2017-08-03T12:32:55-05:00 2016-09-30 271155496 ROBERT LEE & ASSOCIATES LLP 999 W Taylor Street Suite A San Jose CA 95126 990PF 2015-10-01 941584547 The Valley Foundation VALL 4088556770 999 W Taylor St Suite A San Jose CA 95126 Robert Lee Secretary 4088556770 2017-08-02 1 Scott R Smead P01208759 4088556770 2015 2021-01-29 14:40:06Z X 61596826 X 0 X 3348 3348 1465455 1465455 2308017 20048741 2308017 -148475 0 3628345 3776820 64000 0 0 54500 18167 18167 212706 212706 0 150000 0 0 14656 8257 2258 495862 239130 20425 3661720 3661720 4157582 239130 3682145 -529237 3537690 139047 98958 98958 23796 9805 23796 23796 26963 125697 125697 54399869 57066976 57066976 4674242 4281399 4281399 120210 120210 6000 0 0 59255926 61596826 61596826 1560 20720 0 78000 1560 98720 X 59254366 61498106 59254366 61498106 59255926 61596826 59254366 -529237 2772977 61498106 0 61498106 Capital Dynamics Real Estate P 13256 -13256 -13256 Endowment Venture Partners V, L.P. P 18462 -18462 -18462 portfolio advisors private equity fund iii lp P 209154 209154 209154 Redwood Kairos Real Estate Value Fund III, LLC P 123944 123944 123944 Publicly Traded Securities P 19715643 17709006 2006637 2006637 2308017 0 778671 64044263 0.012158 23194 63138039 0.000367 1058599 60417990 0.017521 120542 53456838 0.002255 4037857 55435030 0.072839 0.105140 0.021028 59213121 1245134 35377 1280511 3682145 X 35377 0 35377 0 35377 106091 106091 70714 70714 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 www.valley.org THE fOUNDATION 4083584545 999 W Taylor Street Suite A San Jose CA 95126 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 phillip R Boyce 999 W Taylor Street Suite A San Jose CA 95126 CHAIRMAN 4.00 16000 0 0 dr richard Sieve 999 W Taylor Street Suite A San Jose CA 95126 vice Chairman 4.00 16000 0 0 dr herbert Kain 999 W Taylor Street Suite A San Jose CA 95126 Board Member 4.00 16000 0 0 Daniel P Doore 999 W Taylor Street Suite A San Jose CA 95126 treasurer 4.00 0 0 0 Robert Lee 999 W Taylor Street Suite A San Jose CA 95126 Secretary 4.00 16000 0 0 NONE 0 Fiduciary Management 24 Corporate Plaza Ste 150 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 89328 Vaughan Nelson 24 Corporate Plaza Ste 150 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 56139 0 0 55252374 511266 4351204 60114844 0 0 60114844 901723 59213121 2960656 2960656 35377 35377 2925279 0 2925279 0 2925279 3682145 0 3682145 35377 3646768 2925279 1305581 0 0 3682145 1305581 0 0 2376564 0 0 0 0 0 0 0 0 548715 0 0 0 X BOK Ranch PO Box 620702 Woodside CA 94062 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 18720 Books Aloud Inc 150 East San Fernando Street San Jose CA 95112 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 25000 Boy Scounts of America 55 Silicon Valley 970 W Julian St San Jose CA 95126 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 1250000 Boys & Girls Clubs of Silicon Valley 518 Valley Way Milpitas CA 95035 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 25000 Cristo Rey San Jose Jesuit High School 1390 5 Wounds Lane San Jose CA 95116 None 501(C)(3) Grant to Promote the Organization's Charitable activities 1500000 Dress for Sucess 500 Sutter Street Suite 218 San Francisco CA 94102 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 3000 Honor Flight Bay Area Foundation 1990 Little Orchard St San Jose CA 95125 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 40000 RotaCare Bay Area Inc 514 Valley Way Milpitas CA 95035 NONE 501(C)(3) Grant to Promote the Organization's Charitable activities 50000 YMCA 1921 The Alameda 3rd Floor San Jose CA 95126 NONE 501(C)(3) GRANT to promote the Organization's charitable activ 750000 3661720 0 14 3348 14 1465455 900099 2308017 ENDOWMENT VENTURE PARTNERS 900099 -2374 LOWE REALESTATE INCOME AND GROWTH 900099 -693 Redwood Kairos Real Estate Value Fund III, LLC 900099 -84963 CAPITAL DYNAMICS 900099 -7438 Redwood Kairos Real Estate Value Fund IV, LLC 900099 -32271 portfolio advisors private equity fund iii lp 900099 -20954 Other Income 900099 218 2159542 1468803 0 3628345 0 0 0 0 0 0 0 0 0 0 Accounting 54500 18167 18167 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53.4942 (A)-3 (D) (2), THE VALLEY FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AND THE AMOUNT NEEDED TO SATISFY THE CURRENT YEAR DISTRIBUTION REQUIREMENTS AS BEING MADE OUT OF CORPUS. Corporate STock 57066976 57066976 Partnerships FMV 4281399 4281399 Prepaid Federal Excise Taxes 6000 0 0 Management Fees 6000 6000 0 Meeting Expenses 369 0 0 Website/Software 4515 2257 2258 Miscellaneous 2822 0 0 Insurance 950 0 0 ENDOWMENT VENTURE PARTNERS -2374 -2374 LOWE REALESTATE INCOME AND GROWTH -693 -693 Redwood Kairos Real Estate Value Fund III, LLC -84963 -84963 CAPITAL DYNAMICS -7438 -7438 Redwood Kairos Real Estate Value Fund IV, LLC -32271 -32271 portfolio advisors private equity fund iii lp -20954 -20954 Other Income 218 218 Unrealized gainS on investments 2772977 Deferred Federal Excise Tax Liability 0 78000 Management Fees - Kalmar 9810 9810 0 Management Fees - St. James 21113 21113 0 management Fees - saratoga Research 36316 36316 0 Management Fees - Vaughan Nelson 56139 56139 0 Management Fees - Fiduciary Management 89328 89328 0 excise tax expense 150000 0 0