2017-05-08T16:12:32-05:00 2016-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2016-01-01 362167918 SHEDD AQUARIUM SOCIETY SHED 3126923114 1200 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 JOYCE M SIMON EXEC VP/CFO/TREASURER/SECRETAR 3126923114 2017-05-08 1 LU ANN TRAPP P01506476 3122071040 2017-05-08 67.59.56.31 2017-05-08 13:25:10 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BA51EFB22CB4ED4B0BD23583E4B63B1B5E498DEE 2016 2021-01-29 14:40:06Z BRIDGET C COUGHLIN 1200 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 119025615 0 X WWW.SHEDDAQUARIUM.ORG X 1924 IL THE SHEDD AQUARIUM SOCIETY OPERATES A PUBLIC AQUARIUM TO ENCOURAGE THE CONNECTION BETWEEN ANIMALS AND GUESTS THROUGH EXHIBITS AND EDUCATION PROGRAMS WITH THE GOAL OF PROMOTING AQUATIC CONSERVATION. 56 55 717 844 0 0 20351694 16712405 37535864 37287973 859808 -1257975 2503396 2405627 61250762 55148030 68500 208719 0 0 26367527 27510230 0 0 3691835 30674533 30286312 57110560 58005261 4140202 -2857231 382193110 391464194 33146632 32745582 349046478 358718612 X AT SHEDD AQUARIUM, ANIMALS CONNECT YOU TO THE LIVING WORLD, INSPIRING YOU TO MAKE A DIFFERENCE. OUR EXHIBITS AND LEARNING PROGRAMS ENCOURAGE PEOPLE TO SUPPORT CONSERVATION EFFORTS THAT PROTECT WILDLIFE AND THEIR HABITATS AROUND THE WORLD. 0 0 30705854 30485 35893883 CONSERVATION EDUCATION: SHEDD AQUARIUM HAS WELCOMED MORE THAN 100 MILLION GUESTS TO THE WONDERS OF THE AQUATIC WORLD SINCE OPENING ITS DOORS IN 1930. THE AQUARIUM IS COMMITTED TO BEING ONE OF CHICAGO'S MOST ACCESSIBLE CULTURAL INSTITUTIONS, OFFERING ILLINOIS RESIDENT DISCOUNT DAYS THROUGHOUT THE YEAR, AS WELL AS DAILY DISCOUNTS FOR CHICAGO RESIDENTS, STUDENTS AND SENIOR CITIZENS, AND FREE ADMISSION FOR TEACHERS, POLICE AND FIRE PERSONNEL, AND ACTIVE-DUTY MILITARY. INSIDE THE AQUARIUM WALLS, A SUITE OF IMPACTFUL GUEST ENGAGEMENTS, INCLUDING LIVING EXHIBITS AND EXTRAORDINARY EXPERIENCES BEHIND THE SCENES, CREATE MEMORABLE CONNECTIONS TO ANIMALS, WHILE MILLIONS OF ADDITIONAL LEARNERS WORLDWIDE MAKE VIRTUAL CONNECTIONS THROUGH SHEDD'S EDUCATIONAL ONLINE PLATFORMS. THE AQUARIUM ALSO SHARES SHEDD'S MISSION BY TELLING ACCESSIBLE, MEANINGFUL STORIES WITH THE PUBLIC THROUGH PUBLIC RELATIONS AND MARKETING EFFORTS DEVELOPED THROUGH THE INTEGRATION OF CONSERVATION, LEARNING, ANIMAL CARE AND GUEST EXPERIENCE. A PROACTIVE LEADER AND RESOURCE FOR IMMERSIVE SCIENCE EDUCATION OPPORTUNITIES, SHEDD OFFERS PROGRESSIVE, RELEVANT AND ENGAGING PROGRAMS THAT INSPIRE - CREATING A GREATER UNDERSTANDING AND APPRECIATION FOR WILDLIFE AND ENVIRONMENTAL STEWARDSHIP. SHEDD STAFF MEMBERS CONDUCT AFTERSCHOOL PROGRAMS, LABS AND WORKSHOPS, AND WEEKLONG CITIZEN SCIENCE PROGRAMS FOR TEENS IN THE GREAT LAKES AND ABOARD ITS RESEARCH VESSEL, THE CORAL REEF II IN THE BAHAMAS. 12041801 ANIMAL CARE: SHEDD AQUARIUM IS HOME TO THE WORLD'S LARGEST AND MOST DIVERSE AQUATIC COLLECTIONS - MORE THAN 32,500 ANIMALS REPRESENTING OVER 1,500 SPECIES. A GLOBAL LEADER IN ANIMAL CARE, SHEDD'S TRAINING AND HUSBANDRY PROGRAMS SUPPORT ONSITE RESEARCH EFFORTS THAT CONTRIBUTE TO THE GROWING SCIENTIFIC BODY OF KNOWLEDGE ABOUT THOSE SPECIES IN THE WILD. ADDITIONALLY, SHEDD'S VETERINARIANS ARE AQUATIC MEDICINE PIONEERS WHO ARE ADVANCING THE FIELDS OF PREVENTIVE MEDICINE, AGING CARE, AND CONSERVATION MEDICINE WHILE PROVIDING WORLD-CLASS MEDICAL CARE THAT FURTHER EXPANDS UNDERSTANDING OF HOW TO SUPPORT HEALTHY ANIMAL POPULATIONS IN AQUARIUMS AND IN THE WILD. SHEDD'S ANIMAL CARE EXPERTISE ALSO LENDS ITSELF TO CRISIS RESPONSE AROUND THE WORLD. AS A NATIONALLY-RECOGNIZED LEADER IN RESCUE AND REHABILITATION, THE AQUARIUM HAS HELPED ANIMALS IN NEED FOR DECADES. SHEDD FREQUENTLY ACTS AS A PARTNER AND ADVISOR TO STATE AND FEDERAL GOVERNMENT AGENCIES, AND FELLOW ZOOS AND AQUARIUMS SEEKING ADVICE ABOUT REHOMING ORPHANED OR INJURED WILDLIFE. 2164815 178234 CONSERVATION SCIENCE AND RESEARCH: SHEDD IS LOCATED IN CHICAGO, BUT ITS RESEARCH IS WORLDWIDE. ITS HUSBANDRY, VETERINARY AND CONSERVATION PROGRAMS ARE GROUNDED IN RESEARCH THAT SUPPORTS HEALTHY ANIMALS AT SHEDD AND VIBRANT WILD POPULATIONS AROUND THE WORLD. SHEDD'S CONSERVATION RESEARCH PROGRAMS WORK TO MAXIMIZE BIODIVERSITY WHILE PRESERVING LOCAL LIVELIHOODS, AND FIELD RESEARCHERS OFTEN WORK SIDE-BY-SIDE WITH CITIZEN SCIENTISTS TO CONSERVE WILDLIFE AND HABITATS FOR FUTURE GENERATIONS. THE AQUARIUM'S WORK INCLUDES MORE THAN TWO DECADES OF RESEARCH ON BAHAMIAN ROCK IGUANAS, ONE OF THE WORLD'S MOST CRITICALLY ENDANGERED LIZARDS, AS WELL AS STUDIES OF ENDANGERED ARAPAIMA IN GUYANA, QUEEN CONCH AND GROUPER IN THE BAHAMAS, AND SEAHORSES IN SOUTHEAST ASIA. CLOSER TO HOME, SHEDD'S GREAT LAKES RESEARCH FOCUSES ON HIGH PRIORITY WILDLIFE AND HABITAT CONSERVATION ISSUES; THE AQUARIUM'S APPLIED STUDIES SUPPORT LOCAL AND REGIONAL AGENCIES IN DEVELOPING SOUND MANAGEMENT PLANS THAT CAN PROTECT THIS TREASURED NATIONAL RESOURCE. ONSITE, SHEDD'S STATE-OF-THE-ART FACILITIES AND ANIMAL CARE EXPERTS SERVE AS RESOURCES FOR RESEARCH PARTNERS IN CHICAGO AND AROUND THE UNITED STATES. ONSITE RESEARCH PROVIDES VALUABLE BIOLOGICAL AND BEHAVIORAL INFORMATION THAT INFORMS UNDERSTANDING OF SPECIES WHICH ARE NEARLY IMPOSSIBLE TO STUDY IN THE WILD. IN ADDITION TO SHARING WHAT IT LEARNS WITH THE SCIENTIFIC COMMUNITY, SHEDD'S ONSITE WORK CONTRIBUTES TO ITS OWN FIELD RESEARCH, SUCH AS HEALTH ASSESSMENTS OF WILD ALASKAN BELUGA WHALES AND EFFORTS TO SAVE SHARKS FROM LIFE-THREATENING STRESS RESPONSES FROM ENVIRONMENTAL AND ANTHROPOGENIC STRESSORS. 44912470 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 40 0 1 717 1 1 1 0 0 0 0 1 1 0 0 0 0 X 56 55 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL MI X X JOYCE M SIMON 3126923114 1200 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 TED BEATTIE SPECIAL ADVISOR/FORMER PRES. & CEO 45.00 X X 898170 0 27454 BRIDGET COUGHLIN TRUSTEE, PRES, & CEO(STARTING 4/16) 45.00 X X 283766 0 39751 PETER J BENSEN TRUSTEE 1.00 X 0 0 0 RICHARD W BURKE SR TRUSTEE 1.00 X 0 0 0 PAUL J CARBONE TRUSTEE 1.00 X 0 0 0 WILLIAM J CHASE TRUSTEE 1.00 X 0 0 0 ELIZABETH HARTIGAN CONNELLY TRUSTEE 1.00 X 0 0 0 EUGENE M CUMMINGS TRUSTEE 1.00 X 0 0 0 SCOTT L DILLE TRUSTEE 1.00 X 0 0 0 DAVID L EPSTEIN TRUSTEE 1.00 X 0 0 0 RICHARD E ERWIN TRUSTEE 1.00 X 0 0 0 TYRONE C FAHNER TRUSTEE 1.00 X 0 0 0 SARAH N GARVEY TRUSTEE 1.00 X 0 0 0 BRENT W GLEDHILL TRUSTEE 1.00 X 0 0 0 H JOHN GILBERTSON JR TRUSTEE 1.00 X 0 0 0 ANDERS GUSTAFSSON TRUSTEE 1.00 X 0 0 0 BRETT J HART TRUSTEE 1.00 X 0 0 0 WALLACE L HEAD TRUSTEE 1.00 X 0 0 0 KYM M HUBBARD TRUSTEE 1.00 X 0 0 0 BRIAN A KENNEY TRUSTEE 1.00 X 0 0 0 RICHARD L KEYSER TRUSTEE 1.00 X 0 0 0 THOMAS N KING TRUSTEE 1.00 X 0 0 0 DAVID J KOO TRUSTEE 1.00 X 0 0 0 ANNE E KREBS TRUSTEE 1.00 X 0 0 0 MITCHELL J KREBS TRUSTEE 1.00 X 0 0 0 DONNA LAPIETRA TRUSTEE 1.00 X 0 0 0 STUART LARKINS TRUSTEE 1.00 X 0 0 0 BRUCE K LEE TRUSTEE 1.00 X 0 0 0 MATTHEW LEVIN TRUSTEE 1.00 X 0 0 0 ANNA M LIVINGSTON TRUSTEE 1.00 X 0 0 0 CHERYL E MAYBERRY MCKISSACK TRUSTEE 1.00 X 0 0 0 ANDREW MCNALLY V TRUSTEE 1.00 X 0 0 0 HARVEY L MILLER TRUSTEE 1.00 X 0 0 0 J JAY MILLER TRUSTEE 1.00 X 0 0 0 WADE D MIQUELON TRUSTEE 1.00 X 0 0 0 SUSAN E MORRISON TRUSTEE 1.00 X 0 0 0 CHRISTOPHER J OATES TRUSTEE 1.00 X 0 0 0 ELLEN L O'CONNOR TRUSTEE 1.00 X 0 0 0 JANE B PERKINS TRUSTEE 1.00 X 0 0 0 GINEVRA REED RALPH TRUSTEE 1.00 X 0 0 0 GREGORY H SACHS TRUSTEE 1.00 X 0 0 0 JOHN F SANDNER TRUSTEE 1.00 X 0 0 0 DAVID P SCHARF TRUSTEE 1.00 X 0 0 0 RODD M SCHREIBER TRUSTEE 1.00 X 0 0 0 NANCY S SEARLE TRUSTEE 1.00 X 0 0 0 LLOYD D SEMPLE JR TRUSTEE 1.00 X 0 0 0 SANDRA L SIMON TRUSTEE 1.00 X 0 0 0 ALEX SINGLA TRUSTEE 1.00 X 0 0 0 MARY S SMITH TRUSTEE 1.00 X 0 0 0 GUY E SNYDER TRUSTEE 1.00 X 0 0 0 STEVEN J SOLOMON TRUSTEE 1.00 X 0 0 0 TRACY SOUDER TRUSTEE 1.00 X 0 0 0 WILLIAM C STEERS JR TRUSTEE 1.00 X 0 0 0 JANE L WARNER TRUSTEE 1.00 X 0 0 0 REEVE BYRON WAUD TRUSTEE 1.00 X 0 0 0 STEVE WELLER TRUSTEE 1.00 X 0 0 0 DONNA SIMS WILSON TRUSTEE 1.00 X 0 0 0 JOYCE SIMON EXECUTIVE VP/CFO/TREASURER/SECRETARY 45.00 X 342516 0 27223 MIKE DELFINI COO/EXECUTIVE VP 45.00 X 323202 0 35671 ROGER GERMANN FORMER EXECUTIVE VICE PRESIDENT 45.00 X 237496 0 18413 JENNIFER BARYL SENIOR VICE PRESIDENT 45.00 X 225794 0 18767 TIMOTHY BINDER EXECUTIVE VICE PRESIDENT 45.00 X 197669 0 23448 MEGHAN CURRAN SENIOR VICE PRESIDENT 45.00 X 191386 0 17345 NANCY ANSCHEL SENIOR VICE PRESIDENT 45.00 X 201627 0 23080 SANDY MAREK SENIOR VICE PRESIDENT 45.00 X 195118 0 31069 ROBERT WENGEL VICE PRESIDENT 45.00 X 189358 0 31331 CHERYL MELL SENIOR VICE PRESIDENT 45.00 X 181814 0 17492 ERIC ARNQUIST VICE PRESIDENT 45.00 X 165022 0 21787 3632938 0 332831 29 0 1 0 MBUY 600 W CHICAGO AVE CHICAGO IL 60654 ADVERTISING 1539072 MONTERREY SECURITY CONSULTANT 2232 S BLUE ISLAND AVENUE CHICAGO IL 60608 SECURITY SERVICES 1032775 ONX ENTERPRISE SOLUTIONS 600 EAST DIEHL NAPERVILLE IL 60563 IT CONSULTING 850665 KIMCOEUREST SERVICES INC 13028 COLLECTION CENTER DRIVE CHICAGO IL 60693 CLEANING SERVICES 670223 KOBOTECH 8 S MICHIGAN AVE STE 810 CHICAGO IL 60603 EVENT PLANNING 576185 14 3232079 695000 4381004 8404322 1081219 16712405 ADMISSIONS 900099 34505605 34505605 FOOD SERVICE 722210 1361208 1361208 EDUCATIONAL PROGRAMS 900099 1266153 1266153 155007 122125 32882 37287973 482483 482483 2939255 379053 2560202 2560202 2560202 60637760 505127 62133726 749619 -1495966 -244492 -1740458 -1740458 305590 695000 615187 -309597 -309597 OTHER REVENUE 900099 155022 155022 155022 55148030 35893883 0 2541742 129409 129409 79310 79310 2908069 707944 1384915 815210 18770327 14411900 3129652 1228775 848563 564516 190075 93972 3494239 2394798 735104 364337 1489032 990644 333455 164933 2073744 2001294 59132 13318 274786 274786 63869 63869 19880 19880 198964 198964 3503786 2344069 795928 363789 1777995 1776495 1500 2781430 2227955 247779 305696 1232494 579300 582808 70386 1644291 1562414 69353 12524 955366 675873 154871 124622 85690 48007 30762 6921 577495 571842 5653 12006911 11506596 418046 82269 472975 43304 429671 REPAIR AND MAINTENANCE 1305186 1250921 48526 5739 FOOD SERVICE EXPENSE 525865 525865 MISCELLANEOUS EXPENSE 475700 303524 149993 22183 PROFESSIONAL DEVELOPMEN 309885 216490 83387 10008 58005261 44912470 9400956 3691835 16819130 21464352 3006617 1308866 1324947 1544545 2133547 932704 293683986 163767583 133439041 129916403 71941547 35731099 152097253 199271454 1431028 1294771 382193110 391464194 5290211 6710614 915491 794674 22945000 21374958 3995930 3865336 33146632 32745582 X 285731373 295669702 49099946 48798162 14215159 14250748 349046478 358718612 382193110 391464194 X -2857231 12063366 466000 X 0 1 X 1 0 X 12935944 12722056 12804983 16252244 12635253 67350480 4010781 4020607 4079645 4099450 4077152 20287635 16946725 16742663 16884628 20351694 16712405 87638115 87638115 7568884 7308249 5610258 4234154 3421738 28143283 36941 37939 34445 33696 0 143021 200990 333820 162021 234544 155022 1086397 117010816 183645362 0.74900 0.71920 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 7483 0 0 1 12397 19880 0 PART II-B, LINE 1: THE AQUARIUM DEVOTED PART OF ITS LOBBYING ACTIVITIES TO MONITORING AND COMMUNICATING WITH THE FEDERAL, STATE AND LOCAL LEGISLATORS AND AGENCIES IN AN EFFORT TO FURTHER INITIATIVES WHICH MIGHT BENEFIT THE AQUARIUM. IN ADDITION TO MINIMAL EMPLOYEE TIME ALLOCATED TO LOBBYING, THE AQUARIUM PAID AN OUTSIDE CONSULTANT FOR THEIR LOBBYING SERVICES AND THE AQUARIUM SUPPORTED LOBBYING EFFORTS IN RELATION TO THE MUSEUM IN THE PARK COALITION IN SUPPORT OF THESE ACTIVITIES IN 2016. X X X X 0 203736411 8000 10596548 214340959 209734912 365000 -6363501 203736411 205251592 4483320 209734912 177008134 8563094 19680364 205251592 152794627 5034711 19178796 177008134 0.72370 0.06040 0.21590 0 0 104197519 48933389 55264130 128406793 73884604 54522189 56799149 40949590 15849559 4280525 4280525 129916403 PRIVATE CAPITAL 195226078 F INTEREST IN REAL ASSET FUNDS 215749 F GLOBAL FIXED INCOME 3829627 F 199271454 ACCRUED POST-RETIREMENT BENEFIT 3865336 3865336 X 68472671 12063366 1460240 13523606 54949065 198964 198964 55148029 58800537 994240 994240 57806297 198964 198964 58005261 PART III, LINE 1A: LIVE ANIMAL INVENTORY THE COSTS OF PURCHASING OR COLLECTING LIVE ANIMALS ARE EXPENSED AS INCURRED. DONATED SPECIMENS ARE NOT VALUED AND, THEREFORE, ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PART III, LINE 4: THE AQUARIUM HOUSES ONE OF THE LARGEST AND MOST DIVERSE COLLECTIONS OF LIVE AQUATIC ANIMALS IN THE WORLD. CURRENTLY, THIS INCLUDES 836 SPECIES OF FISHES AND 276 SPECIES OF INVERTEBRATES. IN ADDITION THERE ARE OVER 47 SPECIES OF REPTILES, 29 SPECIES OF AMPHIBIANS, 8 SPECIES OF MAMMALS AND 8 SPECIES OF BIRDS. ALTOGETHER, THE COLLECTIONS INCLUDE 1,800 FISHES AND INVERTEBRATES FROM 80 PROTECTED SPECIES. ABOUT 1,700 OF THESE ANIMALS ARE OFF-EXHIBIT FOR BREEDING PURPOSES. PART V, LINE 4: THE INTENDED USES OF THE ENDOWMENT ARE TO FUND GENERAL OPERATIONS, EDUCATIONAL PROGRAMS, CONSERVATION ACTIVITIES AND SPECIAL PROJECTS. PART X, LINE 2: INCOME TAX LIABILITIES OR BENEFITS ARE RECOGNIZED AT THE TIME SUCH AMOUNTS HAVE BEEN INCURRED AND ARE REASONABLY ESTIMABLE. ANY POTENTIAL INTEREST OR PENALTIES RELATED TO POSSIBLE FUTURE TAX LIABILITIES ARE RECORDED AS INCOME TAX EXPENSE. THE SOCIETY BELIEVES IT HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS OR LIABILITIES AT DECEMBER 31, 2016 AND 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS 615,187. RENTAL EXPENSES 379,053. ACTUARIAL GAIN RELATED TO RETIREES MEDICAL PLAN 466,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS 615,187. RENTAL EXPENSES 379,053. 0 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION CONSERVATION 79310 NORTH AMERICA 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 647 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH, RESCUE & REHABILITATION 650 NORTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE ATTENDANCE 19935 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 10196 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONFERENCE ATTENDANCE 5414 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONSERVATION RESEARCH TRIPS 30882 SOUTH AMERICA 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 498 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE ATTENDANCE 2465 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 1036 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH, RESCUE & REHABILITIATION 16460 EUROPE 0 0 PROGRAM SERVICES CONFERENCE ATTENDANCE 3973 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 3928975 NORTH AMERICA 0 0 PROGRAM SERVICE AQUATIC RESEARCH 2739 0 0 0 0 0 0 147532 3955648 4103180 NORTH AMERICA CONSERVATION 75000 CHECK 1 1 0 0 0 1 0 PART I, LINE 2: SHEDD REQUIRES REPORTS ON HOW FUNDS WERE EXPENDED AND ACCORDING TO PLAN AND EVALUATION OF RESULTS OF THE PROGRAM'S ACCOMPLISHMENTS. TRUSTEE GALA 844290 695000 149290 400535 BLU 128800 128800 149669 1 27500 27500 64983 1000590 695000 305590 615187 615187 -309597 1 INTERNATIONAL IGUANA FOUNDATION 1989 COLONIAL PARKWAY FORT WORTH TX 76110 752954637 501(C)(3) 5500 CONSERVATION ASSOCIATION OF ZOOS & AQUARIUMS 8403 COLESVILLE RD SILVER SPRING MD 20910 550526930 501(C)(3) 25000 CONSERVATION SOUTHERN ILLINOIS UNIVERSITY 900 S NORMAL AVE MC2709 CARBONDALE IL 62901 376005961 GOVT 28000 CONSERVATION RESEARCH SEWARD ASSOC FOR ADVANCEMENT OF MARINE SCIENCE PO BOX 1329 SEWARD AK 99664 920132479 501(C)(3) 20000 CONSERVATION RESEARCH MONTEREY BAY AQUARIUM 886 CANNERY ROW MONTEREY CA 93940 942487469 501(C)(3) 20000 CONSERVATION AMERICAN HUMANE ASSOCIATION 1400 16TH ST NW STE 360 WASHINGTON DC 20036 840432950 501(C)(3) 20000 CONSERVATION 6 PART I, LINE 2: SHEDD REQUIRES REPORTS ON HOW FUNDS WERE EXPENDED AND ACCORDING TO PLAN AND EVALUATION OF RESULTS OF THE PROGRAM'S ACCOMPLISHMENTS. X 1 1 X X X X X 0 1 0 1 0 0 0 1 1 1 TED BEATTIE SPECIAL ADVISOR/FORMER PRES. & CEO 575820 0 298350 0 24000 0 15900 0 11554 0 925624 0 0 0 BRIDGET COUGHLIN TRUSTEE, PRES, & CEO(STARTING 4/16) 283766 0 0 0 0 0 18000 0 21751 0 323517 0 0 0 JOYCE SIMON EXECUTIVE VP/CFO/TREASURER/SECRETARY 280524 0 20000 0 41992 0 15900 0 11323 0 369739 0 0 0 MIKE DELFINI COO/EXECUTIVE VP 264048 0 45000 0 14154 0 15900 0 19771 0 358873 0 0 0 ROGER GERMANN FORMER EXECUTIVE VICE PRESIDENT 199496 0 20000 0 18000 0 6889 0 11524 0 255909 0 0 0 JENNIFER BARYL SENIOR VICE PRESIDENT 171794 0 30000 0 24000 0 11942 0 6825 0 244561 0 0 0 TIMOTHY BINDER EXECUTIVE VICE PRESIDENT 182669 0 15000 0 0 0 3800 0 19648 0 221117 0 0 0 MEGHAN CURRAN SENIOR VICE PRESIDENT 159155 0 15000 0 17231 0 10473 0 6872 0 208731 0 0 0 NANCY ANSCHEL SENIOR VICE PRESIDENT 171654 0 10000 0 19973 0 11984 0 11096 0 224707 0 0 0 SANDY MAREK SENIOR VICE PRESIDENT 175368 0 10000 0 9750 0 11700 0 19369 0 226187 0 0 0 ROBERT WENGEL VICE PRESIDENT 179128 0 500 0 9730 0 11677 0 19654 0 220689 0 0 0 CHERYL MELL SENIOR VICE PRESIDENT 156314 0 7500 0 18000 0 10694 0 6798 0 199306 0 0 0 ERIC ARNQUIST VICE PRESIDENT 150025 0 8000 0 6997 0 5597 0 16190 0 186809 0 0 0 PART I, LINE 1A LINE 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - THE PRESIDENT/CEO WAS PROVIDED CERTAIN SOCIAL CLUB DUES; THE PORTION OF THIS BENEFIT NOT RELATED TO BONA FIDE BUSINESS PURPOSES WAS TREATED AS TAXABLE COMPENSATION. PART I, LINE 4B THE PRESIDENT/CEO PARTICIPATES IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN AS DESCRIBED IN 457(F). A BENEFIT OF $18,000 WAS ACCRUED DURING 2016. PART I, LINE 5 LINE 5A - A PORTION OF THE BONUSES PAID TO CERTAIN PERSONS LISTED IN PART VII, SECTION A, LINE 1A WERE CONTINGENT ON A PORTION OF THE ORGANIZATION'S REVENUES. PART I, LINE 7 PART 7A - BONUSES WERE PAID TO CERTAIN PERSONS LISTED IN PART VII, SECTION A, LINE 1A AT THE DISCRETION OF THE BOARD OF TRUSTEES AND PRESIDENT/CEO. PART I, LINE 8 THE PRESIDENT AND CEO WAS HIRED ON 4/11/2016 AND IS BEING PAID PURSUANT TO THIS INITIAL CONTRACT. A ILLINOIS FINANCE AUTHORITY 861091967 000000000 2015-07-29 22945000 REFUND 2005 BONDS 0 0 0 A 1440000 22945000 22945000 1 0 1 1 A 0 1 1 1 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: ILLINOIS FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 10/06/2015 X 34 703106 FAIR MARKET VALUE X FOOD & BEVERAGE 35 244492 FAIR MARKET VALUE X AIRLINE TICKETS 48 101947 FAIR MARKET VALUE X MISCELLANEOUS 1 24932 FAIR MARKET VALUE X MACHINERY & EQUIPMENT 1 6743 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES HAS THE POWER AND AUTHORITY OF THE BOARD OF TRUSTEES AND MAY ACT ON BEHALF OF THE BOARD OF TRUSTEES BETWEEN MEETINGS OF THE BOARD, SUBJECT TO CERTAIN LIMITATIONS. UNDER THE TERMS OF THE ORGANIZATION'S BYLAWS, THE EXECUTIVE COMMITTEE IS MADE UP OF FIVE TO TEN MEMBERS OF THE BOARD OF TRUSTEES ELECTED BY THE BOARD AT ITS ANNUAL MEETING; IN ADDITION, THE CHAIRPERSON OF THE BOARD SERVES AS AN EX OFFICIO MEMBER WITH A VOTE. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES ANDERS GUSTAFSSON AND RICHARD L. KEYSER HAVE A BUSINESS RELATIONSHIP. TRUSTEES REEVE BYRON WAUD AND WADE D. MIQUELON HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION CONTRACTS WITH SODEXO AMERICA, LLC AND EVENT NETWORK, INC. TO MANAGE AND OPERATE FOOD SERVICES AND GIFT SHOPS, RESPECTIVELY, AT THE AQUARIUM. FORM 990, PART VI, SECTION B, LINE 11B THE COMPLETED FORM 990, INCLUDING SCHEDULES, WAS DISTRIBUTED TO THE MEMBERS OF THE FINANCE AND AUDIT COMMITTEE (THE COMMITTEE) OF THE BOARD OF TRUSTEES. THE COMMITTEE MET WITH THE ORGANIZATION'S PRESIDENT/CEO AND CHIEF FINANCIAL OFFICER TO REVIEW THE FORM 990 AND RELATED SCHEDULES. SUBSEQUENTLY, EACH TRUSTEE WAS REQUESTED TO REVIEW THE FINAL FORM 990, INCLUDING SCHEDULES, WHICH HAD BEEN UPLOADED TO THE TRUSTEES' EXTRANET SITE. ALL QUESTIONS OR COMMENTS WERE DIRECTED TO THE ORGANIZATION'S CHIEF FINANCIAL OFFICER. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, TRUSTEES, AFFILIATES, EMPLOYEES AND VOLUNTEERS ARE ASKED TO REVIEW THE ORGANIZATION'S CODE OF ETHICS AND COMPLETE A CODE OF ETHICS STATEMENT AND QUESTIONNAIRE, WHICH INCLUDES THEIR AGREEMENT TO REPORT PROMPTLY ANY REPORTABLE MATTERS. SUCH STATEMENTS ARE REVIEWED AND EVALUATED BY THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN CAPITAL COMMITTEE (THE COMMITTEE) OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE ANNUAL REVIEW OF THE COMPENSATION OF THE OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. ALL MEMBERS OF THE COMMITTEE ARE INDEPENDENT. IN DETERMINING THE COMPENSATION OF THE PRESIDENT/CEO, THE COMMITTEE EVALUATES HER PERFORMANCE AGAINST PREVIOUSLY AGREED UPON CRITERIA, CONSIDERS COMPARABLE MARKET DATA, THEN DEBATES AND DOCUMENTS ITS RECOMMENDATION OF REASONABLE COMPENSATION. IN DETERMINING THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES, THE SAME PROCEDURES ARE PERFORMED; HOWEVER, THE COMMITTEE CONSIDERS THE CEO'S EVALUATION OF THE STAFFS' PERFORMANCE. THE RECOMMENDATIONS ARE THEN TAKEN TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR FINAL REVIEW AND ACTION. AS OF APRIL 11, 2016, THE BOARD OF TRUSTEES HIRED A REPLACEMENT FOR THE RETIRING PRESIDENT AND CEO. IN DETERMINING THE COMPENSATION OFFER TO THE SUCCESSFUL CANDIDATE, THE BOARD OF TRUSTEES CONSIDERED NOT ONLY THE CANDIDATE'S CREDENTIALS AND SALARY HISTORY BUT ALSO MARKET DATA AND ANALYSIS PREPARED BY THE BOARD'S INDEPENDENT EXECUTIVE COMPENSATION CONSULTANT AND INPUT FROM THE INDEPENDENT FIRM HIRED BY THE BOARD TO CONDUCT THE SEARCH. FORM 990, PART VI, SECTION C, LINE 19 CERTAIN OF THE ORGANIZATION'S GOVERNING DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. ITS AUDITED FINANCIAL STATEMENTS AND PUBLIC-DISCLOSURE COPIES OF ITS FORM 990 ARE INCLUDED ON ITS WEB SITE. FORM 990, PART XI, LINE 9: ACTUARIAL GAIN RELATED TO RETIREES MEDICAL PLAN 466,000.