2017-09-22T11:06:29-05:00 2016-12-31 201776739 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2016-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON COFO 5013766854 2017-09-21 1 MICHELLE MANN P01064483 5012275800 2017-09-12 12.234.194.163 2017-09-21 13:18:43 CD P 7CC7ECF99C8847076806D33B9BB6808F8A627426 B256AC160916DA6B0B55CD4DD6BF2749476C0531 2016 2021-01-29 14:40:06Z X 129731558 X 89000 489160 489160 1742904 1742904 326111 67968038 326111 124443 124443 0 2771618 2682618 0 681503 116274 0 565230 622367 0 0 622367 311158 21718 0 289440 16778 0 0 16778 55075 13000 0 42075 685507 497469 0 188038 28743 28743 0 0 107770 59543 0 0 56710 0 0 133590 0 0 133590 99080 4011 0 95069 86953 0 0 86953 1137032 25059 0 1127987 4022266 765817 0 3167527 3575680 4454545 7597946 765817 0 7622072 -4826328 1916801 0 19266303 20891868 20891868 3155 2976 3155 3155 80646686 80488871 80488871 27707754 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(SEE STMT 15E) P 1157451 898802 258649 258649 MFB NTGI COMMON DAILY (SEE STMT 15E) P 1945678 1934910 10768 10768 MFB NTGI COMMON DAILIY (SEE STMT 15E) P 1234 1234 1234 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 45053 45053 45053 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 27461 -27461 -27461 MFB NTGI COMMON DAILIY (SEE STMT 15E) P 1577 -1577 -1577 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 102769 102769 102769 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 87987 87987 87987 ARTISAN- LONG TERM (SEE STMT 15K) P 200000 218831 -18831 -18831 GMO- SHORT TERM (SEE STMT 15J) P 608975 595496 13479 13479 GMO- LONG TERM (SEE STMT 15J) P 12701836 13774579 -1072743 -1072743 CBRE- SHORT TERM (SEE STMT 15B) P 2272582 2253522 19060 19060 CBRE- LONG TERM (SEE STMT 15B) P 2068886 1528559 540327 540327 PIMCO- SHORT TERM (SEE STMT 15C) P 2905921 3063637 -157716 -157716 PIMCO- LONG TERM (SEE STMT 15C) P 5982071 6062108 -80037 -80037 HERNDON- SHORT TERM (SEE STMT 15F) P 3033094 3074836 -41742 -41742 HERNDON- LONG TERM (SEE STMT 15F) P 4572447 3310464 1261983 1261983 COMMUNITY- SHORT TERM (SEE STMT 15M) P 87718 87557 161 161 COMMUNITY- LONG TERM (SEE STMT 15M) P 4412282 4389403 22879 22879 MESIROW- LONG TERM (SEE STMT 15L) P 6872773 6700000 172773 172773 BRECKINRIDGE- SHORT TERM (SEE STMT 15A P 622702 623633 -931 -931 OAKVIEW- SHORT TERM (SEE STMT 15G) P 753671 761382 -7711 -7711 RAVENEUR- SHORT TERM (SEE STMT 15N P 468743 491910 -23167 -23167 P/T: MONDRIAN- ST (SEE STMT 16A) P 52241 -52241 -52241 P/T: MONDRIAN- LT (SEE STMT 16A) P 922734 -922734 -922734 P/T: DIAMOND STATE VENTURES II LT (SEE STMT 16B) P 99381 99381 99381 P/T: RENAISSANCE ST (SEE STMT 16H) P 2441 2441 2441 P/T: RENAISSANCE LT (SEE STMT 16H) P 1785 1785 1785 P/T: NEWTYN ST (SEE STMT 16I) P 33080 33080 33080 P/T: NEWTYN LT (SEE STMT 16I) P 5704 -5704 -5704 CAPITAL GAINS DIVIDENDS P 103451 103451 103451 326111 0 8451846 134529115 0.062825 6509196 140313722 0.046390 5427176 132374024 0.040999 6614196 124458087 0.053144 7658054 125708607 0.060919 0.264277 0.052855 123286602 6516313 19168 6535481 7871985 X 19168 0 19168 0 19168 105900 105900 X 86732 86732 0 0 0 0 0 0 0 0 0 1 1 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 SHERECE WEST-SCANTLEBURY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PRESIDENT & CEO 50.00 301924 48886 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 COFO 50.00 240617 47690 0 JERRY ADAMS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.11 0 0 0 RENE BRYCE-LAPORTE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.34 0 0 0 VICKI SAVIERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.42 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 0.67 0 0 0 DAVID RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.79 0 0 0 KILOLO KIJAKAZI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.07 0 0 0 ROSA VELAZQUEZ 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 0.81 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD SECRETARY AND VICE PRESIDENT 50.00 138962 25226 0 SUSAN HARRIMAN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 0.20 0 0 0 FREDDIE BLACK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.47 0 0 0 HELEN DORADO ALESSI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 0.49 0 0 0 CALVIN WHITE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.23 0 0 0 MIKE MALONE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 0.94 0 0 0 CHRIS VINCENT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.12 0 0 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-PRESIDENT 50.00 181041 24350 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 INTERIM SENIOR ASSOC 40.00 91731 13708 0 MICHAEL CASTENS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 GRANT AND OPERATIONS 40.00 71626 13502 0 LISA DIXON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 52912 18079 0 RUSSELL CAREY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 53642 11634 0 0 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 021102112 INVESTMENT ADVISORY SERVICES 229276 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60603 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 113196 SUSAN HARRIMAN 3 BELLA VIEW DRIVE LITTLE ROCK AR 72212 EXECUTIVE MANAGEMENT CONSULTING 94500 DOXA TOTAL DESIGN STRATEGY INC 311 DICKSON STREET SUITE 202 FAYETTEVILLE AR 727015144 ANNUAL REPORT DESIGN 83315 PROPER SOUTHERN STRATEGIES 4723 CRESTWOOD DRIVE LITTLE ROCK AR 72207 CONSULTANT SUPPORTING ASSET DEVELOPMENT 51697 1 SEE STATEMENT 18 374204 SEE STATEMENT 18 206242 SEE STATEMENT 18 191948 SEE STATEMENT 18 134784 INCREASED INVESTMENT IN SOUTHERN BANCORP 249913 249913 116017672 9146391 0 125164063 0 0 125164063 1877461 123286602 6164330 6164330 19168 19168 6145162 28212 6173374 0 6173374 7622072 249913 7871985 19168 7852817 6173374 0 0 1391133 420036 1847793 3658962 7871985 0 0 0 6173374 1698611 0 0 5357573 0 0 0 0 0 89000 1302133 3966440 420036 1847793 1698611 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 4454545 4454545 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 1694634 1694634 14 489160 14 1742904 14 124443 18 326111 0 2682618 0 2682618 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X ACCOUNTING 7479 0 0 7479 AUDIT 36839 13000 0 23839 TAX PREPARATION 10757 0 0 10757 BATESVILLE AREA CHAMBER OF COMMERCE 409 VINE STREET BATESVILLE AR 72501 2016-06-24 35000 SEE STATMENT 21 18139 MARY REYNOLDS BABCOCK FOUNDATION INC 2920 REYNOLDA ROAD WINSTONSALEM NC 27106 2016-09-29 166666 SEE STATMENT 21 77171 NORTHERN TRUST BARCLAYS AGG BOND FUND 10242204 10242204 PIMCO TOTAL RETURN FUND 0 0 CCM FIXED INCOME FUND 5747516 5747516 BRECKINRIDGE CAPITAL FIXED INCOME 5596340 5596340 ARTISAN 12132030 12132030 GMO EQUITY 0 0 CBRE REITS 3820089 3820089 ADVISORY RESEARCH EQUITY 4056928 4056928 HERNDON EQUITY 0 0 RANGER EQUITY 2174203 2174203 NTGI RUSSELL 1000 GROWTH EQUITY 9628249 9628249 RUSSELL 1000 VALUE EQUITIES 10474416 10474416 OAKVIEW EQUITY 4325053 4325053 KABOUTER INT'L OPP OFFSHORE FUND EQUITY 3464188 3464188 BROWN SUSTAINABLE GROWTH EQUITY 4361067 4361067 ARIEL INT'L FUND EQUITY 11892607 11892607 BLACKROCK EQUITY 3880777 3880777 AQR STYLE PREMIA EQUITY 1490098 1490098 FORT GLOBAL OFFSHORE FUND EQUITY 964065 964065 COATUE 1016037 1016037 LAKEWOOD 1107260 1107260 RAVENEUR 21495 21495 SENTINEL DOME 1054793 1054793 COMPLUS ASIA 1547076 1547076 VARADERO 1536590 1536590 HOLLIS PARK 1541850 1541850 LEGAL SERVICES 16778 0 0 16778 PROGRAM RELATED INVESTMENTS 6251230 6472933 6472933 ACCRUED INTEREST RECEIVABLE 171755 144796 144796 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 CASH VERSUS ACCRUAL BASIS ON INTEREST 2306 DIAMOND STATE VENTURES II, L.P. 35554 LAZARD, LTD 1460 RENAISSANCE INSTITUITIONAL EQUITIES FUND, LLC 10024 NEWTYN TE PARTNERS, LP 21437 BANK CHARGES 72 0 0 72 INSURANCE 17329 0 0 17329 POSTAGE 617 0 0 617 DUES & SUBSCRIPTIONS 76993 0 0 76993 OFFICE EXPENSE 86830 0 0 86830 PROGRAM EXPENSES 401232 0 0 401232 ACCRUAL TO CASH 0 0 0 21950 PASSTHROUGH PORTFOLIO DEDUCTIONS 30995 25059 0 0 COMPUTER TRAINING 225 0 0 225 CONVENTIONS AND MEETINGS 151899 0 0 151899 PROFESSIONAL DEVELOPMENT 28222 0 0 28222 TRUSTEE OPERATIONS EXPENSE 55380 0 0 55380 PASSTHROUGH LOSSES 287238 0 0 287238 BLACKROCK 1867 1867 NT BOND INDEX 4475 4475 CCM 1747 1747 RUSSELL 1000 VALUE 3718 3718 PASSTHROUGH 107236 107236 RUSSELL 1000 GROWTH 5400 5400 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 573890 FUND FOR ARKANSAS' FUTURE, LLC 3870 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, L.P. 626302 DIAMOND STATE VENTURES III, L.P. 48405 SJF VENTURES IV, LP 8863 OWL VENTURES II, LP 4455 CASH ACCOUNT MANAGEMENT FEES 130 130 0 0 INVESTMENT OVERSIGHT 229276 229276 0 0 MANAGEMENT FEE - REITS 4017 4017 0 0 HERNDON MANAGEMENT FEE 24667 24667 0 0 RANGER INV MGMT FEES 31706 31706 0 0 CBRE MANAGEMENT FEE 38150 38150 0 0 TRUSTEE FEES - NT BOND INDEX 4780 4780 0 0 CUSTODIAL BANK FEES 98632 98632 0 0 PROFESSIONAL FEES - NT BOND INDEX 1050 1050 0 0 NT INVESTMENT MANAGEMENT FEES 19297 19297 0 0 ADVISORY RESEARCH MANAGEMENT FEE 37164 37164 0 0 BRECKINRIDGE INVESTMENT MANAGEMENT FEES 1293 1293 0 0 OAKVIEW MANAGEMENT FEE 7307 7307 0 0 OUTCOMES ASSESSMENT 30109 0 0 30109 OTHER CONSULTING 9120 0 0 9120 GRANTEE TECHNICAL ASSISTANCE 148809 0 0 148809 FEDERAL EXCISE TAX 48227 0 0 0 FOREIGN TAXES 59543 59543 0 0