2017-05-02T12:01:01-05:00 2016-06-30 474526160 EFPR GROUP CPAS PLLC 6390 MAIN STREET SUITE 200 WILLIAMSVILLE NY 14221 990 2015-07-01 133808669 UPPER MANHATTAN EMPOWERMENT ZONE DEVELOPMENT CORPORATION UPPE 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 BLAIR M DUNCAN EXEC. VP, ADMIN. & GENERAL COUNSEL 2124100030 2017-05-01 1 JOHN T O'BRIEN P01253588 7166340700 2017-05-01 2015 2021-01-29 14:40:06Z BLAIR M DUNCAN 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 2617146 0 X WWW.UMEZ.ORG X 1995 NY TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN. 14 14 24 0 0 0 4756868 1608059 2244073 785705 71238 121233 10495 102149 7082674 2617146 3161895 1355092 0 0 2139469 2025951 0 0 0 1790169 932920 7091533 4313963 -8859 -1696817 80328470 78069309 18936432 18374088 61392038 59695221 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN. 0 0 2990993 1355092 887854 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS, AND SMALL BUSINESS ASSISTANCE. 2990993 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 9 0 1 24 1 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY X GAFFAR MOHAMED 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 JOSEPH J JOHNSON III CHAIRPERSON 5.00 0.00 X X 0 0 0 PAMELA PALANQUE NORTH VICE CHAIRPERSON 5.00 0.00 X X 0 0 0 PETER O SHERWOOD ESQ SECRETARY 5.00 0.00 X X 0 0 0 CARMEN VASQUEZ TREASURER 5.00 0.00 X X 0 0 0 NIKISHA ALCINDOR DIRECTOR 5.00 0.00 X 0 0 0 MARIO L BAEZA ESQ DIRECTOR 5.00 0.00 X 0 0 0 RONALD BENJAMIN DIRECTOR 5.00 0.00 X 0 0 0 KEVIN CHAVERS DIRECTOR 5.00 0.00 X 0 0 0 MAURICE COLEMAN DIRECTOR 5.00 5.00 X 0 0 0 NANCY DEVINE DIRECTOR 5.00 0.00 X 0 0 0 ANTHONY Q FLETCHER DIRECTOR 5.00 0.00 X 0 0 0 AMIR KIRKWOOD DIRECTOR 5.00 0.00 X 0 0 0 HARRIET MICHEL DIRECTOR 5.00 5.00 X 0 0 0 KEITH TAYLOR EDD DIRECTOR 5.00 0.00 X 0 0 0 KENNETH J KNUCKLES C.E.O. 37.50 5.00 X 282472 0 76688 BERTRAM GIBSON C.F.O. (TO 3/31/16) 37.50 0.00 X 158473 0 8612 BLAIR M DUNCAN E.V.P. & GENERAL COUNSEL 37.50 0.00 X 208695 0 34673 GAFFAR MOHAMED C.F.O. (BEG 3/28/16) 37.50 0.00 X 0 0 0 VERDERY ROOSEVELT S.V.P. CULTURAL AFFAIRS 37.50 0.00 X 176093 0 17442 HOPE D KNIGHT C.O.O. 37.50 5.00 X 116644 0 4618 942377 0 142033 5 0 1 0 0 1608059 1608059 INTEREST INCOME - LOAN 925120 775005 775005 RECOVERY FROM LOAN LOS 925120 10700 10700 785705 121233 121233 SERVICE FEES 925120 100000 100000 MISCELLANEOUS 900099 2149 2149 102149 2617146 887854 0 121233 1355092 1355092 967766 532271 435495 705744 388159 317585 34815 19148 15667 217486 119618 97868 100140 55077 45063 24521 13487 11034 44550 44550 172496 94873 77623 31875 17531 14344 301007 165554 135453 15167 8342 6825 62695 34482 28213 41594 22877 18717 PROJECTS & INITIATIVES 73386 73386 TELEPHONE 51290 28210 23080 EQUIPMENT RENTAL/REPAIR 43803 24092 19711 DUES & SUBSCRIPTIONS 18135 9974 8161 52401 28820 23581 4313963 2990993 1322970 0 50502120 50100503 3593241 3738909 22487214 22068109 36604 21936 583408 348116 296173 235292 3413118 1904560 80328470 78069309 269810 266627 17475104 16792642 1191518 1314819 18936432 18374088 X 61392038 59695221 61392038 59695221 80328470 78069309 -1696817 0 X X 0 1 X 1 1 1 X 3822261 3254870 2022083 4756868 1608059 15464141 3822261 3254870 2022083 4756868 1608059 15464141 15464141 1727545 1053243 997373 872523 896238 5546922 31512 37912 350 10495 102149 182418 21193481 4058217 0.72970 0.77360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 403430 188873 214557 111160 105191 5969 68818 54052 14766 235292 DEFERRED COMPENSATION 918730 DEFERRED RENT OBLIGATION 191069 DUE TO AFFILIATE 205020 1314819 X 2617146 0 2617146 0 2617146 4313963 0 4313963 0 4313963 PART X, LINE 2: UMEZ IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE); THEREFORE, NO PROVISION FOR INCOME TAXES IS REFLECTED IN THE CONSOLIDATING FINANCIAL STATEMENTS. BOTH ENTITIES HAVE BEEN CLASSIFIED AS PUBLICLY SUPPORTED ORGANIZATIONS THAT ARE NOT PRIVATE FOUNDATIONS UNDER SECTION 509(A) OF THE CODE. THE ENTITIES PRESENTLY DISCLOSE OR RECOGNIZE INCOME TAX POSITIONS BASED ON MANAGEMENT'S ESTIMATE OF WHETHER IT IS REASONABLY POSSIBLE OR PROBABLE THAT A LIABILITY HAS BEEN INCURRED FOR UNRECOGNIZED INCOME TAXES. MANAGEMENT HAS CONCLUDED THAT THE ENTITIES HAVE TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT IN THE CONSOLIDATING FINANCIAL STATEMENTS. U.S. FORMS 990 FILED BY THE ENTITIES ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. 1 AARON DAVIS HALL INC - HARLEM STAGE WEST 135TH STREET CONVENT AVENUE NEW YORK NY 10031 133166308 501(C)(3) 237736 DEVELOPMENT BUSINESS RESOURCE & INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 501(C)(3) 636322 DEVELOPMENT CLASSICAL THEATRE OF HARLEM 566 WEST 159TH STREET SUITE 44 NEW YORK NY 10032 134046782 501(C)(3) 61513 DEVELOPMENT FIRELIGHT MEDIA INC 324 CONVENT AVENUE NEW YORK NY 10031 113489379 501(C)(3) 33000 DEVELOPMENT HARLEM BUSINESS ALLIANCE INC 275 MALCOLM X BOULEVARD 2ND FLOOR NEW YORK NY 10027 133591350 501(C)(3) 32500 DEVELOPMENT HARLEM STAGE 150 CONVENT AVENUE NEW YORK NY 10031 133166308 501(C)(3) 15186 DEVELOPMENT HISPANIC FEDERATION 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 10005 133573852 501(C)(3) 10000 DEVELOPMENT NATIONAL JAZZ MUSEUM IN HARLEM 104 EAST 126TH STREET NEW YORK NY 10035 133853627 501(C)(3) 62500 DEVELOPMENT EAST HARLEM EMPLOYMENT SERVICES - STRIVE 240 E 123RD STREET 3RD FLOOR NEW YORK NY 10035 133255679 501(C)(3) 115695 DEVELOPMENT THE FUTURO MEDIA GROUP 361 WEST 125TH STREET 6TH FLOOR NEW YORK NY 10027 272077349 501(C)(3) 80000 DEVELOPMENT UNION SETTLEMENT ASSOCIATION INC 237 EAST 104TH STREET NEW YORK NY 10029 131632530 501(C)(3) 20000 DEVELOPMENT WASHINGTON HEIGHTS & INWOOD DEVELOPMENT CORP 57 WADSWORTH AVENUE NEW YORK NY 100337048 132950346 501(C)(3) 50640 DEVELOPMENT 12 0 X X X 0 0 0 0 0 0 0 0 0 KENNETH J KNUCKLES C.E.O. 282472 0 0 0 0 0 72450 0 4238 0 359160 0 0 0 BERTRAM GIBSON C.F.O. (TO 3/31/16) 158473 0 0 0 0 0 7800 0 812 0 167085 0 0 0 BLAIR M DUNCAN E.V.P. & GENERAL COUNSEL 208695 0 0 0 0 0 9008 0 25665 0 243368 0 0 0 VERDERY ROOSEVELT S.V.P. CULTURAL AFFAIRS 176093 0 0 0 0 0 7650 0 9792 0 193535 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN AN ANNUAL DISCLOSURE FORM. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHICH IS COMPRISED OF INDEPENDENT DIRECTORS REVIEWS COMPARABLE DATA PREPARED BY AN INDEPENDENT CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND THROUGH THE OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL. FORM 990, PART XII, LINE 2C: NO CHANGES HAVE TAKEN PLACE DURING THE FISCAL YEAR ENDED JUNE 30, 2016. BUSINESS RESOURCE & INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE BUSINESSES. NY 501(C)(3) LINE 7 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER INC B 636322 FMV BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER INC D 750000 FMV