLICT IN THE MATTER. DISINTERESTED MEMBERS MUST DETERMINE WHETHER OR NOT THERE ARE ANY SUITABLE ALTERNATIVES TO POTENTIAL TRANSACTIONS THAT CAUSE CONFLICT. IF A COVERED PERSON IS FOUND IN VIOLATION OF THIS POLICY IT MAY BE CAUSE FOR REMOVAL FROM THE BOARD OF DIRECTORS FORM 990, PART VI, SECTION C, LINE 19 THE FUND DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XII, LINE 2C 2015 IS THE FIRST YEAR OF OPERATIONS. THE BOARD COMMENCED ITS OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT AUDITOR IN ACCORDANCE WITH THE HOPEWELL FUND'S GOVERNANCE DOCUMENTS