2017-05-11T16:24:53-05:00 2016-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2015-07-01 141397918 ASTOR SERVICES FOR CHILDREN & FAMILIES ASTO 8458711000 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 CPA CFO 8458711000 2017-05-11 1 ROBERT R LYONS CPA P00227472 2125038800 2015 2021-01-29 14:40:06Z JAMES MCGUIRK 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 57426124 0 0928 X WWW.ASTORSERVICES.ORG X 1952 NY ASTOR'S MISSION IS TO PROVIDE BEHAVIORAL AND EDUCATIONAL SERVICES IN A CARING ENVIRONMENT WHERE CHILDREN AND THEIR FAMILIES FIND STRENGTH, HEALING, HOPE AND TRUST. 19 19 1100 144 0 0 1193425 1204347 50067356 56217810 172 3967 0 0 51260953 57426124 0 0 0 0 39593931 42424948 0 0 106503 12646458 14008904 52240389 56433852 -979436 992272 29479571 30278944 27818753 25676526 1660818 4602418 X ASTOR'S MISSION IS TO PROVIDE BEHAVIORAL AND EDUCATIONAL SERVICES IN A CARING ENVIRONMENT WHERE CHILDREN AND THEIR FAMILIES FIND STRENGTH, HEALING, HOPE AND TRUST. 0 0 9154554 9114924 HEAD START - PROVIDES ENRICHED LEARNING ENVIRONMENT TO ECONOMICALLY DISADVANTAGED AND HANDICAPPED PRE-SCHOOLERS TO MAXIMIZE THEIR POTENTIAL WHEN STARTING SCHOOL. ALSO COLLABORATES WITH OTHER AGENCIES IN PROGRAMMING. 4631479 4503890 RTF - CAPACITY OF 20. PROVIDES FULLY-INTEGRATED MENTAL HEALTH TREATMENT SERVICES TO SERIOUSLY DISTURBED CHILDREN IN A RESIDENTIAL SETTING, AGED 5-12. 5397461 5777970 RTC-HTP - CAPACITY OF 44. PROVIDES THE RESIDENTIAL AND RECREATIONAL COMPONENT TO SUPPORT THE EDUCATIONAL AND MEDICAL NEEDS OF CHILDREN AGED 5-12 WHO ARE DIAGNOSED TO BE HARD-TO-PLACE. 31413540 36821026 ASTOR OPERATES VARIOUS RESIDENTIAL AND OUT-PATIENT EDUCATIONAL, PREVENTIVE AND BEHAVIORAL HEALTH PROGRAMS TO BENEFIT CHILDREN AND THEIR FAMILIES. THE CHILDREN SUFFER FROM EMOTIONAL AND BEHAVIORAL DIFFICULTIES. THESE PROGRAMS ARE LOCATED AT VARIOUS SITES IN THE HUDSON VALLEY AND BRONX. 31413540 36821026 50597034 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 136 0 1100 1 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X NANCY SANTIAGO 8458711127 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 CHARLES R DANIELS III ASST TREASURER 1.00 X X 0 0 0 MICHAEL C BETROS CPA DIRECTOR 1.00 X 0 0 0 SCOTT D BERGIN ESQ DIRECTOR 1.00 X 0 0 0 SUSAN J RAGUSA DIRECTOR 1.00 X 0 0 0 JAMES M RAIMO CHAIR 1.00 X X 0 0 0 SCOTT G CRUIKSHANK DIRECTOR (FORMER) 1.00 X 0 0 0 JOSEPH E DAVIS DIRECTOR (FORMER) 1.00 X 0 0 0 LORA GESCHEIDLE DIRECTOR 1.00 X 0 0 0 KEVIN A HAMILTON DIRECTOR 1.00 X 0 0 0 JULIE H KRIEGER ASST. SECRETARY 1.00 X X 0 0 0 J JOSEPH MCGOWAN ESQ DIRECTOR 1.00 X 0 0 0 JUSTIN J BUTWELL DIRECTOR (FORMER) 1.00 X 0 0 0 JUANA M RIVERA DIRECTOR 1.00 X 0 0 0 VIRGINIA H SIBBISON PHD DIRECTOR 1.00 X 0 0 0 MSGR KEVIN SULLIVAN DIRECTOR 1.00 X 0 0 0 PAUL O SULLIVAN ESQ DIRECTOR 1.00 X 0 0 0 THERESE MLACK PHD DIRECTOR 1.00 X 0 0 0 ELIZABETH HICKEY LAVIN DIRECTOR 1.00 X 0 0 0 JOHN P GENN III DIRECTOR 1.00 X 0 0 0 JAMES L SCHWAB VICE CHAIR 1.00 X X 0 0 0 JAMES E VITIELLO DIRECTOR 1.00 X 0 0 0 J MICHAEL SWEENEY DIRECTOR 1.00 X 0 0 0 EDWARD LYONS CFO 35.00 X 104499 0 8505 DR RENEE FILLETTE COO 35.00 X 153590 0 21204 DR JAMES MCGUIRK EXEC DIRECTOR/CEO 35.00 X 207823 0 48312 DRDENIZE DASILVA-SIEGEL PSYCHIATRIST 35.00 X 265914 0 35400 DR ALICE LINDER MEDICAL DIRECTOR 35.00 X 209313 0 46528 JULIA E SPEICHER STAFF PSCHIATRIST 35.00 X 212929 0 39108 DR MEENU HOTCHANDANI PSYCHIATRIST 35.00 X 185486 0 32585 ADALIS MILLA-COLON STAFF PSCHIATRIST 35.00 X 199060 0 33060 1538614 0 264702 8 0 1 0 ADVOCATES FOR HUMAN POTENTIAL INC 490-B BOSTON POST ROAD SUITE 100 SUDBURY MA 01776 CONSULTANT 469750 FACILITIES MAINTENANCE CORP PO BOX 3689 POUGHKEEPSIE NY 12603 CLEANING SERVICES 324244 APM HR STAFFING SERVICES DBA NORMAN STA 231 CLINTON AVENUE KINGSTON NY 12401 TEMP SERVICES 262579 RESTORE OT & PT SLP PC PO BOX 367 COHOES NY 12047 PHYS. & OCCU. THERAPY 219691 MANPOWER INC 21271 NETWORK PLACE CHICAGO IL 60673 TEMPORARY STAFFING 208416 11 994921 209426 1204347 GOV'T FEES & CONTRACTS 611710 31294853 31294853 MEDICAID 624100 18981912 18981912 PRIVATE AND INSURANCE FEES 611600 4252883 4252883 NON-GOV'T CONTRACTS 611600 1688162 1688162 56217810 3967 3967 57426124 56217810 0 3967 538447 538447 31440021 29247014 2193007 1974722 1825573 149149 6211140 5688909 522231 2260618 2056905 203713 3845098 3007097 801903 36098 664424 596732 67692 1378139 1344194 33945 296549 250418 46131 34447 22762 11685 633674 543553 90121 1082823 877735 198818 6270 752566 752566 BOARDING HOME PAYMENT 1176203 1176203 FURNITURE & EQUIPMENT 1015082 384389 630208 485 OTHER 549764 528181 21583 0 UTILITIES 537086 490613 46473 2043049 1804190 175209 63650 56433852 50597034 5730315 106503 1206384 719757 6708036 8716464 159357 154498 320257 431891 27931548 15350832 11426327 12580716 9659210 7675618 29479571 30278944 4776475 5185339 1439846 0 2909668 3693636 12339541 11284236 6353223 5513315 27818753 25676526 X -6400053 -3159508 7560871 7261926 500000 500000 1660818 4602418 29479571 30278944 X 992272 1949328 X X 0 1 X 1 1 1 X 908265 559454 1386721 1193425 1204347 5252212 45659017 48670140 47780052 50067356 56217810 248394375 46567282 49229594 49166773 51260781 57422157 253646587 0 0 0 253646587 49543 16852 1536 172 3967 72070 49543 16852 1536 172 3967 72070 46616825 49246446 49168309 51260953 57426124 253718657 0.99970 0.99940 0.00030 0.00060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 530284 -30284 500000 830044 -299760 530284 715614 114430 830044 625657 89957 715614 647077 -21420 625657 0.00000 1.00000 0.00000 0 1 1 117993 117993 16518680 6250902 10267778 7569525 5632214 1937311 3503298 3467716 35582 222052 222052 12580716 CONTRIBUTION IN KIND-RENT RECEIVABLE 7175618 BENEFICIAL INTEREST IN THE CHILDRENS FOUNDATION OF ASTOR 500000 7675618 PENSION LIABILITY 5513315 5513315 X PART V, LINE 4: IN 1997, ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION, INC. (THE "FOUNDATION"), A RELATED ORGANIZATION, RECEIVED A GRANT OF $500,000 FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND FOR THE ORGANIZATION. THE ORGANIZATION RECORDED ITS INTEREST IN THE NET ASSETS OF THE FOUNDATION AS PERMANENTLY RESTRICTED NET ASSETS. PART X, LINE 2: FIN 48 DISCLOSURE: ASTOR BELIEVES IT HAS NO UNCERTAIN INCOME TAX POSITIONS AS OF JUNE 30, 2016 AND 2015 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 ("INCOME TAXES"), WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. X X X 0 0 0 0 0 0 0 0 0 DR RENEE FILLETTE COO 143075 0 4150 0 6365 0 0 0 21204 0 174794 0 0 0 DR JAMES MCGUIRK EXEC DIRECTOR/CEO 178912 0 23474 0 5437 0 26010 0 22302 0 256135 0 0 0 DRDENIZE DASILVA-SIEGEL PSYCHIATRIST 265656 0 0 0 258 0 9682 0 25718 0 301314 0 0 0 DR ALICE LINDER MEDICAL DIRECTOR 208917 0 0 0 396 0 19350 0 27178 0 255841 0 0 0 JULIA E SPEICHER STAFF PSCHIATRIST 212533 0 0 0 396 0 17643 0 21465 0 252037 0 0 0 DR MEENU HOTCHANDANI PSYCHIATRIST 185090 0 0 0 396 0 6867 0 25718 0 218071 0 0 0 ADALIS MILLA-COLON STAFF PSCHIATRIST 199006 0 0 0 54 0 7342 0 25718 0 232120 0 0 0 CHARLES R DANIELS BOARD MEMBER 371610 BROKER FEES 0 FORM 990, PART VI, SECTION A, LINE 6 CATHOLIC CHARITIES ALLIANCE IS THE SOLE MEMBER OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A CATHOLIC CHARITIES ALLIANCE, THE SOLE MEMBER OF THE ORGANIZATION, MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B CATHOLIC CHARITIES ALLIANCE OVERSEES THE BOARD OF DIRECTORS, INCLUDING THE ELECTION OF DIRECTORS, DETERMINATION OF THE SIZE OF THE BOARD, APPROVAL OF THE BOARD'S CHOICE OF EXECUTIVE DIRECTOR AND APPROVAL OF CERTAIN TRANSACTIONS, SUCH AS LARGE LOANS. FORM 990, PART VI, SECTION B, LINE 11 A REVIEW WAS MADE OF THE FORM 990 BY THE AUDIT COMMITTEE AND THEN SENT TO THE BOARD FOR COMMENT AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS AND OFFICERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY AT THE OCTOBER BOARD MEETING. THE FORM REQUIRES DISCLOSURE OF ANY CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR THE CFO PERFORMS A REVIEW OF EXECUTIVE COMPENSATION BY GOING TO GUIDESTAR AND PULLING 990 COMPENSATION INFORMATION FOR EXECUTIVE DIRECTORS OF COMPARABLE NON PROFITS IN THE REGION. THAT INFORMATION IS PROVIDED TO THE COMPENSATION COMMITTEE OF THE BOARD WHO REVIEW THAT INFORMATION. THEY DO A PERFORMANCE EVALUATION OF THE EXECUTIVE DIRECTOR AND SETS THE SALARY. THE SALARY IS REPORTED TO THE EXECUTIVE BOARD OPERATIONS COMMITTEE AND THE FULL BOARD. THIS YEAR A CONSULTANT(ASTRON SOLUTIONS) WAS RETAINED TO PERFORM A SALARY ANALYSIS OF ALL STAFF COMPOSING THE EXECUTIVE CABINET. THAT INFORMATION WILL ALSO BE SHARED WITH THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE CURRENTLY AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: TRANSFER OF ASSETS FROM THE ASTOR LEARNING CENTER 1,949,328. FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. FORM 990, PART X, LINE 29: IN 1997, ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION, INC. (THE "FOUNDATION") RECEIVED A GRANT OF $500,000 FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND FOR ASTOR. ASTOR RECORDED ITS INTEREST IN THE NET ASSETS OF THE FOUNDATION AS PERMANENTLY RESTRICTED NET ASSETS. CATHOLIC CHARITIES ALLIANCE 1011 FIRST AVENUE NEW YORK NY 10022 RELIGIOUS ORGANIZATION NY 501(C)(3) LINE 1 THE ARCHDIOCESE OF NY 0 THE ASTOR LEARNING CENTER 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 141620743 INSTRUCTION OF THE HANDICAPPED NY 501(C)(3) LINE 2 CATHOLIC CHARITIES ALLIANCE 0 THE CHILDRENS FOUNDATION OF ASTOR 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 223056183 RAISE AND PROVIDE FUNDS FOR ASTOR SERVICES FOR CHILDREN & LEARNING CENTER NY 501(C)(3) LINE 7 CATHOLIC CHARITIES ALLIANCE 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 THE CHILDRENS FOUNDATION OF ASTOR K 47490 COST THE CHILDRENS FOUNDATION OF ASTOR P 193215 COST THE CHILDRENS FOUNDATION OF ASTOR D 154498 COST THE CHILDRENS FOUNDATION OF ASTOR C 224219 COST THE ASTOR LEARNING CENTER S 3814032 NBV