2017-09-26T09:27:51-05:00 2016-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2016-01-01 131945157 HUDSON INSTITUTE INC HUDS 2029742400 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 JOHN P WALTERS CHIEF OPERATING OFFICER 2029742400 2017-09-18 1 RICHARD D CASTRO CPA P00367721 7033858888 98.172.28.234 2017-09-18 09:28:11 ED P AC96F39BC0F1FDC38CE70D6FF1A2A0D2752F47C8 DC2342A28CB0154194AF7EA3D47886F4D764BC7F 2016 2021-01-29 14:40:06Z KENNETH R WEINSTEIN 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 11970607 0 X WWW.HUDSON.ORG X 1961 NY HUDSON INSTITUTE IS AN INDEPENDENT RESEARCH ORGANIZATION PROMOTING STRONG AND ENGAGED U.S. INTERNATIONAL LEADERSHIP IN PARTNERSHIP WITH OUR ALLIES. 12 12 60 237 0 0 18036772 7209307 920546 939308 1947508 1365194 -112616 -151550 20792210 9362259 0 0 0 0 6226473 7047610 45000 41400 861662 4711927 6090620 10983400 13179630 9808810 -3817371 39904608 37521470 5015757 3980960 34888851 33540510 HUDSON INSTITUTE'S MISSION IS PRIMARILY TO PROMOTE AMERICAN LEADERSHIP AND GLOBAL ENGAGEMENT FOR A SECURE, FREE, AND PROSPEROUS FUTURE. 0 0 6024561 2059630 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUESRELATED TO NATIONAL SECURITY, HUMAN RIGHTS, AND FOREIGN POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 4929186 1426684 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUES RELATED TO ECONOMICS AND DOMESTIC POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 10953747 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 1 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 113 0 1 60 1 0 0 0 0 0 1 1 0 0 0 0 X 12 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CO AR CA DC KY MD MA NH NY PA VA WA WI CT FL GA IL KS MI MN MS MO NV NJ NM NC OH OK OR SC TN UT WV X KENNETH WEINSTEIN 2029742400 1201 PENNSYLVANIA AVE NW SUITE 400 WASHINGTON DC 20004 WALTER P STERN CHAIRMAN EMERITUS 1.00 X X 0 0 0 MARIE-JOSEE KRAVIS VICE CHAIR 1.00 X X 0 0 0 SARAH MAY STERN CHAIR 8.00 X X 0 0 0 THOMAS BARRY BOARD MEMBER 1.00 X 0 0 0 JEFFREY L BERENSON BOARD MEMBER 1.00 X 0 0 0 LINDEN S BLUE BOARD MEMBER 1.00 X 0 0 0 JACK DAVID BOARD MEMBER 1.00 X 0 0 0 ROBERT DUPUY BOARD MEMBER 1.00 X 0 0 0 LAURENCE LEEDS JR BOARD MEMBER 1.00 X 0 0 0 SHINYA KATANOZAKA BOARD MEMBER 1.00 X 0 0 0 RUSSELL PENNOYER BOARD MEMBER 1.00 X 0 0 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 50.00 X X 448961 0 30895 MARGARET WHITEHEAD BOARD MEMBER 1.00 X 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 50.00 X 336983 0 31020 JOHN P WALTERS CHIEF OPERATING OFFICER 50.00 X 434359 0 31330 CHRISTOPHER DEMUTH DISTINGUISHED FELLOW 50.00 X 202908 0 25404 HILLEL FRADKIN DIRECTOR, CENTER ON ISLAM 50.00 X 227100 0 27898 RICHARD WEITZ DIRECTOR, CENTER FOR POLITICAL-MILITARY ANALYSIS 50.00 X 214535 0 21839 HUSAIN HAQQANI DIRECTOR SOUTH & CENTRAL A 50.00 X 201626 0 22364 MICHAEL DORAN SENIOR FELLOW 50.00 X 247484 0 6387 2313956 0 197137 21 0 1 0 STELZER ASSOCIATES INC 0372 NORTH STARWOOD DR ASPEN CO 81611 CONSULTANT 226001 DR WALTER RUSSELL MEAD 33-15 80TH ST APT 2 QUEENS NY 11372 CONSULTANT 143500 SETH CROPSEY 5906 OVERLEA ROAD BETHESDA MD 20816 CONSULTANT 129625 INDIANA UNIVERSITY 301 UNIVERSITY BLVD STE 3000 INDIANAPOLIS IN 46202 RESEARCH CONSULTANT 122415 RON PROSOR NAHALAT IZZHACK ST NO 14 TEL AVIV TEL AVIV IS CONSULTANT 117000 6 792881 6416426 669346 7209307 INDEPENDENT RESEARCH 541900 939308 939308 939308 1161102 1161102 2585935 2381843 204092 204092 204092 73260 792881 226505 -153245 -153245 BOOK & PUBLICATION SALES 511130 1695 1695 1695 9362259 941003 0 1211949 X 1313548 1147637 38628 127283 4207301 3478402 474712 254187 221397 177914 22030 21453 920329 785353 64157 70819 385035 310165 48504 26366 67112 50415 10194 6503 166564 139914 14991 11659 41400 41400 38276 28753 5814 3709 1982015 1631293 174781 175941 453181 344728 69707 38746 201379 156271 31599 13509 1721211 1445817 154909 120485 565692 439567 88885 37240 248978 313336 63360 -127718 19472 14627 2958 1887 251769 189129 38244 24396 38554 28962 5856 3736 PRINTING AND PUBLICATIO 267441 219649 44415 3377 PHOTOGRAPHY AND MEDIA P 68976 51815 10477 6684 13179630 10953747 1364221 861662 5268 4356 2221178 251990 1574019 799525 697324 89136 162421 181774 2241507 374865 207810 1866642 30392796 32877305 1373706 1450742 3270086 0 39904608 37521470 1886946 2779400 1090250 1097618 103942 2038561 0 5015757 3980960 X 28195485 30673597 6693366 2866913 34888851 33540510 39904608 37521470 X -3817371 2685490 -216460 X X 0 1 X 1 0 X 13796319 12094778 11305549 18036772 7209307 62442725 13796319 12094778 11305549 18036772 7209307 62442725 27511088 34931637 505622 734318 1157162 1999952 1142457 5539511 67982236 3786018 0.51380 0.50030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 27745163 41576 4025670 1527000 30285409 23135957 8094837 -2188833 1296798 27745163 22219452 2240936 904879 2229310 23135957 19930273 150405 3078799 940025 22219452 14917826 5094051 1437370 1518974 19930273 1.00000 0 0 1246882 87921 1158961 994625 286944 707681 1866642 X 12263550 2685490 2685490 9578060 10704 -226505 -215801 9362259 13611891 442966 442966 13168925 10705 10705 13179630 PART V, LINE 4: HUDSON USES ITS ENDOWMENT FUNDS TO PROVIDE A PREDICTABLE STREAM OF REVENUE FOR OPERATIONS WHILE SEEKING TO MAINTAIN AND EXPAND THE PRINCIPAL. PART X, LINE 2: THE INSTITUTE HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. NO INTEREST AND PENALTIES HAVE BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES -226,505. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES 226,506. BAD DEBTS 216,460. RUSSIA AND ITS NEIGHBORING STATES 0 1 PROGRAM SERVICES RESEARCH AND TEACHING ON GLOBAL SECURITY POLICY AND GEORGIAN CIVIL SOCIETY. 43379 0 1 0 0 0 1 43379 0 43379 0 0 0 0 0 0 X X X X X X X 1 THE LS GROUP 7406 PARK TERRACE DR ALEXANDRIA VA 22307 MANAGEMENT OF KAHN DINNER AND RELATED FUNDRAISING 0 866141 41400 824741 866141 41400 824741 AL AR CA CO CT DC FL GA IL KS KY MD MA MI MN MS MO NV NH NJ NM NY NC OH OK OR PA SC TN UT VA WA WV WI HERMAN KAHN AWARDS DINNER 866141 792881 73260 168136 58369 866141 792881 73260 168136 58369 226505 -153245 X X X 0 0 0 0 0 0 0 1 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 401461 0 47500 0 0 0 21200 0 9695 0 479856 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 336983 0 0 0 0 0 21200 0 9820 0 368003 0 0 0 JOHN P WALTERS CHIEF OPERATING OFFICER 386859 0 47500 0 0 0 21200 0 10130 0 465689 0 0 0 CHRISTOPHER DEMUTH DISTINGUISHED FELLOW 202908 0 0 0 0 0 16000 0 9404 0 228312 0 0 0 HILLEL FRADKIN DIRECTOR, CENTER ON ISLAM 227100 0 0 0 0 0 18000 0 9898 0 254998 0 0 0 RICHARD WEITZ DIRECTOR, CENTER FOR POLITICAL-MILIT 214535 0 0 0 0 0 17040 0 4799 0 236374 0 0 0 HUSAIN HAQQANI DIRECTOR SOUTH & CENTRAL A 201626 0 0 0 0 0 16000 0 6364 0 223990 0 0 0 MICHAEL DORAN SENIOR FELLOW 237484 0 10000 0 0 0 0 0 6387 0 253871 0 0 0 PART I, LINE 7 THE EXECUTIVE COMMITTEE OF THE BOARD DETERMINES THE AMOUNTS OF THE BONUSES GIVEN EACH YEAR. X 15 669346 STOCK QUOTE 0 0 1 PART I, LINE 32B: WELLS FARGO SELLS NON-CASH CONTRIBUTIONS OF PUBLICLY TRADED STOCK FOR HUDSON. FORM 990, PART VI, SECTION A, LINE 2 SARAH MAY STERN AND WALTER STERN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE PRESIDENT, COO, AND DIRECTOR OF FINANCE, AND IT IS ALSO PROVIDED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS ALL MEMBERS OF THE BOARD AND ALL OFFICERS. COMPLIANCE WITH THE POLICY IS MONITORED BY THE CORPORATE SECRETARY WHO MAINTAINS THE DISCLOSURE FORMS. EACH YEAR, TRUSTEES AND CORPORATE OFFICERS ARE REQUIRED TO FILL OUT ANNUAL DISCLOSURE FORMS THAT ARE DESIGNED TO ELICIT POTENTIAL CONFLICTS OF INTEREST THAT MAY ARISE THROUGH DEALINGS OR RELATIONSHIPS WITH STAFF MEMBERS, TRUSTEES OR INSTITUTE VENDORS. THESE DISCLOSURES ARE REVIEWED BY THE CORPORATE SECRETARY, THE INSTITUTE PRESIDENT AND THE CHAIRMAN OF THE BOARD. THE BOARD CHAIRMAN REVIEWS EACH TRANSACTION TO COME BEFORE THE BOARD FOR POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. BOARD MEMBERS ARE ASKED TO RECUSE THEMSELVES FROM ANY VOTES THAT MAY ENTAIL A CONFLICT OF INTEREST. FOR INSTANCE, A BOARD MEMBER WHO HANDLED A PORTION OF THE INSTITUTE'S HOLDINGS AS AN INVESTMENT MANAGER SERVED AS A NON-VOTING MEMBER OF THE INVESTMENT COMMITTEE. THOUGH HE TOOK PART IN COMMITTEE DELIBERATIONS, AND OFFERED ADVICE BASED ON DECADES OF EXPERIENCE, HE HAD NO VOTE ON INVESTMENT DECISIONS. THE IDENTIFIED CONFLICTS OF INTEREST AND APPROPRIATE RECUSALS ARE DOCUMENTED IN THE MINUTES OF EACH BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE FOLLOWING PERSONS INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT MEMBERS OF THE COMPENSATION COMMITTEE. COMPARABILITY DATA USED IN THE REVIEW PROCESS IS OBTAINED FROM THE FORM 990 OF OTHER ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD. THE COMPENSATION DETERMINATION PROCESS APPLIES TO THE FOLLOWING OFFICES/POSITIONS AND THE MOST RECENT YEAR FOR WHICH THIS PROCESS WAS UNDERTAKEN FOR EACH IS IDENTIFIED: PRESIDENT AND CEO FEBRUARY 2016 CHIEF OPERATING OFFICER APRIL 2016 SENIOR VICE PRESIDENT OCTOBER 2014 FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS/SUBCONTRACTORS : PROGRAM SERVICE EXPENSES 1,627,161. MANAGEMENT AND GENERAL EXPENSES 173,946. FUNDRAISING EXPENSES 175,408. TOTAL EXPENSES 1,976,515. EDITING/BOOK PUBLISHING : PROGRAM SERVICE EXPENSES 4,132. MANAGEMENT AND GENERAL EXPENSES 835. FUNDRAISING EXPENSES 533. TOTAL EXPENSES 5,500. FORM 990, PART XI, LINE 9: UNCOLLECTIBLE A/R -216,460. FORM 990 PART XII LINE 2C THE PROCESS HAS NOT CHANGED. 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