2017-05-12T13:44:58-05:00 2016-06-30 221655803 DORFMAN ABRAMS MUSIC LLC 250 PEHLE AVE SUITE 702 SADDLE BROOK NJ 07663 990 2015-07-01 135562374 UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK INC UNIV 2126749120 184 ELDRIDGE STREET NEW YORK NY 10002 MELISSA AASE EXECUTIVE DIRECTOR 2126749120 2017-05-10 1 ANDREW SILVERSTEIN CPA P00359249 2014039750 2015 2021-01-29 14:40:06Z MELISSA AASE 184 ELDRIDGE STREET NEW YORK NY 10002 41275335 0 X WWW.UNIVERSITYSETTLEMENT.ORG X 1886 NY UNIVERSITY SETTLEMENT IS A NOT FOR PROFIT ORGANIZATION DEDICATED TO THE BETTERMENT OF FAMILIES LIVING & WORKING ON THE LOWER EAST SIDE OF MANHATTAN 22 22 1000 330 0 0 24170212 27296994 5084827 5173012 97183 19591 1361786 8424632 30714008 40914229 0 0 0 0 22328514 25130729 0 0 374494 7955191 9507746 30283705 34638475 430303 6275754 11771801 35792395 4034901 3791224 7736900 32001171 X UNIVERSITY SETTLEMENT IS A NOT FOR PROFIT ORGANIZATION DEDICATED TO THE BETTERMENT OF FAMILIES LIVING & WORKING ON THE LOWER EAST SIDE OF MANHATTAN. 0 0 16020135 2614887 CHILDCARE PROGRAMSUNIVERSITY SETTLEMENT HAS AN EXTENSIVE TRACK RECORD FOR PROVIDING STRENGTHS-BASED SERVICES TO LOW-INCOME CHILDREN AND FAMILIES. THE SETTLEMENTS COMPREHENSIVE APPROACH TO CHILD AND FAMILY SERVICES IS BASED ON CREATING TRUSTING RELATIONSHIPS WITH FAMILIES TO PROVIDE THEM WITH THE NECESSARY TOOLS AND SKILLS TO SUPPORT THEIR CHILDREN'S DEVELOPMENT. CHILDCARE PROGRAMS INCLUDE EARLY HEAD START, TWO EARLY CHILDHOOD CENTERS (THE EARLY CHILDHOOD CENTER AND CHILDREN'S CORNER),AND FAMILY CHILD CARE. FAMILY ENRICHMENT HOME VISITING PROGRAMS PROMOTE PARENT-CHILD BONDING AND HEALTHY CHILD DEVELOPMENT. THE BUTTERFLIES PROGRAM PROVIDES MENTAL HEALTH SERVICES FOR YOUNG CHILDREN AND THEIR FAMILIES. WE ALSO PROVIDE INDIVIDUALIZED SERVICES FOR CHILDREN UNDER AGE THREE WITH DEVELOPMENTAL DELAYS AND DISABILITIES THROUGH OUR EARLY INTERVENTION PROGRAM. ALL PROGRAMS ENGAGE CHILDREN IN A RICH CURRICULUM THAT NURTURES THEIR INTELLECTUAL, SOCIAL AND EMOTIONAL DEVELOPMENT. ADDITIONALLY,THE AGENCY ENGAGES PARENTS THROUGH HOME VISITS, CENTER-BASED CLASSROOM SESSIONS, SUPPORT GROUPS, WORKSHOPS, EDUCATIONAL/JOB TRAINING AND POLICY COUNCIL MEETINGS, ENABLING THEM TO GAIN THE SKILLS AND KNOWLEDGE TO SUPPORT THEIR CHILDREN'S DEVELOPMENT AND HELP THEM REACH THEIR FULL POTENTIAL. 7003912 YOUTH PROGRAMSUNIVERSITY SETTLEMENT'S YOUTH AFTER SCHOOL PROGRAMS STRESS LITERACY AND READING, BLENDING THESE ACTIVITIES WITH HOMEWORK HELP, TARGETED ACADEMIC AND PERSONAL SUPPORT, LEADERSHIP DEVELOPMENT AND COMMUNITY SERVICE OPPORTUNITIES, AND CREATIVE EXPERIENCES SUCH AS FIELD TRIPS, ARTS AND RECREATION. AFTER SCHOOL PROGRAMS ARE OFFERED IN BOTH SCHOOL-BASED AND COMMUNITY-BASED SETTINGS. PARENTS ARE FULLY INTEGRATED INTO THE PROGRAMS TO SUPPORT THEIR CRUCIAL ROLE IN THEIR CHILDRENS EDUCATIONAL AND PERSONAL DEVELOPMENT. DURING THE SUMMERS, UNIVERSITY SETTLEMENT RUNS STRUCTURED DAY CAMP PROGRAMS FOR CHILDREN AND YOUTH, WITH A MAJOR FOCUS ON LITERACY AND FIELD TRIPS. ADDITIONALLY, UNIVERSITY SETTLEMENT'S TALENT SEARCH PROGRAM PROVIDES COLLEGE ACCESS AND RETENTION SERVICES, INCLUDING INDIVIDUAL AND GROUP COUNSELING, WORKSHOPS, ASSISTANCE WITH COLLEGE APPLICATIONS AND FINANCIAL AID FORMS, COLLEGE FAIRS, GUEST SPEAKERS, AND COLLEGE VISITS FOR YOUNG PEOPLE INTERESTED IN PURSUING POST-SECONDARY EDUCATION. 8571791 2558125 FAMILY SERVICES AND COUNSELING PROGRAMSUNIVERSITY SETTLEMENT HAS A WIDE RANGE OF FAMILY SERVICES AND COUNSELING PROGRAMS. FAMILY SERVICES INCLUDE COMPREHENSIVE EVICTION PREVENTION AND CASE MANAGEMENT, ADULT LITERACY SERVICES, A PUBLIC PERFORMANCE SERIES AND ARTS EDUCATION, ARTS IN HEALTHCARE,A BROAD RANGE OF SERVICES FOR SENIORS, AND TWO COMMUNITY CENTERS THAT OFFER A RANGE OF HEALTH, EDUCATIONAL AND RECREATIONAL OPPORTUNITIES.THE HUB OF THE SETTLEMENT'S MENTAL HEALTH AND COUNSELING PROGRAMS IS ITS CONSULTATION CENTER, A STATE-LICENSED MENTAL HEALTH CLINIC, WHICH OFFERS COGNITIVE BEHAVIORAL THERAPY, CONJOINT AND MARITAL THERAPY, MEDICATION MANAGEMENT, AND PSYCHIATRIC EVALUATION AND CONSULTATION ON-SITE. THE ORGANIZATION ALSO HAS MENTAL HEALTH PROGRAMS FOR YOUTH AND CHILDREN, INCLUDING CHILDREN'S BLENDED CASE MANAGEMENT AND THE HOME BASED CRISIS INTERVENTION PROGRAM, WHICH ARE OFFERED IN CLIENTS' HOMES. 31595838 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 260 0 1000 1 0 0 0 0 0 1 1 0 0 X 22 22 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 NY X X IRMA GONZALEZ CFO 2124530297 121 AVENUE OF THE AMERICAS ROOM 506 NEW YORK NY 10013 GARY BAUMANN DIRECTOR 2.00 X 0 0 0 JAY BOCKHAUS DIRECTOR 2.00 X 0 0 0 SARAH BRITTON DIRECTOR 2.00 X 0 0 0 MARSHA COLE DIRECTOR 2.00 X 0 0 0 MARC N DEBEVOISE DIRECTOR 2.00 X 0 0 0 JAMES K FINKEL DIRECTOR 2.00 X 0 0 0 JIM FRIEDLICH DIRECTOR 2.00 X 0 0 0 HALE GURLAND DIRECTOR 2.00 X 0 0 0 JAMES G KAGEN DIRECTOR 2.00 X 0 0 0 DAVID J MANDELBAUM DIRECTOR 2.00 X 0 0 0 FREDERICK NADD-AUBERT DIRECTOR 2.00 X 0 0 0 CLAYTON POPE DIRECTOR 2.00 X 0 0 0 DAVID SHAPIRO DIRECTOR 2.00 X 0 0 0 HARLY STEVENS DIRECTOR 2.00 X 0 0 0 CK ZHENG DIRECTOR 2.00 X 0 0 0 IAN ZILLA DIRECTOR 2.00 X 0 0 0 HEATHER WESTON DIRECTOR 2.00 X 0 0 0 SHARON R EGILINSKY CHAIR 2.00 X X 0 0 0 STEVEN M SCHALL PRESIDENT 2.00 X X 0 0 0 THOMAS W MORGAN TREASURER/ VICE PRESIDENT FOR FINANCE 2.00 X X 0 0 0 BENJAMIN SCHALL ASSISTANT TREASURER 2.00 X X 0 0 0 RONNI FISHER VICE PRESIDENT FOR PROGRAMS 2.00 X X 0 0 0 RENEE EUBANKS VICE PRESIDENT FOR PROGRAMS 2.00 X X 0 0 0 PAUL W BRANDOW VICE PRESIDENT 2.00 X X 0 0 0 KATHERINE SEXTON VICE PRESIDENT 2.00 X X 0 0 0 ALAN P WINTERS VICE PRESIDENT 2.00 X X 0 0 0 MICHAEL H ZISSER CHIEF EXECUTIVE OFFICER 17.50 17.50 X 239586 0 30844 IRMA GONZALEZ CHIEF FINANCIAL OFFICER 17.50 17.50 X 182129 0 35197 MELISSA AASE EXECUTIVE DIRECTOR 35.00 X 181074 0 35315 NINOSKA PIROS ASSOCIATE EXECUTIVE DIRECTOR 35.00 X 158760 0 32192 FENG LIU MEDICAL DIRECTOR 35.00 X 129716 0 9173 LAURA TIMME ASSOCIATE EXECUTIVE DIRECTOR 35.00 X 122727 0 23919 SHEILA MATLIN DIRECTOR OF HUMAN RESOURCES 35.00 X 117511 0 7504 TAMEEKA FORD SENIOR PROGRAM DIRECTOR 35.00 X 113353 0 14657 1244856 0 188801 9 0 1 0 CHINATOWN YMCA OF GREATER NY 273 BOWERY NEW YORK NY 10002 BUILDING MAINTENANCE LIFEGUARDS & ACQUAT 326753 ADP LLC ONE ADP DRIVE MS-100 AUGUSTA GA 30909 PAYROLL SERVICES 195816 ASIAN AMERICANS FOR EQUALITY 2 ALLEN STREET 7TH FLOOR NEW YORK NY 10002 RENT 110550 3 196937 24618070 2481987 27296994 PROGRAM FEES 624100 3839073 3839073 MEDICARE/MEDICAID 624100 970520 970520 HOSPITAL FEES 624100 363419 363419 5173012 103088 103088 695246 0 695246 695246 695246 212090 295587 -83497 -83497 -83497 47751 196937 65519 -17768 -17768 PARK SLOPE CONTRIBUTION 900099 7036152 7036152 MANAGEMENT FEES 561000 499710 499710 MISCELLANEOUS 900099 211292 211292 7747154 40914229 5173012 0 8444223 X 1012107 1012107 18976857 17917044 825626 234187 668453 599439 66190 2824 2579441 2341887 216043 21511 1893871 1711711 160629 21531 64324 59623 4701 3897212 3726829 122691 47692 11174 11174 542236 523365 11486 7385 256958 245169 7754 4035 1061562 930043 113232 18287 46621 43673 2815 133 332216 287731 43630 855 20212 8322 9885 2005 513393 495246 15918 2229 178490 175994 2496 FOOD 936418 936179 239 YOUTH EVENTS & WRAP ARO 838786 837028 1758 EQUIPMENT PURCHASED 329244 325382 3862 TELEPHONE 269116 242150 24788 2178 209784 177849 24789 7146 34638475 31595838 2668143 374494 1317439 495661 413800 474500 4441718 5176502 403188 349948 30256897 3997060 1930984 26259837 3264672 3035947 11771801 35792395 3270029 2194471 19375 47025 745497 1549728 4034901 3791224 X 3625014 28239375 2040079 1689989 2071807 2071807 7736900 32001171 11771801 35792395 X 6275754 -166908 -6408 18161833 0 X X 0 1 X 1 1 1 X 20496777 21077276 20687598 24170212 27296994 113728857 20496777 21077276 20687598 24170212 27296994 113728857 113728857 877301 936489 682551 741408 714837 3952586 640750 742403 723209 752143 711002 3569507 121250950 19875811 0.93800 0.93620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2779175 -112309 75000 2591866 2712315 25000 41860 2779175 2802315 273634 -363634 2712315 3077315 159490 -434490 2802315 3065801 11514 35870 -35870 3077315 0.20060 0.79940 1 0 9750000 9750000 19353448 3199276 16154172 1109459 753794 355665 43990 43990 0 26259837 EXCHANGE TRADED FUNDS 656593 F MONEY MARKET FUNDS 40810 F MUTUAL FUNDS 1908192 F HEDGE FUNDS 430352 F 3035947 AMOUNTS HELD ON BEHALF OF OTHERS 92848 ADVANCES UNDER GOVERNMENT GRANTS 456880 DUE TO RELATED PARTY 1000000 1549728 X 40740913 -166908 -166908 40907821 6408 6408 40914229 34638475 0 34638475 0 34638475 PART V, LINE 4: THE SETTLEMENT INTERPRETS THE UPMIFA OF NEW YORK STATE, REQUIRING THE PRESERVATION OF THE FAIR VALUE OF THE ORIGINAL GIFT AS OF THE GIFT DATE OF THE DONOR-RESTRICTED ENDOWMENT FUNDS, ABSENT EXPLICIT DONOR STIPULATIONS TO THE CONTRARY. AS A RESULT OF THIS INTERPRETATION, THE SETTLEMENT CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS (A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT, (B) THE ORIGINAL VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENTS, AND (C) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENTLY RESTRICTED NET ASSETS IS CLASSIFIED AS TEMPORARILY RESTRICTED NET ASSETS UNTIL THOSE AMOUNTS ARE APPROPRIATED FOR EXPENDITURE BY THE SETTLEMENT IN A MANNER CONSISTENT WITH THE STANDARD OF PRUDENCE PRESCRIBED BY UPMIFA. PART X, LINE 2: AS OF JUNE 30, 2016, MANAGEMENT BELIEVES THAT BASED ON EVALUATION OF THE SETTLEMENT'S TAX POSITIONS THAT ANY LIABILITY AS A RESULT OF UNCERTAIN TAX POSITIONS WOULD NOT BE MATERIAL. MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, CHANGES IN TAX LAW, AND NEW AUTHORITATIVE RULINGS TO ASSIST IN EVALUATING THE SETTLEMENT'S TAX POSITIONS. ACCRUED INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS, IF ANY, WOULD BE RECOGNIZED AS PART OF THE INCOME TAX PROVISION. INCOME TAX RETURNS ARE FILED IN THE U.S. FEDERAL JURISDICTION AND STATE JURISDICTIONS. U.S. FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2012 ARE CLOSED. WINE EVENT 216866 196937 19929 22115 21237 15930 COMMUNITY CENTER EVENT 27822 27822 5123 1114 244688 196937 47751 22115 26360 17044 65519 -17768 X X X X X 0 0 0 0 0 0 0 0 0 MICHAEL H ZISSER CHIEF EXECUTIVE OFFICER 239586 0 0 0 0 0 14323 0 16521 0 270430 0 0 0 IRMA GONZALEZ CHIEF FINANCIAL OFFICER 182129 0 0 0 0 0 11226 0 23971 0 217326 0 0 0 MELISSA AASE EXECUTIVE DIRECTOR 181074 0 0 0 0 0 11344 0 23971 0 216389 0 0 0 NINOSKA PIROS ASSOCIATE EXECUTIVE DIRECTOR 158760 0 0 0 0 0 8221 0 23971 0 190952 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B IMPORTANT INFORMATION FROM THE COMMITTEE MEETINGS THAT THE BOARD HAS DISCUSSED AT THE FULL BOARD MEETINGS IS SUMMARIZED IN THOSE MINUTES. FORM 990, PART VI, SECTION B, LINE 11 THE CONTROLLER OR THE CHIEF FINANCIAL OFFICER IS PRIMARILY RESPONSIBLE FOR THE REVIEW OF THE FORM 990 WHICH IS PREPARED BY THE ORGANIZATION'S AUDITORS. THE INFORMATION ON THE FORM 990 IS COMPARED TO THE AUDITED FINANCIAL STATEMENTS LINE BY LINE. SUPPLEMENTAL INFORMATION WHICH DOES NOT APPEAR IN THE AUDITED FINANCIAL STATEMENTS IS COMPARED TO THE SOURCE DOCUMENTATION WHICH WAS PREPARED FOR THE FORM 990 PREPARER. ALL OF THE OTHER QUESTIONS ARE REVIEWED FOR ACCURACY. AFTER THE FORM 990 IS APPROVED BY THE CHIEF FINANCIAL OFFICER OR CONTROLLER, THE EXECUTIVE DIRECTOR PERFORMS A CURSORY REVIEW OF THE FORM 990 AND IF IT IS SATISFACTORY, APPROVES IT FOR SUBMISSION. IN ADDITION, THE 990 IS SENT TO THE FULL BOARD PRIOR TO SUBMISSION, AND MEMBERS CAN PROVIDE INPUT BEFORE THE FORM IS FILED. FORM 990, PART VI, SECTION B, LINE 12C UPON JOINING THE BOARD, NEW MEMBERS ARE INFORMED OF THE AGENCY'S POLICY REGARDING CONFLICTS OF INTEREST AND ARE GIVEN A WRITTEN COPY OF THE POLICY. ON AN ANNUAL BASIS, A FORM IS DISTRIBUTED TO ALL BOARD MEMBERS WHEREBY MEMBERS ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD COMPENSATION COMMITEE DETERMINES THE SALARY OF THE CEO. THE CEO DETERMINES OTHER EXECUTIVE LEVEL COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. THE ANNUAL REPORT IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 3,726,829. MANAGEMENT AND GENERAL EXPENSES 122,691. FUNDRAISING EXPENSES 47,692. TOTAL EXPENSES 3,897,212. FORM 990, PART XI, LINE 2C: RESPONSIBILITY FOR AUDIT THE BOARD OF DIRECTORS IS RESPONSIBLE FOR THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT. FORM 990, PART XI, LINE 8: PRIOR PERIOD ADJUSTMENT THE SETTLEMENT RECORDED A PRIOR PERIOD ADJUSTMENT DURING THE YEAR ENDED JUNE 30, 2016 TO REFLECT DONATED FACILITIES, NET OF DEPRECIATION, THAT SHOULD HAVE BEEN REFLECTED ON THE JUNE 30, 2014 FINANCIAL STATEMENTS. THE DOOR - A CENTER OF ALTERNATIVES 121 AVE OF THE AMERICAS NEW YORK NY 10013 136127348 YOUTH DEVELOPMENT NY 501(C)(3) 170(B)(1)(A)(IV) UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 THE DOOR-A CENTER OF ALTERNATIVES INC L 499710 ACTUAL COST THE DOOR-A CENTER OF ALTERNATIVES INC O 413992 ACTUAL COST THE DOOR-A CENTER OF ALTERNATIVES INC E 1000000 ACTUAL COST